Life Insurance Corporation of v. Nandini J. Shah & Ors
A. M. KHANWILKAR, J. 1. The seminal question posed in
this appeal, by special leave, is whether the order passed by the City
Civil Court in exercise of power under Section 9 of the Public Premises
(Eviction of Unauthorised Occupants) Act, 1971, as an Appellate Officer,
is in the capacity of a Civil Court or persona designata ?
2. When this special leave petition was listed for adm ission on
12.09.2017, the Court passed the following order:
LIC OF INDIA v. NANDINI J. SHAH & ORS.
“Heard Mr. Ranjit Kumar, learned Solicitor General
appearing on behalf of the petitioner and Ms. Sonal, learned
counsel appearing on behalf of the respondents.
As the issue was to be debated with regard to the
maintainability of the Letters Patent Appeal, learned Solicitor
General has placed reliance on Radhey Shyam & Anr. v s.
Chhabi Nath & Ors., (2015) 5 SCC 423 and Ram Kishan
Fauji vs. State of Haryana & Ors., (2017) 5 SCC 533.
Ms. Sonal, learned counsel representing the respondents ,
would contend that there is no quarrel about the proposition
that when a challenge is made to the order passed b y the
Civil Court in a writ proceeding, it has to be treate d as a
proceeding under Article 227 of the Constitution of India
and, therefore, no Letters Patent Appeal would lie. But in a
case under the Public Premises (Eviction of Unautho rised
Occupants) Act, 1971, the Estate Officer cannot be
considered as a Court and further the appellate forum would
decide the appeal under Section 9 of the Act as the appel late
officer and as per the decision rendered by the Div ision
Bench of the Bombay High Court in Nusli Neville Wadia vs.
New India Assurance Co. Ltd., 2010 (2) Mh.L.J.978, whic h
has placed reliance on a judgment of the Delhi High Court
in N.P.Berry vs. Delhi Transport Corporation and An r.
15(1979) DLT 108 (para 19), it is not a Civil Court and
therefore, the order passed by the said appellate forum ca n
be challenged under Sections 226 and 227 of the
Constitution of India and in that event, an intra-court appeal
would be maintainable.
List for further hearing on 21.09.2017.”
The hearing on admission of the special leave petition co ntinued on
21.09.2017 when the Court passed the following order :
“Leave granted.
Heard Mr.Ranjit Kumar, learned senior counsel for t he
appellant and Ms.Sonal for the respondents.
In the course of hearing Mr.Ranjit Kumar, learned s enior
counsel appearing for the appellant submitted that Letters
287
Patent Appeal at the instance of the respondents before the
High Court of Judicature at Bombay was not maintainable.
Ms.Sonal, learned counsel appearing for the respond ents
has, per contra, argued that the appeal was maintainab le.
As we have heard the matter at length with regard t o
maintainability of the Letters Patent Appeal before the
Division Bench of the High Court, it is appropriate to rende r
a judgment.
In view of the aforesaid, judgment is reserved.
Learned counsel for the parties shall submit writte n
submissions by 3rd October, 2017.”
3. By this judgment, we shall answer the preliminary issue as to
whether the Letters Patent Appeal filed by the contesting respondents
before the High Court of Judicature at Bombay against the decision of
the learned Single Judge rendered in a writ petition (purporte dly filed
under Articles 226 and 227 of the Constitution of India), questioning the
correctness and validity of the decision of the City Civil Court, Mumbai
in Miscellaneous Civil Appeal No.121 of 2011 dated 03.04.2012, which
was affirmed by the learned Single Judge, was maintainable.
4. We may now advert to the brief factual background giving rise
to this appeal: On or around 2 nd May 2005, the appellant initiated eviction
Case No. 21 and 21A of 2015 against the respondents before the Estate
Officer under Sections 5 and 7 of the Public Premises (Ev iction of
Unauthorised Occupants) Act, 1971 (for short “the Act”) for eviction of
the respondents from the licenced premises on 3rd floor, 49-55, Bombay
Samachar Marg, Fort, Mumbai 400023 admeasuring about 258 sq. ft.
including a balcony of 38 sq. ft., recovery of damages and recovery of
arrears towards repairs and maintenance charges amount ing to Rs.
1364/-. The eviction was sought on two grounds: (a) respondent No.1
had illegally and unauthorisedly sublet, assigned or transferred the licenced
premises or part thereof to a partnership firm (responde nt No.2) and
three companies (respondent Nos. 3 to 5); and (b) respondent No. 1
was in arrears of repair and maintenance charges amountin g to Rs.
1364/-.
5. Respondent Nos.1 and 2 filed their Reply, stating inter alia
that respondent No.1’s grandfather Shri P.T. Shah was the original tenant
of the premises since before 1937. At that time, the building in which
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
the premises are situated was owned by the predecessor- in-title of the
appellant. Respondent Nos.1 and 2 traced the devolution of rights in the
premises and pointed out that respondent No.2 was a partnership firm
of the daughter-in-law of the original tenant, her daught er (present
respondent No.1), Shri R.C. Vakharia and Shri K.C. Vakharia. It w as
also pointed out that respondent No.3 was never incorporated and it
never came into existence. It was further pointed out that r espondent
Nos.4 and 5 were private limited companies wholly owned by the family
members of the original tenant, in which the 100% shareholding and all
the directors were the daughter-in-law of the original tenant and her
immediate family members viz., the daughter-in-law of the original tenant,
her daughter, her son-in-law and her grandson. Sub-letting, assignment
or transfer of the premises or any part thereof to respondent Nos.2 to 5
was denied. Respondent No.1 asserted that she was in o ccupation,
control and possession of the premises and regularly paid r ent of Rs.
895/- per month to the appellant. It was also pointed out that respondent
No.1 was not in any arrears. The calculation of damages was seriously
disputed. Respondent Nos.3 to 5 did not appear before the Estate Officer.
Evidence was led before the Estate Officer by the a ppellant and
respondent Nos. 1 and 2.
6. By its Order dated 5 th February 2011, the Estate Officer held
that respondent No.1 was not in arrears of repairs and maint enance
charges as alleged by the appellant. However, it held tha t respondent
No.1 had unauthorisedly sub-let the premises to respondent Nos.2 to 5.
The Estate Officer also held that the appellant was entitled to damages
from the respondents at the rate of Rs.48,142/- per month f rom 1 st
December, 2004 till restoration of possession with simple interest at the
rate of 9% per annum.
7. Respondent Nos.1 and 2 challenged the aforesaid order of the
Estate Officer before the Appellate Officer under Section 9 of the Act,
being the designate of the Principal Judge of the City Civil Court at
Mumbai. The appellant did not challenge the finding of the Estate Officer
insofar as he had held that respondent No.1 was not in arrears of repairs
and maintenance charges. The said finding has become final.
8. By its order dated 3 rd April, 2012, the Appellate Officer held
that (a) there was no subletting to the partnership firm (respondent No.2),
as it was established that it was the firm of the original occupant and (b)
289
there was nothing to show that respondent Nos.3 to 5 also belonged to
the original occupant as no document was produced showi ng their
constitution and hence, it amounted to subletting. The Appellate Officer
upheld the order of eviction passed by the Estate Officer and the order
for damages along with interest.
9. Respondent Nos.1 and 2 challenged the aforesaid orders of
the Estate Officer and the Appellate Officer before the learned Single
Judge of the Bombay High Court by way of Writ Petition No.4 337 of
2012. Respondent Nos.1 and 2 prayed for issuance of a Writ of Certiorari
or a writ in the nature of certiorari or any other appropriate writ, order or
direction under Articles 226 and 227 of the Constitution of India and to
set aside the Judgment and Orders of the Appellate Officer and the
Estate Officer. The appellant did not challenge the finding of the Appellate
Officer insofar as it had held that there was no subletting by respondent
No.1 to the partnership firm (respondent No.2). The said finding h as
become final.
10. By its order dated 14 th August 2012, the learned Single Judge
of the Bombay High Court dismissed the aforesaid Writ Petition filed by
respondent Nos.1 and 2 by holding that respondent Nos.3 to 5 are separate
legal entities; the authorities below had concurrently held that the appellant
had established its case in that behalf and that no material was produced
before it for taking a different view in the matter.
11. Respondent Nos.1 and 2 challenged the aforesaid order of
the learned Single Judge before the Division Bench of the Bombay High
Court vide Letters Patent Appeal No.181 of 2012.
12. The Division Bench of the Bombay High Court by its Order
dated 12 th October, 2012, rejected the preliminary objection of t he
appellant that the Letters Patent Appeal was not maintai nable against
the order of the learned Single Judge and also allowed the appea l on
merits holding that documents showing that 100% sharehol ding of
respondent Nos.4 and 5 belonged to the occupant and her immediate
family members and that all the directors of respondent N os.4 and 5
were the occupants and immediate family members, were on r ecord,
which fact has not been taken into consideration by the Appellate Officer.
The Division Bench held that by lifting the corporate veil, it can be seen
that the companies are alter egos of the occupant and that t here is no
subletting to the Companies.
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
13. On the question of maintainability of the Letters Patent Appeal,
the Division Bench of the High Court answered the same in the following
words:
“13. Firstly we will deal with the contention regar ding
maintainability of this Letters Patent Appeal. Learned counsel
for the Respondents urged that earlier writ petitio ns
challenging the orders passed in proceedings under the
Public Premises Act were being entertained by the Divisi on
Bench and after the decision of the Full Bench of this Cou rt
in the case of M/s. Prakash Securities Private Limi ted V/s.
LIC of India [2012 (4) Bom. C.R.1] dated 26 April 20 12,
they are now being placed before the Single Judge. He
contended that if the appeal is entertained from the o rders
passed by the learned Single Judge in such petitions, then
the object of amending rules for hearing of such pet itions
by the Single Judge for expeditious disposal will b e lost.
Learned counsel for appellants on the other hand has drawn
our attention to the memo of the petition and the impugn ed
order of the learned Single Judge wherein it is ment ioned
that the petition is filed and was entertained under Ar ticles
226 & 227 of the Constitution of India, and contended that
therefore the appeal is maintainable.
14. It is true that the petitions arising out of the order passed
under the Public Premises Act were being heard by t he
Division Bench. This was being done due to observation of
the Division Bench of this Court in the case of Nusli Nev ille
Wadia V/s. New India Assurance Co. Ltd. & Another [2010
(4) Bom. C.R. 807]. However by an order dated 15 November
2011, another Division Bench of this Court expressed doubt
about the correctness of the observation made in the case of
Nusli Neville Wadia (supra) and referred the issue as to
whether the petitions arising out of the orders passed under
the Public Premises Act should be heard by the Division Bench
or Single Judge, to the Full Bench for consideration . The
Full Bench in the case of Prakash Securities [2012 (4) B om.
C.R. 1] (supra) found that clause 3 of the Rule 18 of Chapt er
XVII of the Bombay High Court Appellate Side Rules 1960
was wide enough to include orders passed by any
291
quasijudicial authority under any enactment, even i f such
explanation is not covered by clause 1, 2, 4 to 43 o f Rule
18. The Full Bench found that the order passed by
quasijudicial authority under the Public Premises Act is also
covered by Rule 18 (3) so as to indicate that the pe titions
under Articles 226 & 227 of the Constitution of Ind ia
challenging such orders are to be heard and decided by the
Single Judge. Reference was accordingly disposed of by the
Full Bench by its judgment dated 26 April 2012. The Full
Bench held that the Appellate Side Rules as they st and,
provide that the petitions challenging the orders p assed
under the Public Premises Act are required to be hea rd by
the learned Single Judge and therefore the observations made
in the case of Nusli Neville Wadia (supra), were not co rrect.
The petitions relating to orders passed under Public Premises
Act were being entertained by the Division Bench when th e
rules provided that they should be entertained by the Single
Judge. Therefore there was no conscious decision to remove
the petitions arising from orders passed under the Public
Premises, from Division Bench and to place them bef ore
Single Judge. In fact Full Bench found that these pet itions
were being wrongly entertained by the Division Bench.
15. In the judgment of the Full Bench there is no indication
that Letters Patent Appeal arising out of the orders p assed
by the Single Judge in proceedings under the Public Premises
Act will not be maintainable. If Letters Patent Appea ls are
otherwise maintainable, judgment of the Full Bench does
not take away that right in respect of petitions chall enging
the orders passed under Public Premises Act. Therefore t he
argument advanced by the learned counsel on maintainability
of the appeal on this ground cannot be accepted.
Maintainability was not contested on any other ground. In
the present case, the petitioner has invoked both A rticles
226 and 227 of the Constitution of India. The learned Judge
also has referred to the said Articles in the impugned or der.
Furthermore, the Respondent Corporation is itself amenable
to writ jurisdiction of this Court, being a public corporation .
There is therefore no substance in the preliminary objection
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
raised by the learned counsel for the Respondent th at the
appeal is not maintainable and that it should be dismissed
at the threshold without looking at the merits of the matter .”
14. This appeal by the appellant assails the opinion expressed by
the Division Bench not only on maintainability of the Letters Patent Appeal
but also on merits, whereby the Division Bench reversed the finding of
fact recorded by the Estate Officer and affirmed by both, the City Civil
Court, being the Appellate Officer and the learned Single Judge, whilst
rejecting the writ petition filed by the respondents. However, the argument
presently is confined to the preliminary issue about the maintainability of
the Letters Patent Appeal and if that contention of the appellant was to
be accepted, it would not be necessary for us to examine t he other
matter raised in the appeal about the merits of the finding and conclusion
recorded by the Division Bench, being without jurisdiction. Instead, the
contesting respondents will have to be relegated to question the judgment
of the learned Single Judge in that behalf and if such appropriate remedy
is resorted to by the contesting respondents, only then it would become
necessary to analyse the same in those proceedings.
15. According to the appellant, the interplay of Section 9 of the
1971 Act read with the other provisions in the same Act, such as Sections
3, 8 and 10, makes it amply clear that the jurisdiction exercised by the
Appellate Officer, namely the City Civil Court Judge, in an appeal under
Section 9 of the Act, is in his capacity as a Civil Court and not persona
designata. If so, the remedy under Article 227 of the Constitution of
India alone could be availed in the fact situation of the present case and
not under Article 226, for issuance of a Writ of Certiorari. In the present
case, although the writ petition filed by the contesting respondents was
labelled as one under Articles 226 and 227 of the Constitution of India,
considering the nature and substance of the challenge, r easoning and
nature of the order passed by the learned Single Judge it could be pursued
only under Article 227 of the Constitution of India and not under Article
226 or for that matter under Article 226 read with Article 227 of the
Constitution of India. Resultantly, the Division Bench committed manifest
error in entertaining the Letters Patent Appeal against the decision of
the learned Single Judge of the same High Court. To bu ttress the
contention that the District Judge/Judicial Officer, referred to in Section
9 of the 1971 Act, does not exercise powers as persona designata,
reliance has been placed on the exposition of this Court in Thakur Das
293
(Dead) by LRs Vs. State of M.P. & Anr. 1 and in the cases of Mukri
Gopalan Vs. Cheppilat Puthanpurayil Aboobacker 2, Thakur Jugal
Kishore Sinha Vs. Sitamarhi Central Coop Bank Ltd. 3, Central
Talkies Ltd. Vs. Dwarka Prasad 4, Brajnandan Sinha Vs. Jyoti
Narain 5, Virender Kumar Satyawadi Vs. State of Punjab 6,
Maharashtra State Financial Corporation Vs. Jaycee Drugs &
Pharmaceuticals (P) Ltd. 7 and Asnew Drums (P) Ltd. Vs.
Maharashtra State Finance Corporation 8. In support of the contention
that the order of the District Judge/Appellate Officer would be amenable
only to jurisdiction under Article 227 of the Constitution of India, reliance
has been placed on the decision of Radhey Shyam & Another Vs.
Chabbi Nath & Ors. 9 and Ram Chander Aggarwal & Anr. Vs. State
of Uttar Pradesh & Anr.10 This contention is further elaborated on the
basis of the exposition in the case of Ram Kishan Fauji Vs. State of
Haryana 11 and Jogendrasinghji Vijaysinghji vs State of Gujarat 12 ,
wherein the Court observed that the maintainability of Letters Patent
Appeal would depend on the pleadings in the writ petition, nature and
character of the order passed by the learned Single Judge and t he type
of directions issued, regard being had to the jurisdictional perspective in
the constitutional context. The appellant invited our attention to the
judgment of the learned Single Judge wherein the submissions made on
behalf of the writ petitioners (contesting respondents) have been noted
in paragraphs 9 to 11 and 15 and that of the appellant in paragraphs 12
and 16, as also the findings recorded by the learned Single J udge in
paragraphs 19 to 24. It was urged that the jurisdiction exercised by the
learned Single Judge was plainly ascribable to exercise of power of
superintendence under Article 227 and not of exercise of power to issue
a writ or in the nature of certiorari under Article 226 of the Constitution
of India. It was contended that the Letters Patent Appeal fi led by the
1 1978 (1) SCC 27
2 1995 (5) SCC 5
3 1967 (3) SCR 163
4 1961 (3) SCR 495
5 1955 (2) SCR 955
6 1955 (2) SCR 1013
7 1991 (2) SCC 637
8 1971 (3) SCC 602
9 2015 (5) SCC 423
10 1966 Supp. SCR 393
11 2017(5) SCC 533
12 2015 (9) SCC 1
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
contesting respondents before the Division Bench, therefore, was not
maintainable.
16. Per contra, the respondents would urge that the District Judge/
Appellate Officer exercises power under Section 9 of the 1971 Act as
persona designata and not as a Civil Court. Alluding to the decisions to
which we will advert to a little later, the respondents contend that when
a special statute creates an Appellate Officer and where it refers to the
Presiding Judge and not to the Court to be such Appellate Officer, then
it can be said that the reference has been made to the Judge as persona
designata. It is also well known that where the authority is the creation
of a statute and is indicated or identified by a official designation or as
one of a class, the provisions of statute would have to be looked into to
determine whether the intention was to single him out as persona
designata, his official designation being merely a further description of
him. The legislative scheme concerning the Act under consideration does
not indicate, in any manner, much less by necessary implication, that he
can exercise powers of the Court for adjudication of the appeal. However,
the powers and jurisdiction to be exercised have been circumscribed by
the special law for which reason also he would be a persona designata .
Furthermore, the Act gives finality to the order passed by the appellate
officer in terms of Section 10, which is indicative of the fa ct that the
appellate officer acts as a persona designata and not as a Court. The
provisions of the 1971 Act are a self-contained code delineat ing the
powers, jurisdiction and procedure different from general laws such as
Civil Procedure Code or Criminal Procedure Code. At the same time,
the jurisdiction of the ordinary courts has been barred in respect of the
matters to be dealt with under the statute. It is submitted that keeping in
mind the historical background of the 1971 Act, it is not permissible to
consider the appellate officer referred to in Section 9 of the Act as
discharging powers and jurisdiction of a Court. The appellate officer
referred to in Section 9 of the Act merely acts as a persona designata .
To buttress this contention, reliance has been placed on the decisions of
the High Courts dealing with this question, interpreting Section 9 of the
1971 Act and analogous provisions in the concerned State Public Premises
Act, namely; Nusli Neville Wadia Vs. New India Assurance Co. Ltd.13 ;
Prakash Securities Pvt. Ltd. Vs. Life Insurance Cor p. of India &
Anr.14 ; N.P. Berry Vs. Delhi Transport Corporation 15 ; State of
13 2010 (2) Mh. L.J. 978
14 2012 (4) Bom. C.R.1
15 15 (1979) DLT 108
295
Mysore Vs. P. Shankaranarayana Rao 16 ; Ganga Ram Dohrey Vs.
State of U.P.17 ; and Sizerali Mohamedali Lodhia Vs. Gujarat State
Road Transport Corp. 18 .
17. Reliance has been placed also on the other decisions of the
High Courts dealing with the question as to when the appointment of an
appellate authority albeit a judicial officer has been treated as persona
designata under laws other than Public Premises Act, namely, M/s.
Pitman’s Shorthand Academy Vs. M/s. B. Lila Ram & Sons 19 ; M.
Abdul Wahid Sahib Vs. Dewanjee Abdul Khader Sahib 20 ; C.S.
Balarama Iyer & Anr. Vs. Krishnan Kunchandi 21 ; Y.
Mahabaleswarappa Vs. M. Gopalasami Mudaliar 22 ; Keshav
Ramchandra Vs. Municipal Borough, Jalgaon & Ors. 23 ; Jagmohan
Surajmal Marwadi Vs. Venkatesh Gopal Ranade .24 ; Municipality
of Sholapur Vs. Tuljaram Krishnasa Chavan; 25 Thavasikani Nadar
Vs. The Election Commissioner 26 ; Bathula Krishna Brahman & Ors.
Vs. Daram Chenchi Reddy & Ors. 27
18. Our attention has also been invited to other decisions taking
the view that the appellate authority cannot be treate d as persona
designata but as a Court while dealing with the provisions of Public
Premises Act and other laws, namely, Jinda Ram Vs. UOI 28 ; M. Papa
Naik Vs. Commissioner City Municipal Council 29 ; Surindra Mohan
Vs. Dharam Chand Abrol 30 ; Kiron Chandra Bose Vs. Kalidas
Chatterji31 ; P. Venkata Somaraji & Ors. Vs. Principal Munsif &
Ors.32 and S. Srinivas Rao Vs. High Court of A.P. 33 Our attention is
16 (1975) 2 Kar. LJ 280
17 AIR 2002 Allahabad 238
18 2001 (2) Guj. L.R. 1120
19 AIR (37) 1950 East Punjab 181
20 AIR 1947 Madras 400
21 AIR 19 68 Kerala 240
22 AIR 19 35 Madras 673
23 AIR 1946 Bombay 64
24 AIR 1933 Bombay 105
25 AIR 1931 Bombay 582
26 (1974) II Madras LJR 44
27 AIR 1959 AP 129
28 (1999) 2 MP LJ 221
29 (1996) 3 Kant LJ 86
30 AIR 1971 J&K 76
31 AIR 1943 Calcutta 247
32 AIR 1968 AP 22
33 AIR 1989 AP 258
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
also invited to the decisions of this Court in the case of Central Talkies
(supra); Ram Chander Aggarwal (supra); Collector, Varanasi Vs.
Gauri Shanker Misra & Ors. 34 ; Thakur Das (supra); Hanskumar
Kishanchand Vs. Union of India 35 and Naresh Shridhar Mirajkar
Vs. State of Maharashtra 36 .
19. The respondents have also relied on the definition of the
expression persona designata given in Osborn’s Concise Law
Dictionary, 2005 Edition and P. Ramanatha Aiyar’s Ad vance Law
Lexicon, 5 th Edition. According to the respondents, therefore, the remedy
against the decision of the appellate officer available to the respondents
was only by way of writ petition under Articles 226 and 227 o f the
Constitution and the respondents, in fact, invoked the same by filing a
writ petition which was initially decided by the learned S ingle Judge
whose decision could be challenged by way of an intra-court let ters
patent appeal before the Division Bench of the same High Court.
20. We have heard Mr. Ranjit Kumar, learned Solicitor General
appearing for the appellant and Ms. Sonal, learned counsel appeari ng
for the respondents.
21. Indubitably, in the context of provisions of the 1971 Act, the
question raised in the present appeal has not received the at tention of
this Court thus far. The decisions of this Court pressed into servi ce by
both sides, which has had occasion to examine the purport of expression
persona designate, are in reference to the provisions of other Central
and State enactments. However, the exposition in those cases will have
bearing on the matter in issue before us. In that, the principle underlying
the exposition in those cases can be applied for answering the question
under consideration in reference to the provisions of the 1971 Act and
Section 9 in particular. We, therefore, deem it apposite to advert to the
decisions of this Court before we proceed to analyse the le gislative
scheme of the 1971 Act.
22. In the case of Thakur Das (supra) rendered by a three-
Judge Bench, this Court examined two contentions in referenc e to the
purport of Section 6C of the Essential Commodities Act, 1955. The first
question was whether the judicial authority constituted by the S tate
34 AIR 1968 SC 384
35 AIR 1958 SC 947
36 AIR 1967 SC 1
297
Government under the said provision, to hear appeals against the order
of confiscation that may be made by the licensing authority under Section
6A of the said Act, is not an inferior criminal court subordina te to the
High Court and amenable to the revisional jurisdiction of the High Court
under Section 435 read with Section 439 of the Code of Criminal
Procedure? The said contention required this Court to consider whether
the judicial authority appointed under Section 6C of the said Act would
be persona designata, despite the fortuitous circumstance that it
happens to be the Sessions Judge. In paragraphs 7 and 8 of the reported
decision, this Court noted thus:
“7. If the Sessions Judge presiding over the Sessions Court
is the judicial authority, the question is: would i t be an
inferior criminal court subordinate to the High Cou rt for
the purposes of Sections 435 and 439 of the Crimina l
Procedure Code? At the one end of the spectrum the
submission is that the judicial authority appointed under
Section 6-C would be persona designata and that if by a
fortuitous circumstance the appointed judicial auth ority
happens to be the Sessions Judge, while entertainin g and
hearing an appeal under Section 6-C it would not be an
inferior criminal court subordinate to the High Court and,
therefore, no revision application can be entertained against
his order by the High Court. While conferring power on the
State Government to appoint appellate forum, the Parliament
clearly manifested its intention as to who should b e such
Appellate Authority. The expression “judicial” qualifying
the “authority” clearly indicates that that authorit y alone
can be appointed to entertain and hear appeals under Section
6-C on which was conferred the judicial power of the Stat e.
The expression “judicial power of the State” has to be
understood in contradistinction to executive power. The
framers of the Constitution clearly envisaged courts to be
the repository of the judicial power of the State. The Appellate
Authority under Section 6-C must be a judicial authority. By
using the expression “judicial authority” it was cl early
indicated that the Appellate Authority must be one such pre-
existing authority which was exercising judicial pow er of
the State. If any other authority as persona designata was to
be constituted there was no purpose in qualifying the w ord
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
“authority” by the specific adjective “judicial”. A j udicial
authority exercising judicial power of the State is an authority
having its own hierarchy of superior and inferior court, the
law of procedure according to which it would dispos e of
matters coming before it depending upon the nature of
jurisdiction exercised by it acting in judicial manner. In using
the compact expression “judicial authority” the legislat ive
intention is clearly manifested that from amongst seve ral
pre-existing authorities exercising judicial powers of the State
and discharging judicial functions, one such may be
appointed as would be competent to discharge the appell ate
functions as envisaged by Section 6-C. There is one in-built
suggestion indicating who could be appointed. In the concept
of appeal inheres hierarchy and the Appellate Autho rity
broadly speaking would be higher than the authority against
whose order the appeal can be entertained. Here the
Appellate Authority would entertain appeal against the order
of Collector, the highest revenue officer in a district. Ses sions
Judge is the highest judicial officer in the distric t and this
situation would provide material for determining App ellate
Authority. In this connection the legislative history may throw
some light on what the legislature intended by usin g the
expression “judicial authority”. The Defence of India Rules,
1962, conferred power on certain authorities to sei ze
essential commodities under certain circumstances. Ag ainst
the seizure an appeal was provided to the State Governme nt
whose order was made final. By the Amending Act 25 of
1966 Sections 6-A to 6-D were introduced in the Act. T his
introduced a basic change in one respect, namely, th at an
order of confiscation being penal in character, the person
on whom penalty is imposed is given an opportunity of
approaching a judicial authority. Earlier appeal fr om
executive officer would lie to another executive fo rum. The
change is appeal to judicial authority. Therefore, the
expression clearly envisages a pre-existing judicial authorit y
has to be appointed Appellate Authority under Section 6-C.
When the provision contained in Section 6-C is examined in
the background of another provision made in the order itself
it would become further distinctly clear that pre-e xisting
299
judicial authority was to be designated as Appellate Authority
under Section 6-C. A seizure of essential commodity on the
allegation that the relevant licensing order is violated, would
incur three penalties: (1) cancellation of licence; (2)
forfeiture of security deposit; and (3) confiscation of se ized
essential commodity, apart from any prosecution tha t may
be launched under Section 7. In respect of the firs t two
penalties an appeal lies to the State Government bu t in
respect of the third though prior to the introduction of Section
6-C an appeal would lie to the State Government, a distinct
departure is made in providing an appellate forum w hich
must qualify for the description and satisfy the test of judi cial
authority. Therefore, when the Sessions Judge was appoint ed
a judicial authority it could not be said that he was perso na
designata and was not functioning as a court.”
“8. Sections 7 and 9 of the Code of Criminal Proced ure,
1898, envisage division of the State into various S essions
Divisions and setting up of Sessions Court for each such
division, and further provides for appointment of a Judge
to preside over that Court. The Sessions Judge gets his
designation as Sessions Judge as he presides over t he
Sessions Court and thereby enjoys the powers and discharges
the functions conferred by the Code. Therefore, even if the
judicial authority appointed under Section 6C is the Sessions
Judge it would only mean the Judge presiding over t he
Sessions Court and discharging the functions of that Cou rt.
If by the Sessions Judge is meant the Judge presiding over
the Sessions Court and that is the appointed appell ate
authority, the conclusion is inescapable that he wa s not
persona designata which expression is understood to mean
a person pointed out or described as an individual as opposed
to a person ascertained as a member of a class or as fill ing
a particular character (vide Central Talkies Ltd. v. Dwarka
Prasad and Ram Chandra v. State of U.P.).”
(emphasis supplied)
The Court also considered the cleavage of opinion amongst t he High
Courts on the construction of the expression “judicial authority” used in
Section 6C of the Essential Commodities Act. In paragraphs 9 to 11, this
Court answered the same in the following words:
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
“9. Our attention was drawn to a cleavage of opinion amongst
High Courts on the construction of the expression “judic ial
authority” used in Section 6-C. In State of Mysore v.
Pandurang P. Naik, the Mysore High Court was of the
opinion that though a District and Sessions Judge w as
appointed as a judicial authority by the State Governm ent
in exercise of the powers conferred by Section 6-C of the
Act in that capacity it would not be an inferior criminal c ourt
within the meaning of Section 435. Same view was taken by
the Gujarat High Court in State of Gujarat v. C.M. Shah.
The exact specification of the Appellate Authority constit uted
by the notification could not be gathered from the judgment
but it appears that the appeal was heard by the Additiona l
Sessions Judge which would indicate that even if a District
and Sessions Judge was appointed as “judicial autho rity”
that expression would comprehend the Additional Ses sions
Judge also or the Sessions Judge could transfer such appeal
pending before him to Additional Sessions Judge which was
a pointer that he was not a persona designata. Afte r
referring to certain sections of the Code of Crimin al
Procedure it has been held that the Additional Sessions Judge
hearing an appeal under Section 6-C is not an infer ior
criminal court within the meaning of Section 435(1) . Our
attention was also drawn to State of Madhya Pradesh v.
Vasant Kumar. Only a short note on this judgment appear s
in 1972 Jabalpur Law Journal 80 but it clearly tran spires
that the point under discussion has not been dealt wit h by
the Court.
10. As against this, this very question was examine d by a
Full Bench of the Andhra Pradesh High Court in Publ ic
Prosecutor (A.P.) v. L. Ramayya. Two questions were referred
to the Full Bench. The first was: whether the Distric t and
Sessions Judge who is appointed judicial authority for
hearing appeals under Section 6C is a persona desig nata
or an inferior Criminal Court, and the second was: whether
even if it is an inferior Criminal Court, a revision applicat ion
against the order of the appellate authority would lie to the
High Court? The Full Bench answered the first question in
301
the affirmative. While summing up its conclusions, the Co urt
held that when a judicial authority like an officer who
presides over a court is appointed to perform the functions,
to judge and decide in accordance with law and as nothing
has been mentioned about the finality or otherwise of the
decisions made by that authority, it is an indication that the
authority is to act as a court in which case it is not ne cessary
to mention whether they are final or not as all the incid ents
of exercising jurisdiction as a court would necessarily follow .
We are in broad agreement with this conclusion.
11. We are accordingly of the opinion that even though t he
State Government is authorised to appoint an Appell ate
Authority under Section 6C, the Legislature clearly indicate d
that such appellate authority must of necessity be a judicia l
authority. Since under the Constitution the courts being the
repository of the judicial power and the officer pr esiding
over the court derives his designation from the nomenclature
of the Court, even if the appointment is made by th e
designation of the judicial officer the Appellate Author ity
indicated is the Court over which he presides dischar ging
functions under the relevant Code and placed in the
hierarchy of courts for the purposes of appeal and revisi on.
Viewed from this angle, the Sessions Judge, though appointe d
and appellate authority by the notification, what the State
Government did was to constitute an appellate authority i n
the Sessions Court over which the Sessions Judge presides .
The Sessions Court is constituted under the Code of Criminal
Procedure and indisputably it is an inferior criminal court
in relation to High Court. Therefore, against the order made
in exercise of powers conferred by Section 6-C a rev ision
application would lie to the High Court and the High Court
would be entitled to entertain a revision application u nder
Sections 435 and 439 of the Code of Criminal Procedu re,
1898 which was in force at the relevant time and such revision
application would be competent.”
(emphasis supplied)
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
23. In paragraph 8 of the same judgment, this Court unambiguously
concluded that as the nomenclature ‘Sessions Judge’ means the Judge
presiding over the Sessions Court and that being the appointed appellate
authority, the conclusion is inescapable that he wa s not persona
designata, which expression is understood to mean a person pointed
out or described as an individual, as opposed to a person ascertained as
a member of a class or as filling a particular character. These observations
are founded on the decision in the cases of Central Talkies Ltd. (supra)
and Ram Chander Aggarwal (supra).
24. Another instructive exposition is in Mukri Gopalan (supra)
(two Judges). In this case, the Court was called upon to cons ider the
sweep of Section 18 of the Kerala Buildings (Lease and Rent Control)
Act, 1965. The same envisages that the power of the appellate authority
can be conferred by the Government on such officers and such authorities
not below the rank of Subordinate Judge. In paragraph 7, this Court
restated the well settled position that an authority can b e styled to be
persona designata if powers are conferred on a named person or
authority and such powers cannot be exercised by anyone else. T he
relevant extract of paragraph 7 of the reported decision reads thus:
“7. As noted earlier the appellate authority, namely the
District Judge, Thallassery has taken the view that since he
is a persona designata he cannot resort to Section 5 of t he
Limitation Act for condoning the delay in filing appeal before
him. So far as this reasoning of the appellate authority is
concerned Mr Nariman, learned counsel for responden t
fairly stated that he does not support this reasoning an d it is
not his say that the appellate authority exercising powers
under Section 18 of the Rent Act is a persona designata. In
our view the said fair stand taken by learned counse l for
respondent is fully justified. It is now well settl ed that an
authority can be styled to be persona designata if power s
are conferred on a named person or authority and su ch
powers cannot be exercised by anyone else. The scheme of
the Act to which we have referred earlier contraind icates
such appellate authority to be a persona designata. It is
clear that the appellate authority constituted under Sectio n
18(1) has to decide lis between parties in a judicial manner
and subject to the revision of its order, the decisio n would
303
remain final between the parties. Such an authority is
constituted by designation as the District Judge of the district
having jurisdiction over the area over which the sai d Act
has been extended. It becomes obvious that even though th e
District Judge concerned might retire or get transfe rred or
may otherwise cease to hold the office of the District Judge
his successor-in-office can pick up the thread of t he
proceedings from the stage where it was left by his
predecessor and can function as an appellate authority under
Section 18. If the District Judge was constituted a s an
appellate authority being a persona designata or as a named
person being the appellate authority as assumed in the
present case, such a consequence, on the scheme of th e Act
would not follow. In this connection, it is useful to refer to a
decision of this Court in the case of Central Talkies Ltd. v.
Dwarka Prasad. In that case Hidayatullah, J. speaki ng for
the Court had to consider whether Additional Distri ct
Magistrate empowered under Section 10(2) of Crimina l
Procedure Code to exercise powers of District Magis trate
was a persona designata. Repelling the contention th at he
was a persona designata the learned Judge made the
following pertinent observations:
‘… A persona designata is ‘a person who is pointed out or
described as an individual, as opposed to a person
ascertained as a member of a class, or as filling a particu lar
character’. In the words of Schwabe, C.J. in Parthasaradhi
Naidu v. Koteswara Rao, personae designatae are ‘persons
selected to act in their private capacity and not i n their
capacity as Judges’. The same consideration applies als o to
a well-known officer like the District Magistrate name d by
virtue of his office, and whose powers the Additional District
Magistrate can also exercise and who can create oth er
officers equal to himself for the purposes of the Ev iction
Act. The decision of Sapru, J. in the Allahabad case, with
respect, was erroneous.’
Applying the said test to the facts of the present case it
becomes obvious that appellate authorities as constit uted
under Section 18 of the Rent Act being the District Jud ges
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
they constituted a class and cannot be considered t o be
persona designata. It is true that in this connecti on, the
majority decision of the High Court in Jokkim Fernandez v.
Amina Kunhi Umma also took a contrary view. But the said
view also does not stand scrutiny in the light of the statutory
scheme regarding constitution of appellate authority unde r
the Act and the powers conferred on and the decisio ns
rendered by it.”
(emphasis supplied)
It may be useful to advert to the exposition in paragraphs 8 and 13 of this
decision, which reads thus:
“8. Once it is held that the appellate authority functioning
under Section 18 of the Rent Act is not a persona designata,
it becomes obvious that it functions as a court. In the present
case all the District Judges having jurisdiction over the areas
within which the provisions of the Rent Act have be en
extended are constituted as appellate authorities u nder
Section 18 by the Govt. notification noted earlier. These
District Judges have been conferred the powers of t he
appellate authorities. It becomes therefore, obvious that while
adjudicating upon the dispute between the landlord and
tenant and while deciding the question whether the R ent
Control Court’s order is justified or not such appe llate
authorities would be functioning as courts. The test for
determining whether the authority is functioning as a court
or not has been laid down by a series of decisions of this
court. We may refer to one of them, in the case of T hakur
Jugal Kishore Sinha v. Sitamarhi Central Coop. Bank L td.
In that case this court was concerned with the ques tion
whether the Assistant Registrar of Cooperative Soci eties
functioning under Section 48 of the Bihar and Oriss a
Cooperative Societies Act, 1935 was a court subordinate to
the High Court for the purpose of Contempt of Courts Act,
1952. While answering the question in the affirmati ve, a
division bench of this court speaking through Mitter, J place d
reliance amongst others on the observations found i n the
case of Brajnandan Sinha v. Jyoti Narain wherein i t was
observed as under:-
305
‘It is clear, therefore, that in order to constitute a court in
the strict sense of the term, an essential condition i s that the
court should have, apart from having some of the trapping s
of a judicial tribunal, power to give a decision or a definitive
judgment which has finality and authoritativeness which are
the essential tests of a judicial pronouncement. ’
Reliance was also placed on another decision of this co urt
in the case of Virindar Kumar Satyawadi v. The Stat e of
Punjab. Following observations found at page 1018 therein
were pressed in service.
‘It may be stated broadly that what distinguishes a court
from a quasi-judicial tribunal is that it is charge d with a
duty to decide disputes in a judicial manner and declares
the rights of parties in a definitive judgment. To decid e in a
judicial manner involves that the parties are entit led as a
matter of right to be heard in support of their claim and to
adduce evidence in proof of it. And it also imports an
obligation on the part of the authority to decide the mat ter
on a consideration of the evidence adduced and in
accordance with law. When a question therefore arises as to
whether an authority created by an Act is a court a s
distinguished from a quasi-judicial tribunal, what has to be
decided is whether having regard to the provisions of the
Act it possesses all the attributes of a court. ’
When the aforesaid well settled tests for deciding wh ether
an authority is a court or not are applied to the powers and
functions of the appellate authority constituted under Section
18 of the Rent Act, it becomes obvious that all the afor esaid
essential trappings to constitute such an authority as a court
are found to be present. In fact, Mr. Nariman learned
Counsel for respondent also fairly stated that these appellate
authorities would be courts and would not be person a
designata. But in his submission as they are not civil courts
constituted and functioning under the Civil Procedure Co de
as such, they are outside the sweep of Section 29(2) of the
Limitation Act. It is therefore, necessary for us to turn to the
aforesaid provision of the Limitation Act. It reads as under :
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
‘29(2). Where any special or local law prescribes fo r any
suit, appeal or application a period of limitation di fferent
from the period prescribed by the Schedule, the provisions
of Section 3 shall apply as if such period were the period
prescribed by the Schedule and for the purpose of
determining any period of limitation prescribed for any suit,
appeal or application by any special or local law, the
provisions contained in Sections 4 to 24 (inclusive) shall apply
only insofar as, and to the extent to which, they a re not
expressly excluded by such special or local law. ’
A mere look at the aforesaid provision shows for it s
applicability to the facts of a given case and for import ing
the machinery of the provisions containing Sections 4 to 24
of the Limitation Act the following two requirements have to
be satisfied by the authority invoking the said provision.
(i) There must be a provision for period of limitation u nder
any special or local law in connection with any suit, appeal
or application.
(ii) The said prescription of period of limitation unde r such
special or local law should be different from the p eriod
prescribed by the schedule to the Limitation Act. ”
(emphasis supplied)
“13. As per this sub-section, the provisions contained i n
certain sections of the Limitation Act were applied
automatically to determine the periods under the special laws,
and the provisions contained in other sections were stat ed to
apply only if they were not expressly excluded by the s pecial
law. The provision (Section 5) relating to the power of the
court to condone delay in preferring appeals and maki ng
applications came under the latter category. So if the power
to condone delay contained in Section 5 had to be exercised
by the appellate body it had to be conferred by the spec ial
law. That is why we find in a number of special law s a
provision to the effect that the provision contained in Section
5 of the Limitation Act shall apply to the proceeding und er
the special law. The jurisdiction to entertain proce edings
under the special laws is sometimes given to the ordi nary
307
courts, and sometimes given to separate tribunals constituted
under the special law. When the special law provides t hat
the provision contained in Section 5 shall apply to the
proceedings under it, it is really a conferment of the power
of the court under Section 5 to the Tribunals under the special
law - whether these tribunals are courts or not. If these
tribunals under the special law should be courts in the
ordinary sense an express extension of the provisio n
contained in Section 5 of the Limitation Act will become otiose
in cases where the special law has created separate tribunals
to adjudicate the rights of parties arising under the sp ecial
law. That is not the intension of the legislature. ”
(emphasis supplied)
25. Again in the case of Asnew Drums Pvt. Ltd. (supra), decided
by a three-Judge Bench, this Court considered the question whether an
appeal under Section 32(9) of the State Financial Corporation Act, 1951,
was maintainable before the High Court. Section 31(1) of the said Act
required the Board to apply to the District Judge within the limits of an
industrial concern which was carrying out the whole or a sub stantial
part of its business or for one or more of the reliefs sp ecified. Such
application could be made inter alia for an order for the sale of the
property pledged, mortgaged or as security for the l oan or advance or
for an ad-interim for transfer or removing its machinery or plant or
equipment from the premises of the industrial concern with the permission
of the Board, where such removal is apprehended. Th e question
considered by this Court was whether by using the words “in the manner
provided in the CPC” in Section 32(8) of the concerned Act, the legislature
intended to include the provisions in the Code dealing with appeals. The
Court after analyzing the provisions of the Act answered the same in the
following words:
“10. The question which really arises is whether by using
the words “in the manner provided in the CPC” in Sect ion
32(8) the Legislature intended to include the provision s in
the Code dealing with appeals. There is no doubt that under
the CPC an order setting aside or refusing to set a side a
sale in execution of a decree is appealable under Order XLII I
Rule 1 (j). It is difficult to understand why the scope of the
language should be cut down by not including appeal s
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
provided under the CPC within the ambit of the words “ in
the manner provided in the CPC”. “Manner” means method
of procedure and to provide for an appeal is to provide for a
mode of procedure. The State Financial Corporation lends
huge amounts and we cannot for a moment imagine that it
was the intention of the Legislature to make the order of
sale of property, passed by the District Judge, fin al and only
subject to an appeal to the Supreme Court under Article 136,
of the Constitution.
11. The learned Counsel for the respondents contended that,
wherever the Legislature wanted to provide for an appeal to
the High Court, it did so specifically. In this connect ion he
pointed out that Sub-section (9) of Section 32 provided that
“any party aggrieved by an order under Sub-section (5) or
Sub-section (7) may, within thirty days from the date of t he
order, appeal to the High Court and upon such appeal th e
High Court may, after hearing the parties, pass such orders
thereon as it thinks proper.” It is true that an ap peal has
been expressly provided in this case but the reason for t his
is that if there had been no specific provision in Sub-secti on
(9), no appeal would lie otherwise because it is not prov ided
in Sub-section (5) or Sub-section (7) that the District Judge
should proceed in the manner provided in the CPC.
12. We are not impressed by the argument that the Act confers
jurisdiction on the District Judge as persona desig nata
because Sub-section (11) of Section 32 provides that “the
functions of a district judge under this section sh all be
exercisable (a) in a presidency town, where there is a city
civil court having jurisdiction, by a judge of that court and
in the absence of such court, by the High Court; an d (b)
elsewhere, also by an additional district Judge.” T hese
provisions clearly show that the District Judge is not a
persona designata.
13. It was contended that the whole idea of the Act was to
have expeditious execution as otherwise large funds o f the
State Financial Corporation would be locked up duri ng
execution proceedings. If this was the intention of the
Legislature, it would have expressly provided that no appeal
309
would lie against an order made under Sub-section (8) of
Section 32.”
(emphasis supplied)
The Court opined that the legislative intent was amply clear that the
District Judge was not a persona designata .
26. Once again, in the case of Maharashtra State Financial
Corporation (supra), decided by a three-Judge Bench of this Court,
while considering the provisions of State Financial Corporation, 1951,
following the decision of this Court in Central Talkies Ltd. (supra),
restated that the District Judge exercising jurisdiction under Sections 31
& 32 of the Act was not a persona designata but was a court of
ordinary civil jurisdiction. This can be discerned from the dictum in
paragraph 26 of the judgment which reads thus:
“26. We may now state our reasons for holding that even if
Section 46B of the Act was not there the provisions o f the
Code for the execution of a decree against a surety who had
given only personal guarantee would, in the absence of any
provision to the contrary in the Act, be applicable. In view
of the decision of this Court in The Central Talkies Ltd.,
Kanpur v. Dwarka Prasad, where it was held that a persona
designata is a person selected as an individual in his private
capacity, and not in his capacity as filling a part icular
character or office, since the term used in Section 31( 1) of
the Act is “District Judge” it cannot be doubted th at the
District Judge is not a persona designata but a cou rt of
ordinary civil jurisdiction while exercising jurisdiction under
Sections 31 and 32 of the Act. In National Sewing Thread
Co. Ltd. v. James Chadwick & Bros. Ltd. while repelling the
objection that an appeal under the Letters Patent a gainst
the judgment of a Single Judge passed in an appeal agains t
the decision of the Registrar under Section 76(1) of the Tra de
Marks Act, 1940 was not maintainable it was held at pages
1033-34 of the Report: (SCR pp.1033-34)
‘Obviously after the appeal had reached the High Court it
has to be determined according to the rules of practice a nd
procedure of that Court and in accordance with the
provisions of the charter under which that Court is constituted
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
and which confers on it power in respect to the method and
manner of exercising that jurisdiction. The rule is well settled
that when a statute directs that an appeal shall lie to a Court
already established, then that appeal must be regulated by
the practice and procedure of that Court. This rule was very
succinctly stated by Viscount Haldane L.C. in Natio nal
Telephone Co., Ltd. v. Postmaster-General, in these term s:-
‘When a question is stated to be referred to an established
Court without more, it, in my opinion, imports that the ordinary
incidents of the procedure of that Court are to attach, a nd
also that any general right of appeal from its deci sion
likewise attaches.’
The same view was expressed by their Lordships of the Pri vy
Council in Adaikappa Chettiar v. R. Chandrasekhara
Thevar, wherein it was said:
‘Where a legal right is in dispute and the ordinary Courts of
the country are seized of such dispute the Courts a re
governed by the ordinary rules of procedure applica ble
thereto and an appeal lies if authorised by such ru les,
notwithstanding that the legal right claimed arises under a
special statute which does not, in terms confer a r ight of
appeal.’
Again in Secretary of State for India v. Chellikani Rama Rao,
when dealing with the case under the Madras Forest Act
their Lordships observed as follows:
‘It was contended on behalf of the appellant that all further
proceedings in Courts in India or by way of appeal were
incompetent, these being excluded by the terms of the s tatute
just quoted. In their Lordships’ opinion this objection is not
well-founded. Their view is that when proceedings of this
character reach the District Court, that Court is appe aled to
as one of the ordinary Courts of the country, with regard to
whose procedure, orders, and decrees the ordinary rules of
the Civil Procedure Code apply.’
Though the facts of the cases laying down the above rule
were not exactly similar to the facts of the present ca se, the
311
principle enunciated therein is one of general appli cation
and has an apposite application to the facts and
circumstances of the present case. Section 76 of the Trade
Marks Act confers a right of appeal to the High Court and
says nothing more about it. That being so, the High C ourt
being seized as such of the appellate jurisdiction conf erred
by Section 76 it has to exercise that jurisdiction in the same
manner as it exercises its other appellate jurisdicti on and
when such jurisdiction is exercised by a single Judg e, his
judgment becomes subject to appeal under Clause 15 of the
Letters Patent there being nothing to the contrary in the Trade
Marks Act.”
(emphasis supplied)
27. The question regarding the purport of expression persona
designata also arose for consideration in other cases decided by thi s
Court to which our attention has been invited. In the case of Ramchandra
Aggarwal (supra), this Court was called upon to consider whether the
District Judge has jurisdiction under Section 24 of the Code of Ci vil
Procedure to transfer a reference made by a Magistrate to a particular
Civil Court under Section 146 of the Code of Criminal Procedure to
another Civil Court, in relation to proceedings under Section 145 of the
Code of Criminal Procedure initiated before the Magistrate on the basis
of a report of the police. The Court relied on its earlier decision in the
case of Balakrishna Udayar Vs. Vasudeva Aiyar ,37 and observed in
paragraph 3 of the reported decision as follows:
“3. In Balakrishan Udayar v. Vasudeva Aiyar 44 I.A. 2 61,
Lord Atkinson has pointed out the difference betwee n a
persona designata and a legal tribunal. The differe nce is
this that the ‘determination of a persona designata ar e not
to be treated as judgments of a legal tribunal’. In the Centr al
Talkies Ltd. v. Dwarka Prasad, this Court has accepted the
meaning given to the expression persona designata i n
Osborn’s Concise Law Dictionary, 4h edn. p. 263 as ‘a
person who is pointed out or described as an individual, as
opposed to a person ascertained as a member of a class, or
as filling a particular character.’ Section 146(1) Cr.P.C.
37 44 IA 261
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
empowers a Magistrate to refer the question as to whethe r
any, and if so, which of the parties was in possession of the
subject-matter of dispute at the relevant point of ti me to a
civil court of competent jurisdiction. The power is not to refer
the matter to the presiding Judge of a particular civil court
but to a court. When a special or local law provides for an
adjudication to be made by a constituted court - that is, by a
court not created by a special or local law but to an exis ting
court - it in fact enlarges the ordinary jurisdiction of such a
court. Thus where a special or local statute refers to a
constituted court as a court and does not refer to the
presiding officer of that court the reference cannot be said
to be a persona designata. This question is well settled. It is,
therefore, unnecessary to say anything more on this part o f
the case except that cases dealing with the point have been
well summarised in the recent decision in Chatur Mohan v.
Ram Behari Dixit.”
(emphasis supplied)
28. Before we dilate on the matter in issue any further, it is apposite
to take note of the relevant provisions of the 1971 Act, as were in force
prior to 22 nd June, 2015, applicable to the present case. The same read
thus:
“2. Definitions.- In this Act, unless the context otherwise
requires,-
1[***]
(b) ‘estate officer’ means an officer appointed as s uch by
the Central Government under section 3;
xxx xxx xxx xxx xxx
(fa) ‘statutory authority’, in relation to the public premises
referred to in clause (e) of this section, means,-
(i) in respect of the public premises placed under the control
of the Secretariat of either House of Parliament, t he
Secretariat of the concerned House of Parliament,
(ii) in respect of the public premises referred to in item (i) of
sub-clause (2) and in item (iv) of sub-clause (3) of that clause,
313
the company or the subsidiary company, as the case may be ,
referred to therein,
(iii) in respect of the public premises referred to in item (ii)
of sub-clause (2) of that clause, the corporation referr ed to
therein,
(iv) in respect of the public premises referred to, respectively,
in items (iii), (iv), (vi) and (vii) of sub-clause (2) of that clause,
the University, Institute or Board, as the case may be referred
to therein, and
(v) in respect of the public premises referred to in sub-
clause (3) of that clause, the Council, Corporation or
Corporations, Committee or Authority, as the case ma y be,
ref erred to in that sub-clause;”
“3. Appointment of estate officers.- The Central Government
may, by notification in the Official Gazette,-
(a) Appoint such persons, being gazetted officers o f
Government or of the Government of any Union Territ ory
or officers of equivalent rank of the statutory authori ty, as
it thinks fit, to be estate officers for the purposes of this Act:
Provided that no officer or the Secretariat of the Rajya Sabha
shall be so appointed except after consultation wit h the
Chairman of the Rajya Sabha and no officer of the
Secretariat of the Lok Sabha shall be so appointed ex cept
after consultation with Speaker of the Lok Sabha:
Provided further that an officer of a statutory authority sha ll
only be appointed as an estate officer in respect of the public
premises controlled by that authority; and
(b) define the local limits within which, or the categori es of
public premises in respect of which, the estate officer s shall
exercise the powers conferred, and perform the duti es
imposed, on estate officers by or under this Act.”
“8. Power of estate officers. - An estate officer shall, for the
purpose of holding any inquiry under this Act, have the same
powers as are vested in a civil court under the Code of Civil
Procedure, 1908 (5 of 1908), when trying a suit in re spect
of the following matters, namely:-
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
(a) summoning and enforcing the attendance of any person
and examining him on oath;
(b) requiring the discovery and production of document s;
(c) any other matter which may be prescribed.”
“9. Appeals.—(1) An appeal shall lie from every order of the
estate officer made in respect of any public premises u nder
section 5 or section 5B or section 5C or section 7 to an
appellate officer who shall be the district judge of the district
in which the public premises are situate or such other judicial
officer in that district of not less than ten years st anding as
the district judge may designate in this behalf .
(2) An appeal under sub-section (1) shall be preferred, —
(a) in the case of an appeal from an order under section 5.
[within twelve days] from the date of publication of the ord er
under sub-section (1) of that section;
(b) in the case of an appeal from an order [under sec tion
5B or section 7, within twelve days] from the date on which
the order is communicated to the appellant; [and]
(c) in the case of an appeal from an order under section 5C,
within twelve days from the date of such order:
Provided that the appellate officer may entertain the a ppeal
after the expiry of the said period, if he is satisfied that the
appellant was prevented by sufficient cause from filin g the
appeal in time .
(3) Where an appeal is preferred from an order of the estate
officer, the appellate officer may stay the enforce ment of
that order for such period and on such conditions as he deems
fit:
Provided that where the construction or erection of any
building or other structure or fixture or execution of any
other work was not completed on the day on which an order
was made under section 5B for the demolition or removal of
such building or other structure or fixture, the ap pellate
officer shall not make any order for the stay of enforceme nt
of such order, unless such security, as may be suffi cient in
315
the opinion of the appellate officer, has been give n by the
appellant for not proceeding with such construction, erecti on
or work pending the disposal of the appeal;
(4) Every appeal under this section shall be disposed of by
the appellate officer as expeditiously as possible .
(5) The costs of any appeal under this section shall be in t he
discretion of the appellate officer.
(6) For the purposes of this section, a presidency-town sha ll
be deemed to be a district and the chief judge or the principal
judge of the city civil court therein shall be deemed t o be the
district judge of the district. ”
(emphasis supplied)
“10. Finality of orders.- Save as otherwise expressly provided
in this Act, every order made by an estate officer or appe llate
officer under this Act shall be final and shall not be c alled
in question in any original suit, application or ex ecution
proceeding and no injunction shall be granted by any court
or other authority in respect of any action taken or to be
taken in pursuance of any power conferred by or under this
Act.”
“15. Bar of jurisdiction.- No court shall have jurisdiction to
entertain any suit or proceeding in respect of-
(a) the eviction of any person who is in unauthori sed
occupation of any public premises, or
(b) the removal of any building, structure or fixture or goods,
cattle or other animal from any public premises under
section 5A, or
(c) the demolition of any building or other structure made,
or ordered to be made, under section 5B, or
(cc) the sealing of any erection or work or of any public
premises under section 5C, or
(d) the arrears of rent payable under sub-section (1) of
section 7 or damages payable under sub-section (2),
or interest payable under sub-section (2A), of that
section, or
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
(e) the recovery of –
(i) costs of removal of any building, structure or fix ture
or goods, cattle or other animal under section 5A, or
(ii) expenses of demolition under section 5B, or
(iii) costs awarded to the Central Government or statutory
authority under sub-section (5) of section 9, or
(iv) any portion of such rent, damages, costs of remo val,
expenses of demolition or costs awarded to the Central
Government or the statutory authority.”
We may now advert to the provisions in the Public Premises (Eviction of
Unauthorised Occupants) Rules, 1971.
“9. Procedure in appeals.- (1) An appeal preferred under
section 9 of the Act shall be in writing, shall set forth
concisely the grounds of objection to the order app ealed
against, and shall be accompanied by a copy of such order.
(2) On receipt of the appeal and after calling for and
perusing the record of the proceedings before the e state
officer, the appellate officer shall appoint a time a nd place
for the hearing of the appeal and shall give notice t hereof
to the estate officer against whose order the appea l is
preferred, to the appellant and to the head of the department
or authority in administrative control of the premises.”
29.The avowed purpose for enacting the 1971 Act was to provide
for a speedy remedy for taking possession of the public premises which
were in unauthorized occupation. For achieving the said goal, an Estate
Officer is appointed under Section 3 of the Act who has bee n given
powers to issue notice of show cause and initiate proceedings for eviction
and recovery of outstanding rental dues and damages in respect of public
premises. Section 8 empowers the Estate Officer to exer cise the same
powers as are vested in a civil court under the Code of Civil Procedure,
1908. We are not called upon to consider the question as to whether the
Estate Officer, while exercising powers invested in him, acts as a court
or has the trappings of a court. The only question that we have attempted
to answer is whether the appointment of the appellate o fficer referred
to in Section 9 of the Act before whom an appeal shall lie, is in the
capacity of persona designata or as a court.
317
30. Sub-section (1) of Section 9 is the core provision to be kept in
mind for answering the point in issue. It postulates that an appeal shall
lie from every order of the estate Officer, passed under the Act, to an
Appellate Officer. As to who shall be the Appellate Offi cer, has also
been specified in the same provision. It predicates the District Judge of
the district in which the public premises are situated or such other judicial
officer in that district of not less than 10 years standing as the District
Judge to be designated for that purpose. The first part of the provision
does suggest that the appeal shall lie to an Appellate Officer, however, it
does not follow therefrom that the Appellate Office r is persona
designata. Something more is required to hold so. Had it been a case of
designating a person by name as an Appellate Officer, the concomitant
would be entirely different. However, when the Appellate Offi cer is
either the District Judge of the district or any another judicial officer in
that district possessing necessary qualification who could be designated
by the District Judge, the question of such investiture of pow er of an
appellate authority in the District Judge or Designated Judge would by
no standards acquire the colour or for that matter trappings of persona
designata. In the first place, the power to be exercised by the Appellate
Officer in terms of Section 9 is a judicial power of the St ate which is
quite distinct from the executive power of the State. Secondly, the District
Judge or designated judicial officer exercises judicial authority within his
jurisdiction. Thirdly, as the Act predicates the Appellate Officer is to be
a District Judge or judicial officer, it is indicative of the fact of a pre
existing authority exercising judicial power of the State. Fourthly, District
Judge is the creature of Section 5 of the Maharashtra Civil Courts Act,
1869, who presides over a District Court invariably consisting of more
than one Judge in the concerned district. The District Court e xercises
original and appellate jurisdiction by virtue of Sections 7 and 8 respectively,
of the 1869 Act and is the principal Court of original civil jurisdiction in
the district within the meaning of C.P.C., as per Section 7 of that Act. As
per Section 8 of the Act of 1869, the District Court is the Court of appeal
from all decrees and orders passed by the subordinate Courts from which
an appeal lies under any law for the time being in force. As per Section
16 of that Act, the District Judge can refer to any Additiona l District
Judges subordinate to him, any original suits and proceedings of a civil
nature, applications or references under Special Acts and miscellaneous
applications. The Additional District Judges have jurisdiction to try such
suits and to dispose of such applications or references. Sect ion 17 of
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
that Act envisages that an Additional District Judge shall have jurisdiction
to try the appeals as may be referred to him by the District Judge. Section
19 of that Act, is a provision to invest power on the Additional District
Judges, with powers of District Judge. The hierarchy of judicial officers
of the District Court can be culled out from the 1869 Act. On the similar
lines, the Bombay City Civil Court has been constituted under Section 3
of the Bombay City Civil Court Act, 1948, with jurisdiction to receive,
try and dispose of all suits and other proceedings of a civil nature arising
within the Greater Bombay except a suit or proceedings w hich are
cognizable by the High Court referred to therein and by S mall Causes
Court. Section 7 of this Act envisages that when the City C ivil Court
consists of more than one Judge, each of the Judges may exercise all or
any of the powers conferred on the Court by the said Act or any other
law for the time being in force. Clause (b) of Section 7 stipulates that the
State Government may appoint any one of the Judges to be the Principal
Judge and any two other Judges to be called the Additional Princ ipal
Judges. The Principal Judge has been given authority to make s uch
arrangements as he may think fit for the distribution of the business of
the Court among the various Judges thereof. In other words, the District
Judge or Principal Judge exercises judicial power of the State and is an
authority having its own hierarchy of superior and inferior Courts, the
law of procedure according to which it would dispose of matters coming
before it depending on its nature and jurisdiction exercised by it, acting in
judicial manner. The District Judge or Principal Judge of the City Civil
Court is the officer presiding over the Court and derives his description
from the nomenclature of the Court. Even if the District Judge/Principal
Judge of the City Civil Court might retire or get transferred, his successor-
in-office can pick up the thread of the proceedings under Se ction 9 of
the 1971 Act from the stage where it was left by his predece ssor and
can function as an appellate authority. The District Judge/Principal Judge
of the City Civil Court and other judicial officers of these Courts
possessing necessary qualifications constitute a class and c annot be
considered as persona designata. The Appellate Officer, therefore,
has to function as a Court and his decision is final in terms of Section 10
of 1971 Act. The legislative intent behind providing an appeal under
Section 9 before the Appellate Officer to be the District Judge of the
concerned District Court in which the public premises ar e situated or
such other judicial officer in that district possessing necessary qualification
319
to be designated by the District Judge for that purpose, is indicative of
the fact that the power to be exercised by the Appellate Officer is not in
his capacity as persona designata but as a judicial officer of the pre
existing Court. The historical background of the 1971 Act would make
no difference to the aforementioned analysis.
31. Indeed, the expression used in Section 9 is “Appellate Officer”
and not “Appellate Authority” as has been used in Section 6C of the
Essential Commodities Act, 1955, considered by the Supreme Court in
the case of Thakur Das (supra). That, however, would neither make
any difference nor undermine the status of the District Judge or the
designated judicial officer so as to reckon their appointment as persona
designata. The thrust of Section 9(1) is to provide for remedy of an
appeal against the order of the Estate Officer before the District Judge
who, undeniably, is a pre existing authority and head of the jud iciary
within the district, discharging judicial power of the State including power
to condone the delay in filing of the appeal and to grant int erim relief
during the pendency of the appeal. Though described as an Appell ate
Officer, the District Judge, for deciding an appeal under Section 9, can
and is expected to exercise the powers of the civil court.
32. In the case of Nusli Neville Wadia (supra) the Division Bench
was essentially called upon to answer the contention rais ed before it
that, considering Chapter XVII Rule 18 of the Bombay Appellate Side
Rules, 1960, the petition in terms of Rule 18 must be heard by a learned
Single Judge of that Court or by the Division Bench and whethe r the
Division Bench has no jurisdiction to hear and decide the appeal against
the decision of the City Civil Court/District Court in proceedings arising
from the 1971 Act. The analysis by the Division Bench therefore, was
with reference to the said plea. Indeed, the Division Bench also adverted
to the aspect as to whether the Principal Judge, City Ci vil Court was
acting as a Court or persona designata. It merelyfollowed the decisions
in the case of N.P. Berry (supra) and Shri Mahesh N. Kothari and
Others Vs. Life Insurance Corporation of India and another in Writ
Petition No.6846 of 2005, decided on 05.10.2006, wherein it has been
held that the legislature did not confer power on the District Judge or a
Principal Judge of the City Civil Court to hear the appeals as s uch but
has chosen to designate the authority as an Appellate Officer making it
clear, that the power was conferred in his capacity as persona designata.
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
The Division Bench has also adverted to the decisions in Gangadhar
Bapurao Gadre Vs. Hubli Municipality 38 dealing with Section 22 of
the Bombay District Municipality Act; Municipality of Sholapur Vs.
Tuljaram Krishnasa Chavan 39 dealing with provisions of Bombay City
Municipalities Act; Keshav Ramchandra (supra),dealing with Section
15 of the provisions of Bombay Municipal Act and Jagmohan Surajmal
Marwadi (supra), and held that the District Judge exercised his power
as a persona designata .
33. We will therefore traverse through the decisions adverted to
in Nusli Neville Wadia’s case (supra). Before we examine those
decisions, it is apposite to take note of the Full Bench judgment of the
Bombay High Court in the case of Prakash Securities Pvt. Ltd. (supra).
The question referred to the Full Bench, reads thus:
“Whether a writ petition arising out of order passed under
the Public Premises (Eviction of Unauthorized Occupa nts)
Act, 1971 should be placed before a learned Single Jud ge
of this Court in Accordance with Rule 18 (3) of the Chapter
XVII of the Bombay High Court Appellate Side Rules, 1960
or should be placed before a Division Bench?”
The Full Bench analysed the scheme of the Bombay High Court Appellate
Side Rules, 1960 and opined that the order passed by the quasi judicial
authority under the Act of 1971 is also covered by Rule 18 (3) and writ
petition under Article 226 or 227 of the Constitution of India against such
a decision must be heard and decided by the learned Single Judge of the
High Court. In paragraph 8, finally, the Full Bench observed thus:
“8. Since the Public Premises Act, 1971 is not an enactment
made by Parliament in exercise of powers under Article 3 23-
B, the question of applying the above direction of the
Supreme Court in L. Chandra Kumar case cannot arise. We
are, therefore, unable to agree with the view taken by the
Division Bench in Nusli Neville Wadia case (supra). It is
clear that under the provisions of Rule 18(3) of Bombay High
Court Appellate Side Rules, 1960, a petition under Articl es
226 and/or 227 of the Constitution challenging the order of
the Appellate Authority under the Public Premises Act, 1971
38 1925 B.L.R. 519
39 AIR 1931 Bombay 582
321
will be required to be heard and decided by a learned Single
Judge of this Court. The decision in Nusli Neville Wadia ca se
is, therefore, overruled in so far as the Division Bench in
Nusli Neville Wadia case has taken a view that when the
order is passed by a Tribunal under a legislation relating to
any subject referable to Article 323-B(2) of the Constit ution,
the petitions challenging such orders will have to be
necessarily heard by the Division Bench. It is clarified tha t
the directions given by the Supreme Court in L. Cha ndra
Kumar case will apply only when the Tribunal is establis hed
under a law which is specifically made by the appropr iate
legislature in exercise of powers conferred by Articl es 323-
A or 323-B. Merely because a legislation, existing in future,
deals with a subject referable to any sub-clause in Cla use
(2) of Article 323-B of the Constitution, such legislat ion does
not by itself become a legislation under Article 323-B of the
Constitution.”
34.Indubitably, the Full Bench was “not” called upon to examine
the issue as to whether the remedy of an appeal under Section 9 of the
Act, 1971 before the Appellate Officer, is before an authority exercising
powers in his capacity as a persona designata or as a Civil Court.
35. We may now turn to the decision of the Delhi High Court in
N.P. Berry (supra), on which reliance has been placed by the Bomba y
High Court in Nusli Neville Wadia’s case (supra). The main point
considered by the Delhi High Court was about the distinction between a
“Judge” acting as a persona designata and that as a “Court”, in the
context of an order passed by an additional district judge of Delhi acting
as an Appellate Officer under Section 9 of 1971 Act.
36. We may reiterate that, in the present case, we are not
concerned with the question as to whether the Estate Officer functions
as a Court whilst exercising powers under the 1971 Act, an issue which
was also considered by the Delhi High Court. It also dealt wi th the
question as to whether the Appellate Officer defined in Section 9 of the
1971 Act, acts as a persona designata and not as a Court. The Delhi
High Court opined that the mere fact that the Appellate Officer is a
District Judge is not conclusive to hold that he has to act as a Court. It
went on to observe that if that had been the intention of the legislature,
Section 9 would have empowered either the Court of a District Judge or
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
at any rate, the District Judge as such to hear the appea ls. This view
expressed by the Delhi High Court, in our opinion, is untenable, keeping
in mind the exposition in the case of Thakur Das (supra) and Mukri
Gopalan (supra) in particular.
37. Indeed, the Delhi High Court could not have noticed the
aforementioned decisions of this Court, wherein it has been ob served
that a persona designata is a person who is pointed out or described as
an individual as opposed to a person ascertained as a member of a class,
or as filling a particular character. We are conscious of the fact that the
decision in Thakur Das (supra) was in relation to the purport of Section
6C of the Essential Commodities Act and the decision in Mukri Gopalan
(supra) was in respect of Section 18 of the Kerala Buildings (Lease and
Rent Control) Act, 1955. As noted earlier, Section 6C of the Essential
Commodities Act refers to the “judicial authority” appointed by the State
Government concerned and Section 18 of the Kerala Buildings (Lease
and Rent Control) Act refers to such officers and authorities not below
the rank of Subordinate Judge to exercise the powers of the a ppellate
authority. However, the principle underlying these enunciations will apply
on all fours to the dispensation stipulated in the 1971 Act. For, it predicates
that the Appellate Officer shall be the District Judge of the district in
which the premises are situated or such other judicial officer designated
by the District Judge.
38. The Bombay High Court in Nusli Neville Wadia’s case largely
relied upon the decision of the Delhi High Court in N.P. Berry’s case .
We are bound by the dictum in the case of Thakur Das (supra) decided
by a three-Judge Bench of this Court wherein it is observed th at the
expression “judicial” qualifying the “authority” clearly indicates that that
authority alone can be appointed to intervene and hear the appe als on
which was conferred the judicial powers of the State. By a reference to
judicial authority, it is indicative of the fact that the appellate authority
must be one such pre-existing authority which was exercising ju dicial
powers of the State and if any authority as persona designata was to
be constituted, there was no purpose in qualifying the word “authority”
by the specific adjective “judicial”. The thrust of the exposition is that
the “judicial authority” which is a pre-existing authority exercising judicial
power of the State, is a strong indication of legislative intent to depart
from the dispensation of persona designata when a person is pointed
out or described as an individual, as opposed to a person ascertained as
323
a member of a class, or as filling a particular characte r. That view has
been reiterated even in Mukri Gopalan (supra).
39. Notably, the expression “appellate officer” has not been defined
in the 1971 Act, unlike the definition of “estate officer” contained in
Section 2(1)(b) of that Act. The appellate officer cannot be considered
as a statutory authority, as defined in the dictionary clause in Section
2(1)(fa) of the 1971 Act. In the case of Thakur Das (supra), in paragraph
9, while analyzing the cleavage of opinion of the High Courts, it is noticed
that the expression “judicial authority” would comprehend the Additional
Sessions Judge or the Sessions Judge could transfer such appeal pending
before him to Additional Sessions Judge which was a pointer to the fact
that he was not a persona designata . Even in respect of the appeal
under Section 9 of the 1971 Act, the Principal Judge of the Ci ty Civil
Court or District Judge is competent to hear the appeal himself or designate
some other judicial officer within his jurisdiction possessing requisite
qualification. It will be useful to advert to Section 7 of the City Civil
Courts Act and Sections 3, 5 & 7 of the Maharashtra Civil Courts Act.
It is implicit in Section 9 read with the provisions of the Acts constituting
the District Judiciary that the head of the district judiciary is the District
Judge or Principal Judge of the City Civil Court and Sec tion 9 of the
1971 Act makes it explicit, by investing authority in the District Judge or
Principal Judge of the City Civil Court, to designate any other judicial
officer within his jurisdiction possessing essential qualifications, to hear
such appeals. This is a clear departure from the appointment of a District
Judge as a persona designata. T he Additional District Judge or judicial
officer possessing essential qualification, therefore, i s not an inferior
appellate officer within the meaning of Section 9 of the 1971 Act. In our
opinion, there is enough indication in Section 9 of the 1971 Act to spell
out the legislative intent that the remedy of appeal before the appellate
officer is not before a persona designata but a pre-existing judicial
authority in the district concerned.
40. The Delhi High Court also considered the question as to
whether the power exercised by the appellate officer is in his ca pacity
of a Court or otherwise. Relying on Mulla’s Code of Civil Procedure,
13 th Edition Volume I, Page 500, it has been observed that where the
word used in the enactment giving the special jurisdiction is not “Court”
but “judge”, the entire enactment is to be looked into to find out whether
the matter is to be decided by him as a Court or in his personal capacity.
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
It went on to observe that no authority is forthcoming to show that when
the word “Court” is not used at all, the District Judge or a Subordinate
Judge functioning under a statute is held to be a Court eve n when the
statute itself shows that he is to function as an appellate officer or with
some designation other than that of a Court, and further when CPC has
not been applied as a procedure to be followed by the judge and when
there is no indication that the judge is to function as a Court. It then
observed that the Court is a creation of a statute either under CPC or
Punjab Courts Act. In the final analysis, the Delhi High Court concluded
that the appellate officer cannot be regarded as a Cour t and must,
therefore, be regarded as a persona designata .
41. The fact that there is no express indication in the 1971 A ct
about the procedure to be adopted or followed by the appellate officer, it
would not follow therefrom that the District Judge or designated judicial
officer who hears the appeals under Section 9, does so not a s a Court
but as a persona designata . For the reasons already alluded to we
have no hesitation in holding that the remedy of appeal under Section 9
before the Appellate Officer is not as a persona designata but to a
pre-existing judicial authority. In that case, the procedure for hearing of
the appeals will be governed by the provisions under the 1971 Act and
Rules framed thereunder and including the enactment under which the
judicial authority has been created, such as Maharashtra Civ il Courts
Act and City Civil Courts Act. [See para 26 of Maharashtra State
Financial Corporation (supra), reproduced in earlier part of this
judgment in para 26]. Such a pre-existing judicial authority, by implication,
would be bound to follow the procedure underlying the said enactments
and also observe the doctrine of fairness in affording opportunity. Since
the edifice on which the conclusions reached by the Delhi High Court,
that an appellate officer is persona designata and not a Court, cannot
be countenanced in law, the Bombay High Court decisions in Nusli
Neville Wadia’s case (supra) and also Prakash Securities Pvt. Ltd.
(supra), cannot hold the field to that extent for the same logic.
42. Our attention was invited to yet another decision in the case
of State of Mysore Vs. P. Shankaranarayana Rao (supra). The learned
Single Judge of the Karnataka High Court examined the question under
consideration as to whether the District Judge who is constituted as an
appellate officer under Section 10 of the Karnataka Public Pr emises
(Eviction of Unauthorised Occupants) Act, 1961, acts as a Court or as a
325
persona designata ? The decision in Virindar Kumar Satyawadi Vs.
State of Punjab 40 was referred to, wherein it was observed that what
distinguishes a Court from a quasi-judicial authority is that it is charged
with a duty to decide disputes in a judicial manner and declare rights of
parties in a definitive judgment. To decide in a judicial manner involves
that the parties are entitled as a matter of right to be heard in support of
their claim and to adduce evidence in support of it. Further, it also imports
an obligation on the part of the authority to decide the matte r on a
consideration of the evidence adduced and in accordance with law. The
distinction between the Court and quasi-judicial tribunal has to be decided
having regard to the provisions of the Act and if it possesse s all the
attributes of a Court. Referring to Section 10 of the Karnata ka Act,
which provides that an appeal shall lie from every order of the competent
officer made in respect of any public premises, to an a ppellate officer
who shall be “only” the District Judge having jurisdiction over the area,
the Court eventually concluded that the intention of enacting the term
“appellate officer” in Section 10 is indicative of the fact that the District
Judge must act as appellate officer with limited jurisdiction to dispose of
the appeal in the manner set out by the provisions of Section 10 itself,
which means that he cannot exercise the general powers of the District
Court. It went on to observe that a finality is attached to the order of the
District Judge in terms of Section 11 of the Karnataka Act is a further
indication that a judge must act only as a persona designata and not as
a Court. In the 1971 Act, however, the appeal under Section 9 can be
heard and decided not only by the District Judge himself but by any
other judicial officer of the District Court posses sing requisite
qualifications designated for that purpose.
43. In the case of Sizerali Mohamedali Lodhia (supra), the
provisions of Section 9 of the Gujarat Public Premises ( Eviction of
Unauthorized Occupants) Act, 1972, came up for scrutiny. The Gujarat
High Court was essentially concerned with the question as to whether
the remedy of revision against the order passed by the appellate officer
in an appeal preferred under Section 9 of the Gujarat Pub lic Premises
Act (which is analogous to Section 9 of the 1971 Act), was maintainable
before the High Court. The argument before the Gujarat High Court
was that even if it is taken that the appellate office r is not persona
designata but a Court, the question arises as to whether the order passed
by the appellate officer under Section 9 of the Gujarat Public Premises
40 AIR 1956 SC 153
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
Act is such against which remedy under Section 115 of the CPC lies.
After analyzing the decisions noted in paragraph 11 of the j udgment,
including the cases of Thakur Das and Mukri Gopalan (supra), the
Court went on to observe that since the order of the appel late officer
has been made final in terms of Section 10 of the State Act, it cannot be
assailed under Section 115 of the CPC before the High Court i n its
revisional jurisdiction. It finally concluded in paragraph 15 that assuming
for the sake of argument that the remedy of revision lies, it would not be
an efficacious alternative remedy so as to throw out the petition under
Article 226 and/or Article 227 of the Constitution of India. The High
Court, therefore, examined the issue on merits.
44. The next case commended to us is the decision of Full Bench
of East Punjab High Court in M/s. Pitman’s Shorthand Academy
(supra), rendered in Civil Revision Application filed under Section 115 of
CPC, against the decision of the Subordinate Court in rent proceedings
arising from Punjab Urban Rent Restriction Act, 1947. The Court
analysed the provisions of the State Rent Act and opined that the functions
of the Controllers and Appellate Authorities under the Act did not indicate
any attribute of a Court of law. In other words, the legislat ive intent
behind appointing the Controllers and Appellate Authorities was to appoint
them as persona designata and not as Court. This decision need not
detain us for the reasons already alluded to in the earlier part of the
judgment which are founded on the principles underlying the exposition
of this Court in Thakur Das and Mukri Gopalan , in particular.
45. In case of Ganga Ram Dohrey (supra), the question
considered was whether there is a specific provision gi ven in the U.P.
Public Premises (Eviction of Unauthorised Occupants) Act , 1972, to
transfer the appeal and since there is no provision in the Act by which
Section 24 of CPC has been made applicable whether the appl ication
under Section 24 of CPC for transfer of case was maintainab le? The
Court relying on the decision in the case of Abid Ali Vs. District Judge,
Baharaich ,41 concluded that application under Section 24 of CPC was
not maintainable, for, the proceedings before the District Judge under
Section 9 of the U.P. Public Premises Act were not other proceedings
under the Code of Civil Procedure as envisaged by Section 24 of CPC.
46. In the Case of Jinda Ram (supra), the Division Bench of the
Madhya Pradesh High Court was called upon to consid er the
41 (1987 Allahabad Law Journal 179)
327
maintainability of revision application under Section 115 of Civil Procedure
Code against an order passed by the District Judge as an App ellate
Officer under Section 9 of the 1971 Act. After considering the conflicting
decisions of the same High Court on the point, the Division Bench held
that an order passed by the Appellate Officer under Section 9 is amenable
to revisional jurisdiction of the High Court under Section 115 of Civil
Procedure Code. The Court relied upon the exposition of this Court in
the case of Mukri Gopalan (supra) wherein it has been observed that
the appellate authorities constituted under the enactment constitute a
class and cannot be considered as a persona designata. Further, the
appellate authority functions as a Court. The Court also re ferred to
another decision of this Court in Shyam Sunder Agarwal and Co. Vs.
Union of India 42 wherein it has been held that appellate order having
been passed by a Civil Court, constituted under a sp ecial statute
subordinate to the High Court though made final under the Ac t, it is
amenable to revisional jurisdiction of the High Court under Section 115
of the Code of Civil Procedure. The Court relied upon other decisions of
this Court to buttress the conclusion that the remedy of revision under
Section 115 of C.P.C. was available against an order passe d by the
District Judge on an appeal under Section 9 of the Act. Be that as it may,
we are certain that remedy under Article 227 of the Constitution of India
is availed against the decision of the Appellate Officer.
47. In the case of M. Papa Naik (supra) the Court was called
upon to examine the purport of Section 9 of the Karn ataka Public
Premises (Eviction of Unauthorised Occupants) Act, 1974. Even in this
case the question was whether a remedy of revision or writ petition
would lie against the order passed by the District Judge o n an appeal
preferred under Section 10 of the State Act. The Court concluded t hat
the order passed by the District Judge as an appellate aut hority under
Section 9 of the State Act does not cease to be a Court sub ordinate to
the High Court and any order passed by him is amenable to the jurisdiction
of the High Court under Section 115 C.P.C.. In support of this conclusion,
the learned Single Judge relied upon the exposition in the case of Central
Talkies Ltd. (supra) and Parthasaradhi Naidu Vs. Koteswara Rao .43
48. Even though the respondents have invited our attention to
other decisions of High Courts and also of Supreme Court which have
42 (1996) 2 SCC 132
43 ILR (1924) 47 Mad 369
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
analysed the provisions of other legislations, it is unnecessary to dilate
on those decisions as we intend to apply the principles unde rlying the
decisions of three-Judge Bench of this Court in Thakur Das (supra),
Asnew Drums Pvt. Ltd. (supra), Maharashtra State Financial
Corporation (supra), Ram Chander Aggarwal (supra) and Mukri
Gopalan (supra), in particular, to conclude that the Appellate Of ficer
referred to in Section 9 of the 1971 Act, is not a persona designata but
acts as a civil court.
49. In other words, the Appellate Officer while exercising power
under Section 9 of the 1971 Act, does not act as a persona designata
but in his capacity as a pre existing judicial authority in the district (being
a District Judge or judicial officer possessing essential qualification
designated by the District Judge). Being part of the district judiciary, the
judge acts as a Court and the order passed by him will be an order of the
Subordinate Court against which remedy under Article 227 of the
Constitution of India can be availed on the matters delineated for exercise
of such jurisdiction.
50. Reverting to the facts of the present case, the responde nts
had resorted to remedy of writ petition under Article 226 and 227 of the
Constitution of India. In view of our conclusion that the order passed by
the District Judge (in this case, Judge, Bombay City Civil Cour t at
Mumbai) as an Appellate Officer is an order of the Subordinate Court,
the challenge thereto must ordinarily proceed only under Article 227 of
the Constitution of India and not under Article 226. Moreover, on a close
scrutiny of the decision of the learned Single Judge of the Bombay High
Court dated 14.08.2012 we have no hesitation in taking the view that the
true nature and substance of the order of the learned Single Judge was
to exercise power under Article 227 of the Constitution of India; and
there is no indication of Court having exercised powers under Articl e
226 of the Constitution of India as such. Indeed, the learned Single Judge
has opened the judgment by fairly noting the fact that the writ petition
filed by the respondents was under Articles 226 and 227 of the Constitution
of India. However, keeping in mind the exposition of this Court in the
case of Ram Kishan Fauji (supra) wherein it has been explicated that
in determining whether an order of learned Single Judge is in exercise of
powers under Article 226 or 227 the vital factor is the nature of jurisdiction
invoked by a party and the true nature and character of the order passed
and the directions issued by the learned Single Judge. In paragraph 40 of
329
the reported decision, the Court adverting to its earlier decision observed
thus:
“40. xxx xxx xxx Whether the learned Single
Judge has exercised the jurisdiction Under Article 226 or
Under Article 227 or both, would depend upon variou s
aspects. There can be orders passed by the learned S ingle
Judge which can be construed as an order under both the
articles in a composite manner, for they can co-exist, coincide
and imbricate. It was reiterated that it would depend upon
the nature, contour and character of the order and it will be
the obligation of the Division Bench hearing the letters patent
appeal to discern and decide whether the order has been
passed by the learned Single Judge in exercise of juris diction
Under Article 226 or 227 of the Constitution or both . The
two-Judge Bench further clarified that the Division Bench
would also be required to scrutinise whether the facts of the
case justify the assertions made in the petition to invok e the
jurisdiction under both the articles and the relief prayed on
that foundation. The delineation with regard to nec essary
party not being relevant in the present case, the said aspe ct
need not be adverted to.”
Again in paragraphs 41 and 42, which may be useful for answering the
matter in issue, the Court observed thus:
“41. We have referred to these decisions only to highlight
that it is beyond any shadow of doubt that the order of civ il
court can only be challenged Under Article 227 of t he
Constitution and from such challenge, no intra-court appeal
would lie and in other cases, it will depend upon the oth er
factors as have been enumerated therein .
42. At this stage, it is extremely necessary to cul l out the
conclusions which are deducible from the aforesaid
pronouncements. They are:
42.1 An appeal shall lie from the judgment of a Single Jud ge
to a Division Bench of the High Court if it is so p ermitted
within the ambit and sweep of the Letters Patent.
42.2 The power conferred on the High Court by the Letters
Patent can be abolished or curtailed by the compete nt
legislature by bringing appropriate legislation.
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
42.3 A writ petition which assails the order of a civil court in
the High Court has to be understood, in all circumstances ,
to be a challenge Under Article 227 of the Constitution a nd
determination by the High Court under the said Article and,
hence, no intra-court appeal is entertainable.
42.4 The tenability of intra-court appeal will depend upon
the Bench adjudicating the lis as to how it understands an d
appreciates the order passed by the learned Single Ju dge.
There cannot be a straitjacket formula for the same. ”
(emphasis supplied)
51. In the case of Radhey Shyam (supra) decided by a three-
Judge Bench, this Court after analyzing all the earlier decisions on the
point, restated the legal position that in cases where judicial order violated
the fundamental right, the challenge thereto would lie by way of an appeal
or revision or under Article 227, and not by way of writ under Article
226 and Article 32. The dictum in paragraphs 25, 27 and 29 of this decision
is instructive. The same read thus:
“25. It is true that this Court has laid down that technical ities
associated with the prerogative writs in England ha ve no
role to play under our constitutional scheme. There is no
parallel system of King’s Court in India and of all other
courts having limited jurisdiction subject to superv ision of
King’s Court. Courts are set up under the Constitutio n or
the laws. All courts in the jurisdiction of a High Court are
subordinate to it and subject to its control and supervi sion
Under Article 227. Writ jurisdiction is constitutio nally
conferred on all High Courts. Broad principles of w rit
jurisdiction followed in England are applicable to India and
a writ of certiorari lies against patently erroneous or wi thout
jurisdiction orders of Tribunals or authorities or courts other
than judicial courts. There are no precedents in Ind ia for
the High Courts to issue writs to subordinate courts. Control
of working of subordinate courts in dealing with their judicial
orders is exercised by way of appellate or revisional powe rs
or power of superintendence Under Article 227. Orders of
civil court stand on different footing from the ord ers of
authorities or Tribunals or courts other than judicial/ civil
courts. While appellate or revisional jurisdiction is regulat ed
331
by statutes, power of superintendence Under Article 227 is
constitutional. The expression “inferior court” is not
referable to judicial courts, as rightly observed i n the
referring order in paras 26 and 27 quoted above.
26. XXX XXX XXX
27. Thus, we are of the view that judicial orders of civil courts
are not amenable to a writ of certiorari Under Article 22 6 .
We are also in agreement with the view of the referring Bench
that a writ of mandamus does not lie against a private pers on
not discharging any public duty. Scope of Article 2 27 is
different from Article 226.
28. XXX XXX XXX
29. Accordingly, we answer the question referred as foll ows:
29.1 Judicial orders of civil court are not amenable to writ
jurisdiction under Article 226 of the Constitution ;
29.2 Jurisdiction Under Article 227 is distinct fro m
jurisdiction Under Article 226.
29.3 Contrary view in Surya Dev Rai is overruled.”
(emphasis supplied)
52. Similar view has been expressed in Jogendrasinghji (supra).
In this decision, it has been held that the order passed by the Civil Court
is amenable to scrutiny only in exercise of jurisdiction under Article 227
of the Constitution of India and no intra court appeal is maintaina ble
from the decision of a Single Judge. In paragraph 30 of the reported
decision, the Court observed thus:
“30. From the aforesaid pronouncements, it is graphica lly
clear that maintainability of a letters patent appeal would
depend upon the pleadings in the writ petition, the nature
and character of the order passed by the learned Si ngle
Judge, the type of directions issued regard being had to the
jurisdictional perspectives in the constitutional c ontext.
Barring the civil court, from which order as held by the three-
Judge Bench in Radhey Shyam (supra) that a writ petit ion
can lie only Under Article 227 of the Constitution, o rders
from tribunals cannot always be regarded for all purpose s
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
to be Under Article 227 of the Constitution. Whethe r the
learned Single Judge has exercised the jurisdiction U nder
Article 226 or Under Article 227 or both, needless to
emphasise, would depend upon various aspects that h ave
been emphasised in the aforestated authorities of this Court.
There can be orders passed by the learned Single Ju dge
which can be construed as an order under both the articles
in a composite manner, for they can co-exist, coincide and
imbricate. We reiterate it would depend upon the na ture,
contour and character of the order and it will be t he
obligation of the Division Bench hearing the letters patent
appeal to discern and decide whether the order has been
passed by the learned Single Judge in exercise of juris diction
Under Article 226 or 227 of the Constitution or both . The
Division Bench would also be required to scrutinize whether
the facts of the case justify the assertions made in the petition
to invoke the jurisdiction under both the articles and the
relief prayed on that foundation. Be it stated, one of the
conclusions recorded by the High Court in the impug ned
judgment pertains to demand and payment of court fees. We
do not intend to comment on the same as that would depend
upon the rules framed by the High Court.”
In the concluding part of the reported judgment in paragraph 44 , the
Court observed thus:
“44. We have stated in the beginning that three issues arise de spite
the High Court framing number of issues and answering it at v arious
levels. It is to be borne in mind how the jurisdiction under the letters
patent appeal is to be exercised cannot exhaustively be stated. It
will depend upon the Bench adjudicating the lis how it unders tands
and appreciates the order passed by the learned Single Judg e. There
cannot be a straight-jacket formula for the same. Need less to say,
the High Court while exercising jurisdiction Under A rticle 227 of
the Constitution has to be guided by the parameters l aid down by
this Court and some of the judgments that have been referred to in
Radhey Shyam (supra).”
53. In paragraph 45.2 of the same judgment, the Cou rt
authoritatively concluded that an order passed by a Civil Court is amenable
to scrutiny of the High Court only in exercise of jurisdiction under Article
333
227 of the Constitution of India, which is different from Article 226 of
the Constitution and as per the pronouncement in Radhey Shyam (supra),
no writ can be issued against the order passed by the Civi l Court and,
therefore, no letters patent appeal would be maintainable.
54. In the impugned judgment, the Division Bench merely went
by the decisions of the Delhi High Court and its own Court in Nusli
Neville Wadia (supra) and Prakash Securities Pvt. Ltd. (supra). We
do not find any other analysis made by the Division Bench to entertain
the Letters Patent Appeal, as to in what manner the judgme nt of the
learned Single Judge would come within the purview of exerc ise of
powers under Article 226 of the Constitution of India. Absent that
analysis, the Division Bench could not have assumed jurisdic tion to
entertain the Letters Patent Appeal merely by referring to the earlier
decisions of the same High Court in Nusli Neville Wadia and Prakash
Securities Pvt. Ltd.
55. In other words, the Division Bench of the Bombay High Court
ought to have dismissed the Letters Patent Appeal filed by the respondents
as not maintainable. In that event, it was not open to the Division Bench
to undertake analysis on the merits of the case as has been done i n the
impugned judgment. That was impermissible and of no avail, being without
jurisdiction. Indeed, that will leave the respondents with an adverse
decision of the learned Single Judge dismissing their writ petition No.4337
of 2012 vide judgment dated 14.08.2012, whereby the eviction order
passed by the Estate Officer dated 05.12.2011 and confirmed by the
City Civil Court on 03.04.2012 has been upheld.
56. As we have held that the Division Bench, in the facts of the
present case, could not have entertained the Letters Patent Appeal against
the judgment of the learned Single Judge, it is not necessary for us to
examine the merits of the eviction order passed against the respondents
by the Estate Officer and confirmed by the City Civil Cour t and the
Single Judge of the High Court. In any case, that cannot be done in the
appeal filed by the owner of the public premises, namely, the appellant.
We may, however, to subserve the ends of justice, give liberty to the
respondents to challenge the decision of the learned Single Judg e by
way of appropriate remedy, if so advised. That shall be done within six
weeks from today failing which the appellant will be free to proceed in
the matter in furtherance of the eviction order passed by the Estate
Officer and confirmed right until the High Court, in accordance with law.
LIC OF INDIA v. NANDINI J. SHAH & ORS.
[A. M. KHANWILKAR, J.]
57. We once again clarify that we are not expressing any opinion
either way on the merits of the eviction order passed b y the Estate
Officer and the order of the City Civil Court and of the learned Single
Judge of the High Court confirming the same. As the preliminary issue
regarding the maintainability of the Letters Patent Appea l has been
answered in favour of the appellant, this appeal must succeed.
58. Accordingly, the appeal is allowed in the aforementioned terms.
As a consequence, the judgment and order passed by the Division Bench
of the High Court of Judicature at Bombay dated 12.10.2012 in Letters
Patent Appeal No.181/2012 in C.W.P. No.4337/2012 is set aside and
the said Letters Patent Appeal stands dismissed as not maintainable. No
order as to costs.
Kalpana K. Tripathy Appeal allowed.