High Court of Judicature at Allahabad Through Registrar General v. the State of Uttar Pradesh & Ors.
ADARSH KUMAR GOEL, J. 1. Leave granted in Special
Leave Petition (Civil) No.26993 of 2017 and SLP (Civil) D. No.39750
of 2017. The question for consideration is the validity of determination
of seniority of promotee and direct recruit Higher Judicial Service (HJS)
officers in the State of Uttar Pradesh. Dispute mainly relates to the
principle to be applied for determining seniority for direct recruits and
promotees of the years 2007 and 2009 in the context of Rules 22 and 26
of the Uttar Pradesh Higher Judicial Service Rules, 1975 (t he Rules)
and the judgment of this Court in All India Judges Association versus
Union of India 1.
2. Before giving brief facts we may note that the Rules and the
issue of seniority of the HJS officers were subject matter of consideration,
inter alia, in P.K. Dixit versus State of U.P. 2, O.P. Garg versus State
of U.P. 3, Sri Kant Tripathi versus State of U.P. 4, Ashok Pal Singh
versus U.P. Judicial Services Association 5, V.K. Srivastava versus
Govt. of U.P. 6 and Het Singh Yadav versus State of U.P. 7
3. In P. K. Dixit (supra),there was challenge to the seniority list
on the ground that vacancies had not been properly calculated as per the
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P.
1 (2002) 4 SCC 247
2 (1987) 4 SCC 621
3 (1991) Supp. (2) SCC 51
4 (2001) 10 SCC 237
5 (2010) 12 SCC 635
6 (2008) 9 SCC 77
7 Civil Appeal No.5270 of 2012 decided on 15.9.2016
Rules. This Court directed that matter should be examined afresh with
reference to appointments on posts available before the Rules came into
force.
4. In O.P. Garg (supra),challenge to seniority list of 1988 was
considered. This Court held that benefit of continuous length of service
for a promote officer for a promote officer has to be with reference to
availability of a vacancy and not independent thereof. Second and third
proviso to Rule 8(2) and part of Rules 22 and 26 were declared ultra vires.
5. In Sri Kant Tripathi (supra) question was about correctness
of calculation for working out ratio between direct recruits and promotees.
The issue had arisen with reference to recruitments for the years 1988
to 1994. This Court directed that for 1988 recruitment, the High Court
should determine number of vacancies available in the relevant year of
recruitment and then allocate the vacancies to differ ent sources of
recruitment. It was also directed that vacancies should b e filled up in
the year when vacancies become available. If a post is available in the
quota of promotees, selection is made but promotion is not given,
promotion must take effect from the date the promotee could have been
appointed.
6. In Ashok Pal Singh (supra) one of the issues was whether
procedure of carrying forward of vacancies adopted by the High Court
was erroneous. This Court held that no direct recruit at a s ubsequent
recruitment can claim that his seniority should be recko ned from the
date earlier to the date of his joining. The seniority of the promotee had
to commence from the date he should have been appointed against an
available vacancy for which he had already been selected.
7. In V.K. Srivastava (supra) , challenge was to the amendment
of the Rules as notified on 9 th January, 2007 on the ground that giving of
retrospective effect prejudiced the vested right of the candidate eligible
for vacancies prior to the amendment. This Court dismissed the writ
petition with the observation that the Rules had been duly complied with
for the year 2008 selection.
8. In Het Singh Yadav (supra) question for consideration was
the validity of seniority list of promotees with regard to vacancies existing
prior to 15 th March, 1996. The High Court quashed the seniority list
dated 24 th August, 2007. Correctness of the view taken before the High
Court was subject matter of consideration before this Court. This Court
1095
noted that after the judgment of the High Court dated 16 th December,
2010, seniority list had been finalized on 14 th April, 2016 consistent with
the directions in Ashok Pal Singh (supra) against which matter was
pending consideration before the High Court. This Court set aside the
judgment of the High Court leaving the merits of the matter to be gone
into by the High Court in the matter pending before it.
9. In All India Judges case (supra), it was directed that
recruitment to HJS at the relevant time had to be as follows :
“(a) 50 per cent by promotion from amongst Civil Judges (Senior
Division) on the principle of merit-cum-seniority and pa ssing
a suitability test;
(b) 25 per cent by promotion strictly on the basis of merit throu gh
a limited competitive departmental examination on C ivil
Judges (Senior Division) having not less than five years
qualifying service, and;
(c) 25 per cent of the posts shall be filled directly fro m amongst
the eligible advocates on the basis of written and viva v oce
test conducted by the respective High Courts.”
10. It was observed that to avoid litigation, seniority rules should
provide for roster system as laid down in R.K. Sabharwal versus State
of Punjab 8 . Direction of this Court is as follows :
“29. Experience has shown that there has been a constan t
discontentment amongst the members of the Higher Judicial
Service in regard to their seniority in service. For over three
decades a large number of cases have been institute d in
order to decide the relative seniority from the off icers
recruited from the two different sources, namely, promote es
and direct recruits. As a result of the decision today , there
will, in a way, be three ways of recruitment to the Higher
Judicial Service. The quota for promotion which we have
prescribed is 50 per cent by following the principle “m erit-
cum seniority”, 25 per cent strictly on merit by li mited
departmental competitive examination and 25 per cen t by
direct recruitment. Experience has also shown that the le ast
amount of litigation in the country, where quota syste m in
recruitment exists, insofar as seniority is concerned, is where
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
8 (1995) 2 SCC 745
a roster system is followed. For example, there is, as per the
rules of the Central Government, a 40-point roster which
has been prescribed which deals with the quotas for
Scheduled Castes and Scheduled Tribes. Hardly, if ever, there
has been a litigation amongst the members of the se rvice
after their recruitment as per the quotas, the seniorit y is fixed
by the roster points and irrespective of the fact as to w hen a
person is recruited. When roster system is followed, t here is
no question of any dispute arising. The 40-point roster ha
been considered and approved by this Court in R.K.
Sabharwal v. State of Punjab (supra) One of the methods of
avoiding any litigation and bringing about certainty in t his
regard is by specifying quotas in relation to posts and not in
relation to the vacancies. This is the basic principle on t he
basis of which the 40-point roster works . We direct the High
Courts to suitably amend and promulgate seniority rules o n
the basis of the roster principle as approved by this Court in
R.K. Sabharwal case (supra) as early as possible. We h ope
that as a result thereof there would be no further dis pute in
the fixation of seniority. It is obvious that this sys tem can
only apply prospectively except where under the rele vant
rules seniority is to be determined on the basis of quota and
rotational system. The existing relative seniority of the
members of the Higher Judicial Service has to be prote cted
but the roster has to be evolved for the future.”
(emphasis added)
11. The Rules as originally framed envisaged three sources of
recruitment – direct recruitment from the bar, promotion from members
of Uttar Pradesh Nyayik Sewa (UPNS) and officers out of cadre of
judicial magistrates. There was also a provision for quota for the different
sources. Number of appointments to be made is required to be identified.
Seniority is to be determined as per Rule 26.
12. As a result of observations in the above judgments, there was
amendment in the Rules. It may not be necessary to ref er all the
amendments but reference to some of the amendments may be
necessary.
13. Accordingly, Rule 6 was amended to give effect t o the
judgment of this Court in All India Judges’ case (supra) vide U.P.
1097
Higher Judicial Service (Sixth Amendment) Rules, 2006 notified on
January 09, 2007. By the said amendment, the criteria for recruitment
by promotion was changed. Requirement of passing a suitabil ity test
was incorporated. There was also modification about the percentage of
quota. The suitability test in pursuance of the said amended rules was
held for the first time in the year 2008. The introduction of the roster
was introduced by U.P. Higher Judicial Service (Seventh Amendment)
Rules, 2009 which was notified on 8 th August, 2009.
14. Reference may now be made to the relevant Rules.
Rule 5
U.P. Higher Judicial Service Rules, 1975
(Prior to the Sixth Amendment in 2006)
Uttar Pradesh Higher Judicial Service
(Sixth Amendment) Rules, 2006
(come into force w.e.f 21 st March, 2002)
Rule 5. Sources of recruitment. -The
recruitment to the Service shall be made--
(a) by direct recruitment of pleaders and
advocates of not less than seven years'
standing on the first day of January next
following year in which the notice inviting
applications is published;
(b) by promotion of confirmed members of
the Uttar Pradesh Nyayik Sewa (hereinafter
referred to as the Nyayik Sewa), who have
put in not less than seven years service to be
computed on the first day of January next
following the year in which the notice
inviting application is published:
Provided that so far long as suitable officers
are available from out of the dying cadre of
the Judicial Magistrates confirmed officers
who have put in not less than seven years
service to be computed as aforesaid shall be
eligible for appointment as Additional
Sessions Judges in the Service.
Explanation.--When a person has been both
a pleader and an advocate his total standing
in both the capacities shall be taken into
account in computing the period of seven
years under clause (a)."
Rule 5 was substituted as under:-
Sources of recruitment --The
recruitment to the service shall be made-
(a) By promotion from amongst the Civil
Judges (Senior Division) on the basis of
Principle of merit-cum-seniority and
passing a suitability test.
(b) By promotion strictly on the basis of
merit through limited competitive
examination of Civil Judges (Senior
Division) having not less than five years
qualifying service;
(c) By direct recruitment from amongst
the Advocates of not less than seven
years standing on the first day of January
next following the year in which the
notice inviting applications is published.
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
Rule 6
U.P. Higher Judicial
Service Rules, 1975
(Prior to the Sixth
Amendment in 2006)
Uttar Pradesh Higher
Judicial Service (Sixth
Amendment) Rules,
2006
(come into force w.e.f 21
st
March, 2002)
Uttar Pradesh Higher
Judicial Service
(Ninth Amendment)
Rules, 2014
Rule 6. Quota .- Subject
to the provisions of Rule
8, the quota for various
sources of recruitment
shall be-
Provided that where the
number of vacancies to
be filled in by any of
these sources in
accordance with the quota
is in fraction, less than
half shall be ignored and
the fraction of half or
more shall ordinarily be
counted as one:
(i) Direct recruits from
the Bar 15% of the
vacancies
(ii) Uttar Pradesh
Nyayik Sewa 70%
(iii) Uttar Pradesh
Judicial Officers
service (Judicial
Magistrate) 15%
Provided further that
when the strength in the
cadre of the Judicial
Magistrates gradually gets
depleted or is completely
exhausted and suitable
candidates are not
available in requisite
numbers or no candidate
remains available at all,
the shortfall in the number
of vacancies required to
be filled from amongst
Judicial Magistrates and
in the long run all the
vacancies, shall be filled
Rule 6 was substituted
as under:-
6. Quota -Subject to the
provisions of rule 8, the
quota for various sources
of recruitment shall be-
(i) Uttar Pradesh Nyayik
Sewa:
(a) from amongst the
Civil Judges (Senior
Division) on the basis
of merit-cum-
seniority and passing
a suitability test. -
50%
(b) on the basis of merit
through limited
competitive
examination of Civil
Judges (Senior
Division) having not
less than five years
qualifying service. -
10%
Provided that in case
of there being any
shortfall in the vacancies
to be filled up on the basis
of in cadre competitive
examination, the shortfall
of 25% reserved for such
promotion will be made
good by corresponding
increase in the quota
reserved for promotion of
Civil Judge (Senior
Division) referred to in
Clause (i)(a).
Rule 6 was substituted
as under :-
Quota-6 . Subject to the
provisions of rule 8, the
quota for various
sources of recruitment
shall be-
(i) Uttar Pradesh
Nyayik Sewa:
(a) from amongst the
Civil Judges (Senior
Division) on the
basis of merit-cum-
seniority and passing
a suitability test. -
65%
(b) on the basis of
merit through
limited competitive
examination of civil
Judges (Senior
Division) having not
less than five years
service. -10%
Provided that in case
of there being any
shortfall in the
vacancies to be
filled up on the basis
of in cadre
competitive
examination, the
shortfall of 10%
reserved for such
promotion will be
made good by
corresponding
increase in the quota
1099
Rule 8
Uttar Pradesh Higher
Judicial Service
(Ninth Amendment)
Rules, 2014
Rule 6 was substituted
. Subject to the
provisions of rule 8, the
quota for various
sources of recruitment
(i) Uttar Pradesh
(a) from amongst the
Civil Judges (Senior
Division) on the
basis of merit -cum-
seniority and passing
a suitability test. -
(b) on the basis of
merit through
limited competitive
examination of civil
(Senior
Division) having not
less than five years
Provided that in case
of there being any
shortfall in the
vacancies to be
filled up on the basis
of in cadre
examination, the
shortfall of 10%
reserved for such
otion will be
made good by
increase in the quota
by promotion from
amongst the members
of the Nyayik Sewa
and their quota shall,
in due course,
become 85 per cent.
(ii) direct recruitment
from Bar - 25%
Provided that
where the number of
vacancies to be filled in
by any of these sources
in accordance with the
quota is in fraction, less
than half shall be ignored
and the fraction of half
or more shall ordinarily
be counted as one:"
reserved for promotion
of Civil Judge (Senior
Division) referred to in
clause (i)(a).
(ii) Direct recruitment
from Bar-25%
Provided that
where the number of
vacancies to be filled
in by any of the
sources in accordance
with the quota is in
fraction, less than half
shall be ignored and
the fraction of half or
more shall ordinarily
be counted as one:
U.P. Higher Judicial Service
Rules, 1975
(Prior to the Sixth Amendment in
2006)
Uttar Pradesh Higher Judicial
Service (Sixth Amendment) Rules,
2006
(come into force w.e.f 21 st March,
2002)
Rule 8. Number of appointments to
be made.---(1) The Court shall,
from time to time, but not later than
three years from the last
recruitment, fix the number of
officers to be taken at the
recruitment keeping in view the
vacancies then existing and likely to
occur in the next two years.
Note---The limitation of three years
mentioned in this sub-rule shall not
apply to the first recruitment held
after the enforcement of these rules.
(2) If at any selection the number of
selected direct recruits available for
appointment is less than the number
of recruits decided by the Court to
be taken from that source, the Court
may increase correspondi ngly the
number of recruits to be taken by
promotion from the Nyayik Sewa;
In Rule 8 the existing sub rule (2)
was substituted as under:-
"8.(2) If at any selection the number
of selected direct recruits available
for
"8.(2) If at any selection the number
of selected direct recruits available
for appointment is less than the
number of recruits decided by the
Court to be taken from that source,
the Court may increase
correspondingly the number of
recruits to be taken by promotion
from the Nyayik Sewa;
Provided that the number of
vacancies filled in as aforesaid
under this sub rule shall be
taken into consideration while
fixing the number of vacancies
to be allotted to the quota of
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
Provided that the number of vacancies filled
in as aforesaid under this sub rule shall be
taken into consideration while fixing the
number of vacancies to be allotted to the
quota of direct recruits at the next
recruitment, and the quota for direct recruits
may be raised accordingly; so, however, that
the percentage of direct recruits in the
Service does not in any case exceed 15 per
cent of strength of the service.
Provided further that all the permanent
vacancies existing on May 10, 1974 plus 31
temporary posts existing on that date, if any
when they are converted into permanent
posts, shall be filled by promotion from
amongst the members of the Nyayik Sewa;
and only the remaining vacancies shall be
shared between the three sources under these
rules;
Provided also that the number of vacancies
equal to 15 per cent of the vacancies referred
to in the last preceding proviso shall be
worked out for being allocated in future to
the Judicial Magistrates in addition to their
quota of 15 per cent prescribed in Rule 6, and
thereupon, future recruitment (after the
promotion from amongst the members of the
Nyayik Sewa against vacancies referred to in
the last preceding proviso) shall be so
arranged that for so long as the additional 15
per cent vacancies worked out as above have
not been filled up from out of the Judicial
Magistrates, the allocation of vacancies shall
as follows---
(i) 15 per cent by direct recruitment.
(ii) 30 per cent from out of the Judicial
Magistrate;
(iii) 55 per cent from out of the members
of the Nyayik Sewa.
direct recruits at
the next
recruitment, and
the quota for
direct recruits
may be raised
accordingly so,
however, that the
percentage of
direct recruits in
the service does
not in any case
exceed 25% of
strength of the
service.
1101
Rule 18
Rule 20
direct recruits at
the next
recruitment, and
the quota fo r
direct recruits
may be raised
accordingly so,
however, that the
percentage of
direct recruits in
the service does
not in any case
exceed 25% of
strength of the
U.P. Higher Judicial Service Rules, 1975
(Prior to the Sixth Amendment in 2006)
Rule 18 . (1) The Selection Committee referred to in Rule 1 6 shall
scrutinize the applications received and may therea fter hold such
examination, as it may considered necessary for jud ging the suitability
of the candidates. The committee may call for inter view such of the
applicants who in its opinion have qualified for in terview after scrutiny
and examination.
(2) In assessing the merits of a candidate the Selection Committee shall
have due regard to his professional ability,charact er, personality and
health.
(3)The Selection Committee shall make a preliminary selection and
submit the record of all candidates to the Chief Ju stice and recommend
the names of the candidates in order of merit who, in its opinion, are
suitable for appointment to the service.
(4) The Court shall examine the recommendations of the Selection
Committee and having regard to the number of direct recruits to be
taken, prepare a list of selected candidates in ord er of merit and
forward the same to the Governor.
U.P. H igher Judicial
Service Rules, 1975
(Prior to the Sixth
Amendment in 2006)
Uttar Pradesh Higher
Judicial Service (Sixth
Amendment) Rules,
2006
(come into force w.e.f.
21
st
March, 2002)
Uttar Pradesh Higher
Judicial Service (Ninth
Amendment) Rules,
2014
Rul e 20. Promotion of
Members of Nyayik
Sewa -(1) Recruitment by
promotion of the
members of the Nyayik
Sewa shall be made by
selection on the principle
of seniority-cum-merit.
(2) The field of
eligibility for recruitment
by promotion shall be
In Rule 20 - for the
existing sub-rules (1)
and (2), the following
sub-rules were
substituted:-
(1) Recruitment by
promotion of the
members of the
Nyayik Sewa shall
be made by selection
on the principle of
The existing sub -rule (3)
of rule 20 was
substituted as under:-
20.(3) The Selection
Committee shall, after
examining the record of
the officers included in
the list prepared under
sub-rule (2) of this rule
make a preliminary
selection of the officers
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
confined to fou r times the
number of vacancies to be
filled by promotion. The
Selection Committee shall
prepare a list in order of
seniority of the officers
eligible under Rule 5(b) of
these rules.
(3)The Selection Committee
shall, after examining the
record of the officers included
in the list prepared under sub-
rule (2) of this Rule make a
preliminary selection of the
officers who in its opinion are
fit to be appointed on the basis
of seniority-cum-merit. In
assessing the merits of a
candidate, the Selection
Committee have due regard to
his service record, ability,
character and seniority. The
list shall contain the name of
officers twice the number of
vacancies required to be filled
by promotion of the members
of the Nyayik Sewa.
(4) The Selection Committee
shall forward the list of the
candidates chosen at the
preliminary selection to the
Chief Justice along with the
names of the officers who, if
any, in the opinion of the
Committee have been passed
over for promotion to the
service.
(5) The Court shall examine
the recommendations of the
Selection and make a final
selection for promotion and
prepare a list in order of
seniority of the candidates
who are considered fit for
promotion and forward the
same to the Governor. The list
shall remain operative only till
the next recruitment.
merit -cum -seniority
and on passing such a
suitability test, as
prescribed in Appendix
"G(1)"
(2) The field of
eligibility for
recruitment by
promotion
shall be confined to
four times the number
of vacancies to be
filled by promotion.
The selection
Committee shall
prepare a list in order
of seniority of the
officers eligible under
Rule 5(a) of these
rules.
who in its opinion are fit to
be appointed on the basis
of merit-cum-seniority. In
assessing the merit of a
candidate, the Selection
Committee have due
regard to his service
record, ability, character
and seniority. The list shall
contain the names of
officers twice the number
of vacancies required to be
filled by promotion of the
members of the Nyayik
Sewa.
1103
Rule 21 who in its opinion are fit to
be appointed on the basis
seniority. In
assessing the merit of a
candidate, the Selection
Committee have due
to his service
character
and seniority. The list shall
contain the names of
officers twice the number
of vacancies required to be
filled by promotion of the
members of the Nyayik
U.P. Higher Judicial Service Rules,
1975
(Prior to the Sixth Amendment in
2006)
Uttar Pradesh Higher Judicial
Service (Sixth Amendment)
Rules, 2006
(come into force w.e.f 21 st
March, 2002)
Rule 21 . Temporary provisions for
the cadre of the Judicial
Magistrate.- (1) For so long as
suitable officers are available from out
of the dying cadre of the Uttar Pradesh
Judicial Officers Service, confirmed
officers who have put in not less than
seven years' service shall be eligible
for appointment as Additional
Sessions Judges in the service, as
provided in Rules 4, 5, 6 and 8. Such
officers may also be appointed as
Additional Sessions Judge in
officiating and temporary capacity
upto the extent of 15 per cent of the
vacancies in the cadre occurring
during any one period of Selection.
(2) The field of eligibility for
appointment from out of the Judicial
Magistrate shall be confined to four
times the number of vacancies to be
filled from this source. The Selection
Committee shall prepare a list in order
of seniority of the eligible officers.
(3) Criterion for selection shall be
seniority-cum-merit. In assessing the
merits of a candidate the Selection
Committee shall have due regard to
his service record ability, character
and seniority. The preliminary
selection shall be made by the
Selection Committee referred to in
Rule 6 and the list of the selected
candidates shall be forwarded to the
Chief Justice along with the names of
the officers who, if any, in the opinion
of the Committee are unfit for
appointment to the Service.
The existing Rule 21 was
substituted as under:-:
(1) Recruitment by promotion of
the members of Nyayik Sewa as
referred to in Rule 5(b) shall be
made by selection strictly on the
basis of merit through a limited
competitive examination as
prescribed in Appendix 'H'.
(2)Application for recruitment to
the service from such sources
shall be
invited by the Court through
District Judges.
(3) the District Judge shall
forward to the Court all
applications received by him
alongwith his own estimate of
each candidate's character and
fitness for appointment to the
service.
(4) The Selection Committee
referred to in Rule 16 shall
scrutinize the
applications received and shall
hold a limited competitive
examination, as
prescribed in Appendix 'H'.
(5) The Selection Committee
shall prepare a select list on the
basis of the
merit of the successful
candidates.
.
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
Rule 22
(4) The Court shall examine the
recommendations of the Selection
Committee and make a final selection
and prepare a list of candidates
considered fit for appointment in order
of seniority and forward the names of
the officers. The list shall remain
operative only till the next
recruitment.
(5)..........
(6)..........
(7) The Court shall examine the
recommendations of the Selection
Committee and make a final selection
for appointment in HJS cadre and
prepare a list in order of merit and
forward the same to the Governor.
The list shall remain operative only till
the next re cruitment.
(6) The committee shall make a
preliminary selection and submit
the record of all candidates to
the Chief Justice and
recommend the names of the
candidates in order of merit who,
in its opinion are suitable for
appointment to the service.
(7) The Court shall examine the
recommendations of the
Selection Committee and make a
final selection for appointment
in HJS cadre and prepare a list in
order of merit and forward the
same to the Governor. The list
shall remain operative only till
the next recruitment
U.P. Higher Judicial
Service Rules, 1975
(Prior to the Sixth
Amendment in 2006)
Uttar Pradesh Higher
Judicial Service
(Seventh Amendment)
Rules, 2009
Uttar Pradesh Higher
Judicial Service
(Ninth Amendment)
Rules, 2014
Rule 22. Appointment -
(1) Subject to the provisions
of sub-rules (2) and (3), the
Governor shall on receipt
from the Court of the lists
mentioned in Rule 18, 20 and
21 make appointments to the
service on the occurrence of
substantive vacancies by
taking candidates from the
lists in the order in which
they stand in the respective
lists.
Rule 22 .
Appointment.-- (1)
Subject to the provisions
of sub-rule (2) the
Governor shall, on
receipt from the Court of
the list mentioned in
Rules 18, 20 and 21
make appointments to
the service on the
occurrence of
substantive vacancies by
taking candidates from
the list in the order in
which they stand in the
respective lists in
accordance with the
roster.
In Rule 22, the
existing sub-rule (2)
was substituted as
under:-
22. (2) Appointments to
the service shall be
made on the basis of
roster system, the first
post shall be filled from
the list of promotees,
the second post shall be
filled up by direct
recruit, the third and
fourth posts shall be
filled up from the list of
promotees and fifth
post shall be filled up
by the candidate
1105
(6) The committee shall make a
preliminary selection and submit
the record of all candidates to
the Chief Justice and
recommend the names of the
ates in order of merit who,
in its opinion are suitable for
(7) The Court shall examine the
recommendations of the
Selection Committee and make a
final selection for appointment
in HJS cadre and prepare a list in
and forward the
same to the Governor. The list
shall remain operative only till
Uttar Pradesh Higher
Judicial Service
(Ninth Amendment)
In Rule 22, the
rule (2)
was substituted as
ntments to
the service shall be
made on the basis of
roster system, the first
post shall be filled from
the list of promotees,
the second post shall be
filled up by direct
recruit, the third and
fourth posts shall be
filled up from the list of
d fifth
post shall be filled up
(2) Appointments to the
service shall be made on the
rotational system, the first
vacancy shall be filled from
the list of officers of the
Nyayik Sewa. The second
vacancy shall be filled from
the list of direct recruits (and
so on), the remaining
vacancies, shall therefore be
filled by promotion from the
list of the officers of the
Nyayik Sewa.
Provided that for so long as
suitable officers are
available from the cadre of
the Judicial Magistrates,
appointments to the Service
shall be made in such a
way that the second fifth
and eighth (and so on),
vacancy shall be filled
from the list of judicial
Magistrates.
(3) In the eventuality of delay
in making appointment under
sub-rule (1) and further if
exigency of service so
requires, the Governor may,
in consultation with the
Court, make short term
appointment as a stop gap
arrangement from amongst
the members of Nyayik Sewa
in the vacancy in these
services within the quota
fixed by the Court till the
appointment are made under
subrules (1) and (2):
Provided that the period of
service spent by a member of
Nyayik Sewa on short term
appointment to the service as
a stop-gap arrangement shall
not be computed from
seniority under Rule 26.
(2) Appointments to
service shall be made on
the basis of roster
system, the first and
second post shall be
filled from the list of
promotes, the third post
shall be filled up by
direct recruit and the
fourth post shall be filled
up by the candidate
selected strictly on merit
through LDCE (and so
on) according to the
roster as prescribed in
Appendix 'I', which will
cease to become
operative on the date the
respective three streams
achieve their full allotted
vacancies. Thereafter on
account of arising any
vacancy in quota of
respective stream the
same could be filled-up
from the same stream of
which vacancy arises:
Provided that while
following the roster at
no point of time the
percentage of posts
filled from direct
recruit and LDCE shall
exceed 25% each of
the vacancies available
at the time of selection.
In case the percentage
is exceeding the
allotted quota, in such
eventuality the
promotee shall occupy
the vacancy which
would have gone to the
direct recruit or LDCE,
had not the same been
an excess of 25% of
either of the two.
selected strictly on
merit through LDCE
(and so on) according
to the roster as
prescribed in Appendix
'1', which will cease to
become operative on
the date the respective
three streams achieve
their full allotted
vacancies. Thereafter
on account of arising
any vacancy in quota of
respective stream the
same could be filled-up
from the same stream
of which
vacancy arises;
Provided that while
following the roster at
no point of time the
respective percentage
of posts filled from
direct recruit and
LDCE shall exceed
25% and 10% of the
strength of service. In
case the percentage is
exceeding the allotted
quota, in such
eventuality the
promotee shall
occupy the vacancy
which would have
gone to direct recruit
or LDCE, had not the
same been in excess
of 25% and 10%
respectively of either
of the two.
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
Rule 26
15. We may now note the necessary facts. It is clear from resume
of judgments of this Court that there is long history of seniority dispute
of the members of HJS. In the process, there was complex a nd long
drawn effort in determination and redetermination of vacancies. Though,
in pursuance of judgment of this Court in All India Judges’ case (supra),
(4) The appointments
shall be made on
rotational system, the first
vacancy shall be filled
from the list of officers of
the Nyayik Sewa, the
second vacancy shall be
filled from the list of
Judicial Magistrates (and
so on).
(3) In the eventuality of
delay in making appointment
under sub-rule (1) and further
if exigency of service so
requires the Governor may,
in constitution with the
Court, make short term
appointment as a stop-gap
arrangement from amongst
the promotees, in the vacancy
in these services fill the
appointment are made under
sub-rules (1) and (2):
Provided that the period of
service spent by the
promotees on a short term
appointment to the service as
stop-gap arrangement shall
not be computed under Rule
26.
U.P. Higher Judicial Service Rules, 1975
(Prior to the Sixth Amendment in 2006)
Rule 26. Seniority.--(1) Seniority of the officers appointe d in the
Service shall be determined in accordance with the order of
ppointment in the Service under
sub-rules (1) and (2) of Rule 22 of these rules.
(2)Seniority of members of the service who have be en confirmed in
the service prior to the commencement of these rule s shall be as has
been determined by the order of the Government as a mended from
time to time.
1107
amendment in the Rules was carried out and notified on 9 th January,
2007 and principle of suitability test and roaster system were introduced,
in absence of determination of vacancies for the period from 2002 till
2007, neither the promotees could be given appointments in spite of
availability of vacancies and eligibility nor direct recruitments could be
made. Thus, recruitment for the relevant period was initiated belatedly
in the year 2007. In the absence of suitability test, which was conducted
only in the year 2008, the promotees could not be given promotion. In
the circumstances, the direct recruits selected after 2007 could not be
given seniority prior to their joining. Seniority for direct recruits by
following the rota system would have operated unfairly for the promotees.
16. In this background, vacancies as on 31 st December, 2006 and
expected vacancies upto 31 st December, 2008 were determined for the
direct recruits and promotees on 15 th February, 2007.
17. After the rules were amended in the year 2007, vacancies
were worked out and advertisement was issued on 31 st March, 2007.
Suitability test for purposes of promotion was held on 10 th February,
2008. Final list of selected direct recruits was approved b y the Full
Court on 12 th July, 2008.
18. Vide order dated 11 th August, 2008, appointments to the UPHJS
by way of promotion were made. Direct recruited officers to the UPHJS
were appointed between 11 th September, 2008 and 24 th November, 2008.
Though, process for appointment was conducted simultaneously, the
select lists were also forwarded to the Court simultaneous ly, due to
observance of certain formalities, letters of appointment for direct recruits
were given later to the promotion being affected.
19. For the recruitment year 2009, calculation of vacancies was
finalized on 24 th March, 2009. The same was approved by the Full
Court on 10 th April, 2009. Suitability test for promotees was held on 29 th
November, 2009. Select list was approved by the Full Court on 9 th
January, 2010. Appointments were notified on 7 th September, 2010.
Direct recruits for the year 2009 were appointed between 24 th December,
2010 to 20 th April, 2011. After the appointments, the dispute of seniority
cropped up. The direct recruits claimed that they were enti tled to be
given seniority as per rota system laid down under the Rule s and that
they had been wrongly placed junior to the promotees. The promotees
claimed that their seniority should commence from the date of accrual
(1) Seniority of the officers appointed in the
shall be determined in accordance with the order of
(2)Seniority of members of the service who have be en confirmed in
shall be as has
been determined by the order of the Government as a mended from
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
of vacancy, date of their eligibility and officiation and not from the date
of actual appointment.
20. The High Court appointed a Committee to go into the matter.
The Committee took up determination of vacancy and fixation of seniority
for the HJS officers appointed upto 1998-2000 which was finalized on
1st August, 2011. Thereafter, determination of vacancies and fixation of
seniority of 2007 and 2009 recruitments was considered by the committee
vide its report dated 23 rd September, 2015 and 6 th April, 2016. The same
was approved by the Full Court on 14 th June, 2016.
21. The report of the Committee dated 23 rd September, 2015 was
in continuation of its earlier reports finalizing seniority lists dated 6 th May,
1995 and 13 th July, 2011, with reference to officers recruited prior to
2007. The Committee determined vacancies vide its report dated 7 th
February, 2012 on the basis of which tentative seniority lists dated 25 th
July, 2013 and 18 th December, 2014 were published. Objections to the
said tentative seniority lists were considered in the said report.
22. The question considered by the Committee was whether long
officiation by officers of UPNS should be given due credit so that they
may not suffer on account of delay in holding suitability test. Suitability
test was not held due to non amendment of the Rules upto 9 th January,
2007 inspite of judgment of this Court dated 21 st March, 2002. Thus,
from 21 st March, 2002 to 2008 since a different regime of Rules was
stipulated under the judgment of this Court in All India Judges case
(supra) and the Rules were amended by the High Court only on 9 th
January, 2007, in spite of availability of vacancies in promotion quota,
the promotee officers who were eligible and were officiating against the
said vacancies, could not be recruited. They were recruited only aft er
the suitability test was held for the first time in th e year 2008. The
Committee thus held that they were entitled to en bloc seniority without
rota system. The direct recruits could not be given seniority for the period
prior to their appointment. Same was the position with regard to 2009
recruitments. The view of the Committee was that rota s ystem will
create imbalance and injustice.
23. The direct recruits as well as the promotees were ag grieved
by the determination of their seniority and challenged the same by filing
Writ Petitions. In Writ Petition (SB) No.1880 of 2017 filed by the direct
recruits, respondents 134 to 173, along with others before the High Court,
1109
prayer was for quashing the final seniority Report dated 23 rd September,
2015 (of Committee of High Court Judges), supplementary report dated
6th April, 2016(also of a Committee of High Court Judges) and for a
direction to redetermine seniority of the writ petitioners w ho were the
direct recruits on the basis of rotational system proportiona te to their
quota, apart from other incidental prayers. It was submitted that since
Rule 22(2) provides for rotational basis for seniority , their date of
appointment was not conclusive for the purpose of seniority. Accordingly,
the writ petitioners sought determination of seniority by applying roster
system. The High Court and the affected officers defended the report
of the Committee as approved by the Full Court.
24. In Writ Petition (SB) No.16569 of 2016 filed by the promotees,
challenge was to the validity of the Amendment Rules, 2006 in so far as
the Rules were retrospective. Challenge was also to the reports of the
Committees and decision of the Full Court in so far as obje ctions to
seniority list were rejected. The petitioners in the said writ petition were
promoted against vacancies of the years 2002 onwards but the said
vacancies were actually determined later. According to the sa id writ
petitioners, they were entitled to seniority from the date of their eligibility,
without their passing of the suitability test which was ret rospectively
prescribed for the first time on 9 th January, 2007.
25. The High Court examined two questions : -
(i) Whether promotees were entitled to seniority prior to their
appointment on the ground that requirement of suitability test
was introduced for the first time in the year 2007 and they had a
vested right to be promoted against the earlier vacancies without
the suitability test.
(ii) Whether direct recruits were entitled to the benefit of rotation in
determination of seniority. The High Court held th at the
promotees could not be given seniority prior to their selectio n.
The retrospectivity of the Rules prescribed suitability test was
valid particularly in view of judgment of this Court i n V.K.
Srivastava (supra).
26. It was held that no determination of vacancies had taken place
on account of pendency of litigation which was finalized on 25 th August,
2004. No direct recruitment was made after 1998-2000 upto 2005. Only
after 25 th August, 2004 determination of vacancies took place. Promotions
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
and direct recruitments were made in respect of the said selection in the
year 2005. Promotions and direct recruitments which are subject matter
of the present case were made in 2008/2009. Thus, Writ Petition (SB)
No.16569 of 2016 was dismissed and objection of the promotees to their
seniority was rejected.
27. As regards claim of the direct recruits based on Quota-Rota
rule and post based roster system, it was observed that the same was
mandatory. It was accordingly, held that seniority was required to be re-
determined by applying the Quota-Rota.
28. The conclusions of the High Court are as follows :
“In view of the above, we sum up our conclusions as under :
(1) The challenge to the vires of the 6th amendment R ules,
2006 already having been repelled by the Supreme Court in
V.K. Srivastava’s case, is not open to reconsideration by u s.
(2) There is no factual and legal basis for the peti tioners
claim to promotion from date of occurrence of vacan cies
and seniority accordingly in Writ Petition No. 16569(SB) of
2016.
(3) The determination of vacancies by the Committee does
not require any interference but determination of seni ority
is not sustainable.
(4) Considering the facts of the present case there is no error
in the appointment of direct recruits in December, 2011 and
January, 2012 w.e.f. 04.01.2007 when the last of the selectees
of the same selection had joined following the dictum in Dr .
A.K. Sirkar and in view of Balwant Singh Narwal’s c ase
(supra).
(5) There has been a complete non-adherence to the Quota-
Rota Rule and the determination of seniority in accordance
thereof in terms of Rule 22 and 26 of the Rule, 1975 . The
judgment rendered in All India Judges’ Cases has not been
followed as was mandatorily required.
(6) The determination of seniority is patently erroneous and
contrary to Rule 26 of the Rules, 1975 which envisages such
determination in accordance with the order of appointment
1111
in the service under Sub-Rules (1) and (2) of the R ule 22
which necessarily means the order of rotational/cyc lical
placement of appointees from different sources of recruitm ent
without disturbing their inter-se placement within the s ame
stream/quota and not en bloc placement on the basis of date
of appointment as has been done.”
29. We have heard learned counsel for the parties. The first issue
raised is whether the promotees recruited in the year 2008/2009 are
entitled to seniority prior to their selection on the ground that no suitability
test was required prior to 9 th January, 2007 and retrospective effect to
such requirement was illegal. We are in agreement with the view taken
by the High Court that suitability test was required in terms of judgment
of this Court in All India Judges’ case (supra) and under the amended
Rules applicable retrospectively which was duly upheld by this Court in
V.K. Srivastava (supra). Thus, the promotees could not be given
promotion without suitability test nor could they claim seniority without
the same. They have been rightly given seniority from their appointments.
30. With regard to the Quota-Rota rule, there is no doubt that this
is a mandatory requirement of the Rules. The said requirement has
however to be seen in the peculiar fact situation. The issue of
determination of vacancies was embroiled in continuous litigation. The
Quota-Rota rule could not be applied in the absence of determination of
vacancies. The suitability test though validly laid down could not be held
till 2008 for reasons already noted. No promotion could be give n in
absence of suitability test. The rule provided for seniority of the promotees
to be fixed from the date of availability of vacancy but suc h seniority
could also not be given in the present fact situation. If rota rule is applied,
it will work serious prejudice to the promotees. Thus, the Rules will have
to be given pragmatic interpretation. As laid down by this Court in Direct
Recruit Class-II Engineering Officers’ Association v ersus State of
Maharashtra 9, if it becomes impractical to act upon rule fixing quota
from two sources, it is no use insisting that the authority m ust give
effect to such a rule. Every effort has to be made to respect a r ule but
if it is not feasible to enforce it, the rule has to be gi ven a practical
interpretation. Thus, interference by the High Court with the seniority
given to the promotees above the direct recruits without following the
rotation principle cannot be sustained.
9 (1990) 2 SCC 715, para 23
HIGH COURT OF JUDICATURE AT ALLAHABAD – THR.
REGR. GENL. v. STATE OF U. P. [ADARSH KUMAR GOEL, J.]
31. Accordingly, we allow the appeal arising out of Special Leave
Petition (Civil) No.26993 of 2017 and dismiss the Writ Petition ( SB)
No.1880 of 2017 on the file of the High Court filed by the direct recruits.
We uphold the judgment of the High Court with regard to dismissal of
Writ Petition (SB) No.16569 of 2016 filed by the promotees and dismiss
the appeal arising out of Special Leave Petition (civil) D. No.39750 of
2017.
In view of the above, all other matters will stand dispo sed of
accordingly.
Ankit Gyan Matte rs disposed of.