Union of India and Anr. v. Raghuwar Pal Singh
A. M. KHANWILKAR, J. 1. The central questions posed in
this appeal are: (i) whether the appointment of the responde nt to the
post of Veterinary Compounder, made by the Director Incharge at the
relevant point of time without approval of the Competent Authority, was
a nullity or a mere irregularity, which could be glossed over by the
department to avert disruption of his services and; (ii) in any case, whether
his services could be disrupted without giving him an opportunit y of
hearing.
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
2. Briefly stated, the respondent was appointed to the post of
Veterinary Compounder in the Department of Animal Husbandry and
Dairying by one H.S. Rathore, the then Agriculture Officer, Central Cattle
Breeding Farms (CCBF), Suratgarh, who was purportedly authori sed
only to look after the current duties of the post o f Director. The
appointment was made in November 1999 on a provisional and temporary
basis, pursuant to the advertisement published in the news paper on
15.10.1999. However, by an office order dated 29 th August, 2000 issued
under the signature of Dr. M.N. Haque, Director, th e services of
respondent came to be terminated. The said order reads thus:
“Government of India
Ministry of Agriculture
Department of All & Dairying
……….Cattle Breeding Farm
SURATGARH – 335 804 (Raj.)
Dated the 29 th August, 2000.
OFFICE ORDER
In compliance to Ministry’s decision vide their letter No.8-6/99-
Admn.III dated 18 th August, 2000, illegal appointment , of Shri
Raghuwar Pal Singh S/o Shri Himat Singh Shekhawat to the post of
Veterinary Compounder, made by the then Director Incharge Shri
H.S. Rathore, agriculture Officer, without approval of the
Competent Authority , vide this office order No. 14-62/99-CPS/1562
dated 24/30 November, 1999, is CANCELLED with immediate effect.
Accordingly, his service stands terminated as per terms and conditions
laid down in point v) & vi) of the offer of appointment letter no.5-17/96-
99/CPS/1308 dated 16/22 November, 1999.
(Dr. M. N. Haque)
DIRECTOR.”
(emp hasis supplied)
3. The respondent assailed the said order by filing O riginal
Application No.206 of 2000 before the Central Administrative Tribunal,
Jodhpur Bench at Jodhpur, inter alia ,on the ground that the appointment
was made by the Board of Officers after they had duly c onsidered the
matter and who were competent to issue offer of appointment t o the
respondent. Further, if there was any irregularity in the a ppointment
process, that could have been enquired into by the department, but without
1017
taking recourse to any inquiry, the impugned termination order had been
issued. Such action was violative of Article 311 (2) of the Constitution of
India. According to the respondent, his appointment was made after
following all the formalities by the department in a fair and transparent
manner. He asserted that the department was therefore, estopped from
terminating his services. Further, the impugned order is not a termination
simpliciter but would cause prejudice to the respondent. It is a stigmatic
order indicating that the appointment of the respondent was illegal, for
which reason also, principles of natural justice ought to have been adhered
to by the department.
3. The appellants resisted the said Original Application, by filing a
detailed affidavit. According to the appellants, the respondent had not
approached the Court with clean hands. In that, he has mentioned th e
numbers of the relevant documents, which pertain to some oth er case
and not his order of appointment or termination. On merits, it was asserted
by the appellants that the appointment of the respondent to the post of
Veterinary Compounder was not as per the law. It was made by the
then Director Incharge H.S. Rathore, Agriculture Officer and without
approval of the competent authority. On the date of issuing the appointment
letter, Shri H. S. Rathore had no authority to do so. It was ass erted by
the appellants that pursuant to advertisement dated 15.10.1999,
appointment could be made only in conformity with th e relevant
Recruitment Rules, as amended from time to time, titled ‘Central Cattle
Breeding Farm (Class III and IV Post) Recruitment Rules, 1969’. In
terms of the said Rules, an interview was required to be conducted by a
Board comprising of three officers viz. Director of the Fa rm, Senior-
most Technical Officer and one Government Officer of Cent ral/State
Government. However, the selection process and interview in the present
case were conducted by the Board unilaterally constituted by the said
H.S. Rathore, consisting of seven members including himself, be ing
Director Incharge. Further, he acted as the Chairman of the said Board.
The Board consisted of the following members:
“1) Shri H.S. Rathore, 1/C Director Chairman
2) Shri S.C. Aggarwal, Executive Member Engineer, Central St ate
Farm (SFCI Ltd.) (Not a Central Govt. office)
3) Shri CS. Manohar, Asso. Professor Member Veterinary College,
Bikaner (whereas a Veterinary Officer is already there in the
office itself)
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
4) Shri R.L. Aswal, Asstt. Stn. Engineer Member All India Radio,
Suratgarh
5) Dr. M.S. Rathore, Project Officer Member URMUL Dai ry,
Chhattargarh (Which is not a Central/State office)
6) Shri Baldev Singh, Agriculture Asstt. Member CCBF, Suratgarh
(A Group ‘C’ employee)
7) Shri A. Narsingh, Technical Asst. member CCBF (A Group ‘C’
employee)”
In other words, the said Board was not validly constituted. Furthermore,
the respondent was the son of the younger brother-in-law of H.S. Rathore,
the Director Incharge and Chairman of the Board. The Chai rman of
the Board had direct relation with and interest in the appointment of the
respondent. It is then stated that as per the presc ribed procedure,
appointment is required to be made after obtaining prior approval from
the competent authority i.e. Ministry of Agriculture, Department of Animal
Husbandry and Dairying, New Delhi. That procedure was, admittedly,
not adhered to before issuing the letter of appointment to the respondent.
For all these reasons, the appointment of the respondent as made by the
then Director Incharge H.S. Rathore, Agriculture Officer, was without
any authority of law. It was a fraudulent appointment. When the same
was noticed by the department, soon thereafter, the subject office order
dated 29.08.2000 came to be issued. It was stated that the appointment
of two other candidates to the post of Junior Mechanic and Trac tor
Helper made by H.S. Rathore as Director Incharge also came to be
cancelled by the department by issuing similar termination order. In
addition, a departmental action has been initiated against H.S. Rathore
for committing serious misconduct and abusing his official position during
the relevant period. The appellants pointed out that one Dr. B.S. Singh
was posted as Director CCBF, Suratgarh on ad hoc basis and was ordered
to function as Head of Office during his tenure vid e order dated
21.02.1995. No authorization was given to H.S. Rathore to issue letter
of appointment. He was merely holding the post of Agriculture Officer.
Considering the unilateral action of H.S. Rathore, major penalty
memorandum was issued to him by the department on 22.06.2001 in
particular with reference to the appointments made by him to the post of
Veterinary Compounder, Junior Mechanic, Tractor Helper and milk er
and also on ad hoc basis to the post of LDC and UDC.
1019
4. The other two affected candidates had also challenged the
termination order passed against them by way of Original Application
before the Central Administrative Tribunal, Jodhpur Bench, Jodhpur. The
Tribunal heard all the three O.As together as the issue s raised therein
were similar.
5. The Tribunal, after analysing the relevant contentions of both
sides, opined that there was no infirmity in the termination order passed
against the concerned applicant including the respondent herein. The
Tribunal noted thus:
“11. It is not in dispute that till his ad hoc appointment as Director,
Regional Station for Forage Production and Demonstration,
Suratgarh, Shri HS. Rathore, was only posted as Agriculture
Officer, CCBF, Suratgarh. This is apparent from the order dated
22.12.99 (Arin.A/10 of OA 204/2000). It is also admitted fact
that by virtue of order dated 25.8.92 (Ann.A/6 to the same OA),
Shri Rathore was ordered to look after the current charge of the
post of Director, CCBF, Suratgarh. One Dr. B.S. Singh, was
earlier posted as officiating Director and declared Head of office.
After posting of Dr. Singh, no declaration was made in favour of
Shri Rathore for his continuation as Head of Office. Applicants’
contention is ‘that since Dr. Singh, never took charge of the
responsibilities of Director, CCBF, Suratgarh, Shri H.S. Rathore,
continued to function as Head of the Office. By order dated
15.7.99 one Shri M.N. Haque, was posted as Director and
ordered to take over charge of the post of Director, C CBF,
Suratgarh, from Shri H.S. Rathore. This order was stayed by
this Tribunal vide order dated 10.8.99, passed in OA 204/99. As
a consequence, Shri Rathore continued to look after the current
duties of the post of Director, CCBF, Suratgarh.
12. Now the question which arises for our consideration
is whether an officer looking after the current duties of a
post, could exercise the statutory power as vested in the
regular incumbent of that post. In Government of India,
Ministry of Home Affairs, OM No. F.7/14/61-Ests.(A)
dated 24.1.63, clarification was issued that;
‘an officer appointed to perform the current duties of
an appointment can exercise administrative or financial
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
powers vested in the full-fledged incumbent of the post
but he cannot exercise statutory powers whether thos e
powers are derived direct from an act of parliament or
rules Regulations and By-Law made under various Articles
of the constitutions (e.g., Fundamental Rules
Classifications, Control and Appeal Rules Civil Servi ces
Regulations Delegations of Financial Powers Rules etc.)’
(emphasis supplied)
13. By order dated 15.7.99 Shri. M.N. Hague, was posted as
Director, CCBF, but only by virtue of the direction of this Tribunal
in OA. 204/99, Shri Rathore, was permitted to look after the
current charge. Obviously, this would not have empowered
Shri Rathore to exercise statutory powers of the post o f
Director. For the purpose of statutory powers, he was only
an Agriculture Officer. Thus, the contention of the learned
counsel for the applicant that Shri Rathore had been declared as
‘Head of Office’ and so could have exercised powers of
appointment by virtue of Rule-2(j) of the CCS (CCA) Rules has
no force. In view of the specific clarification given under Rule-
12 in Government of India’s Order No.2 that an officer holding
current charge of duties of a post cannot exercise stat utory
powers. The conclusion is obvious that Shri H.S. Rathore,
at the time of recruiting the applicants, was only a
Agriculture Officer looking after the current charge of the
post of Director, CCBF, Suratgarh, and he had no authority
to make any appointment to Group – C & D. It is a clear
case of Shri Rathore exceeding his authority. Even if, he
had processed the appointment, offer of appointment s,
obviously could not have been made while and unless, he
had obtained approval from the Ministry of Agriculture.
In fact, he did make a reference to the Ministry o n
16.11.99 seeking approval or filling up these posts but for
reasons best known to him, he did not wait for this approval
and went ahead and offered appointments to these
applicants. This raise a serious doubt about the motive
behind the haste on the part of Shri Rathore, in appointing
these applicants . The plea now taken on his behalf that such
1021
approval was not required has no basis at all. This is more s o,
when the rules clearly provide that an officer looking after t he
current charge should not have exercised statutory powers of
appointments.
14. These appointments are vitiated on other grounds also.
The fact that all the three applicants are related to Sh ri
Rathore, cannot be a mere co-incidence and reflects on
the intention behind making these appointments. The ways
the selection committee has been constituted by includ ing
even Group-C members, is indicative of the irregula r
practice knowingly adopted by Shri Rathore while making
these appointments .”
(emphasis supplied)
7. The Tribunal then adverted to the legal position that any
appointment made de hors the statutory rules has no validity and that
those who come by the back door have to return by the same back door
and cannot claim protection of principles of natural justice. For that, the
Tribunal relied on the exposition of this Court in the case of Union of
India & Ors. Vs. M. Bhaskaran 1, State of U.P. & Ors. Vs. U.P. State
Law Officers Association & Ors. 2and Kendriya Vidyalaya Sangathan
& Ors. Vs. Ajay Kumar Das & Ors. 3and in conclusion, observed thus:
“17. In this case, Shri H.S. Rathore, not only acted totally
arbitrarily on every step of the process of recruitment but, acted
beyond his powers and jurisdiction while making the appointment.
For the view we have taken that these appointments were made
by an authority not competent to make such appointments, we
do not consider it necessary to go into the other aspects of the
controversy that one the appointees did not possess the requisite
qualifications or that the currency of the sanction of the post s
had expired.
18. It is clear from the discussions in the preceding paragraphs
that these appointments have been made in a totally irregular
manner by an authority not competent to make such
appointments. The appointment letters have been rig htly
1 (1995) Suppl. 4 SCC 100
2 (1994) 2 SCC 204
3 (2002) 4 SCC 503
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
cancelled and orders of cancellation do not call fo r any
interference by this Tribunal. The applicants have miserably failed
to establish any case in their favour. We dismiss these O.A. as
totally devoid of merits. No order as to costs.”
8. Feeling aggrieved, the respondent filed a writ petition in the
High Court of Judicature for Rajasthan at Jodhpur, being D. B. Civil
Writ Petition No. 4235 of 2002. The Division Bench of the High Court,
by judgment and order dated April 23, 2010, upheld the argument of the
respondent that the Office Order dated 29.08.2000 merely records one
fact that the appointment of the respondent was made without approval
of the competent authority. In such a case, the services of respondent
could be terminated only after giving him opportunity of hearing. The
High Court observed thus:
“Upon perusal of the above order, it is abundantly clear that the
only reason for termination of the services of the petitioner was
that appointment was made without approval of the competent
authority. No other ground with regard to competence of the
Director or with regard to allegation against the Director for
making illegal appointment is incorporated for establishing the
allegations. In this view of the matter, the reason for termination
of the services was not made known to the petitioner because
the department neither issued any notice nor provid e any
opportunity of hearing to the petitioner before passing order dated
29.08.2004. The only reason for terminating his services is that
appointment was made without approval of the compet ent
authority; meaning thereby, for contesting the matter before the
Tribunal the grounds other than the basic ground were submitted
before the Tribunal which were meant to be basis for terminating
the services of the petitioner; meaning thereby, the grounds
agitated before the Tribunal were altogether different t han the
reasons incorporated in the order Annex. – 4. In this view of the
matter, we are of the opinion that order of termination suff ers
from arbitrariness and illegality, so also, passed again st the
principles of natural justice.
We are unable to understand the reason incorporated in the
reply filed by the respondents before the Tribunal because t he
reasons incorporated in the reply for terminating the service of
the petitioner are not mentioned in the termination order.”
1023
9. The High Court then adverted to the decision of D.K. Yadav
Vs. J.M.A. Industries Ltd. 4 and the decision of the Division Bench of
the same High Court in the case of Bhupal Singh Vs. State of
Rajasthan 5. Thereafter, the High Court concluded as follows:
“Upon assessment of the termination order, we are of the opinion
that the Tribunal has committed gross error while dismissing the
original application filed by the petitioner. So also, the termination
order dated 29.8.2000 issued in violation of the principles of natural
justice by the Department for terminating the services of the
petitioner is patently illegal order and the same deserv es to be
quashed.
Hence, while following the judgment of Hon’ble Supreme Court
in D.K. Yadav’s case (supra) and judgment of the Division Bench
of this Court in the case of Bhupa Singh Vs. State of Rajasthan
(supra), this writ petition is allowed. The impugned judgm ent
dated 06.06.2002 passed by the Tribunal in Original Application
No.206/2000 is set aside. The order dated 29.08.2000 (Annex.-
4 to the original application), terminating the services of the
petitioner, is quashed and set aside. Further, it is made clear that
as a consequence of quashing termination order Annex. – 4, the
petitioner will be entitled to all consequential benefits except back-
wages and petitioner shall be reinstated in service forthw ith.
Respondents will, however, be at liberty to pass fresh order for
terminating the services of the petitioner, in accordance wi th
law, if valid and lawful grounds exist to show that petitioner has
committed any illegality while seeking appointment.”
The High Court thus opined that the termination order could be passed
only after giving opportunity to the respondent and not otherwise.
10. Being aggrieved, the appellants filed the present Special Leave
Petition. This Court not only granted leave to appeal but also stayed the
operation of the impugned judgment during the pendency of the appeal
before this Court.
11. According to the appellant, the High Court commi tted
manifest error in overturning a well considered decision of the Tribunal.
For, the fact that no prior approval of the competent authority as required
4 (1993) 3 SCC 259
5 (1988) 2 RLW 428
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
under the statutory rules had been obtained before issuing the letter of
appointment in favour of the respondent, is indisputable. That reason
has been explicated in the subject office order dated 29. 08.2000. The
High Court, without recording any opinion on the efficacy of that reason,
proceeded to set aside the subject office order on the grou nd that no
opportunity was given to the respondent before issuing the same. Relying
on the exposition in the cases of Kendriya Vidyalaya Sangathan (supra)
and State of Manipur and Ors. Vs. Y. Token Singh and Ors. 6, it is
contended that giving prior opportunity to the respondent before issuing
the subject office order was not obligatory; and no fruitfu l purpose
would have been served by giving such notice. The High Court, therefore,
was manifestly wrong. It is submitted that prior approval of the competent
authority is the quintessence for issuing a valid and legal appoin tment
order. Whereas, appointment order issued in favour of the respondent
being void ab initio, the competent authority was duty bound to t ake
corrective and remedial action in the matter. That brooked no delay.
12. It is also submitted that the High Court mainly recorded three
aspects to interfere with the impugned office order. First, that the office
order does not state that the Director Incharge was not c ompetent to
issue the appointment letter. Additionally, there is no tittle of indication in
the said order that the appointing authority committed any illegality in
making appointment. Second, the reason for termination of services of
respondent was not made known to him by issuing a notice or by providing
him an opportunity of hearing. Third, the Tribunal took extraneous facts
into account to uphold the subject office order, by adverting to grounds
not referred to therein. It is submitted that none of the above, dealt with
the core reason noted in the subject office order - that the same was
necessitated as an illegal appointment had been made by the then Director
Incharge H.S. Rathore, Agriculture Officer and without prior approval
of the competent authority. The appellant therefore, submits that the
impugned decision of the High Court is manifestly wrong and deserves
to be set aside and the order of the Tribunal ought to be restored, upholding
the office order dated 29.08.2000.
13. Per contra, the respondent has supported the reasons recorded
by the High Court and vehemently contends that no interfere nce is
warranted. According to the respondent, the appoint ment of the
respondent has been made after adhering to necessar y formalities
6 (2007) 5 SCC 65
1025
pursuant to a public advertisement, wherein the respondent emerged as
the successful candidate. Only thereafter he was appointed to th e post
of Veterinary Compounder. It is submitted that the respondent acquired
an indefeasible right to remain on that post and in service. According to
the respondent, his services could not be terminated without affording
opportunity of hearing. Only upon affording opportunity, the respondent
could have been able to point out that there was no illegality in his
appointment. Inasmuch as lack of approval of the competent authority
before issuance of the letter of appointment, does not render the
appointment void but at best, an irregularity. Since the appointment was
not void ab initio, no termination order could be issued without affording
opportunity to the respondent. The respondent has relied on the decisions
of this Court in the case of The Remington Rand of India Ltd. Vs.
The Workmen 7, Karnal Improvement Trust, Karnal Vs. Parkash
Wanti (Smt.) (Dead) and Anr. 8and Montreal Street Railway Company
Vs. Normandin 9. The respondent contends that the mere fact that the
High Court has not dealt with the reason stated in the subject of fice
order about the lack of approval of competent authority, can be no basis
to whittle down the indefeasible right enured to him. Further, deprivation
of opportunity of hearing before passing the termination order was fatal
as the said order entailed civil consequences to him. The responde nt
prays for dismissal of the appeal.
14. We have heard the learned counsels for appellants Mr. A.K.
Panda, Senior Advocate, Mrs. C.K. Sucharita, Mr. Shailender Saini, Mr.
Raj Bahadur and Mr. D.S. Mahra, and Dr. Manish Singhvi, Mr. Shailja
Nanda Mishra, Mr. Satyendra Kumar, Mr. Yuvraj Simant and Mr. Irshad
Ahmad, learned counsels for respondent.
15. Reverting to the subject office order, we are in agreeme nt
with the stand taken by the appellant that the same is a s impliciter
termination and is no reflection on the conduct of the responde nt. It
merely explicates that his appointment was illegal having been made by
the then Director Incharge H.S. Rathore, Agriculture Officer and without
prior approval of the competent authority. No more and no less.
16. We shall now consider the efficacy of the reason so recorded
in the office order. The recruitment procedure in relation to the post of
7 (1968) 1 SCR 164
8 (1995) 5 SCC 159
9 AIR (1917) Privy Council 142
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
Veterinary Compounder is governed by the statutory rules titled ‘Central
Cattle Breeding Farms (Class III and Class IV posts) Recruitment Rules,
1969, as amended from time to time and including th e executive
instructions issued in that behalf. As per the stated dispensation for such
recruitment, the appointment letter could be issued only by an authorised
officer and after grant of approval by the competent authority. Nowhere in
the Original Application filed by the respondent, it has been asserted that such
prior approval is not the quintessence for issuing a letter of appointment.
17. For taking this contention forward, we may assume, for the
time being, that the then Director Incharge H.S. Rathore, Agricul ture
Officer had the authority to issue a letter of appointment. Nevertheless,
he could do so only upon obtaining prior written approval of the competent
authority. No case has been made out in the Original Appli cation that
due approval was granted by the competent authority before issue of
the letter of appointment to the respondent. Thus, it is indisputable that
no prior approval of the competent authority was given for the appointment
of the respondent. In such a case, the next logical issue that arises for
consideration is: whether the appointment letter issued to the respondent,
would be a case of nullity or a mere irregularity? If it is a case of nullity,
affording opportunity to the incumbent would be a mere formality and
non grant of opportunity may not vitiate the final decision of termination
of his services. The Tribunal has rightly held that in absenc e of prior
approval of the competent authority, the Director Incharge c ould not
have hastened issuance of the appointment letter. The act of commission
and omission of the then Director Incharge would, therefore, suffer from
the vice of lack of authority and nullity in law.
18. There is yet another aspect which has been glossed over by
the High Court. The subject office order dated 29.08.2000 opens with
the statement that the same was issued in compliance with the Ministry’s
decision vide letter No.8-6/1999-ADMN.III dt.18.08.2000. By reference
to the said communication-cum-decision of the Minist ry, it stood
incorporated in the subject office order. Besides, the subject office order
explicitly states that the appointment of the respondent was illegally made
by the then Director Incharge H.S. Rathore, Agriculture Officer. This
reason of illegal appointment takes within its fold the unilateral constitution
of the selection Board (not in accordance with the prescribed constitution
of the selection Board) and also H.S. Rathore nominating himself as the
Chairman of such Board, although disqualified to be on the Board because
1027
the candidate was related to him. As a result, the Ministry took holistic
decision on 18.08.2000 at the highest level after reckoning all aspects of
the matter including that it was not just a solitary appoi ntment of the
respondent, but also other appointment letters issued by H.S. Rathore
under his signature. All such appointments have been nullified by the
Ministry in the same manner in addition to initiating departmental action
against H.S. Rathore. Tersely put, all appointments made by H.S. Rathore
came under the scanner as being fraudulent and without authority. Such
appointments would obviously be a nullity in law.
19. The Tribunal had justly relied on the exposition in the cases
of M. Bhaskaran (supra) and in particular, Kendriya Vidyalaya
Sangathan (supra). In the latter case, in paragraph 5 of the reported
decision, while dealing with a similar situation, the Court observed that if
the appointment letters are nullity, having been issued by an officer who
did not wield authority to do so, there was no question of observance of
principles of natural justice even though the affected party was not before
the Court.
20. In the case of State of Manipur (supra), the appointment
letters were cancelled on the ground that the same were issued without
the knowledge of the department of the State. The Court after adverting
to the reported decisions concluded that the candidates were not entitled
to hold the posts and in a case of such nature, principles of natural justice
were not required to be complied with, particularly when the same would
result in futility. It may be useful to advert to paragraph 22 of the reported
decision, which reads thus:
“22. The respondents, therefore, in our opinion, were not entitled
to hold the posts. In a case of this nature, where the facts
are admitted, the principles of natural justice were not
required to be complied with, particularly when the s ame
would result in futility . It is true that where appointments had
been made by a competent authority or at least some steps have
been taken in that behalf, the principles of natural justice are
required to be complied with, in view of the decision of this Court
in Murugayya Udayar 10 .”
(emphasis supplied)
10 (1991) Supp. (1) SCC 331
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
20. In paragraph 30 of the reported decision, the Court adverted
to the exposition in M.C. Mehta Vs. Union of India & Ors. 11 which
evolved the ‘useless formality’ theory. It is apposite to reproduce
paragraphs 30 to 32 of the reported judgment, which read thus:
“30. In M. C. Mehta Vs. Union of India this Court developed
the “useless formality” theory stating: (SCCPP.246-47, para 22)
“More recently Lord Bingham has deprecated the ‘useless
formality’ theory in R.v. Chief Constable of the Thames Valley
Police Forces, ex p Cotton 12 by giving six reasons. (See also
his article ‘Should Public Law Remedies be Discretionary ?
1991 PL, p.64.) A detailed and emphatic criticism of the ‘useless
formality theory’ has been made much earlier in ‘Natural
Justice, Substance or Shadow’ by Prof. D.H. Clark of Canada
(see 1975 PL, pp. 27-63) contending that Malloch and Glynn
were wrongly decided. Foulkes (Administrative Law, 8 th Edn.,
1996, p.323), Craig (Administrative Law, 3 rd Edn., p. 596) and
others say that the Court cannot prejudge what is to be decided
by the decision-making authority. De Smith (5 th Edn., 1994,
paras 10.031 to 10.036) says courts have not yet committed
themselves to any one view though discretion is always with
the court. Wade (Administrative Law, 5 th Edn., 1994, pp. 526-
30) says that while futile writs may not be issued, a distinction
has to be made according to the nature of the decision. Thus,
in relation to cases other than those relating to admitted or
indisputable facts, there is a considerable divergence of opinion
whether the applicant can be compelled to prove that t he
outcome will be in his favour or he has to prove a case of
substance or if he can prove a ‘real likelihood’ of success or if
he is entitled to relief even if there is some remote chance of
success. We may, however, point out that even in cases where
the facts are not all admitted or beyond dispute, there is a
considerable unanimity that the courts can, in exercise of their
‘discretion’, refuse certiorari, prohibition, manda mus or
injunction even though natural justice is not followed. We may
also state that there is yet another line of cases as in State
11 (1999) 6 SCC 237
12 (1990) IRLR 344
1029
Bank of Patiala Vs. S.K. Sharma 13 , Rajendra Singh Vs.
State of M.P . 14 that even in relation to statutory provisions
requiring notice, a distinction is to be made between cases
where the provision is intended for individual benefit and where
a provision is intended to protect public interest. In the former
case, it can be waived while in the case of the latter, it cannot
be waived.”
(emphasis in original)
31. In Kendriya Vidyalaya Sangathan it was held: (SCC p.
505, para5)
“It is clear that if after the termination of servic es of the
said Dr. K.C. Rakesh, the orders of appointment are issued,
such orders are not valid . If such appointment orders are a
nullity, the question of observance of principles of natural
justice would not arise.”
32. In Bar Council of India Vs. High Court of Kerala 15 it
was stated : (SCC p.323, para45)
“ Principles of natural justice, however, cannot be
stretched too far. Their application may be subject to the
provisions of a statute or statutory rule.”
(emphasis supplied)
In the present case, the appointment letter was admittedly issued without
the approval of the competent authority.
22. In Dhirender Singh & Ors. Vs. State of Haryana & Ors. 16 ,
termination of the appellant therein albeit without notice, was not interfered
with by the Court as admittedly the same was not approved by the
competent authority. The underlying principle will apply proprio vigore
to the present case, as the letter of appointment has been issued by an
officer who had no authority to do so and also because it was issued
without waiting for the approval of the competent authority. Resultantly,
there was no necessity to afford opportunity to the respondent be fore
issuing the letter of cancellation of such appointment. The m ere fact
13 (1996) 3 SCC 364
14 (1996) 5 SCC 460
15 (2004) 6 SCC 311
16 (1997) 2 SCC 712
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
that such letter of appointment had been issued in favour of the respondent
does not bestow any right in his favour much less to i nsist for an
opportunity of being heard.
22. Reverting to the impugned decision of the High Court, the
High Court has not analysed the efficacy of the crucial reason recorded
in the subject office order dated 29.08.2000 in its correct pers pective.
Indeed, the High Court has noted that prior approval of the competent
authority was not mandatory. That observation, in our opinion, is manifestly
wrong. We affirm the view expressed by the Tribunal that the appointment
of respondent was not in conformity with the governing Rule s and
executive instructions in that regard.
23. Further, the High Court could not have interfered with t he
subject office order solely on the ground that it was issued wit hout
affording an opportunity to the respondent. The other reason which had
weighed with the High Court, in our opinion, will be of no avail to the
fact situation of the present case. To wit, the fact that the subject office
order does not attribute any motives to the then Director Incharge, can
be no basis to invalidate the same. In our opinion, the office order records
just and tangible reason as to why the appointment of the respondent is
illegal. Unless the core reason mentioned in the subject office order was
found to be untenable, the High Court could not have concluded that the
subject office order was vitiated merely because it was issued wit hout
notice or lack of opportunity to the respondent. Similarly, the fact that
the Tribunal has taken note of other grounds urged by the parties (other
than the reason noted in the subject office order), per se, cannot be the
basis to invalidate the subject office order which is otherwis e just and
proper. The High Court could have ignored those other reasons/grounds
taken into account by the Tribunal.
24. Reverting to the decisions relied upon by the respondent, we
fail to understand as to how the decision in the case of The Remington
Rand of India Ltd. (supra) will be of any avail to the respondent. In
that case, the Court was called upon to consider the effect of not
publishing the award passed by the Hon’ble Tribunal within the statutory
period. In the context of that question, the Court opined that the provision
in Section 17(1) of the Industrial Disputes Act was merely directory and
not mandatory and on that basis concluded that publication of a ward
beyond 30 days would not make it invalid. In the present case, the letter
of appointment could be issued by the designated director and only after
1031
grant of prior approval from the competent authority (the superior
authority in the hierarchy of administrative set up). Without such approval,
the then Director Incharge in no case could have rushed throug h the
process of issuing the letter of appointment, an action which was without
authority of law and a nullity.
25. In the case of Karnal Improvement Trust, Karnal (supra),
the Court considered the distinction between ministerial acts and statutory
or quasi judicial functions under the statute and, in that context, observed
that something should be done or in a particular manner and expressly
declaring what shall be the consequence of non compliance, the effect
thereof would be to treat the infraction as a mere directory requirement
and not invalidate the action, so as to disregard the same. The principle
expounded in this decision will be of no avail to the respondent. In light
of factual matrix of this case, the letter of appointment in favour of the
respondent was issued illegally by the Director Incharge H.S. Rathore,
Agriculture Officer and without prior approval of the competent authority.
It was a nullity.
26. Even the case of Montreal Street Railway Company (supra)
cannot come to the rescue of the respondent. In the present case, the
requirement to obtain prior approval of the competent authority has been
made an essential requirement and only then would the appointing authority
be competent to issue letter of appointment. For, after t he proposal is
submitted for approval to the competent authority through proper channel
by the official duly authorised to do so, the competent authority would
reckon all aspects of the matter including whether the selection process
has been properly followed in all respects. That would include the question
such as whether the then Director Incharge could have consti tuted the
Board of seven members, contrary to the established norms and moreso
to act as Chairman of such a Board after full knowledge that the candidate
appearing for the interview was his relative.
27. We have no hesitation in concluding that in the fact situation
of the present case, giving opportunity of hearing to the respondent before
issuance of the subject office order was not an essential requir ement
and it would be an exercise in futility. For the view that we have taken,
the exposition in D.K. Yadav (supra), which commended to the High
Court, in our opinion, has no application to the fact situation of the present
case concerning an appointment which is void ab initio and nullity.
UNION OF INDIA AND ANR. v. RAGHUWAR PAL SINGH
[A. M. KHANWILKAR, J.]
28. Accordingly, we set aside the impugned judgment and order
of the High Court and restore the judgment of the Central Administrative
Tribunal dated 06.06.2002, dismissing the Original Application filed by
the respondent.
30. The appeal succeeds in the above terms with no order as to
costs.
Kalpana K. Tripathy Appeal a llowed.