Hari Niwas Gupta v. State of Bihar and Another
SANJIV KHANNA, J.
1. This common judgment would dispose of the above-captioned
appeals preferred by three judicial officers namely, Hari Niwas Gupta,
Komal Ram and Jitendra Nath Singh, who were working as Principal
Judge, Family Court, Samastipur; Chief Judicial Magistrate, Araria; and
ad-hoc Additional District and Sessions Judge, Araria, respectively.
2. On 29 th January 2013, a news item was published in a local
daily ( Udghosh ), that on 26 th January 2013 the Nepal Police had
apprehended three judicial officers belonging to the State of Bihar as
they were allegedly found in a compromising position with three Nepali
women in a guest house at Biratnagar, Nepal. Thereupon the j udicial
officers were brought to the district police station in Nepal, but were
released on account of pressure from various circles. On learning about
the incident, the High Court of Judicature at Patna (‘High C ourt’ for
short) had addressed the letter dated 18 th February 2013 to the District
and Sessions Judge, Purnea to submit a report in the matter. The District
and Sessions Judge vide report dated 24 th February 2013 had informed
that during the inquiry the three judicial officers had denied having left
India for Nepal. Komal Ram had claimed that he was in Purne a, and
in the process of vacating his quarters on transfer. The report had made
reference to another news item published by the same daily on 22 nd
February 2013, expressing regret over erroneous reportage and that the
Superintendent of Police, Araria appeared to have held a bias against
the judicial officers. After receipt of the report, the H igh Court had
addressed a letter to the Ministry of Home Affairs, Government of India
to collect and ascertain information, details and r ecords. By
communication dated 20 th June 2013, the Deputy Secretary, Ministry
of Home Affairs, Government of India, had informed the High Cou rt
that the mobile phones of the judicial officers were simul taneously
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
switched off for a long time on 26 th and 27 th January 2013 and when
the phones were active during that period, they were within the range
of the tower at Forbesganj town, which indicated that the judicial
officers were together in proximity to Nepal, and not at the place of
their posting. The hotel bill submitted and relied upon by K omal Ram
to support his claim that he was staying at a hotel in Pu rnea between
26 th and 27 th January 2013 was considered to be fabricated based on
the handwriting and Komal Ram’s signature on the bill. Further, the hotel
was not of the standard where a judicial officer of Komal Ra m’s rank
would have stayed.
3. The Standing Committee of the High Court in its meeting held
on 5 th February, 2014 had resolved that the judicial officers should b e
placed under suspension and also that they should be dismissed f rom
service without an inquiry in exercise of power under clause (b) of the
second proviso to Article 311(2) of the Constitution of India, read-with
Rules 14 and 20 of the Bihar Government Servants (Classificati on,
Control and Appeal) Rules, 2005. At the Full Court of the judges of
the High Court held on 10 th February, 2014, the recommendation of the
Standing Committee was accepted and Full Court resolution was passed
for dismissal of the judicial officers from judicial se rvice in the State
Government of Bihar, dispensing with the disciplinary proceedings by
invoking clause (b) of the second proviso to Article 31 1(2) of the
Constitution of India. The recommendation of the Full Court was
accepted by the State Government and vide common order dated 12 th
February 2014 issued by the Governor of the State of Bihar the judicial
officers were dismissed from service.
4. The judicial officers had challenged the dismissal orde r by
filing separate writ petitions, which were allowed by the Division Bench
of the High Court (‘Division Bench’ for short), vide judgment dat ed
19 th May 2015, primarily on the ground that the Full Cour t had
contravened clause (b) of the second proviso to Article 311(2 ) of the
Constitution by not recording reasons for dispensing with the disciplinary
inquiry at the time of recommending dismissal of the judicial officers.
The note relied upon by the Registry of the High Court as purportedly
recording the reasons for dispensing with the inquiry, it was observed,
did not contain any date or signatures and lacked authenticity . Thus,
the High Court had not been able to place on record any mat erial to
show that any reasons were recorded for dispensing with the disciplinary
proceedings.
451
5. While setting aside the order of dismissal, in the case of the
judicial officers, dated 12 th February 2014 for failure to record reasons
for dispensing with the inquiry, the Division Bench had give n the
following liberty and discretion to the High Court:
“The writ petitions are, accordingly, allowed, and the common
order dated 12.02.2014 is set aside. It is made clear that in case,
the High Court intends to invoke its power under Sub-clause (b)
of the 2 nd proviso to Article 311 (2) of the Constitution of India,
it shall be under obligation to record reasons, at the appropriat e
stage and follow the prescribed procedure.
It is brought to our notice that two ( sic- one ) of the officers have
attained the age of superannuation, during the pendency of t he
writ petitions. We direct that as a result of the judgment in these
writ petitions, the petitioner, who is already in service, s hall be
deemed to be under suspension, and the other two would b e
deemed to be continuing in service for the limited purpose of
enabling the departmental proceedings to continue. The High
Court shall take a decision in this behalf, within a period of two
months from today. If no decision is taken in this regard, the
proceedings would lapse and the petitioners would be entitled for
all the consequential benefits, as though the proceedings have
been set aside in their entirety. If, on the other hand, the
proceedings are initiated, the petitioners shall await the outcome
thereof. While the one who is in service shall be paid subsistence
allowance, the other two shall be paid provisional pension to the
extent of 25%, forthwith.
Interlocutory application, if any, shall stand disposed of. There
shall be no order as to costs.”
6. The judicial officers have challenged this afore-quoted portion
and the liberty granted to the High Court to invoke the power under
clause (b) of the second proviso to Article 311(2) of the Constitution at
an appropriate stage with the requirement to record reasons and follow
the prescribed procedure, on the ground that the liberty granted permits
the High Court to record reasons post the earlier order of di smissal
dated 12 th February 2014, which is contrary to law and the Constitution.
7. The respondents, that is, the State of Bihar and the High Court,
have not preferred any appeal and have accepted the decision.
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
[SANJIV KHANNA, J.]
8. Clauses (1) and (2) of Article 311 of the Constitution, read:
311. Dismissal, removal or reduction in rank of per sons
employed in civil capacities under the Union or a State .— (1) No
person who is a member of a civil service of the Union or an all-India
service or a civil service of a State or holds a civil post under the Union
or a State shall be dismissed or removed by an authority su bordinate
to that by which he was appointed.
(2) No such person as aforesaid shall be dismissed or remo ved
or reduced in rank except after an inquiry in which he has been informed
of the charges against him and given a reasonable opportunity of being
heard in respect of those charges:
Provided that where it is proposed after such inquiry, to impose
upon him any such penalty, such penalty may be imposed on the basis
of the evidence adduced during such inquiry and it shall not be necessary
to give such person any opportunity of making representation on the
penalty proposed:
Provided further that this clause shall not apply—
(a) where a person is dismissed or removed or reduced in
rank on the ground of conduct which has led to his
conviction on a criminal charge; or
(b) where the authority empowered to dismiss or remove a
person or to reduce him in rank is satisfied that for some
reason, to be recorded by that authority in writing, it is not
reasonably practicable to hold such inquiry; or (c) where
the President or the Governor, as the case may be, is
satisfied that in the interest of the security of the State it
is not expedient to hold such inquiry.”
Clause (1) states that persons employed in civil services or posts
under the Union or the States or members of the all-India service shall
not be dismissed, removed or reduced in rank by an authority
subordinate to that by which he/she was appointed. Clause (2) provides
that such a person could be dismissed or removed or reduced i n rank
only after an inquiry in which he has been informed of the charges
against him and after being afforded a reasonable opportunity of being
heard in respect of those charges. The second proviso incorp orates
exceptions when the need for holding an inquiry under clause (2) can
453
be dispensed with. Clause (b) of the second proviso to Articl e 311(2)
can be invoked to impose a punishment of dismissal, removal, or
reduction in rank on the satisfaction, to be recorded in writing , that it
is not reasonably practicable to conduct an inquiry before imposing the
punishment. This Court in Jaswant Singh v. State of Punjab ,1 relying
on an earlier decision in Union of India v. Tulsiram Patel ,2 has
affirmatively held that the obligation of the competent authority to record
reasons when passing an order under clause (b) to the second prov iso
to Article 311(2) is mandatory, and it was inter alia obse rved:
“5. …It was incumbent on the respondents to disclose to the
court the material in existence at the date of the passing of the
impugned order in support of the subjective satisfaction recorded
by respondent 3 in the impugned order. Clause ( b) of the second
proviso to Article 311(2) can be invoked only when the authority
is satisfied from the material placed before him that it is not
reasonably practicable to hold a departmental enquiry. This is
clear from the following observation at page 270 of Tulsiram
case : (SCC p. 504, para 130)
“A disciplinary authority is not expected to dispense with a
disciplinary inquiry lightly or arbitrarily or out of ulterior motives
or merely in order to avoid the holding of an inquiry or because
the department’s case against the government servant i s weak
and must fail.”
9. In the present matter, the Division Bench vide the i mpugned
judgment has as a fact found that the High Court had failed to record
satisfaction in writing for dispensing with an inquiry before arriving at
its decision to dismiss the judicial officers. For this reason, the order of
dismissal dated 12 th February 2014 passed by the Governor of the State
of Bihar under clause (b) of the second proviso to Article 3 11(2) was
quashed and set aside. Consequently, the judicial officers were to be
reinstated in service. This is what has been observed i n the quoted
portion of the final directions by the Division Bench, which refers to
the fact that “two” ( sic-one ) judicial officers had attained the age of
superannuation during the pendency of the writ petitions and, therefore,
they would be deemed to be continuing in service for the limited purpose
1 (1991) 1 SCC 362
2 (1985) 3 SCC 398
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
[SANJIV KHANNA, J.]
of enabling the disciplinary proceedings to continue. The other officer(s)
would be deemed to be under suspension. The High Court was required
to take a decision within two months and if no decision was taken, the
proceedings would lapse and the judicial officers would be entitled to
all consequential benefits as if the proceedings had been set aside in
entirety. It was directed that the judicial officer(s) who continued to be
in service, would be paid subsistence allowance, and the retired would
be paid provisional pension to the extent of 25% forthwith.
10. The directions and observations of the judgment quoted above
do not confer a new and unconventional right or power on the High
Court, instead clarifies what is an obvious and perspicuous consequence
of quashing the order of dismissal in the present case. The direction
requires the High Court to proceed in accordance with law and rightly
did not put any fetters on the course of action the High Court as a
disciplinary authority would like to follow. Therefore, it is observed, more
out of abundant caution rather than as a typical direction, that the High
Court was entitled, if it deemed it appropriate and proper, to invoke the
power under clause (b) of the second proviso to Article 311(2) of the
Constitution at an appropriate stage, after recordi ng reasons and
following the prescribed procedure.
11. Striking down and setting aside the earlier order dated 1 2 th
February, 2014 under clause (b) of the second proviso to Article 311(2)
for failure to record reasons for dispensing with the departmental inquiry
annuls the earlier order, which ceases to exist and stands o bliterated,
but does not adjudicate on the merits of the allegations so as to a ttract
the bar of res judicata . Conscious of the seriousness of the allegations
and the reason for allowing the writ petition, the Division Be nch was
justified in not barring the High Court from fresh application of mind
and from invoking clause (b) of the second proviso to Article 311(2) if
required and justified in accordance with law. The e xpression ‘at
appropriate stage’ used by the Division Bench is not a direction for
initiation of a regular departmental inquiry nor does it prohibit recourse
to clause (b) to the second proviso of Article 311(2) of the Constitution
in accordance with law. We do not see such fetters and restr ictions
placed on the High Court by the Division Bench.
12. The judicial officers had referred to Mohinder Singh Gill
and Another v. The Chief Election Commissioner, New De lhi and
455
Others 3 and East Coast Railway and Another v. Mahadev Appa Rao
and Others 4 to assert that this Court had rejected the contention tha t
reasons under clause (b) of the second proviso to Article 311(2) c ould
be subsequently recorded to support the order. The submissi on does
not bolster the appellants’ case because in these decisi ons this Court
had refused to accept affidavits providing reasons for dispensing with
the inquiry, observing that these were post the dismissal order. The
reasons were submitted in the Court proceedings, an d were not
recorded at the time of exercise of the power under clause (b) to the
second proviso to Article 311(2) of the Constitution. As per th e dicta
in Tulsiram Patel (supra) and Jaswant Singh (supra), the law in terms
of clause (b) of the second proviso to Article 311(2) mandates that the
reasons for dispensing with the inquiry must be recorded in w riting
before the order of dismissal.
13. Similarly reference to Chief Security Officer and Others
v. Singasan Rabi Das ,5 State of Orissa and Others v. Dinabandhu
Beheta and Others ,6 Sudesh Kumar v. State of Haryana and
Others ,7Tarsem Singh v. State of Punjab and Others ,8Reena Rani
v. State of Haryana and Others ,9 and Risal Singh v. State of
Haryana and Others, 10 do not support the contention raised by the
judicial officers, but would support the contrary view. In these judgments,
the orders under clause (b) to the second proviso of Article 311( 2) of
the Constitution were struck down for want of recorded reasons for
dispensing with the departmental inquiry. Notwithstanding the quashing,
this Court in several cases had expressly permitted the aut horities to
proceed further and take action in accordance with law. Fo r example,
in Reena Rani (supra), it was held,
“12. In the result, the appeal is allowed. The impugned judgment
as also the order passed by the learned Single Judge a re set
aside and the writ petition filed by the appellant is allowed with
the direction that she shall be reinstated in service and gi ven all
3 (1978) 1 SCC 405
4 (2010) 7 SCC 678
5 (1991) 1 SCC 729
6 (1997) 10 SCC 383
7 (2005) 11 SCC 525
8 (2006) 13 SCC 581
9 (2012) 10 SCC 215
10 (2014) 13 SCC 244
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
[SANJIV KHANNA, J.]
consequential benefits. However, it is made clear that this order
shall not preclude the competent authority from taking actio n
against the appellant in accordance with law. At the same ti me,
we deem it necessary to observe that liberty given by this Court
shall not be construed as a mandate for initiation of disciplinary
proceeding against the appellant and the competent authority shall
take appropriate decision after objectively considering the entire
record.”
Similarly, in Risal Singh (supra), it was observed as under:
“10. Consequently, we allow the appeal and set aside the order
passed by the High Court and that of the disciplinary authorit y.
The appellant shall be deemed to be in service till the d ate of
superannuation. As he has attained the age of superannuation in
the meantime, he shall be entitled to all consequential ben efits.
The arrears shall be computed and paid to the appellant within a
period of three months hence. Needless to say, the respondents
are not precluded from initiating any disciplinary proceedings, if
advised in law. As the lis has been pending before the Court,
the period that has been spent in Court shall be excluded for the
purpose of limitation for initiating the disciplinary proceedings as
per rules. However, we may hasten to clarify that o ur
observations herein should not be construed as a mandate to the
authorities to initiate the proceeding against the appellant. We may
further proceed to add that the State Government shall conduct
itself as a model employer and act with the objectivity whi ch is
expected from it. There shall be no order as to costs.”
14. The second contention raised by the judicial officers is with
reference to the earlier observation of the Division Bench while dealing
with the third issue or point (c) to the following effect:
“In the instant case, the High Court did undertake a preliminary
enquiry and got possession of certain materials; be it in the form
of the paper clippings, report of the District Judge, Purne a or
letter from the Home Ministry, Government of India. When it
was possible for the High Court to undertake such an enquiry, it
would have been equally possible to frame charges, and then
attempt to proceed with the departmental enquiry. It is only when
conducting of departmental enquiry was turning out to be a difficult
task, either at the inception or half way-through, that a de cision
457
could have been taken to dispense with the enquiry; by recording
specific reasons. The judgments of the Hon’ble Supreme Court
in Tarsem Singh (supra) and Tulsi Ram Patel (supra) throw
light upon this. On applying the principles laid therein, it becomes
clear that there is patent violation in the impugned proceedings.
Therefore, we hold this point also in favour of the petitioners.”
Learned counsel, referring to the portion, submits that the Division
Bench has held that the departmental inquiry was possible a nd could
not have been dispensed with.
15. The observations in our opinion are being misread as the
afore-quoted portion refers to the legal position t hat normally
departmental inquiry should be held. It also refers to the scenario where
a departmental inquiry cannot be conducted that is, “when conducting
of departmental enquiry was turning out to be a difficult task”, in which
case a “decision could have been taken to dispense with the e nquiry;
by recording specific reasons”. It is observed that the p rinciples laid
down in Tulsiram Patel (supra) and Tarsem Singh (supra) have to
be kept in mind. Appropriate in this regard, would be a ref erence to
the following observations in Tulsiram Patel (supra), which read:
“130. The condition precedent for the application of clause ( b)
is the satisfaction of the disciplinary authority that “i t is not
reasonably practicable to hold” the inquiry contemplated by clause
(2) of Article 311. What is pertinent to note is that the words
used are “not reasonably practicable” and not “impracticabl e”.
According to the Oxford English Dictionary “practicable”
means “Capable of being put into practice, carried out in action,
effected, accomplished, or done; feasible”. Webster’s Third New
International Dictionary defines the word “practicable” inter
alia as meaning “possible to practice or perform: capable of being
put into practice, done or accomplished: feasible”. Furthe r, the
words used are not “not practicable” but “not reaso nably
practicable”. Webster’s Third New International Dictionary
defines the word “reasonably” as “in a reasonable manner: t o a
fairly sufficient extent”. Thus, whether it was practicable to hold
the inquiry or not must be judged in the context of whether it
was reasonably practicable to do so. It is not a total or absolute
impracticability which is required by clause ( b). What is requisite
is that the holding of the inquiry is not practicable in the opinion
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
[SANJIV KHANNA, J.]
of a reasonable man taking a reasonable view of the prevail ing
situation.”
Thus, the authorities to invoke the power under clause (b) to the
second proviso of Article 311(2) to dispense with a departmental inquiry
must record a finding that such an inquiry cannot be conduct ed and
record specific reasons for the same. In this case, the Divis ion Bench
had recorded the contention of the respondent- High Co urt as the
disciplinary authority that it would be impossible to assimilate, collect
and produce direct evidence and material as the acts and misdeeds were
in another country. The Division Bench having found that reasons had
not been recorded for dispensing with the inquiry, has neither accepted
nor rejected this contention of the High Court. It will not be appropriate
and correct to interpret the decision of the Division Bench by reading
one or more sentences of a paragraph in isolation. The entire judgment
has to be read to understand the ratio and finding and the observations
must be read in the context in which they have been made.
16. Learned counsel appearing for Komal Ram and Jite ndra
Nath Singh had raised another contention relating to the power of the
High Court to dispense with the inquiry under clause (b) of the second
proviso to Article 311 of the Constitution. The contention is t hat this
power exclusively vests with the Governor alone who has to sa tisfy
himself and record in writing the reasons why it is not rea sonably
practical to hold an inquiry. Reliance was placed on the fol lowing
observations in the Constitutional Bench judgment of this Court in State
of West Bengal v. Nripendra Nath Bagchi ,11 :
“...within the exercise of the control vested in the High Court,
the High Court can hold enquiries, impose punishments other than
dismissal or removal, subject however to the conditions of service,
to a right of appeal if granted by the conditions of service , and
to the giving of an opportunity of showing cause as required by
clause (2) of Article 311 unless such opportunity is dispensed with
by the Governor acting under the provisos (b) and (c) to that
clause.”
17.The contention misreads the ratio in Nripendra Nath Bagchi
(supra), which rather holds to the contrary. Interpreting Artic les 233
and 235 of the Constitution, and on the aspect of ‘control’ of the High
11 AIR 1966 SC 447
459
Court in matters relating to the subordinate judiciary in Nripendra Nath
Bagchi (supra), it was held:
“13. […] the history which lies behind the enactment of these
Articles indicate that “control” was vested in the High Court to
effectuate a purpose, namely, the securing of the independence
of the subordinate judiciary and unless it included disciplina ry
control as well the very object would be frustrated. This ai d to
construction is admissible because to find out the meaning of a
law, recourse may legitimately be had to the prior state of the
law, the evil sought to be removed and the process by which the
law was evolved. The word “control”, as we have seen, was
used for the first time in the Constitution and it is accompani ed
by the word “vest” which is a strong word. It shows that the
High Court is made the sole custodian of the control over the
judiciary. Control, therefore, is not merely the power to arrange
the day to day working of the court but contemplates disciplinary
jurisdiction over the presiding Judge. Article 227 gives to the High
Court superintendence over these courts and enables the Hi gh
Court to call for returns etc. The word “control” in Articl e 235
must have a different content. It includes something in addit ion
to mere superintendence. It is control over the cond uct and
discipline of the judges. This conclusion is further strengthened
by two other indications pointing clearly in the same directio n.
The first is that the order of the High Court is made su bject to
an appeal if so provided in the law regulating the conditions of
service and this necessarily indicates an order pas sed in
disciplinary jurisdiction. Secondly, the words are that the Hi gh
Court shall “deal” with the judge in accordance with his rules of
service and the word “deal” also points to disciplinary and n ot
mere administrative jurisdiction.
14 . Articles 233 and 235 make a mention of two distinct powers.
The first is power of appointments of persons, their postings and
promotion and the other is power of control. In the case of the
District Judges, appointments of persons to be and posting and
promotion are to be made by the Governor but the control over
the District Judge is of the High Court. We are not impres sed
by the argument that the term used is “District Court” beca use
the rest of the Article clearly indicates that the wor d “court” is
used compendiously to denote not only the court proper but also
the presiding Judge. The latter part of Article 235 talks of t he
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
[SANJIV KHANNA, J.]
man who holds the office. In the case of the judicial ser vice
subordinate to the District judge the appointment has to be made
by the Governor in accordance with the rules to be framed after
consultation with the State Public Service Commission and the
High Court but the power of posting, promotion and grant of leave
and the control of the courts are vested in the High Court. What
is vested includes disciplinary jurisdiction. Control is useless if it
is not accompanied by disciplinary powers. It is not to be
expected that the High Court would run to the Government or
the Governor in every case of indiscipline however small a nd
which may not even require the punishment of dismissa l or
removal. These Articles go to show that by vesting “control” in
the High Court the independence of the subordinate judiciary was
in view. This was partly achieved in the Government of India
Act, 1935 but it was given effect to fully by the drafters of the
present Constitution. This construction is also in accord with the
Directive Principles in Article 50 of the Constitution which reads:
“50. The State shall take steps to separate the judiciary from the
executive in the public services of the State”.
xx xx xx
17. […] That the Governor appoints District Judges and the
Governor alone can dismiss or remove them goes without saying.
That does not impinge upon the control of the High Court. It only
means that the High Court cannot appoint or dismiss or remove
District Judges. In the same way the High Court cannot use the
special jurisdiction conferred by the two provisos. The High Court
cannot decide that it is not reasonably practicable to give a District
Judge an opportunity of showing cause or that in the inter est of
the security of the State it is not expedient to give such an
opportunity. This the Governor alone can decide. That certain
powers are to be exercised by the Governor and not by the High
Court does not necessarily take away other powers from the High
Courts. The provisos can be given their full effect without giving
rise to other implications. It is obvious that if a case a rose for
the exercise of the special powers under the two provisos, t he
High Court must leave the matter to the Governor. I n this
connection we may incidentally add that we have no doubt tha t
in exercising these special powers in relation to inquiries against
District Judges, the Governor will always have regard t o the
461
opinion of the High Court in the matter. This will be so whoever
be the inquiring authority in the State. But this does not lead t o
the further conclusion that the High Court must not hold the
enquiry any more than that the Governor should personally hold
the enquiry.”
18. The expression/words “within the exercise of the cont rol
vested in the High Court, the High Court can hold enquiries,
impose punishments other than dismissal or removal, subjec t
however to the conditions of service, to a right of ap peal if
granted by the conditions of service, and to the giving of a n
opportunity of showing cause as required by clause (2) of Article
311 unless such opportunity is dispensed with by the Governor
acting under the provisos (b) and (c) to that clause” is not t o
deny the High Court the authority to decide whether conditions
for invoking clause (b) of the second proviso to Article 31 1(2)
are satisfied, but recognises that the resolution a nd
recommendation of dismissal, removal or reduction in rank or for
dispensing with the inquiry in terms of clause (b) [also c lause
(c)] of the second proviso to Article 311(2) would require an order
of the Governor. The observations do not hold that the Governor,
and not the High Court, is vested with the jurisdiction and is the
competent authority to decide whether the inquiry should b e
dispensed with upon recording of satisfaction in terms of clause
(b) of the second proviso to Article 311(2) of the Constitut ion.
The decision refers to Article 235 of the Constitution and sta tes
that the control vests with the High Court, albeit order of
appointment, dismissal or removal is passed and made in the
name of the Governor who passes the formal order be it a c ase
of appointment, dismissal or removal. This is clear from the last
portion of paragraph 17 in Nirpendra Nath Bagchi (supra)
which records “that the Governor will always have regard to the
opinion of the High Court in the matter. This will be the inquiring
authority in the State. But this does not lead to the further
conclusion that the High Court must not hold the enquiry any more
than that the Governor should personally hold the enquiry.”
This legal position with reference to Articles 233 to 236 and
‘control’ of the High Court is beyond doubt as was explained in Ajit
Kumar v. State of Jharkhand 12 in the following words:
12 (2011) 11 SCC 458
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
[SANJIV KHANNA, J.]
“15. The next contention raised by the appellant was that the
aforesaid power under Article 311(2)(b) of the Constitution could
not have been invoked by the High Court. The afores aid
submission also cannot be accepted in view of the fact tha t a
Subordinate Judge is also a Judge within the meaning of the
provision of Article 233 of the Constitution of India read wit h
the provisions of Articles 235 and 236 of the Constitution of India.
16. Article 233 clearly lays down that appointments an d
promotions of District Judges in any State are to be made b y
the Governor of the State in consultation with the High Court
exercising jurisdiction in relation to such State. The afor esaid
provision, like Articles 234 to 236, has been incorporated in the
Constitution of India inter alia to secure the independence of the
judiciary from the executive and the same deals with the scope
of separation of power of the three wings of the State.
17. It cannot be disputed that the power under the afores aid
articles [Articles 233-236] is to be exercised by the Governor in
consultation with the High Court. Under the scheme of the Indian
Constitution the High Court is vested with the power to tak e
decision for appointment of the subordinate judiciar y under
Articles 234 to 236 of the Constitution. The High Court is also
vested with the power to see that the high traditions and standards
of the judiciary are maintained by the selection of proper persons
to run the District Judiciary. If a person is found not wort hy to
be a member of the judicial service or it is found that h e has
committed a misconduct he could be removed from the servi ce
by following the procedure laid down. Power could al so be
exercised for such dismissal or removal by followin g the
preconditions as laid down under Article 311(2)(b) of the
Constitution of India. Even for imposing a punishme nt of
dismissal or removal or reduction in rank, the High Court can
hold disciplinary proceedings and recommend such punishments.
The Governor alone is competent to impose such punishment
upon persons coming under Articles 233-235 read with Article
311(2) of the Constitution of India. Similarly, such a power could
be exercised by the High Court to dispense with an enq uiry
for a reason to be recorded in writing and such dispensation
of an enquiry for valid reasons when recommended to the
Governor, it is within the competence of the Govern or to
issue such orders in terms of the recommendation of the Hig h
463
Court in exercise of power under Article 311(2)(b) of the
Constitution of India.” (emphasis supplied)
19. During the course of hearing before us, it was pointed o ut
that the Full Court had subsequently again recommended dismissal o f
the judicial officers dispensing with the departmental inqui ry in the
exercise of power under clause (b) of the second proviso to A rticle
311(2) of the Constitution vide recommendation dated 13 th August 2015.
However, the matter is pending with the State Government and we were
informed that no final order has been passed in view of the stay order
dated 11 th September 2015 passed by this Court. It was also initial ly
urged and argued that the order of dismissal under clause ( b) of the
second proviso to Article 311(2) of the Constitution cannot be passed
against the officer who has retired. We were informed that t he other
two officers had also retired during the pendency of the present appeals.
Therefore, at best the pensionary and retirement be nefits can be
forfeited and denied, but an order of dismissal from service by invoking
powers under clause(b) of the second proviso to Article 311(2) cannot
be passed against the appellants - judicial officers. Subsequently, the
counsel for the appellants - judicial officers did not press this contention
as the matter is still pending before the State authori ties, and the final
order is yet to be passed. A challenge cannot be made in a nticipation.
Further, this challenge was also not the subject matt er of the writ
petitions in which the impugned order was passed and would constitute
an entirely new cause of action. Counsels for the appellants - judicial
officers have, accordingly, reserved their right to chal lenge the order
if, and as and when it is passed. In view of the aforesaid position, we
would not go into the merits of the said contention and leave the issue
open. It is equally open to the respondents, that is, the St ate of Bihar
and the High Court to examine this contention.
20. Recording the aforesaid, the appeals are dismissed and the
stay order is vacated, albeit we clarify that the respondents, in terms
of the judgment passed by the Division Bench, would be req uired to
proceed in accordance with law. We also clarify tha t we have
expressed no opinion on the merits of the allegations made against the
three judicial officers. There would be no order as to c osts.
Divya Pandey Appeals dismissed.
HARI NIWAS GUPTA v. STATE OF BIHAR AND ANOTHER
[SANJIV KHANNA, J.]