Asfaq v. State of Rajasthan & Ors.
The Judgpient of the Court was delivered by
A. K. SIKRI, J. 1. Serial bomb blasts took place in five trains
on December 06. 1993 at the behest of certain miscreants on the first
anniversary of the Bahri Masjid demolition. As per the allegations of the
prosecution, a cq>nspirational meeting was held in this behalf in Lucknow
a couple of months before. to carry out the aforesaid operations. Six
separate First Information Reports (FIRs) came to be registered where
G this bomb blast had taken place, namely, at Kota, Allahabad, Kanpur,
Gujarat, Malkajgiri and Karjat. Five of these FJRs were clubbed together
and the Central Bureau of Investigation (CBI) took up the investigation.
During the cou~se of investigation, the provisions of the Terrorist and
Disruptive Activities (Prevention) Act, 1987 (hereinafter referred to as
H 'TADA') were also invoked. The appellant herein was one of the
ASFAQ v. STATE OF RAJASTHAN & ORS. ·
[A. K. SIKRI, J.]
579
accused persons and one ofthe allegations levelled against him was that A
he had supplied explosive material to accused No. I for which he was
paid money by the said accused. Outcome of the trial by the CBI Court
was that the appellant, along with others, was convicted under TADA
and awarded life imprisonment on February 28, 2004. This conviction
has been upheld by this Court as well and, therefore, the conviction and
sentence of the appellant has attained finality. In this appeal, the issue
pertains to grant of parole to the appellant.
2. The appellant had submitted an application for grant of regular
parole for twenty days before the District Parole Advisory Committee
(hereinafter referred to as the 'Advisory Committee') in the year 2014.
His request was rejected by the said Committee on the ground that it did
not have the jurisdiction to entc1tain parole for TADA prisoners. This
action of the Advisory Committee was challenged by the appellant in the
form of writ petition wider Article 226 of the Constitution oflndia, which
was filed in the High Court ofRajasthan. The High Court disposed of
this writ petition vi de order dated March 21, 2014 with the direction that
his application be forwarded to the Advisory Committee to examine the
same in accordance with law. In compliance of the aforesaid order, the
Advisory Committee considered the application of the appellant for parole
on merits and rejected it on the premise that the appellant had been
convicted under TADA and, therefore, his application could not be
considered in view of the Rajasthan Prisoners Release on Parole Rule,
1958. The appellant again approached the High Court ofRajasthan by
means of another writ petition, which was disposed ofby the High Court
on June 30, 2015 granting him liberty to file a fresh application before
the concerned competent authority for grant of parole in terms of rules
framed by the Government of India in this behalf vidc Notification dated
November 9, 1955. Armed with this order, the appellant prdcrred another
parole application with. the Government of India. This was, however,
rejected by the Ministry of Home Affairs, Government of India vide
orders dated November I 0, 2015. It may be noted that the appellant had
simultaneously moved an application for parole before the State of
Rajasthan as well. That applicaJion also came to be rejected vide order G
dated November 16, 2015 on the ground that the Union of India had
already rejected the parole of the appellant. For the third time the appellant
· approached the High Court seeking a prayer to the effect that he b.:
released on parole for twenty days. This petition was dismissed vidc
order dated May 0I,2016 with the following observations: H
580
SUPRE)ME COURT REPORTS [2017] l l S.C.R.
"Having heard the rival submissions of the parties and after going
through the relevant record, we arc of the considered opinion
that it is a case ofserious and heinous crime where parole cannot
be claime(l as a matter of right. Further, in view of the fact that
appeal has been decided by the Hon'ble Supreme Court. it would
not be appropriate for exercise of discretion in favour of the
petitioner.
The writ petition is accordingly dismissed. However if the
petitioner,, so desirous (sic -desires), may approach the Hon 'ble
Supreme <t:ourt for appropriate relief."
Correctness of this order is the subject matter of the present
appeal.
3. As is clear from the above, the High Court did not deem it
proper to exercisci its discretion and left the matter to this Court. It is
notwithstanding the fact that in the earlier paragraph, than the paragraphs
quoted above, the High Court has referred to some of the judgments
which were relied upon by the counsel for the appellant. However,
there is no discussion of those judgments or applicability thereof to the
facts of the present case.
4. In view of the aforesaid background, submission made by the
learned counsel for the appellant was that merely because the appellant
was convicted of an offence which was of serious or heinous nature
would not be a ground to reject the plea of parole outrightly. It was
argued that the cases which were cited by the counsel for the appellant
before the High C1>urt were also those cases where the convicts were
held guilty under tit provisions ofTADA. It was argued that the purpose
behind grant of parole was altogether different and, therefore, the nature
of offence would be an irrelevant consideration.
5. Learned counsel appearing for the respondents refuted the
aforesaid arguments with the submission that the case of the appellant
was duly considqred and rejected after finding that it was not
recommended by the District Magistrate and Superintendent of Police
ofDausa, Social Justice Department of the State ofRajasthan and the
Superintendent of Jail, Jaipur. It was argued that all the aforesaid
authorities had given adverse reports about the appellant.
6. We have ~iven our serious consideration to the respective
submissions made by counsel for the parties on either side.
ASFAQ v. STATE OF RAJASTHAN & ORS.
[A. K. SIKRI, J.]
7. We may state at the outset that the reason because of which
the High Court dismissed the writ petition filed by the appellant herein is
not an apposite one and does not meet the test of law. The petition is
dismissed only on the ground that the appellant is convicted in a case of
serious and heinous crime and, therefore, parole cannot be claimed as a
matter of right. As per the discussion that would follow hereinafter, the
conviction in a serious and heinous crime cannot be the reason for denying
the parole per se. Another observation made by the High Comt is that
since this Court had decided the appeal of the appellant affirming the
conviction, it would not be appropriate for the High Court to exercise its
discretion in favour of the-appellant and ifhe so desires he may approach
this Court for the said purpose. This again amounts to abdication of the
power vested in the High Court. Insofar as conviction for the offence
for which he was charged, i.e. under the provisions of TADA, is
concerned, no doubt that has been upheld till this Court. However, the
issue before the High Court was entirely different. It was as to whether
the appellant is entitled to the grant of parole for twenty days which he
was claiming. Merely because the matter of conviction of the appellant
had come up to this Court would not mean that the appellant has to _be
relegated to this Court every time, even when he is seeking the reliefs
unconnected with the main conviction. It is more so when in the first
instance it is the High Court which is supposed to decide such a prayer
for parole made by the appellant. With these remarks, we advert to the
issue at hand.
8. In the first instance, it would be necessary to understand the
meaning and purpose of grant of parole. It would be better understood
when considered in contra~! with furlough. These terms have been legally
defined and judicially explained by the Courts from time to time.
9. There is a subtle distinction between parole and furlough. A
parole can be defined as conditional release of prisoners i.e. an early
release of a prisoner, conditional on good behaviour and regular reporting
to the authorities for a set period of time. It can also be defined as a
form of conditional pardon by which the convict is released before the
expiration of his term. Thus, the parole is granted for gpod behaviour on
the condition that parolee regularly reports to a supervising officer for a
specified period. Such a release of the prisoner on parole can also be
temporarily on some basic grounds. In that eventuality, it is to be treated
as mere suspension of the sentence for time being, keeping the quantum
581
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SUPREME COURT REPORTS [2017] ll S.C.R.
of sentence intact. Release on parole is designed to afford some relief to
the prisoners in certain specified exigencies. Such paroles are normally
granted in certain situations some of which may be as follows:
(i) a member of the prisoner's family has died or is seriously ill or
the prisoner himself is seriously ill; or
(ii) the marri4ge of the prisoner himself, his son, daughter, grandson,
grand daughter, brother, sister, sister's son or daughter is to be
celebrated; or
(iii) the temporary release of the prisoner is necessary for ploughing,
sowing or harvesting or carrying on any other agricultural
operation of his land or his father's undivided land actually in
possession of the prisoner; or
(iv) it is desir~blc to do so for any other sufficient cause;
(v) parole can be granted only after a portion of sentence is already
served;
(vi) if conditions of parole are not abided by the parolee he may be
returned to serve his sentence in prison, such conditions may be
such as those of committing a new offence; and
(vii) parole may also be granted on the basis of aspects related to
E health of convict himself.
10. Many sltate Governments have formulated guidelines on parole
in order to bring out objectivity in the decision making and to decide as to
whether parole needs to be granted in a particular case or not. Such a
decision in those cases is taken in accordance with the guidelines framed.
F Guidelines of some of the States stipulate two kinds of paroles, namely,
custody parole and regular parole. 'Custody parole' is generally granted
in emergent circumstances like:
(i) death of a family member;
(ii) marriage of a family member;
(iii) serious illness ofa family member; or
(iv) any other emergent circnmstances.
As far as 'regular parole' is concerned, it may be given in the
following cases:
ASFAQ v. STATE OF RAJASTHAN & ORS.
[A. K. SIKRI, J.]
(i) . serious illness of a family member;
(ii) critical conditions in the family on account of accident or death
of a family member;
(iii) marriage of any member of the family of the convict;
583
(iv) delivery ofa child by the wife of the convict if there is no other B
family member to take care of the spouse at home;
(v) serious damage to life or property of the family of the convict
including damage caused by natural calamities;
(vi) to maintain family and social ties;
(vii) to pursue the filing of a special leave petition before this Court
against a judgment delivered by the High Court convicting or
upholding the convi"Ction, as the case may be.
11. Furlough, on the other hand, is a brief release from the prison.
It is conditional and is given in case of long term imprisonment. The D
period of sentence spent on furlough by the prisoners need not be
undergone by him as is done in the case of parole. Furlough is granted as
a good conduct remission. ·
12. A convict, literally speaking, must remain in jail for the period
of sentence or for rest of his life in case he is a life convict. It is in this
context that his release from jail for a short period has to be considered
as an opportunity afforded to him not only to solve his personal and
family problems but also to maintain his links with society. Convicts too
must breathe fresh air for at least some time provided they maintain
·good conduct consistently during incarceration and show a tendency to
reform themselves and ~1.:come good citizens. Thus, redemption and
rehabilitation of such prisoners for good of societies must receive due
weightage while they are undergoing sentence of imprisonment.
13. This Court, through various pronouncements, has laid down
the differences between parole.and furlough, few of which are as under:
(i) Both parole and furlough are conditional release.
(ii) Parole can be granted in ca~e of short term imprisonment whereas
in furlough it is granted in case of long term imprisonment.
(iii) Duration of parole extends to one month whereas in the case of
furlough it extends to fourteen days maximum.
A (iv) Parole is granted by Divisional Commissioner and furlough is
granted by the Deputy Inspector General of Prisons.
(v) For parole. specific reason is required, whereas furlough is meant
for bre11king the monotony ofimprisonment.
(vi) The ten;n of imprisonment is not included in the computation of
the term of parole, whereas it is vice versa in furlough.
(vii) Parole qan be granted number of times whereas there is limitation
in the case of furlough.
(viii)Since fl,lrlough is not granted for any particular reason, it can be
c denied In the interest of the society.
:see State of Maharashtra and Another v. Sures/1 Pandurang
Darvakar 1; and State of Haryana and Others v. Mo hinder Singh').
14. Front the aforesaid discussion, it follows that amongst the
various grounds on which parole can be granted, the most important
ground, which stands out, is that a prisoner should be allowed to maintain
family and social ties. For this purpose, he has to come out for some
time so that he is able to maintain his family and social contact. This
reason finds justification in one of the objectives behind sentence and
punishment, namely, rcfonnation of the convict. The theory of criminology,
E . which is largely accepted, underlines that the main objectives which a
·State intends Jo achieve by punishing the culprit arc: deterrence,
prevention, retr bution and reformation. When we recognise reformation
as one of the oQjcctives, it providesjnstification for letting of even the
. life convicts for short periods, on parole, in order to afford opportunities
to such convicts not only to solve their personal and family problems but
also to maintainltheir links with the society. Another objective which this
theory underlines is that even such convicts have right to breathe fresh
air. al beit for periods. These gestures on the part of the State, along
with other measures, go a long way for redemption and rehabilitation of
such prisoners. They are ultimately aimed for the good of the society
and, therefore, are in public interest.
15. The provisions of parole and furlough, thus, provide for a
humanistic approach towards those lodged in jails. Main purpose of
such provisions is to afford to them an opportunity to solve their personal
'(2006) 4 sec 776
H '(2000) 3 sec 394 ..
ASFAQ v. STATE OF RAJASTHAN & ORS.
[A. K. SIKRI. J.]
and family problems and to enable them to maintain their links with society.
Even citizens of this country have a vested.interest in preparing offenders
for successful re-entry into society. Those who leave prison without
strong networks of support, without employment prospects, without a
fundamental knowledge of the communities to which they will return,
and without resources, stand a significantly higher chance of failure.
When offenders revert to criminal activity upon release, they frequently
do so because they lack hope of merging into society as accepted citizens.
Furloughs or parole can help prepare offenders for success.
16. Having noted the aforesaid public purpose in granting parole
or furlough, ingrained in the reformation theory of sentencing, other
competing public interest has also to be kept in mind while deciding as to
whether in a particular case parole or furlough is to be granted or not.
This public interest also demands that those who arc habitual offenders
and may have the tendency to commit the crime again after their release
on parole or have the tendency to become threat to the law and order of
585
the society, should not be released on parole. This aspect takes care of o
other objectives of sentencing, namely, deterrence and prevention. This
side of the coin is the experience that great number of crimes are
committed by the offenders who have been put back in the street after
conviction. Therefore, while deciding as to whether a particular prisoner
deserves to be released on parole or not, the aforesaid aspects have also
E to be kept in mind. To put it tersely, the authorities are supposed to
address the question as to whether the convict is such a person who has
the tendency to commit such a crime or he is showing tendency to reform
himself to become a good citizen.
17. Thus, not all people in prison arc appropriate for grant of
furlough or parole. Obviously, society must isolate those who show F
patterns of preying upon victims. Yet administrators ought to encourage
those offenders who demonstrate a commitment to reconcile with society
and whose behaviour shows that aspire to live as law-abiding citizens.
Thus, parole program should be used as a tool to shape such adjustments.
18. To sum up, in introducing penal reforms, the State that runs G
the administration on behalf of the society and for the benefit of the
society at large cannot be unmindful of safeguarding the legitimate rights
of the citizens in regard to tl1eir security in the matters of life and liberty.
It is for tl1is reason that in introducing such reforms, the authorities cannot
be oblivious of the obligation to the society to render it immune from H
5X6
SUPREME COURT REPORTS [2017] I l S.C.R.
those who are pfone to criminal tendencies and have proved their
susceptibility to indulge in criminal activities by being found guilty (by a
Court) of having perpetrated a criminal act. One of the discernible
purposes of imposing the penalty of imprisonment is to render the society
immune from th~ criminal for a specified period. It is, therefore,
understandable that while meting out humane treatment to the convicts,
care has to be ta~n to ensure that kindness to the convicts does nut
result in cruelty to the society. Naturally enough. the authorities would
be anxious to ensqre that the convict who is released on furlough does
not seize the opportunity to commit another crime when he is at large f-or
the time-being under the furlough leave granted to him by way of a
measure of penal reform.
l 9. Another vital aspect that needs to be discussed is as to whether
there can be any presumption that a person who is convicted of serious
or heinous crime is to be, ipso facto, treated as a hardened criminal.
Hardened criminal would be a person for whom it has become a habit or
way of life and such a person would necessarily tend to commit crimes
again and again. Obviously, if a person has committed a serious offence
for which he is convicted, but at the same time it is also found that it is
the only crime he has committed, he cannot be categorised as a hardened
criminal. Jn his case consideration should be as to whether he is showing
the signs to reforrjl himself and become a good citizen or there arc
circumstances which would indicate that he has a tendency to commit
the crime again or that he would be a threat to the society. Mere nature
of the offence committed by him should not be a factor to deny the
parole outrightly. Wherever a person convicted has suffered incarceration
for a long time, he can be granted temporary parole, irrespective of the
nature of offence for which he was sentenced. We may haste:i to put a
rider here, viz. in 1!hose cases where a person has been convicted for
committing a serious office, the competent authority,, while examining
such cases, can be well advised to have stricter standards in mind while
judging their cases on the parameters of god condLtct, habitual offonder
or while judging whether he could be considered highly dangerous or
prejudicial to the public peace and tranquillity etc.
20. There can be no cavil in saying that a society that believes in
the worth of the individuals can have the quality of its belief judged, at
least in part, by the quality of its prisons and services and recourse made
available to the prisoners. Being in a civilized society organized with law
ASFAQ v. STATE OF RAJASTHAN & ORS.
[A. K SIKRI, J.]
and a system as such, it is essential to ensure for every citizen a
reasonably dignified life. If a person commits any crime, it docs not
mean that by committing a crime, he ceases to be a human being and
that he can be deprived of those aspects oflife which constitute human
dignity. For a prisoner all fundamental rights are an enforceable reality,
though restricted by the fact of imprisonment. [Sec - Su nil Batra (II)
v. Delhi Administration', Maneka Gandhi v. Union of India and
Another•, and Charles Sobraj v. Superintendent Central Jai, Tillar,
New Del/ti').
21. It is also to be kept in mind that by the time an application for
parole is moved by a prisoner, he would have spent some time in the jail.
During this period, various reformatory methods must have been applied.
We can take judicial note of this fact, having regard to such reformation
facilities available in modern jails. One would know by this time as to
whether there is a habit of relapsing into crime in spite of having
administered correctional treatment. This habit known as "recidivism"
reflects the fact that the correctional therapy has not brought in the mind
of the criminal. It also shows that criminal is hardcore who is beyond
correctional therapy. If the correctional therapy has not made in itself, in
a particular case, such a case can be rejected on the aforesaid ground
i.e. on its merits.
22. We arc not oblivious of the fact that there may be hard core
criminals who by reason of their crime and the methods of dealing with
the crime, form associations, loyalties and attitudes which tend to persist.
There may be even peer pressure when such convicts are out to commit
those crimes again. There may be pressure of ostracised from delinquent
groups which may lead them to commit the crime again. Persistence in
criminal behaviour may also be due to personality traits, most frequently
due to pathological trail~ of personality, such as mental defectiveness,
emotional instability, mental conflicts, ecoccntrism and psychosis. In
regard to relapse or recidivism, Frank Exner, a noted criminologist and
sociologist, points out that the chances of repeating increase with the
number of previous arrests and the interval between the last and the
next offence becomes shortened as the number of previous crimes
progresses'. The purpose of the criminological study is the prognosis of
' ( 1980) 3 sec 488
'(1978) 1 sec 24s
' ( 1978) 4 sec 104
'Frank Exner, Kriminologie, pp. 115-120
587
588 SUPREME COURT REPORTS (2017] ll S.C.R.
A the improvable occasional offenders and that of the irredeemable habitual
offender and hardcore criminal. To differentiate the recidivists from non
rccidivists and \langerous and hard-core criminals from occasional
criminals had been enumerated by Exner in the following flow-sheet:
(i) Hereditary weakness in the family life.
(ii) Increasing tempo of criminality.
(iii) Bad conditions in the parental home.
{iv) Bad sahool progress (especially rn deportment and
industriousness).
C (v) Failure to complete studies once begun.
(vi) Irregular work (work shyness).
(vii) Onset of criminality before 18 years of age.
(viii) More thpn four previous sentences.
D (ix) Quick relapse of crime.
(x) lnterlocal criminality (mobility).
(xi) Psychopathic personality (diagnosis of institutional doctor).
(xii) Alchoholism.
E (xiii) Release from institution before 36 years of age.
(xiv) Bad conduct in the institution.
(xv) Bad soda! and family relations during period ofrclcase.
At the samo time, as criminality is the expression of the 'symptom'
of certain disorder in the offenders, they can be easily reformed if they
arc rightly diagn0sed and correct treatment is administered to them.
23. We find that the Rules of the Central Government, in this
behalf, arc of the year 1955, which arc skeleton in nature. There is an
imperative and immediate need for updating these Rules thereby including
comprehensive prpvisions, in the light of the discussion contained above,
incorporating the aforesaid and other principles so as to provide suitable
guidelines to thos,e who have to consider such applications for grant of
parole. We are hopeful that this aspect shall be given due consideration
at the appropriate level by the Government oflndia. For this purpose, a
copy of this judgrrtent may also be sent to the Ministry of Law & Justice,
Government of India.
ASFAQ v. STATE OF RAJASTHAN & ORS.
[A. K. SIKRI, J.)
589
24. Having discussed the parameters which are to be kept in mind A
while considering the request of a convict for parole, we advert to the
case at hand.
25. As already noted above, the appellant has been convicted under
TADA and given the life imprisonment. As per the Jail Custody Certificate
dated April 13, 2017 produced before us, the appellant had undergone 09
years 10 months and 29 days of incarceration till that date. It means that
as of now, the appellant has undergone the sentence of more than ten
years. We have mentioned above about the request of the appellant for
release on parole and rejection thereof. The communication dated
November 10, 2015 of the Government oflndia to the Home Depaitment
of the State of Rajasthan conveys that the appellant's case for twenty
days of parole has been rejected in view of the adverse reports of the
concerned authorities. The concerned authorities.mentioned therein arc
the District Magistrate and Superintendent of Police of Dausa, Social
Justice Department of the State ofRajasthan and the Superintendent of
Jail, Jaipur.
26. We have gone through the reports of the aforesaid authorities.
Reasons given in these reports are to the effect that if the appellant is
released on parole, it may lead to untoward incidents in the society or
even among unsocial elements and may have adverse effect on the
young generation as well. It is also mentioned that there is a possibility
that the appellant may threaten those who had deposed against him and
may even physically harm them. It is recorded that his release on parole
may adversely affect peace in the society. Further, having regard to the
nature of the crime he had committed, there may even be a threat to his
life as well because of the reason that there is a feeling of anger and
annoyance in the society against him and, therefore, possibility of a
member of public physically harming the appellant cannot be ruled out.
There is even a danger to the appellant's life as well.
27. Having regard to the aforesaid reports, it cannot be said that
the authorities have not taken into account relevant considerations while
rejecting the request of parole made by the appellant. We, therefore, arc
of the opinion that it is not a fit case for grant of parole to the appellant
particularly at this stage.
28. The appellant is a life convict. Therefore, he is supposed to
remain in jail during his life unless remission is given to him. In such a
situation, the appellant can, after some time, renew his request for parole
A when the present atmosphere prevailing outside undergoes a change for
better. Otherwise, his conduct in the jail has been reported as satisfactory.
When a request for parole is made after some time. which of course
should not be in jmmediate future, the same can be considered again in
the light of the principles laid down by this Court in this judgment.
B 29. For the foregoing reasons, this appeal is dismissed.
Kalpana K. Tripathy Appeal di~n1issed.