State of Jammu and Kashmir & Ors v. District Bar Association, Bandipora
The Judgment of the Court was ~elivered by
DR. D. Y. CHANDRACHUD;·J. I. Delay condoned. Leave
granted.
2. The State of Jammu and Kashmir seeks to challenge the orders
dated 1 December 2015 and I 0 August 2016 of a Division Bench of the E
High Court in a Public Interest Litigation instituted by the District Bar
Association, Bandipora. The grievance of the Bar Association was that
since the creation of the district ofBandipora in 2007, the Sessions Court
has been housed in a building which used to be a part of the Munsif's
Court Complex. The Principal District and Sessions Judge, Chief Judicial
Magistrate and Munsif discharge their judicial functions in a building F
which lacks basic amenities. On 30 November 2013 during the course
of a mega Lok Adalat, the Administrative Judge expressed the view that
a suitable plot of land is urgently required for the District Court. This
was communicated by the Additional Deputy Commissioner to the
Tehsildar on 30 November 2013. A direction was sought for the transfer G
of certain land which is stated to have been earmarked for the
construction of the District CoUI1 Complex or, in the alternative, for the
provision of a suitable site. Provision of proper amenities was sought.
3. During the course of the hearing of the Public Interest Litigation.
the Division Bench noted in an order dated 7 October 2015 that an H
110
SUPREME COURT REPORTS f2016l 12 S.C.R.
application had been filed by the daily rated workers engaged in the
High Court at Srinagar (MPI/2015). The Advocate General informed
the Division Bench that a direction had been issued by a co-ordinate
Bench in a writ petition filed by the daily rated workers requiring the
State to file its response. '
4. By its interim-direction dated. 7 October 2015, the Division Bench
ordered thus :
"Respondent- State is duty bound to consider claim of the
daily rated workers and as a "one time exception" regulaiize
their services. Commissioner Secretary to Government,
Department of Law, Justice and Parliamentary Affairs, to
file Status Report about this aspect of the matter as well
before next date of hearing." ·
A Special Leave Petition filed by the state ggyernment against
'the interim order of the High Court was dismissed by this Court on 16
December 2015.
5. On 1 December 2015, the Division Bench issued a further
direction in which notice was taken of the fact that the state government
had, over a considerable period of time, failed to create the required
number of posts for the state judiciary. As a result, and in order to
ensure that the work of the courts was not hampered, arrangements
were made to engage persons on a daily wage basis. The High Court
observed that the state government is duty bound to create an equal
number of posts for the absorption of daily rated employees at the earliest.
The observations of the High Court are extracted below:
"It is submitted that considerable period of time, the
Government has not created required number of posts for·
the State Judiciary. It is also submitted that because of dearth
pf staff, the work in the courts was hampered. It is also
submitted that in order to ensure that the work of the courts
do not suffer and until such time posts are created by the
Government, which is tlw Constitutional responsibility of
the State, it was deemed necessary to make engagements_
on daily wage basis. It is submitted that this step was taken
to ensure that the judicial work does not suffer: This class
of employees in essence are the substitute for regular
employees posts which the Government was duty bound to.
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
create. These Daily Rated Workers would not be regulated
by the rules governed by SRO 64of1994. The information
has been already provided to the Government about these
persons who have been engaged in Daily wage Basis and
the Government shall have to create equal number of posts
in the State Judiciary for their absorption which action is to
be taken independent of the Rules notified vide SRO 64 of
1994. The information has been already provided to the
Government about these persons who have been engaged
on Daily Wage Basis and the Government shall have to
create equal number of posts in the State Judiciary for their
absorption which action is to be taken independent of the
Rules notified vide SRO 64 of 1994. The daily wagers
constitute a class in themselves.
The stand taken by the respondents in the aforesaid
additional information would not thus affect the rights of
the persons who have been engaged on Daily Wages Basis
in the State Judiciary. The State is duty bound to create
equal number of posts for their absorption, inasmuch as no
guarantee of status as Government employee. The State
Government besides being duty bound to provide complete
infrastructure and paraphernalia area which include creation
of posts are duty bound to create posts are those persons
engaged on Daily rated Basis at the earliest".
6. On I 0 August 2016 when the petition was taken up by the High
Court, the Additional Advocate General submitted that the Registrar
General had addressed a communication on 23 April 2014 for the
regularization of 188 daily rated workers engaged from time to time in
the High Court and subordinate courts. However, the annexure enclosed
to the communication contained a list of 228 workers. Hence, on 27
July 2016 a clarification was sought in regard this discrepancy in numbers.
On 29 July 2016 the-Registrar General clarified that the actual strength
111
of daily rated workers in the High Court was 98 (and not 58 as incorrectly G
stated earlier) and that the correct number of workers engaged in the
High Court and district courts together was 228. The current strength
of daily rated workers was stated to be 209. The High Court took the
view that following the dismissal of the Special Leave Petition by this
Court against its interim order'1he state was duty bound to create 209
112
posts for the absorption of the daily rated workers. The statement of
theAAG was recorded on instructions that 209 Class IV posts would be
created within three weeks. However, the High Court proceeded to
issue a notice to show cause to Mr. Mohammad Ashraf Mir, the then
Commissioner/Secretary to the State Government in the Department of
Law, Justice and Parliamentary Affairs, for having made an incorrect
statement on 15 July 2016 that the State Government had already taken
steps for implementing the order of the High Court to create additional
posts. The State Government is in appeal.
7. By an order dated 5 September 2016, the Secretary to the
Department of Law in the State Government _was directed to secure
relevant information about the date of joining of all the daily wage
employees working in the High Court of Jammu and Kashmir and to file
it on affidavit before this Court. Pursuant thereto, an affidavit has been
filed stating that the information received from the Registrar General of
the High Court indicates that two hundred and nine daily wage employees
are working in the High Court and the district judiciary in the State. The
information which has been placed on the record indicates that:
(i) Fifty d~ily wage employees are engaged in the Jammu wing of
the High Court whose dates of engagement fall between August 2001
and March 2015;
(ii) Eleven sewaks are employed in the Jammu wing with dates of
engagement falling between February 2011 and February 2016;
(iii) Forty five daily wagers are engaged in the Srinagar wing of
the High Court with dates of engagement between May 1998 and January
2015;
(iv) Two daily wagers an: posted in the main wing, being recruited
in 2008 and 2013;
(v) Thirty seven daily wagers are engaged in ten districts of the
Jammu region and sixty four are engaged in twelve districts in Kashmir.
G While one of them in District Kulgam was engaged as tdr back as in
1984, the most recent of those engaged (District Badgam) is in March
2014; and
(vi) Of the two hundred and nine daily wage employees, one
hundred and one are engaged in the district courts while one hundred
and eight are engaged in the High· Court, both at Jammu and Srinagar.
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR 113
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
8. The first submission that has been urged is that the direction A
· issued by the High Court is contrary to the law laid down by this Court in
Renu v. District & Sessions ~udge, Tis Hazari Courts, Delhi 1•
9. The issue which arises must be viewed bearing in mind the
essence of the judgment of the Constitution Bench in Secretary, State
ofKarnataka v. Umadevi2 and subsequent judgments which followed
it. In the judgment of the Constitution Bench, the following two issues
primarily fell for consideration :
(i) The right of employees seekiµg regularization on the strength
of long and coi1tinuous work; and
(ii) The correctness of directions issued by courts.tor
regularisation of employees under Article 226 of the Constitution.
The decision in Umadevi dealt firstly with the right claimed by
temporary employees to be regularised in service on the basis of long
continuance, legitimate expectations, employment under the State and
the Directive Principles. The second salient qu~stion which the
Constitution Bench was called upon to answer was whether courts
would be justified in issuing directions for regularisation based on such
features such as equality and long spells of service. On both counts
the Constitution Bench held against the temporary employees.
However Umadevi is not an authority for the proposition that
the executive or the legislature cannot frame a scheme for regularisation.
Uma Devi does not denude the State or its instrumentalities from
framing a scheme for regularisation. In paragraph 53 of the decision,
this Court held as follows :
"53. One aspect needs to be clarified. There may be cases
where irregular appointments (not illegal appofotments) as ·
explained in State of Mysore v. S.V. Narayanappa, R.N.
Nanjundappa v. T. Thimmiah and B.N. Nagarajan v. State.
of K!trnataka and referred to in para 15 above, of duly
qualified persons in duly sanctioned vacant posts might·
have been made and the employees have continued to
work for ten years or more but without the intervention
of orders of the courts or of tribunals. The question of
regularisation of the services of such employees may ha~e
1 (2014) 14 sec so
2 (2006) 4 sec 1
114
SUPREME·COURT REPORTS [2016] 12 S.C.R.
to be considered on merits in the light of the principles
settled by this Court in the cases above referred to and in
the light of this judgment. In that context, the Union of
·India, the State Governments and their instrumentalities
should take steps to regularise as a one-time measure, the
services of such irregularly appointed, who have worked
for ten years or more in duly sanctioned posts but not under
cover of orders of the comis or of tribunals and should
further ensure that regular recruitments are undertaken to
fill those vacant sanctioned posts that require to be filled
up, in cases where temporary employees or daily wagers
are being now employed. The process must be set in
motion within six months from this date. We also clarify
that regularisation, if any already made, but not sub judice,
need not be reopened based on this judgment, but there
should be no further bypassing of the constitutional
requirement and regularising or making permanent, those
not duly appointed as per the constitutional scheme."
10. The third aspect of Umadevi which bears notice is the
distinction between an "irregular" and "illegal" appointment. While
answering the question of whether an appointment is irregularor illegal,
the Court would have to enquire as to whether the appointment process
adopted was tainted by the vice of non-adherence to an essential
prerequisite or is liable to be faulted on account of the lack of a fair
process ofrecruitment. There may be varied circumstances in which an
ad hoc or temporary appointment may be made. The power of the
employer to make a temporary appointment, if the exigencies of the
situation so demand, cannot be disputed. The exercise of power however
stands vitiated if it is found that the exercise undertaken (a) was not in.
the exigencies of administration; or (b) where the procedure adopted
was violative of Articles I 4 and 16 of the Constitution; and/or ( c) where ·
the recruitment process was overridden by the vice of nepotism, bias or
ma/a fides. If the appointment process is not vitiated by any of the
above faults, can it be said that appointments made as an 'outcome of
such an exercise cannot be regularised under a scheme framed.in that
regard by the employer? This is particularly when the employer himself
proceeds to frame a scheme to bring these employees within the
protective umbrella of regular service without the intervention or
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
command of a court direction. This is the issue to which we turn. We
propose to analyse the precedents before formulating the principles.
11. Dealing with the issue of whether Labour Courts are denuded
of authority to direct regularization pursuant to labour enactments, this
Court in Maharashtra SRTC v. Casteribe Rajya Parivahan
Karmchari Sanghatana3, held thus :
"34. It is true that Dharwad Distt. PWD Literate Daily
Wages Employees' Assn. arising out of industrial
adjudication has been co11sidered in Umadevi (3) and that
decision has been held to be not laying down the co~rect
law but a careful and complete reading of the decision in
Umadevi (3) leaves no manner of doubt that what this
Court was concerned in Umadevi (3) was the exercise of
power by the High Courts under A1ticle 226 and this Comt
under Article 32 of the Constitution oflndia in the matters
of public employment where the employees have been
engaged as contractual, temporary or casual workers not
based on proper selection as recognised by the rules or
procedure and yet orders of their regularisation and
conferring them status of permanency have been passed.
35. Umadevi (3) is an authoritative pronouncement for the
proposition that the Supreme Court (Article 32) and the
High Courts (Artkle 226) should not issue directions of
absorption, regularisation or permanent continuance of
temporary, contractual, casual, daily wage or ad hoc
employees unless the recruitment itself was made regularly
in terms of the constitutional scheme.
36. Umadevi (3) does notdenude the Industrial and Labour
Courts of their statutory power under Section 30 read with
Section 32 of the MRTU and PULP Act to order
permanency of the workers who have been victims of
115
unfair labour practice on the part .of the employer under G
Item 6 of Schedule IV where the posts on which they have
been working exist. Umadevi (3) cannot be held to have
overridden the powers of the Industrial and Labour Courts
·in passing appropriate order under Section 30 of the
' (2009) s sec 556 H
A MRTU and PULP Act, once unfair labour practice on the
part of the employer under Item 6 of Schedule IV is
established."
The labour legislation \n that case was the Maharashtra
Recognition ofTrade Unions and Prevention of Unfair Labour Practices
B Act, 1971.
12. The decision in Renu v. District and Sessions Judge, Tis
Hazari Courts, Delhi' dealt with appointments which were shown to
be illegal and the outcome of arbitrariness. It was in that backdrop that
the following observations came to be made :
"f This Court had appointed Shri P.S. Narasimha, learned
Senior Counsel as amicus curiae to assist the Court. The
matter was heard on 28-1-2014 and deliberations took
place at length wherein all the learned counsel appearing
for the States as well as for the High Courts suggested
that the matter should be dealt with in a larger perspective
i.e. also for appointments ofemployees in the High Court
and courts subordiirnte 'to the High Court which must
include Class IV posts also. A large number of instances
have been pointed out on the basis of the information
received under the Right to Information Act,. 2005 of cases
not only of irregularity but of favouritism also in making
such appointments. It has been suggested by the learned
counsel appearing in the matter that this Court has a duty
not only to check illegality, irregularity, corruption, nepotism
and favouritism in judicial institutions, but also to provide
guidelines to prevent the menace of back-door entries of
employees who subsequently are ordered to be regularised.
27. To say that the Chief Justice can appoint a person
without following the procedure provided under Articles 14
and 16 would lead to an indefinite conclusion that the Chief
Justice can dismiss him also without holding any inquiry
or following the principles of natural justke/Rules, etc. for
as per Section 16 of the General Clauses Act, I 897, power
to appoint includes power to remove/suspend/dismiss.
(Vide Pradyat Kumar Bose v. High Court of Calcutta [AIR
'(2014) 14 sec so
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
1956 SC 285) and Chief Justice of A.P. v. L.V.A. Dixitulu
[(1979) 2 sec 34 : 1979 sec (L&S) 99) .) But as no
employee can be removed without following the procedure
prescribed by law or in violation of the terms of his
appointment, such a course would not be available to the
Chief Justice. Therefore, the natural corollary of this is that
the Chief Justice cannot make any appointment in
contravention of the statutory rules, which have to be in
consonance with the scheme of our Constitution."
117
This Court considered the modalities adopted by the High Courts
across the country in making recruitments and issued directions to ensure
that appointments made by judicial institutions are in accordance the C
principle ofequality ofopportunity enshrined in Articles 14 and 16 of the
Constitution. Emphasizing the principle of°transparency in public
appointment, this Court observed that :
"Another important requirement of public appointment is
that of transparency. Therefore, the advertisement must
specify the number of posts available for selection and
recruitment. The qualifications and other eligibility criteria
for such posts should be explicitly provided and the schedule
ofrecruitment process should be published with certainty
and clarity. The advertisement should also specify the rules
under which the selection is to be made and in absence of
the rules, the procedure under which the selection is likely
to be undertaken. This is necessary to prevent arbitrariness
and to avoi~ change ofcriteria of selection after the selection
process is commenced, thereby unjustly benefiting someone
at the cost of others.
Thus, the aforesaid decisions are an authority on prescribing
the limitations while making appointment against public ~sts
in terms of Articles 14 and 16 of the Constitution. What
has been deprecated by this Court time and again is "back
door appointments or appointments dehors the rules"."
The power that is vested in the Chief Justice of the High Court
under Article 229( 1) is, the Court held, subject to Article 16 :
"the law can be summarised to the effect that the powers
under Article 229(2) of the Constitution cannot be exercised
118
SUPREME COURT REPORTS f2016112 S.C.R.
by the Chief Justice in an unfettered and arbitrary manner.
Appointments should be made giving adherence to the
provisions of Articles 14and16 of the Constitution and/or
such rules as made by the legislature".
13. Four fundamental principles emerge from the decision of this
Court in Renu. The first principle is that Article 235 enables the High
Court to exercise complete administrative control over the district judiciary
which extends to all functionaries attached to those courts, including
ministerial staff and employees on the establishment. The purpose of
superintendence would be frustrated ifthe administrative control of the
High Court is not to be exercised over the administrative and ministerial
staff. However, the Chief Justice of the High Court as a constitutional
functionary is subject to the mandate of Articles 14 and 16. No
appointment can be made in contravention of statutory rules. Moreover,
the rules themselves must be consistent with constitutional principles.
The second principle is that employment in the High Courts or in
the courts subordinate to them constitutes public employment. All
recruitment in matters of public employment must be made in accordance
with prevailing rules and orders:
"30. In today's system, daily labourers and casual labourers
have been conveniently introduced which are followed by
attempts to regularise them at a subsequent stage.
Therefore, most of the times the issue raised is about the
procedure adopted for making appointments indicating an
improper exercise of discretion even when the rules specify
a particular mode to be adopted. There can be no doubt
that the employment whether of Class IV, Class Ill, Class
II or any other class in the High Court or courts subordinate
to it falls within the definition of"public employment". Such
an employment, therefore, has to be made under rules and
under orders of the competent authority."
Thirdly, the date on which the vacancies are likely to occur are
foreseeable with a reasonable amount of clarity and precision. An
exercise to fill up vacancies must be undertaken in advance so as to
ensure that there is no occasion to appoint persons on an ad hoc basis :
"31. In a democratic set-up like ours, which is governed by
rule of Jaw, the supremacy of law is to be acknowledged
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
and absence of arbitrariness has been consistently described
as essence of rule of law. Thus, the powers have to be
canalised and not unbridled so as to breach the basic
structure of the Constitution. Equality of opportunity in ·
matters of employment being the constitutional mandate has
always been observed. The unquestionable authority is
always subject to the authority of the Constitution. The
higher the dignitary, the more objectivity is expected to be
observed. We do not say that powers should be curtailed.
What we want to say is that the power can be exercised
only to the width of the constitutional and legal limits. The
date of retirement of every employee is well known in
advance and therefore, the number of vacancies likely to
occur in near future in a particular cadre is always known
to the employer. Therefore, the exercise to fill up the
vacancies at'the earliest must start in advance to ensure
that the selected person may join immediately after
availability of the post, and hence, there may be no occasion
to appoint any person on ad hoc basis for the reason that
the problem of inducting the daily labourers who are ensured
·of a regular appointment subsequently has to be avoided
and a fair procedure must be adopted giving equal opportunity
to everyone."
The information before the Supreme Court indicated that several
High Courts have adopted a pattern of centralized recruitment so as to
ensure transparency and objectivity in the appointment of ministerial
staff both on the establishment of the High Court and in the district
courts.
Fourthly, while the High Court is an autonomous constitutional
authority whose status cannot be undermined, it is equally necessary for
it to strictly comply with the rules framed in making recruitments :
"We would like to make it clear that the High Court is a
constitutional and an autonomous authority subordinate to
none. Therefore, nobody can undermine the constitutional
authority of the High Comt, and therefore the purpose to
hear this case is only to advise the High Court that if its
rules are not in consonance with the philosophy of our
Constitution then the same_may be modified and no
119
A appointment in contravention thereof should be made. It is
necessary that there is strict compliance with appropriate
rules and the employer is bound to adhere to the norms of
Articles 14 and 16 of the Constitution before making any
recruitment."
The following directions have been issued in Renu for observance
by all the High Courts:
"35.1. (i) All the High Courts are requested to re-examine
the statutory rules dealing with the appointmertftlf staff in
the High Court as well as in the subordinate courts and in
case any of the rules is not in conformity and consonance
with the provisions of Articles 14 and 16 of the Constitution,
the same may be modified. '
35.2. (ii) To fill up any vacancy for any post either in the
High Court or in courts subordinate to the High Court, in
strictcompliance with the statutory rules so made. In case
any appointment is made in contravention of the statutory
rules, the appointment would be void ab initio irrespective
of any class of the post or the person occupying it.
35.3. (iii) The post shall be filled up by issuing the
advertisement in at least two newspapers and one of which
must be in vernacular language having wide circulation in
the respective State. In addition thereto, the names may be
requisitioned from the local employment exchange and the
vacancies may be advertised by other modes also e.g.
Employment News, etc. Any vacancy filled up without
advertising as prescribed hereinabove, shall be void ab initio
and would remain unenforceable and unexecutable except
such appointments which are permissible to be filled up
without advertisement e.g. appointment on compassionate
grounds as per the rules applicable. Before any appointment
is made, the eligibility as well as suitability of all the
candidates should be screened/tested while adhering to the
reservation policy adopted by the State, etc. if any.
35.4. (iv) Each High Court may examine and decide within
six months from today as to whether it is desirable to have
centralised selection of candidates forthe courts subordinate
I
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR 121
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
to the respective High Court and if it finds it desirable, may A
formulate the rules to carry out that purpose either for the
State or on zonal or divisional basis.
35 .5. ( v) The High Co wt concerned or the subordinate court
as the case may be, shall undertake the exercise of
recruitment on a regular basis at least once a year for existing B
vacancies or vacancies that are likely to occur within the
said period, so that the vacancies are filled up timely, and
thereby avoiding any inconvenience or shortage of staff as
it will also control the menace of ad hocism."
·14. The judgment in Renu underlines the importance of the High c
Court complying with statutory rules in matters of recruitment. The
judgment also emphasises the need to abide by the.principles of equality
and equal opportunity in A1ticles 14 and I 6.
15. The judgment in Renu does not preclude, as a principle of
law, the framing of an appropriate scheme of regularization in appropriate D
situations meeting the norms spelt out in Umadevi and the decisions
which have followed. Dealing with a scheme framed for regularisation,
this Court in Amarendra Kumar Mohapatra v. State of Orissa 5 held
as follows:
"38. Equally important is the fact that even after declaring E
the true legal position on the subject .and even after
deprecating the practice of appointing people by means
other than legitimate, this Court felt that those who had
served for ten years or so may be put to extreme hardship
if they were to be discharged from service and, therefore,
directed the formulation of a scheme for their F
regularisation. This was no doubt a one-time measure, but
so long as the appointment sought to be regularised was
not illegal, the scheme envisaged by para 53 of the decision
(supra) extracted above permitted the State to regularise
such employees. Dr Dhavan argued that the appellant G
Stipendiary Engineers had, by the time the decision in
Umadevi (3) case was pronounced, qualified for the
benefit of a scheme cf regularisation having put in ten
years as ad hoc Assistant Engineers and fifteen years if
' (ZOI4J 4 sec ssJ H
122
SUPREME COURT REPORTS [2016) 12 S.C.R.
their tenure was to be counted from the date of their
employment as Stipendiary Engineers. He contended that
even in the absence of.a Validation Act, Stipendiary
Engineers appointed on ad hoc basis as Ass·istant
Engineers, who had worked for nearly ten years to the full
satisfaction of the State Government would have been
entitled to regularisation of their services in terms of any
such scheme.
43. As to what would con~titute an irregular appointment
is no longer res integra. The decision of this Court in State
ofKarnataka v. M.L. Kesari, has examined that question
and explained the principle regarding regularisation as
enunciated in Umadevi (3) case. The decision in that case
summed up the following three essentials for regularisation:
(1) the employees have worked for ten years or more, (2)
that they have so.worked in a duly sanctioned post without
the benefit or protection of the interim order of any coo-rt
or tribunal, and (3) they should have possessed the
minimum qualification stipulated for the appointment.
Subject to these three requirements being satisfied, even
ifthe appointment process did not involve open competitive
selection, the appointment would be treated irregular and
not illegal and thereby qualify for regularisation. Para 7 in
this regard is apposite and may be extracted at this stage
"7. It is evident from the above that there is an exception
to the general principles against 'regularisation' enunciated
in Umadevi (3) [State ofKarnataka v. Umadevi (3), (2006)
4 SCC I : 2006 SCC (L&S) 753) , if the following
conditions are fulfilled:
(i) The employee concerned should have worked for I 0
years or more in a duly sanctioned post without the benefit
or protection of the interim order of any court or tribunal.
In other words, the State Government or its instrumentality
should have employed the employee and continued him in
service voluntarily and continuously for more than ten
years.
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
(ii) The appointment of such employee should not be illegal,
even if irregular. Where the appointments are not made
or continued against sanctioned posts ot where the persons
·appointed do not possess the prescribed minimum
qualifications, the appointments will be considered to be
illegal. But where the person employed possessed the
prescribed qualifications and was working against
sanctioned posts, but had been selected without undergoing
the process of open competitive selection, such
appointments are considered to be irregular."
45. The upshot of the above discussion is that not only
because in Umadevi (3) case t~is Court did not disturb the
appointments already made or regularisation granted, but
also because the decision itself permitted regularisation in,
case of irregular appointments, the legislative enactm~
granting such regularisation does not call for interference
at this late stage when those appointed or regularised have
already started retiring having served their respective
departments, in some cases for as long as 22 years." .
16. This would be_ again evident from the following observations
made by the Court in Surendra Kumar v. Greater Noida Industrial
Development Authority 6, wherein it was held : . ·
"In the impugned judgment [Greater Noida Industrial
Development Authority v. Surendra Kumar, 2013 SCC
OnLine All 9827: (2014) 102 ALR 418], the Division
Bench proceeded on the premise as if Umadevi (3) case
held that the State Government, in no circumstance, can
regularise the services of contractual employees. In para
53 of Umadevi (3) case, the Constitution Bench carved
out an exception by observing that the Union oflndia/State
Governments/their instrumentalities should take steps to
regularise the services of such irregular employees who
have worked for more than ten years and para 53 reads
as under: (SGC p. 42) ·
13. Considering the facts of the present case on _the
touchstone laid down in Umadevi (3) case, it will be seen
• (2015) 14 sec 382
123
,G
124
SUPREME COURT REPORTS f2016l 12 S.C.R.
that the Division Bench was not right in setting aside the
appointment of the appellants. More so, it was nobody's
case challenging the appointment of the appellants.
Admittedly, the appellants· were engaged as contractual
employees from 1994 and have completed more than ten
years of continuous service with Respondent 1 . They
continued in service not by the orders of the Court/Tribunal,
but by the decision of the respondents~ The appellants were
regulai:ised as per the policy decision dated 16-4-2003 taken
by Respondent 1 and approved by the State Government
vide Letter dated 5-3-2008. Since the appointment of the
appellants were made pursuant to the policy of
regularisation, the High Court was not right in quashing the
appointment of the appellants as the same were never in
question before the High Court. The plea that was raised
by the appellants was only to seek regularisation with
retrospective effect from 20-l l-2002oand the consequential
seniority."
17. The difterence between irregular and illegal appointments as
also the scope of paragraph 53 ofUma Devi has fallen for consideration.
in various subsequent judgments of this Court . These decisions have
been adverted to in State of Karnataka v. G.V. Chandrashekar 7• In
Employees' Union v. Mineral Exploration Corpn. Ltd 8• this Court
· observed as follows :
"39. We, therefore, direct the Tribunal to decide the claim
of the workmen of the Union strictly in accordance with
and in compliance with all the directions given in the
judgment by the Constitution Bench in State ofKarnataka
v. Umadevi (3) and in pa1ticular, paras 53 and 12 relied
on by the learned Senior Counsel appearing for the Union.
The Tribunal is directed to dispose of the matter afresh
within 9 months from the date of receipt of this judgment
without being influenced by any of the observations made
by us in this judgment. Both the parties are at liberty to
submit and furnish the details in regard to the names of
the workmen, nature of the work, pay scales and the
1 (2009) 4 sec 342
• (2006) 6 sec 310
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
wages drawn by them from time to time and the transfers
of the workmen made from time to time, from place to
place and other necessary and requisite details. The above
details shall be submitted within two months from the date
of the receipt of this judgment before the Tribunal."
In National Fertilizers Ltd. v. Somvir Singh 9 this Court held
thus:
"23. The contention of the learned counsel appearing on
behalf of the respondents that the appointments were
irregular and not illegal, cannot be accepted for more than
one reason. They were appointed only on the basis of their
applications. The Recruitment Rules were not followed.
Even. the Selection .Committee had not been properly
constituted. In view of the ban on employment, no
recruitment was pennissible in law. The reservation policy
adopted by the appellant had not been maintained. Even
cases of minorities had not been given due consideration.
***
25. Judged by the standards laid down by this Court in the
aforementioned decisions, the appointments of the
respondents are illegal. They do not, thus, have any legal
right to continue in service.
26. It is true that the respondents had been working for a
long time. It may also be true that they had not been paid
wages on a regular scale of pay. But, they did not hold
any post. They were, therefore, not entitled to be paid
salary on a regular scale of pay. Furthermore, only because
the respondents have worked for some time, the same by
.itself would not be a ground for directing regularisation of
their services in view of the decision of this Court in
Umadevi (3) [(2~96) 4 sec L: 2006 sec (L&S) 753] ."
In State ofM.P. v. Lalit KumarVerma' 0 : this Court held that:
"2 l. The legal position somehow was uncertain before the
decision rendered by the Constitution Bench of this Court
• (2006) 5 sec 493
'" (2007) 1 sec 575
125
126
in Umadevi (3) [(2006) 4 sec 1 : 2006 sec (L&S) 753].
It has categorically been stated before us that there was
no vacant post in the Department in which the respondent
could be reinstated. The State had also adopted a policy
decision regarding regularisation. The said policy decision
also has no application in the case of the responclent. Even
otherwise, it would be unconstitutional being hit by Article
16 of the Constitution oflndia."
In Post Master General v. Tutu Das (Dutta) 11 this Court held
as under:
"20. The staterpent of law contained in para 53 ofUmadevi
(3) [(2006) 4 SCC 1 : 2006 SCC (L&S) 753] cannot also
be invoked in this case. The question has been considered
by this Court in a large number of decisions. We would,
however, refer to only a few of them ....
21. In Punjab Water Supply & Sewerage Board v. Ranjodh
Singh ((2007) 2 sec 491 : (2007) 1 sec (L&S) 713]
referring to paras 15, 16 and 53 ofUmadevi (3) [(2006) 4
SCC I : 2006 SCC (L&S) 753] this Court observed:
(Ranjodh Singh case [(2007) 2 SCC 491 : (2007) I SCC
(L&S) 713], sec p. 500 paras 17-18)
'17. A combined reading of the aforementioned paragraphs
would clearly indicate that what the Constitution Bench
had in mind in directing regularisation was in relation to
such appointments, which were irregular in nature and not
illegal ones."
18. A three-Judge Bench of this Court in Official Liquidator v.
Dayanand 12, held thus:
"75. By virtue of Article 141 of the Constitution, the
judgment of the Constitution Bench in State ofKarnataka
v. Umadevi (3) [(2006) 4 sec 1 : 2006 sec (L&S) 753]
is binding on all the courts including this Court till the same
is overruled by a larger:·ffench. The ratio of the
Constitution Bench judgment has been followed by
different two-Judge Benches for declining to entertain the
11 (2007) s sec 317
12 c2oos) 1 o sec 1
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
claim of regularisation of service made by ad hoc/
temporary/daily wage/casual employees or for reversing
the orders of the High Court granting relief to such
employees - Indian Drugs and Pharmaceuticals Ltd. v.
Workmen [(2007) I SCC 408 : (2007) 1 SCC (L&S) 270]
, Gangadhar Pillai v. Siemens Ltd. [(2007) 1 SCC 533 :
(2007) 1 SCC (L&S) 346] , Kendriya Vidyalaya Sangathan
v. L.V. Subramanyeswara [(2007) 5 SCC 326 : (2007) 2
SCC (L&S) 143] and Hindustan Aeronautics Ltd. v. Dan
Bahadur Singh [(2007) 6 SCC 207 : (2007) 2 SCC (L&S)
441]."
127
19. The principles will have to be formulated bearing in mind the C
position set out in the above judgments. Regularisation is not a source of
recruitment nor is it intended to confer permanency upon appointments
which have been made without following the due process envisaged by
Articles 14 and 16 of the Constitution. Essentially a scheme for
regularisation, in order to be held to be legally valid, must be one which D
is aimed at validating certain irregular appointments which may have
come to be made in genuine and legitimate administrative exigencies. In
all such cases it may be left open to Courts to lift the veil to enquire
whether the scheme is aimed at achieving the above objective and is a
genuine attempt at validating irregular appointments. The State and its
instrumentalities cannot be permitted to use this window to validate illegal
appointments. The second rider which must necessarily be placed is
that the principle as formulated above is not meant to cr_eate or invest in
a temporary or ad hoc employee the right to seek a writ commanding
the State to frame a scheme for regularisation. Otherwise, this would
simply reinvigorate a class of claims which has been shut out pennanently
by Uma Devi. Ultimately, it would have to be left to the State and its
instrumentalities to consider whether the circumstances warrant cSuch a
scheme being formulated. The fo~mulation of such a scheme cannot be
accorded the status of an enforceable right. It would perhaps be prudent
to leave it to a claimant to establish whether he or she falls within the
exceptions carved out in paragraph 53 and falls within the ambit of a G
scheme that may be formulated by the State. Subject to the riders· referred
to above, a scheme of regularisation could fall withi.n the permissible
limits ofUma Devi and be upheld.
20. The judgment in Renu was delivered on 12 February 2014.
128
SUPREME COURT REPORTS f20161 12 S.C.R.
Neither of the orders of the High Court in the present case would indicate
that the principles which have been enunciated by this Court have been
considered.
21. The grievances which have been set out on behaif of the state
government in the Special Leave Petition, and during the course of the
hearing, include the following:
(i) In a Public Interest Litigation seeking the construction of a
district court complex in Bandipora District the High Court proceeded to
issue directions for the regularization of services of daily rated workers.
These directions were totally unconnected to the reliefs which were
sought in the PIL;
(ii) By an order of the High Court dated 7 October2015, the state
government was directed to consider the claim for regularization of the
daily rated workers as a one-time exception which required the state
government necessarily to decide on the issue of regularization. The
state government has constituted an empowered committee on 19 August
2015 to inquire into the issue of creating posts for the regularization of
nearly sixty one thousand daily rated and casual workers working in
various departments of the state government. These include workers on
the establishment of the High Court and the district courts; The High
Court has pre-empted consideration by issuing a direction for
regularisation;
(iii) There is a lack of clarity in the actual number of daily rated
workers engaged in the High Court and the district judiciary, as well as
in the nature of work performed. The list furnished by the Registrar
General contains the names of several .Sewaks whose services are
governed under a GO dated 28 July 2016. All the two hundred nine
workers do not perform the same job and who among them is eligible to
be considered for regularization has yet to be determined;
(iv) The High Court has proceeded on the erroneous basis that
the issue of regularization has attained finality. The dismissal of the
Special Leave Petition by this Court on 16 December 2015 against an
interim order dated 7 October 2015 does not conclude the issue. There
is no vested right to seek regularization; and
(v) The High Court has erred, in its order dated 1 December
2015, in holding that daily rated workers on the establishment of the
STATE OF JAMMU AND KASHMIR v. DISTRICT BAR I29
ASSOCIATION, BANDIPORA[DR. D. Y. CHANDRACHUD, J.]
High Court would not be regulated by the rules governed by SRO 64 of A
1994. If the Daily Rated Workers are to be regularized, the state
government should be required to create a sufficient number of posts
for Jhe _purpose.
22. We have adverted to the above grievances in order to
emphasise that there is substantial merit in the submission that the High
Court proceeded to issue directions for regularization without considering
eitherthe legal position enunciated in the judgments of this Court referred
to above and without considering the prevailing rules and regulations on
the subject. The High Court has observed in its order dated 1 December
2015 that over a considerable period of time the state government has
not created the required number of posts for the state judiciary as a
result of which work has been hampered. According to the High Court,
appointment of daily rated workers was necessitated to ensure that judicial
work does not suffer. The High Court opined that these workers have
been rendering work which should have been assigned to persons
appointed on a regular basis against sanctioned posts. It is unfortunate,
in our view, that the state government has allowed the requirements of
the state judiciary to be neglected over such a long period of time. The
need to facilitate the proper functioning of the High Court and the district
judiciary is a constitutional necessity which imposes a non-negotiable
obligation on the state government to create an adequate number of
posts and to provide sufficient infrastructure. The state government is to
blame for the unfortunate situation which has resulted ina large number
of persons being recruited on a daily wage basis.
23. We have already indicated above our conclusion that the
direction for regularization was issued by the High Court without
considering the relevant constitutional and legal principles. While some
of the daily rated workers have been engaged over long periods of time,
others have been engaged as recently as in 2015. The issue of whether
such appointments were irregular or whether they were illegal should
have been determined but has not been considered. Since the issue of
regularization is a matter with which the state government is seized, as
stated in the proceedings before this Court, we are of the view that at
this stage it would be appropriate and proper to set aside the impugned
order of the High Court which directs the regularization en masse of
two hundred nine daily rated workers. While doing so, we restore the
proceedings back to the file of the High Court for reconsideration. We
A order accordingly, leave it open to the High Court to reconsider the entire
matter afresh having due regard to the constitutional and legal principles
enunciated and having regard to all relevant factual aspects.
24. The Civil Appeal shall accordingly stand disposed of. There
shall be no orders as to costs.
Ankit Gyan Appeal disposed of.