Janhit Manch Through Its President Bhagvanji Raiyani & Anr. v. the State of Maharashtra & Ors.
SANJAY KISHAN KAUL, J.
1. The expanding population of rural and urban areas has created
its own problems, insofar as civic amenities are concerned. The problem
is aggravated in metropolitan cities, where there is movement of
population with the prospect of better livelihood. Lack of opportunities
for employment has compelled people to leave their home and heart h.
We are concerned in the present matter with the consequences of such
mobility of population.
2. Mumbai is perceived to be a city that fulfills the drea ms of
many. The movement of population has thus been manifold, putti ng a
strain on civil services and open areas, including to play gr ounds and
streets. There has been vast encroachment on public lands by people
who have migrated, or otherwise, and who could not find reasonabl e
accommodation for their residence. There has been growth of slum
areas, thereby blocking access to public land. The density of construction
was therefore required to be upscaled to meet the pressing needs of the
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population. One methodology to address the issue, devised by the State,
was that of awarding development rights, as defined in Section 2(9A) of
the Maharashtra Regional and Town Planning Act, 1966 (hereina fter
referred to as the said Act), which provides as follows:
“(9A) “development right” means right to carry out development
or to develop the land or building or both and shall include the
transferable development right in the form of right to utilise the
Floor Space Index of land utilisable either on the remainder of the
land partially reserved for a public purpose or elsewhere, as the
final Development Control Regulations in this behalf provide”
A Transferable Development Right (hereinafter referred t o as
‘TDR’) is therefore a voluntary, incentive-based programme allowing
land owners to sell development rights from their land to a developer, or
to other interested parties, who can then use these rights to increase
the density of development at another designated location.
3. In order to understand this concept, we would like to further
elucidate that the object is to give compensation in a dif ferent way, to
private landowners who have transferred a portion of their la nd to the
Government as and when the Government has required such priv ate
land to build or expand public utilities like grounds, gardens, bus stands,
roads, etc. The alternate mode of compensation, instead of payment of
money is TDR, which is nothing but a development potential, in terms of
increased Floor Space Index (hereinafter referred to as ‘FSI’) awarded
in lieu of the area of land given, conferred in the form of a Development
Rights Certificate (hereinafter referred to as ‘DRC’), by the Government.
Such TDR or DRC is negotiable and can be transferred for consideration,
leaving it open for the owner of the acquired land to either use the TDR
for himself or to sell it in the open market.
4. The other concept which would have to be dealt with in t he
context of the present dispute is that of Floor Area Ratio (hereinafter
referred to as ‘FAR’), which is the ratio of a building’s total floor area
(gross floor area) to the total area of the plot. The concept of FAR can
be utilized in the zoning process, to limit urban density. It may be noted
that often FAR and FSI are used as interchangeable termino logies and
what is taken into account is the carrying capacity/infrast ructure and
amenities of an area, which would, in turn, have a direct impact on public
health, safety and the right to life of the occupants of the area.
JANHIT MANCH THR. ITS PRESIDENT BHAGV ANJI RAIYANI v.
THE STA TE OF MAHARASHTRA [SANJAY KISHAN KAUL, J.]
Illustratively, if a plot of land measures 1000 sq. mts and the permissible
FSI is 1, then about 1000 sq. mts. is permissible to be built on that plot of
land.
5. Now, turning to the problem referred to aforesaid, of the
expanding slums; the Government of Maharashtra has l aunched a
comprehensive slum rehabilitation scheme by introducing an innovative
concept of using land as a resource and allowing FSI as an incentive, in
the form of tenements for sale in the open market, for cross-subsidization
of the slum rehabilitation tenements, which are to be provi ded free of
cost to the slum-dwellers. The petition arises out of a pra yer of the
petitioner to effectively review the existing Developm ent Control
Regulations for Greater Bombay, 1991 (hereinafter referred to as ‘DCR’).
Appellant No.1 claims to be an NGO espousing legal issues concerning
the State and the Nation, in larger public interest, w hile the second
appellant is the President of the first appellant. A perusal of the pleadings
and the impugned judgment shows that the primary question which
occasioned the Division Bench of the Bombay High Court to examine
the matter was whether the State, on account of financial inability to
provide housing to encroachers on public and private lands, residing in
structures which came up before 1.1.1995, could grant TDR to builders
to be used in the suburbs of Mumbai, by permitting increase of FSI from
1 to 2. This was occasioned on account of the protection granted from
eviction and the inability of the State to free parks, gardens, f ootpaths
and roads from encroachment for which, in the wisdo m of the
Government, they chose a cut-off date of 1.1.1995. The original prayers
show that the concern of the petitioner was to stop the grant of TDR in
certain specified areas as under:
“(i) Between the tracks of the Western Railway and the Swa mi
Vivekanand Road;
(ii) Between the tracks of the Western Railway and the Western
Express Highway;
(iii) Between the tracks of the Central Railway (Main Lin e)
and the Lal Bahadur Shastri Road.”
The inter-linked prayers were for constituting an expert body of
social activists, architects, lawyers, bureaucrats etc. to review the TDR
policy and to lay down parameters to restrict the discretionar y powers
given to the Municipal Commissioner, of the Brihanmumbai Municipal
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Corporation (hereinafter referred to as ‘BMC’), under DCR Regulation
No.64, specifically in matters of concessions in open spaces and parking,
in consultation with the Committee.
6. The appellant, through amendments, thereafter expanded th e
scope of the petition to lay a challenge to the aforesaid regulation, on the
ground that it was ultra vires the Constitution of India, and to quash
Appendix VII A & Appendix VII B of DCR insofar as they deal wit h
the use of heritage and slum TDR in the three prohibited zones. There
were many impediments in the way of the appellants, for their petition to
be entertained. Firstly, the challenge to the DCR had alrea dy been
rejected by the judgment of the Division Bench of the Bombay H igh
Court in Nivara Hakk Suraksha Samiti and Ors v. State of
Maharashtra and Ors., 1 dated 16 th April, 1991. However, it may be
stated that a window was provided by the Division Bench of the High
Court which observed, in the impugned order, that it was permissible to
permit a challenge in case of violation of Part III of the Constitution of
India.
7. The second aspect was that the appellants were not new i n
Mumbai, and yet they had not objected when the TDR concept wa s
implemented in 1991 and, even when it was implemented in the corridors
in question, in 1997. The petition was filed only in 2003. In this interim
period of time, there was large scale implementation of the TDR concept
and various slums were cleared by spending vast monies.
8. Thirdly and most importantly, the second appellant himself is a
builder who was residing in a building constructed by the use of TDR in
Deepak Villa, Vallabh Nagar Society, J.V.P.D. Scheme, Mumbai, at the
time of filing of the petition. Apparently, appellant No.2 had failed to get
advantage of the Slum Regulation Scheme, and thus a defence was
raised by the respondents, to the petition that it was a mala fide attempt,
couched in the form of a public interest litigation. In fact, the petitions
were attributed with the motive of attempting to manipulate the prices of
properties. The use of TDR in corridor areas had resulted in prices in
the western suburbs to have fallen substantially since there was a boost
in the housing sector, which in turn had hurt the commercial interest of
builders, including that of the appellants. The issue was further aggravated
by the fact that the second appellant is a partner of a firm by t he name
1Writ Petition (Civil) No. 963 of 1991
JANHIT MANCH THR. ITS PRESIDENT BHAGV ANJI RAIYANI v.
THE STA TE OF MAHARASHTRA [SANJAY KISHAN KAUL, J.]
La Builde Associates, which had executed several projects in the suburbs
of Mumbai. A Writ Petition No.1080 of 2003 was filed in the name of
the said firm, assailing grant of TDR towards a competing p arty in a
tender. This petition was dismissed on 28.4.2003. The present petition
is stated to be a sequitur r to that insofar as it was moved only after the
earlier petition, that is Writ Petition No.1080 of 2003, was dismissed, and
thus having failed in the earlier proceedings and tender, an endeavor
was made in the second proceedings, in the form of this present petition.
9. The High Court, however, despite these various impediments,
considered the issue important enough to examine, and even appointed
an amicus curiae to assist the court. Respondents, however , pleaded
that there was appropriate application of mind before an F SI of 2 was
permitted, in any suburb, by utilization of the concept of TDR. The open
spaces, water supply, sewerage and other infrastructure i n such area
were also taken note of. The necessity of using such methodology and
employing TDRs, on account of the vast increase in population density
was emphasized. The TDR policy was also stated to have a st atutory
flavor, in view of it being contained in Section 9(a) and Section 126 of
the said Act. No challenge had been laid to these provisions. The TDR
was stated to have worked as an effective tool for acquiri ng lands for
utilities, amenities, playgrounds, recreation grounds etc. TD R had its
conception in the Draft Regulation Bill of 1984, which Bill was followed
by the recommendation of the Dsouza Committee in 1987. The said
recommendations finally found reflection in the Development Control
Regulations, which came into force in March 1991. All these envisaged
a public consultation process. The impugned judgment deals with it
extremely elaborately, to say the least. In terms of the impugned judgment
dated 20.11.2006, the Court not sitting in appeal to review legis lative
actions was rightly emphasized. The Court held that on ly when a
legislation fails to keep within its legislative limits, would an occasion
arise for the court to strike down the law. This was not found to be so in
the present case. The DCR, forming part of the Developm ent Plans,
are liable to be revised every 20 years, which is a circumst ance that
mitigates any plea of arbitrariness. The result of the exercise of the test
of unreasonableness of a legislation must fall within the category of
‘manifest arbitrariness’. A number of judicial precedents on the scope
of judicial review have been cited in the impugned order, and no useful
purpose would be served by referring to them again.
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10. The provisions of the said Act and the DCR have been
scrutinized in great detail. In the larger public interest, certain directions
have been issued to the following effect:
“(1). We have noted that the existing infrastructure in term s of
Parks, Play grounds, open spaces, water supply, sanitation and
sewerage disposal, ambient quality of air and public transport is
inadequate. There is serious congestion on roads and railwa ys.
Yet considering the cut off date as 1.1.1995 which shall not be
extended further and bearing in mind the object behind the Slum
Rehabilitation Scheme for those residing in slums or protect ed
structures before 1.1.1995, we have rejected the challenge under
Articles 14 and 21.
(2) The fees/compensation received by Respondent No. 2 from
the exercise of discretionary powers under Regulation 64(b) b y
Respondent No. 2 or by Respondent No. 1, are directed to be
kept under a separate revenue head for providing and maintaining
parks, Play grounds, open spaces and such other amenities in the
city of Mumbai. The wards from where the revenue is collected,
however will have the first right on that Revenue for making
provisions for parks, Play grounds and such other amenities, as
the revenue is generated from those wards by relaxin g the
dimensions of space.
(3) Considering the complaints by the petitioners t hat the
Respondent No. 2 is not acting on the complaints, Respondent
No. 2 to set up a mechanism in the form of a Scheme in each
ward, within eight weeks from today by designating officers by
posts, to whom the citizens can file their complaints. T he outer
time limit be also fixed for deciding those complain ts. The
mechanism be put up on the website of Respondent No. 2. This
mechanism to be also published in two leading Newspapers in the
English language and one newspaper each, in Marathi, Hindi and
Gujarati languages.
(4) We have recorded the statement made by the learned Advocate
General that the process of new development plan will commence
in 2008. We have however, noted that in respect of the
development plan published in the year 1991, the process had
taken a long time. Considering that, Respondent No. 1 to consider
JANHIT MANCH THR. ITS PRESIDENT BHAGV ANJI RAIYANI v.
THE STA TE OF MAHARASHTRA [SANJAY KISHAN KAUL, J.]
initiating steps at the earliest for putting into place the mechanism
for starting the process of the new development plan for 2011.”
11. We have heard the petitioner-in-person and wondered what
grievance of his still survives! We specifically put this question to him
also in the context of the fact that the High Court had exa mined the
matter in such great detail. It isalso appropriate to emphasise that local
problems must be attended to locally. The High Court is a Constitutional
Court. The State Court is best equipped to look into local matters,
especially where the area development and zoning regulations of the
state or the city are in question. The problems and solutions may vary
from state to state. It is really not for this Court to sit as an appellate
court over these matters, unless some patent illegality is shown, or it is
shown that there is any contravention of the constitutional mandate.
We find no such case made out, here.
12. Appellant No.2, appearing in-person on behalf of the appellants,
really sought to put forth what he thinks would be best for the city. Thus,
for example, pleas were raised, inter alia, for post approval impact
assessment on environment and not only a prior environment impa ct
assessment of the DCR; that there was no genuine endeavor to provide
alternative accommodation to slum dwellers, but it was only vote bank
politics, as evidenced by repeated extensions of deadlines for providing
alternative accommodations; that the new development plan continued
to offer FSI incentive to land owners; that the Commissioner exercises
powers, in respect of FSI, almost as a mandatory requirement rather
than a discretionary exercise; that there has been an increase in vehicular
traffic in the city of Mumbai; that theincrease in FSI has led to an influx
of population in various regions in Mumbai; that the Pradhan M antri
Avas Yojana Scheme providing ‘ pucca ghar’ to the population would
result in furtherinflux into Mumbai, etc.
13. We have to keep in mind the principles of separation of powers.
The elected government of the day, which has the mandate of the people,
is to take care of policy matters. There is a democrati c structure at
different levels, starting from the level of Village Panc hayats, Nagar
Palikas, Municipal Authorities, Legislative Assemblies and the elected
Parliament; each of them has a role to perform. In aspects, as presented
in the instant case, a consultative process is always helpful, and is one
which has already been undertaken. The philosophy of appellant no.2
cannot be transmitted as a mandatory policy of the government, which
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is what would happen were a mandamus to be issued on the praye rs
made. Perspective of individuals may vary, but if the ele cted bodies
which have policy formulation powers, is to be superceded by the ideals
of each individual, the situation would be chaotic. The policies formulated
and the legislations made, unless they fall foul of the Co nstitution of
India, cannot be interfered with, at the behest of the appe llants. The
appellants have completely missed this point.
14. We are unequivocally of the view that the High Court has
already examined, in detail, the issues that were raised in the present lis ,
and has issued whatever directions were feasible, keeping in mind the
enormity of the problem. Nothing more is required.
15. We, thus, dismiss the appeal leaving it open to the parties to
bear their own costs.
Divya Pandey Appeal dismissed.
JANHIT MANCH THR. ITS PRESIDENT BHAGVANJI RAIYANI v.
THE STATE OF MAHARASHTRA [SANJAY KISHAN KAUL, J.]