Rosy and Anr. v. State of Kerala and Ors.
that the order passed by the High Court to hold fresh enquiry under
Section 202 (2) of the Code was unnecessary because (1) under Section
200 read with Section 202 Cr.P.C., it is only at the discretion of Magistrate
F to decide whether to hold an inquiry or not before issue of process to the
accused; (2) the High Court as well as the Sessions Court failed to notice
the provisions in Section 465 of the Code while considering the contention
raised by the defence counsel.
G For appreciating the contention raised by the learned counsel, we
would first refer to Sections 200 and 202 Cr.P.C., which are as under :
"200. Examination of complaint - A Magistrate taking cog
nizance of an offence on complaint shall examine upon oath the
complainant and the witnesses present, if any, and the substance
of such examination shall be reduced to writing and shall be signed
ROSYv STATE[SI-IAH,J.; 117
by the complainant a11d the witnesses, and also by the Magistrate: A
Provided that when the complaint is made in writing, the
Magistrate need not examine the complainant and the witnesses -
(a) if a public servant acting or pwpo1ting to act in the discharge
of his official duties or a Court has made the complaint; or B
(b) if the Magistrate makes over the case for inquiry or trial to
another Magistrate under section 192 :
Provided further that if the Magistrate makes over the case to
another Magistrate under section 192 after examining the com- C
plainant and the witnesses, the latter Magistrate need not re
examine them.
202. Postponement of issue of process - (1) Any Magistrate, on
receipt of a complaint of an offence of which he is authorised to
take cognizance or which has been made over to him under section D
192, may, if he thinks fit, postpone the issue of process against the
accused, and either inquire into the case himself or direct an
investigation to be made by a police officer or by such other person
as he thinks fit, for the purpose of deciding whether or not there
is sufficient ground for proceeding :
Provided that no such direction for investigation shall be
made, -
(a) where it appears to the Magistrate that the offence com
plained of is triable exclusively by the Court of Session; or
(b) where the complaint has not been made by a Court, unless
the complainant and the witnesses present (if any) have been
examim:d on oath under section 200.
(2) In an inquiry under sub-section (1), the Magistrate may, if G
he thinks fit, take evidence of witness on oath :
Provided that if it appears to the Magistrate that the offence
complained of is triable exclusively by the Court of Session, he
shall call upon the complainant to produce all his witnesses and
examine them on oath. H
(3) If an investigation under sub-section (1) is made by a person
not being a police officer, he shall have for that investigation all
the powers conferred by this Cude on an officer in charge of a
police station except the power to arrest without warrant."'
(Emphasis added)
The aforesaid Section 200 requires a Magistrate taking cognizance
of an offence on a complaint to examine upon oath the complainant and
the witnesses present, if any. The proviso to the said section carves out an
exception in cases where a complaint is filed by a public servant acting or
C purporting to act in the discharge of his official duties or in cases where
the Court has made the complaint. ln such case complainant and witnesses
need not be examined. ln such cases, if he is satisfied that there is sufficient
ground for proceeding, he can straightway issue process. At this stage, the
Magistrate has thn:e options :
D (i) to issue process on the basis of complaint, if he 1s satisfied
that there is sufficit:nt ground for proceeding against the
accused (Sec. 204); or
(ii) to dismiss the complaint (Sec. 203); or
(iii) to hold an enquiry -
(a) by himself, or
(b) by directing investigation by the Police Officer,
( c) or by other person, for the purpose of deciding whether
or not there is sufficient ground for proceeding.
It is only if th.: Magistrate decides to hold the inquiry the proviso to
sub-section (2) of Si.:ction 202 would come into operation. If the offence is
triable exclusively by the court of Session&, the Magistrate himself has to
G hold the inquiry and no direction for investigation by police shall then be
made. Inquiry can be held for recording evidence on oath and if he thinks
fit. Sub- section (2) of Section 202 gives discretion to the Magistrate to
record evidence of witnesses on oath. To this discretionary power, the
proviso carves out an exception. lt provides that for the offence triable
H exclusively by the court of Session the Magistrate shall shall call upon the
ROS)' v. STATE [SHAH, J.] 119
complainant to produce all his witnesses and examine them on oath. Then A
the next stage after holding inquiry is passing of appropriak ordt:r of either
dismissal of the complaint or issue of process. That is provided under
Sections 203 and 204 of the Code. Hence, on receipt of the complaint, the
Magistrate by following the procedure prescribed under Section 200 may
issue process against the accused or dismiss the complaint. Section 203
specific lly provides that after considering the statement on oath, if any, of
the complainant and witnesses and the result of the inquiry or investigation,
if any, under Section 202, the Magistrate is of the opinion that there is no
sufficient ground for proceeding, he shall dismiss the complaint. For dis
missal of complaint, he is required to briefly record his reasons for so
doing. In other cases, he has to issut: process i.e. either summons or
warrants as the case may be as provided under Section 204. However, no
summons or warrant is to be issued against the accused until a list of the
prosecution witm:ssess has been filed. Therefore, the question of complying
with the proviso to sub-section (2) of Seetion 2C2 would arise only in cases
where the Magistrate before taking cognizance of the case decides to hulu D
the inquiry and secondly in such inquiry by him, if he decides tu take
evidence of witnesses on oath. But the object and purpose of holding
inquiry or invt:stigation under Section 202 is to find out whether there is
sufficient ground for proceeding against the accused or not and that
holding of inquiry or investigation is not an indispensable course befon: E
issue of process against the accused or dismissal of the cqmplaint. It is an
enabling provision to form an opinion as to whether or not process should
be issued and to remove from his mind any hesitation that he may have felt
upon the mere perusal of the complaint and the consideration of the
complainant's evidence on oath.
In a case, Ranjit Singh v. T71e State of Pepsu (now Punjab, AIR (1959)
SC 843, when: the Sub-Inspector uf Police was convicted under Section 193
IPC by First Class Magistrate, it was contended that the procedure adopted
by the Magistrate was erroneous because he did not hold an enquiry as
required under Sections 200 and 202 of the Code. This Court n<.:gatived G
the said contt:ntion and held thus :
"That cont.:ntion is equally untenable because under Section 200
proviso (aa) it is not m:cessary for a Magistrate when a complaint
is made by a Court to examine the complainant and m:ither Section H
120 SUPREME COUR !'REPORTS l2COOJ 1 S.C.R.
A 200 nor Section 202 requires a preliminary enquiry before the
Magistrate can assume jurisdiction to issue process against the
person complained against."' · ·
Further, it is st:ttled :aw that the inquiry under Section 202 is of limited
B nature. Firstly, to find out whether there is prim a f acie case in issuing
process against the person accused of the offence in the complaint and
secondly, to prevent the issue of process in the complaint which is either
false or vexatious or intt:nded only to harass such a person. At that stage,
the evidrnce is not to be meticulously appreciated, as the limited purpose
being of finding out ·whether or not there is sufficient ground for proceed-
C ing against the accused''. The standard to be adopted by the Magistrate in
scrutinising the evidrnce is also not the same as the one which is to be kept
in view at the stage of framing charges. At the stage of inquiry under
Section 202 Cr.P.C. accused has no right to intervene and that it is the duty
of the Magistrate while making an enquiry to elicit all facts not merely
D with a view to protect the interests of an absent accused person, but also
with a view to bring to book a person or persons against whom grave
allegations are made. (Re : Chandra Dea Singh v. Prakash Chandra Bose
& Anr., (1964] 1 SCR 639, Vadilal Panchal v. Dattatraya Dulaji
Ghadigaonker, I 1961] l SCR 1, Pramatha Nath Taluqdar v. Saroj Ranjan
Sarkar, 11962] Supp. 2 SCR 297, Nirmaljit Singh Hoon v. The State of West
E Bengal and Another, [1973] 3 SCC 753 andMohinder Singh v. Gu/want Singh
and Others, (1992) 2 SCC 213.
This Court in Kewal Krishan v. Suraj Bhan and Another, (1980) Supp.
sec 499, dealt with the case where instead of finding out prima facie case
F made out against the accused, the Magistrate passed an order by
meticulously appreciating the evidence in a case exclusively triable by a
Sessions Court, at tht: stage of Sections 203 and 204. The Court hdd that
the Magistrate committed an irregularity by exceeding his jurisdict10n and
observed thus :
"At the stage of Sections 203 and 204, Criminal Procedure Code
in a case exclusively triable by the Court of Session, all that the
Magistrate has to do is to see "whether on a cursory perusal of the
complaint and the evidence recorded during the preliminarv jq
quiry under Sections 200 and 202. Criminal Procedure Code, ttrere
is prim a f acie evidence in support of the charge levelled against
ROSYv. STATE[SHAH.J.i 121
the accused. All that he has to st:e is whether or not then: is A
''sufficient ground for proceeding against the accused."
The Court further made it ckar thus :
"At this stage, the Magistrate is not to weigh the evidence
meticulomly as if he were the trial Court. The standard tu be B
adopted by the Magistrate in scrutinising the evidence is not the
same as the one which is to be kept in view at the stage of framing
charges. The standard of proof and judgment, which is to be
applied finally before finding the accused guilty or otherwise is not
exactly to be applied at the stage of framing charges. A fortiori, at C
the stage of Sections 202/204, if there is prima facie evidence in
support of the allegations in the complaint relating to a case
exclusively triable by the Court of Session, that will be a sufficient
ground for issuing process to the accused and committing them
for trial to the Court of Session."
In this view of the matter it is apparent that the High Court erred in
holding that there was breach of mandatory provisions of the proviso to
Section 202 (2) of the Code and the order of committal is vitiakd and,
therefore, requir ..;s to bt: '"t aside. The High Court faikd to curn,ider
proviso to St:ction 200, particularly proviso (a) tu the said Section and also
tht: fact that inquiry under Section 202 is di,crdionary for dc:ciding whdht:r
to issue prnct:ss (under Section 204) or to dismi" the complaint ( undt:r
Section 203). Under Section 200, on receipt of the complaint, Magistrate
can take cognizance and issue process to the accused. If the case is
exclusivdy triable by the Sessions Court, he is rt:quired to commit the case
to tht: court of Sessions.
However, the learned counsd fur the appellants vehemently sub
mitted that in a case of complaint where the case is exclusively triable by
the court of Session, the Magistrate must follow the mandate of proviso to
sub-section (2) and examine the complainant and his witnesses on oath G
before committing the case tu Sessions Court as this would give protection
to the accused because he would he in a position to know the case against
him and the evid;;;nce rdi;;;d upon by the complainant in support of his case.
He relied upon a Full Bench decision of the Kcrala High Court in
Moideenkutty Haji & Ors. v. Kunhikoya & Ors., (1987) 1 K.L.T. 635. The H
122 SUPREME C '.OURT REPORTS [WOO[ l S.C.R.
A question involved in that case was whether it is mandatory that a
Magistrate, before issuing process to the accused on a complaint disclosing
an offence which is exclusively triable by a Court of Session, shall call upon
the complainant to produce all his witnesses and examine them on oath. A
Division Bench of the Court in Suluimun v. Eachura Wanier, (1978) KLT
B 424 had takt:n the view that it is not mandatory since th1:: duty to conduct
an enquiry under S. 202 (1) of the Code of Criminal Procedure itself is
only discretionary. The correctness of that view was doubted and hence the
question as wdl as the cases had been referred to the Full Bench. The
Court referred to various decisions ot Kerala High Court wherein a view
C was taken to the effect that an inquiry under Section 202 ( 1) is desirable
in complaint cast: which involves offonce t:xclusively triable by the court of
Sessions. It is only discretionary and the obligation to comply with the
proviso to Section 202 will arise only when Magistrate exercises his discre
tion to hold an inquiry. The Court also referred to other decisions of
various High Courts where the same view was taken and also decisions
D where the contrary view was taken. The Full Bench referred to objects and
purposes recommended by the Law Commission for the m:w provll.ion of
Section 202 in the Act and finally held that in a complaint case the inquiry
under Section 202 by the Magistrate into the truth of the complaint is made
mandatory and in a way it is intended to take the place of inwstigation by
E the police. This ~afeguard must be to take the place of the preliminary
inquiry proceedings provid~d in the old Code and that sub-section (2)
together with tht: proviso must ht: rt:ad a~ a proviso to Section 202. When
it is so read, the ob.iects underlying in the scheme of Chapter XV can be
bt:tter served.
The Madras High Court in M.G. Pillai v. T. Pillui, (198:'\) Cr!. L.J.
917 has held that order of committal passed under Section 209 by the
Magistrate taking cognizance of an offence under St:ction 2CO and there
after straightway i;ssuing process under Section 204 is a valid committal
order and that cannot be challengt:d as illegal on the ground that
G Magistrate has not availed himself of an inquiry under Section 202. How
ever, the Court further held that onct: tht: Magistrate decides to follow
Section 202, which is an enabling provision, the proviso to Section 202 (2)
would come into operation, which makes it obligatory for Magistrate to call
upon the complainant to produce all his witnesses and examim: them on
H oath; the failurt: on his part to comp!)' with the statutory direction given
>
)
ROSYv. S'lATE(SHAfi,J.] 123
under the said proviso would vitiate the further proceedings taken by him. A
We agree with the conclusion of the Madras High Court to the cfft:ct
that Section 202 is an enabling provision and it is a direction of the
Magistrate depending upon the facts of each case, whethcr to issue process
straightway or to hold the enquiry. However, in case when: enquiry is held,
failure to comply with the statutory direction to examine all the witnesses
would not vitiate further proceeding in all cast:s for the reasons that (a) in
a complaint filed by a Public servant acting or purporting to act in dis
charge of his official dutit:s, the question of holding inquiry may not arise,
(b) whether to hold inquiry or not is discretionary jurisdiction of the
Magistrate, ( c) even if he decided to hold inquiry it is his further discrttion
to examine the witnesses on oath.. lf he decides to examine witnesses on
oath in a case triable exclusively by tht: court of Session, he shall call upon
the complainant to produce all his witnesses and examin1C them on oath,
( d) it would also depend upon facts of each case depending upon the
prejudice caused to the accused by nun-compliance of the proviso (Sec. D
465), and ( e) that the objection with rngard to non .. compliance of proviso
should be taken at the earlier stage when the charge is framed by the
Sessions Court.
At initial stage, if objection is raised and it i' found by the Sessions
Court that by nun-holding uf inquiry, prejudice is caused tu the au used,
he may dirnct tht: Magistrate' to foltuw the proc.edurn prescribed under the
proviso. lt is no doubt true that by the ust: of the words "shall", it appears
that language ust:d in the proviso is of mandatory nature. At the same time,
it is a procedural law and it is to be read in context of Section 2CQ which
enables the Magistratt: to issue process without holding any inquiry and
that inquiry under St:ction 202 is itsdf discrt:tionary one - giving option to
examine or not to examine witnesses. Hence, proviso to the said sub-section
is required to be read accordingly though couched in mandatory term by
using tht: word 'shall'. Normally, the procedure prt:scribed therein should
be followed, but non-observance of the said procedure may not vitiate
further proceedings in all cases. ln a case where a complaint is filed, not G
by the public 1iervant, and where the offence is exclusively triable by the
court of Session the Magistrate should follow the proviso to sub-section (2)
of Section 202 and call upon the complainant to produce all his witnesses
and t:xamine them on oath. This would be in consonance with tht: provision
of Section 208 which inter alia provides for supply of copy of statements H
124 SUPREME CUU RT REPORTS (2000) 1 S.C.R.
A anrl documents to accused. This would also facilitate the Sessions Court in
framing the charge or discharging the accused. In the Sessions triable case ,
under Section 226 the prosecution has to open its case by describing the
charge brought against the accused and stating by what evidence it
proposes to prove the guilt of the dccused. On such submission, the
B Sessions Court is required to considtr the record of the case and the
documents submitted therewith and after hearing tht: submissions of the
accused and prosecution in this behalf, to decide whether there is sufficient
ground or not for proceeding against the accused. l.Jpon such considera
tion, if the court finds that there is no sufficient ground for proceeding
against the accused, he shall be discharged as provided under s. 227. In
C case, where ther.: is sufficient ground, court is requirt:d to framt: tht: charge
as provided under s. 228. Hence, for the purpose of framing the charge
also the rt:cording of such evidence i~ necessary. It also facilitatt:s the
accused to know allegation made against him as well as evidence in support
thereof. However, in a case where complaint is filed by a public servant
D after holding inquiry and recording the statements, question of recording
of such evidence may not arise. Hence, compliance of proviso by the
Magistrate in all Sessions triable cases is not a must and would not vitiate
the further trial unless prejudice caused to the accused is established.
Further, the aforesaid interpretation would he in consonance with
E Chapter XXXV of the Cr.P.C., which deals with irrt:gu!arities in the
proceedings, which may or may not vitiate the proceedings. Sections 460
and 461 provide which irregularities would or would not vitiate the
proceedings. ln these sections, there in no mention of Section 202. For our
purpose referenc1.: to Section 465 would suffice, which inter alia specifically
F provides that irrtgularity in the complaint, summons, warrant, order or
other proceedings before or during trial or in any inquiry shall not be a
ground for reversing order passed by the competent Court, unless in the
opinion of that Court a failure of justice has in fact been occassioned
thereby. Sub-section (2) further provides that in determining whether any
irregularity in proceeding has occasioned a failure of justice, the Court
G shall have regard to the fact whether the objection could and should have
been raised at an .:arlier stage in the proceedings. Hence, the statute does
not expressly provide for nullification of the order as a consequence of
non-compliance of proviso to sub-section (2) of Section 202, but provides
that unless prejudice is caused, the order is not to be set asidt:. This would
H mean that during inquiry under Section 202 when Magistrate examines the
ROSY v. STA Tr. [SHAH, J.] 125
witnesses on oat!!., as far as possible the proviso is to be complied with but A
the mandate is not absolute.
This is also to be considered with the fact that this part of holding
inquiry is procedural one and for that purpose, it would be proper to refer
to the observation made by this Court in The State of Punjab and Another
v. Sham/al Murari and Another, [1976] 1 SCC 719 : B
''We must always remember that processual law is not to be a
tyrant but a servant, not an obstruction but an aid to justice. It has
been wisdy observed that procedural prescriptions are the hand
maid and not the mistress, a lubricant, not a resistant in the C
administration of justice. Where the non- compliance, tho' proce
dural, will thwart fair hearing or prejudice doing of justice to
parties, the rule is mandatory. But, grammar apart, if the breach
can be corrected without injury to a just disposal of the case, we
should not enthrone a regulatory requirement into a dominant D
desideratum. After all, courts are to do justice, not to wreck this
end product on technicalities. Viewed in this perspective, even
what is regarded as mandatory traditionally may, perhaps, have to
be moderated into wholesome directions to be complied within
time or in extended time."
Hence, what emerges from the above discussion is :
I. (a) Under Section 200 Magistrate has jurisdiction to take
cognizance of an offence on the complaint after examining
upon oath the complainant and the witnesses present;
(b) When the complaint is made in writing by a public servant
acting or purporting to act in discharge of his official duties,
the Magistrate need not examine the complainant and the
witnesses.
() I h C · d. · h G c n sue case ourt may issue process or 1s1D1ss t e
complaint.
II. (a) The Magistrate instead of following the procedure stated
above may, if he thinks fit, postpone the issue of process and
hold inquiry for the purpose of deciding whether or not there I-I
126
SUPREME CO CRT REPORTS [2000] 1 S.C.R.
is sufficient ground for proceeding against the person ac
cus..:d. Such inquiry can be hdd by him or by the police officer
or by other person authorised by him.
(b) However, where it appears to the Magistrate that the
offc nee complained of is triable txclusivdy by the court of
Ses>ions, the direction of inwstigation by the police officer is
not permissible and he is required to hold inquiry by himself.
Dunng that inquiry he may decide to i::xamim: the witnesses
on oath. At that stage, proviso further gives mandatory direc
tion' that he shall call upon the complainant to produce all
his witnesses and examine them on oath. The reason obviously
is th<1t in a private complaint, which is required to be com
mitted to the Sessions Court for trial, it would safoguard the
inter ..:st of the accused and ht: would not bt: takrn by surprise
at the time of trial and it would n:wal the ver,ion of the
witm:sses whose list is required to be filed by complainant
undcr Scction 204 (2) bdore issuance of the proccss.
( c) The irregularity or non-compliance thereof would not
vitiate the further proceeding in all cases. A person complain
ing of such irregularity should raise obj.;ction at the earlit:st
E stagt and he -,hould point out how pn:judici.: i~ caused or is
li~dy to be caused by not fuiluwing the proviso. if he fails to
raise such objection at the earliest stage, he is precluded from
raising such objection later.
F Thc High Court failed to notice the provisions of Scction 465 of thc
Code as the objectinn with regard to such error, omission or irregularity
in the committal order was required to be raised at the earliest stage. After
committal order in tht: case, the trial was almost over as evidt:nce of tht:
prosecution :witnesses was recorded by the sessions court, statements of the
accused under St:ction 313 of the Code were also recorded, thereafter
witnesses wert: recalled and examined, furtht:r statements were recorded
and only at the stage of arguments the contention with regard to the
so-called irregularity was raised, which is upheld by the Sessions Court and
the High Court. In t'ie background of these facts, we hold that holding 9f
fresh inquiry under S..:ction 202 would be totally unnecessary in the present
H case and thereafter to commit the case again to the Sessions Court.
RUSYv. STATE !THOMAS,J.] 127
Hence, the appeals arc allowed, the impugned order passed by the A
High Court is set aside and the reference made by the Sessions Judge is
answered in the afore -mentioned terms. The Sessions Court is directed to
complete hearing of arguments and dispose of the case on merits in
accordance with law.
THOMAS, J. I have read the draft judgment prepared by my
learned brother M.B. Shah, J. and I respectfully agree with the conclusion
that the judgment of the High Court >hou!d be intcrfored with and the
Sessions Judge he direckd to proceed from where he stopped. But I haw
a different approach regarding the interpretation of Section 202 of the
Code of Criminal Procedure (for short 'the Code'). Interpretation of the
said provision is of great practical importance in inquiries and trials. Hence
I deem it appropriate to express my views on the interpretation of the
proviso to Section 202(2) of the Code.
The facts of this case reflect the gla;ing example of how failun: to D
raise objection at the appropriate stage could, procrastinate criminal
proceedings unduly to unpalatable levels. A!most eleven years have passed
since the alleged offence was committed (being in possession of arrack
containing methyl alcohol) and except the first two yeas which the Excise
officers took for compkting the formalities to launch the prosecution, the E re't of the years rolled on dm: lo th..: dday in court procedures. If the
impugned order of the High <.. 'ourt is to sustain the aln:ady protected
criminal proceedings which reached almost final stage in the trial court
alone would stand relegated to square one for commencing all the kgal
'kps ovi.:r again and if the progress thereafter is at the sami.: pacto quite
possibly anothtor decadt: would be consumed for the trial to n:ach where
it has already rtoached. Is it so inevitable a course to be adopted?
It was on 16.11.1990 that om: Excise Inspt:ctor, in his capacity as
such, filed the complaint against the appellants and a few others before a
Judicial Magistrate of Second Class allt:ging certain offences which were G
exclusively triable by the Court of Session and on 26.5.1990 the said
Magistrate, without examining any witness, committed the case to the
Sessions Court. In the list of witnesses apptondt:d to the complaint names
of ten persons were included. For almost six years the case rt:maincd in
limbo in the sessions court presumably due to ordt:rs passt:d by tht: High H
128 SUPREME COURT REPORTS (2000) 1 S.C.R.
A Court. Howt;ver, by the end of 1993 the decks Wtre cleared for the Sessions
Court to commt:nce proceedings. Neither then nor when charges were
framed by tht: Sessions Court on 2.9.1996 nor even thereaftt:r did any of
the accused raise any objection that the order of committal was wrong due
to non-examination of any witness in the committal court.
B It is to be further pointed out that during progress of the trial in the
Sessions Court, the accused preferred a revision in the High Court chal
lenging an ordtr passed by the trial court on 15.3.1997 as per which the
trial court granted permission to re-open the evidence. Even then the
accused did not raise any objection regarding non-examination of the
C witnesses in the committal court. The High Court dismissed the aforesaid
revision on 27.L 1998. Some witnesses were recallt;d by the Sessions Court
for further examination and on completion of the prosecution evidence,
after such prolonged proceedings, the Sessions Judge would have heard
argurnentF as envisaged in Section 232 of the Code of Criminal Procedure
D (For short the Code). It is apparent that the accused did not raise any
objection t:wn at that stage regarding the invalidity of committal order on
account of non-examination of witnesses in committal court Hence, the
Sessions Court passed over to the next stage envisaged in Section 230 of
the Code and dir~cted the accused to enter upon his ddence. The accused
E availed themsdw, of that opportunity and examined four witnesses on the
defence side. lt was when arguments wen: being lieard the defonce counsel
raised the objectiuns on the ground tha! witnesses were not examined in
the committal court.
F It seems that the Sessions Judge felt constrained by the two decisions
of the Kerala High Court, one n:ndtred by a Fuil Btnch in lvfoideenkutty
Haji and Others v. Kunhikoya and Others, [ 1987) l Kera!a Law Times 635
and other rendered by a Division Bench in State of Kera/a v. Balakrishnan,
(1991) 2 Kerala Liw Times 323. Instead of succumbing to the arguments
of the defence that the case should end in complete acquittal on account
G of non-examination of witnesses in the committal court, the Sessions Judge
had chosen to make a reference to the High Court as providt:d in Section
395(2) of the Code. The present appellants were dis-satisfied with the
aforesaid reference order and hence they chal!engt:d that order by filing a
revision before tht High Court. By the impugned order a Division Bt:nch
H of the High Court disposed of the aforementioned reference and the
ROSY v. STATE !THOMAS. J.] 129
revision petition.
The first point is that the stage had passed long ago for the accused
or the prosecution to have raised objections that the committal order was
vitiated due to non-examination of witnt:sses before the Magistrate issued
process to the accused. Even if there was any such omission before process
was issued the accused cannot raise it as an objection for the first time at
the fag end of a long drawn trial in the Sessions Court. Section 465 of the
Code is extracted below :
"465. Finding or sentence when reversible by reason of e"or, omission
or imgularity. - (1) Subject to the provisions hereinbefore con- C
tained, no finding, sentence of order passed by a Court of com
petent jurisdiction shall be reversed or altered by a Court of
appeal, confirmation or revision on account of any error, omission
or irregularity in the complaint, summons, warrant, proclamation,
order, judgment or other proceedings before or during trial or in
any Inquiry or other proceedings under this Code, or any error, D
or irregularity in any sanction for the prosecution, unless in the
opinion of that Court, a failure of justice has in fact been oc
casioned thereby.
(2) In determining whether any error, omission or Irregularity in E
any proceeding under this Code, or any error, or irregularity in
any sanction for the prosecution has occasioned a failure of justice,
the Court shall have regard to the fact whether the objection could
and should have been raised at an earlier stage in the proceedings."
The above section, when re-read as to apply to this case, would be F
thus : No order by a court of competent jurisdiction shall be reversed or
altered by a rr.visional court on account of any omission in any proceedings
held under this Code unless the court reaches the conclusion that such
omission has occasioned a failure of justice. One of the tests to ascertain
whether such omission has occasioned failure of justice is incorporated in G
sub-section (2), i.e. whether objection had been taken at any earlier stage
regarding such omission. If no such objection has been taken earlier
normally the court cannot permit that party to raise it at the last stage.
While dealing with Section 465(2) of the Code in Kalpnath Rai v.
State, [ 1997] 8 sec 732 this Court has stated thus : H
130
"Sub-section (2) of Section 465 of the Code is not a carte blanche
for rendtring all trials vitiated on the ground of the irregularity of
sanction if objection then:to was raised at the first instance itself.
The sub->ection only says that 'the court shall have regard to the
fact ' that objection has been raised at the earlier stage in the
proceedings. It is only one of the considerations to be weighed but
it does nut me<in if objection was raised at the earlier stage, for
that very reason the im:gularity in the sanction would spoil the
prosecution and transmute the proceedings into a void trial."
When the accused have chosen not to raise objection on the premise
C of omission to examine witnesses before process was issued by the
magistrate, it must be taken that they had no grievance that such omission
had occasioned failure of justice. Even if they had taken such objection
after committal of the case to the Sessions Court there was no need to turn
the switch board backwards as there is no scope for believing that such
D omission had occasioned failure of justice. This is because no evidence of
any witness would be used in the trial court unless such witness was
examined in the trial court and the accused is afforded reasonable oppor
tunity to cross-examine him.
Now I will proceed to the next question whether the magistrate
E should have examined all the witnesses of the prosecution before the case
was committed to the Court of Session, or before process was issued to the
accused.
Power of taking cognizance of offence and the conditions for the
F same are dealt with in Chapter XIV of the Code of which Section 190
specifies the powers of a magistrate to take cognizance of the offence.
Three different sources are indicated therein of which what is material in
this case is taking cognizance "upon receiving a complaint of facts which
constitute such offence". Taking cognizance of the offence involves the
exercise of deciding whether process should be issued to the accused.
G Section 204 of the Code envisages "issue of process". It only means issuing
either summons or warrant for the purpose of bringing the accust:d before
such magistrate. The provision says that summon or warrant need be;; issued
only if the magistrate is of opinion that "thert: is sufficient ground for
proceeding". Sub-section (3) says that in any proceeding instituted on
H complaint made in writing, the summons or warrant issued shall be accom-
ROSY v. STAT~ [TI-IO MAS, J .; 131
panied by a copy of such complaint. A
I may turn back to Chapter XV of the Code which contains the
provisions to bi: invoked during the int..;rregnum betwern filing of the
complaint and issuance of process to the accused. Section 202 deab with
postponement of process. The first sub-section says that any magistrate, on
receipt of a complaint of offence, "may if he thinks fit postpone the issue B
of process against the accused'., for resorting to any of the two courses i.e.
either inquire into the case himself or direct an investigation to be mad.:.
But if the offence is triable by a Court of Session the magistrate cannot
make a direction for investigation. So tht magistrate taking cognizance of
the offence upon a complaint, when such offence is not triable by the C
Sessions Court, can adopt either of the three courses : (1) straightway-issue
the process or (ii) he can postpone the issue of process for holding an
inquiry or (iii) he can direct an investigation to be made. If the offence is
triabk by a Court of Session, it is impermissible for the magistrate to direct
an investigation. To see whetht:r in such cases he can straightway issue
process to the accused without holding the inquiry, a careful interpretation D
of sub-section (2) of Section 202 of the Code is called for. That sub-section
is hence extracted below :
"(2) In an inquiry under sub-section (1), the Magistrate may, if he
thinks fit, take evidence of witness on oath; E
Provided that if it appears tu the Magistrate that the offence
complained of is triable exclusively by Court of Session, he shall
call upon the complainant to produce all his witnesses and examine
them on oath."
It may appear, prima facie, that the question of examining all wit
nesses would arise only when the magistrate opts to hold an inquiry,
otherwise not.
The crucial issue therefore is, when the offence, sought to be taken
cognizance of by the magistrate, is exclusively triable by the Court of G
Session, is it incumbent on the magistrate to conduct an inquiry as enjoined
in the proviso tu Section 202(2) of the Code or can he dispense with such
inquiry. The answer would nut have been difficult if we go by the placement
of the said proviso alone, as it can then be said that inquiry il> nut a must.
If the said proviso was placed in Section 200 of the Code even a doubt that H
132 SUPREME COURT REPORTS [20<Xl] 1 S.C.R.
A the legislative idea is to have all witnesses examined by the magistrate wht:n
the offence complained of is triable exclusively by the Court of Session
would have been displaced. Nonetheless the placement of the proviso is
not the only criteria in discerning the legislative intent. Indications can be
gathered from other connected provisions for taking a contrary view.
B Chapter XVI of the Code contains provisions for commencement of
proceedings before magistrate. Section 204, which is already referrt:d to,
enjoins on the magistrate to issue process if the magistrate forms the
opinion that there is ''sufficient ground for proceeding'. When the offence
is triable by a court of session the task of the magistrate cannot be
C restricted to considering whether process should be issued. There must be
sufficient ground for proceeding. Proceeding to what? In this context
Section 208 of the Code is important and hence it is extracted below :
"208. Supply of copies of statements and documents to accused
in other cases triable by Court of Session. - Where, in a case
D instituted otherwise than on a police report, it appears to the
Magistrate issuing process under Section 204 that the offence is
triable exclusively by the Court of Session, the Magistrate shall
without delay furnish to the accused, free of cost, a copy of each
of the following :
(i) the statements recorded under section 200 or section 202,
of all persons examined by the Magistrate;
(ii) the statement and confessions, if any, recorded under section
161 or section 164;
(iii) any documents produced before the Magistrate on which the
prosecution proposes to rely :
Provided that if that Magistrate is satisfied that any such document
is voluminous, he shall, instead of furnishing the accused with a
copy thereof, direct that he will only be allowed to inspect it either
personally or through pleader in Court."
Three categories of documents are mentioned in the aforesaid sec
tion the copies of which the magistrate, who proceeds from the stage in
Section 204, has to supply to the accused free of cost (in a complaint case
H involving an offence triable exclusively by a Court of Session). As the words
ROSY v. STATE [THOMAS, J.] 133
used here are "~hall furnish", it is almost a compelling duty on the A
ruagistrate to supply the said document to the accused. How can the
magistrate supply such documents? (In the present context the documents
referred to in the third category mentioned in clause (iii) are not impor
tant.) The first category delineated in clause (1) of Section 208 consists of
"statement recorded under Section 200 or Section 202 of all persons
examim:d by the magistrate." It is now important to note that the words "if
any'' have been used in the second category of documents which is
delineated in clause (ii) of Section 208, but those words are absent while
delineating the first category. In my view those two words have been
thoughtfully avoided by Parliament in clause (i).
If a magistrah.: is to comply with the aforesaid requirements in
Section 208 of the Code (which he cannot obviate as the language used in
the sub-section is of any indication) what is that manner in which he can
do it in a case where he failed to examine the witnesses before issuing
process to the accused? The mere fact that the word "or" is employed in D
clause (1) of Section 208 is not to be understood as an indication that the
magistrate is given the freedom to dispense with the inquiry if he has
already examined the complainant under Section 200. A case can be
visualized in which the complainant is the only eye witness or in which all
the eye witnesses were also present when the complaint was filed and they E
we::re all examined as required in Section 200. In such a case the com
plainant, when asked to produce all his witnesses under Section 202 of the
Code, is at liberty to report to the magistrate that he has no other witness
than those who were already examined under Section 200 of the Code.
When such type of cases are borne in the mind it is quite possible to grasp
F the utility of the word ''or" <vhich is employed in the first clause of Section
208 of the Code. So the intention is not to indicate that the inquiry is only
optional in the cases me::ntioned in Se::ction 208.
It is pertinent to consider yet another aspect. It is of importance from
practical point of view also. Section 209 of the Code enjoins on the G
magistrate to commit the case to the Court of Session after complying with
the provisions in Section 208 of the Code. Once the case is committed it
proceeds to the next stage for which the venue is the Court of Session. The
trial in the Court of Session is envisaged in Chapter XVIII. It must be
borne in mind that in the:: Sessions Court a public Prosecutor alone can H
134 SUPREME COURT REPORTS (2000) 1 S.C.R.
A conduct prosecution, whether the case was instituted on police report or
on complaint. Section 226, falling within the aforesaid Chapttr, requires
the public prosecutor to make the open address to the Sessions Court. That
section reads thus :
"226. Opening case for prosecution. - When the accused appears or
is brought before the Court in pursuance of a commitment of the
case by describing the charge brought under section 209, the
prosecutor shall open his case against the accused and stating by
what evidence he proposes to prove the guilt of the accused."
C If a case instituted on complaint is committed to the Court of Session
without complying with the requirements in clause (I) of Section 208 of the
Code how is it possible for the public prosecutor to know in advance what
evidence he can adduce to prove the guilt of the accused? If no inquiry
under Section 202 in to be conducted, a magistrate who decides to proceed
only on the averments contained in the complaint filed by a public servant
D (who is not a witm:ss to the core allegation) and such a case is committed
to the Court of Session, its inevitabk consequence would be that the
Sessions Judge has to axe down the case at the stage of Section 226 itself
as the public prostcutor would then be helpless to state "by what evidence
he proposes to prove the guilt of the accustd". If the offence is of a serious
E nature or is of public importance the consequence then would be miscar
riage of justice.
In this context it is useful to know the reason for incorporating such
a proviso in Sub-stction (2) of Section 202 of the Code. For that purpose
a petp into the corresponding legal position which existed prior to the
F introduction of the new Code will be useful.
Under the Code of Criminal Procedure 1898 (old Codt) a full
fledged magistrate inquiry was contemplated in the committal court and
the prosecution was then required to examine all the witnesses at that stage
G itself. By Act 26 of 1955 the Parliament abridged the above procedure and
it was provided therein that in police charge-sheeted cases only the wit
nesses to the occurrence need be examined in the committal court (vide
Section 207A of tht old Code).
While the situation remained thus as provided in Section 207A of the
H Code, the Law Commission submitted its 41st Report recommending
-
ROSYv. STATE [THOMAS, J.] 135
various changes in the Code among which it was recommended that A
inquiries in committal courts should be dispensed with. After giving
elaborate reasons for such abolition the Law Commission made the follow-
ing recommendations also :
''We arc recommending an a subsequent chapter (referred to
earlier) the abolition of commitment inquiries. This necessitates
certain amendments in the procedure to be followed in an inquiry
into complaints where the offence complained of is one triable
exclusively by the Court of Sessions. We recommend that the
Magistrate who takes cognizance of such offence on complaint
must himself make an inquiry into the complaint, and call upon
the complainant to produce all his witnesses and examine them on
oath. Further, in such cases the Magistrate should not direct an
investigation by a police officer or other person. For this purpose,
we propose two amendments of Section 202 in the form of another
proviso to sub-st!ction (1) and a proviso to sub- section (2)".
The recommendations so made by the Law Commission have been
virtually incorporated by Parliament in Section 202 of the present Code.
This Court has already taken the stand that it would be advantageous to
look into the deliberations made in the legislature, the objects and
Reasons for the enactments including recommendations of the Law Com
mission for the purpose of discerning the legislative idea behind inclusion E
of any particular provision (vide Santa Singh v. State of Punjab, [1977] 1
SCR 229 and Mithilesh Kumari v. Prem Behari Khare, [1989] 2 SCC 95. In
the latter decision a two-judge Bench has stated thus :
''Is it permissible to refer to the Law Commission's Report to
ascertain the legislative intent behind the provision? We are of the
view that where a particular enactment or amendment is the result
of recommendation of the Law Commission of India, it may be
permissible to refer to the relevant report as in this case. What
importance can be given to it will depend on the facts and cir
cumstances of each case.''
Regarding Section 202 of the Code Parliament has taken the cue
from the Law Commission Recommendation and introduced all the
parameters in accordance with such recommendations. That is yet another
factor which lends support to the interpretation which I have adverted to
above. H
136 SUPREME COURT REPORTS [2000) 1 S.C.R.
A Thus I have no doubt that the proviso incorporated in Sub-section
(2) of Section 202 of the Code is not merely to confer a discretion on the
magistrate, but a compelling duty on him to perform in such cases. I wish
to add that the magistrate in such a situation is not obliged to examine
witnesses who could not be produced by the complainant when asked to
B produce such witnesses. Of course if the complainant requires the help of
the Court to summon such witnesses it is open to the magistrate to issue
such summons, for, there is nothing in the Code which prevents the
magistrate from issuing such summons to the witnesses.
I n::itcrak that if the magistrate omits to comply with the above
C requirement that would not, by itself, vitiate the proceedings. If no objec
tion is taken at the earlier stage n:garding such omission tht: court can
consider how far such omission would have led to miscarriage of justice,
when such objection is taken at a latt:r stage. A decision on such belated
objection can be taken by bearing in mind the principles adumbrated in
Section 465 of the Code.
With all the above reasons l agree with my learned brother that the
impugned order passed by the High Court is to be set aside and the
Sessions judgt be directed to dispose of the case on merits in accordance
with law.
E v.s.s. Appeals allowed.