Union of India & Ors. v. Lt. Col. Kuldeep Yadav
A. M. KHANWILKAR, J.
1. Admit.
2. The moot question involved in this appeal is: whether the
Armed Forces Tribunal despite noting that the punishment of ce nsure
awarded by the competent authority cannot be faulted, ought to have
interfered on the specious ground that “Severe Disp leasure
(Recordable)” was not commensurate and excessive in the f acts of
the present case; and to direct the competent authority to award censure
other than “Severe Displeasure (Recordable)”, merely because censure
can also be of Severe Displeasure (Non-Recordable) or mere
Displeasure, as the case may be? The incidental question is: w hether
this approach, inevitably, entails in sitting over the subjective satisfaction
of the competent authority in the matter of awarding punis hment?
3. The respondent was commissioned in the Army Corps of
Electronics and Mechanical Engineering (EME) on 6 th December, 1997.
He was posted to UNDOF, Golan Heights as Transport Office r w.e.f.
5th July, 2008 to 4 th July, 2009. In January 2009, or around that time, he
came in contact with a foreign national Miss De Oliviera Sueli Montilha
(in short Ms. Sueli) of Brazil, who was working with Nazha and Darwish
a sub-contractor company for United Nations in Syria. While posted
at UNDOF, the work place of the respondent was Head quarters
Counter Insurgency Force (U) (HQ CIF (U)) w.e.f. 5 th July, 2009 as
AQMG. He was then detailed for Officers Advance Com puter
Technical (OACT) course Serial No.20 at Military College of Electronics
and Mechanical Engineering (MCEME), Secunderabad w.e.f. 4 th June,
2011 to 23 rd March, 2012.
4. It is stated that the respondent continued to remain in contact
with Ms. Sueli through e-mails, phone calls, skype, short messag ing
system (SMS) and personal meetings for over two years from 2009 to
2011. He also stayed with her at the Army premises, 2 ST C Officers
Mess, Guest Room in Goa from 12 th October, 2011 to 15 th October,
2011.
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
5. Upon cognition of the stated misdemeanour of the respondent,
a Staff Court of Inquiry was convened by the Headquarters, S outhern
Command to investigate into the circumstances under which the
respondent came in contact with a foreign national and stayed with her
at the Army premises in Goa, in contravention of the “Inst ructions on
Contact with Foreign Nationals, 1987” (for short, “ 1987
Instructions ”). The Staff Court of Inquiry was finalised with directions
of General Officer Commanding-in-Chief, Southern Command (GOC-
in-C). Consequent thereto, a show cause notice was i ssued to the
respondent vide letter dated 25 th January, 2013, so as to give an
opportunity to the respondent to explain and show cause as to why
censure be not awarded to him. The relevant extract of the show cause
notice reads thus:
“SHOW CAUSE NOTICE
1. A court of inquiry was convened by HQ Southern Command
to investigate into the circumstances under which you allegedly
made contact with a foreign national and stayed with Miss D e
Oliviera Sueli Montilha of Brazil at HQ 2 STC Officers Mes,
Goa with effect from 12 Oct to 15 Oct 2011 in contravention of
the “Instructions on contact with Foreign Nationals 1987”
2. The proceedings of said court of inquiry were placed b efore
the General Officer Commanding in Chief, Southern Command,
who has found you prima facie blameworthy for the following
lapses:
(a) For violating the provisions of paras 7, 13, 44 and 45 of
“instructions on contact with foreign nationals 1987”
issued by Army Headquarters on following counts:
(i) Unauthorisedly having contact with Miss Sueli De
Oliveira Montilha, a foreign National, through emails,
phone calls, skype, short messaging system (SMS)
and personal meetings for over two years from 2009
to 2011.
(ii) Unauthorisdely and improperly writing letters dated
11 October 2010 and 3 March 2011 of sponsorship
to Indian Embassy Damascus (Syria) for facilitating
Miss Sueli De Oliveira Montilha’s visit to India.
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(iii) Personally meeting Miss Sueli De Oliveira Montilha
during her visits to India four time from 03 to 08 Jul
2010, 13 to 24 December 2010, 01 to 05 April 2011
and 12 to 15 October 2011.
(iv) Unauthorisedly bringing and staying with Miss Sueli
De Oliveira Montilha in the Army premises in Goa
from 12 to 15 October 2011.
(b) For violating the instructions on use of internet by Army
personnel issued vide directorate General of Military
Intelligence, General Staff, Integrated Headquarters of
Min of Defence (Army) vide their letter No. A/38024/
1/MI-11 dated 03 October 2011 on following counts:
(i) Unauthorisedly keeping official documents in your
laptop which was being routinely connected to the
internet as brought out by the court of inquiry.
(ii) Maintaining facebook account revealing your rank,
name and unit location
…………………..”
6. The respondent submitted his response to the show caus e
notice, which was duly considered by the competent authority. Finally,
the competent authority vide decision dated 10 th May, 2013, found
respondent blameworthy of all the lapses attributed to him in the show
cause notice and conveyed Severe Displeasure (Recordable) to the
respondent. The relevant portion of the said communication reads thus:
“……………………….
3. Commandant Military College of Electronics and Mechanical
Engineering, Secunderabad has opined that although the lapse
committed by the officer is inexcusable on moral grounds but now
the officer has been conducting himself in exemplary manner.
The officer on professional front has an outstanding record and
achieved consistently phenomenal grades right from his school
days and thereafter on all courses in the Army. He is a high
caliber officer and considering the lapses as one time indiscretion
as claimed by the officer and the fact that he has a long w ay
ahead, a lenient view may be taken.
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
4. From the record of service of the officer attached with hi s
Reply to his Show Cause Notice, it is evident that officer has
done well in all the courses. He was accordingly graded a s per
his performance. However, doing exceedingly well in his
service as brought out above, does not give license to t he
officer to commit lapses / misdemeanors and conduct
himself in an unofficer like manner as mentioned in the
Show Cause Notice bearing No A/2405020/338/DV-2 dated
25 January 2013. Infact, such officers with good ca reer
profile are expected to conduct themselves in a mor e
exemplary manner worth emulating by others. Further, the
officer had put in sufficient service and was holdin g the
rank of Lieutenant Colonel at the relevant time of
committing the lapses / misdemeanors. His remainin g in
constant contact with the foreign national for about t wo
years, staying with her in Officer’s Mess at Goa an d
violating instructions on use of internet by Army person nel
as mentioned in the Show Cause Notice are inexcusab le
as these are not one time indiscretion / aberration but
repetition of the same time and again .
5. Considering all the facts and circumstances of the case, I find
IC-57351N Lieutenant Colonel Kuldeep Yadav blameworthy of
all the lapses attributed to him in Headquarters Southern Comd.
Show Cause Notice bearing No A/2405020/338/DV-2 dated 25
January 2013.
6. In view of the above, I direct that my ‘Severe Disple asure
(Recordable)’ conveyed to IC-57351N Lieutenant Colo nel
Kuldeep Yadav of Military College Electronics and Mechanical
Engineering, Secunderabad.”
(emphasis supplied)
7. The respondent resorted to a statutory complaint before t he
competent authority, which, after due consideration of all the grounds
urged by the respondent vide order dated 26 th February, 2014, rejected
the same. The relevant part of the said order reads thus:
“………………
AND WHEREAS, the Complainant has prayed for the
following:-
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(a) The award of ‘Sever Displeasure (Recordable)’ be set
aside and he be pardoned considering it to be a one-
time aberration.
(b) Alternatively, ‘Severe Displeasure (Recordable)’ b e
mitigated to ‘Severe Displeasure (Non Recordable)’
considering his outstanding career and 16 years of
unblemished service record to enable him to go through
the Number 3 Selection Board based on his merit and
not let one mistake affect his entire life and career.
AND WHEREAS, perusal of documents on record reveal the
following :-
(a) The Complainant was found blameworthy for
violating provisions of para 7, 13, 44 and 45 of
“Instructions on Contact with Foreign Nationals
1987” . He had unauthorized contact with Ms Sueli De
Oliveira Montilha, a Foreign National through e-mail,
phone calls, Skype, SMS and personally meeting four
times during her visits to India between January 2009
to October 2011.
(b) The Complainant unauthorizedly wrote letters of
sponsorship to Indian Embassy in Damascus (Syria) for
facilitating Ms Sueli De Oliveira Montilha’s visit to India.
(c) The Complainant violated the policy instructions on use
of internet by Army personnel issued by Directorate
General of Military Intelligence, Integrated Headquarters
of Ministry of Defence (Army) vide their letter dated
03 October 2011 by keeping official documents in his
laptop which was routinely connected to internet and
maintained a ‘Face Book Account’ revealing his rank,
name and unit location. The laptop was also used
personally by Ms Sueli De Oliveira Montilha on a number
of occasions thereby giving her access to classified
documents.
(d) The Complainant had put in 13 years and 10 months of
service at the relevant time and was holding the rank
of Lieutenant Colonel. The lapses on his part for
violation of ‘Instructions on Contact with Foreign
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
Nationals-1987’ and Policy Instructions dated 03
October 2011 on use of internet by Army
Personnel, issued by Directorate General of
Military Intelligence, Integrated Headquarters of
Ministry of Defence (Army) are serious in nature,
The award of ‘Severe Displeasure (Recordable)’
by GOC-in-C Southern Command on 10 May 2013
is commensurate to the lapses on the part of the
Complainant.
(e) Exemplary Record of Service and outstanding
performance of the Complainant prior to and after
the award of Censure are as such no grounds for
redressal .
(f) The Complainant remained in constant contact with the
foreign national for about two years; staying with tier
in Officer’s Mess of Number 2 Signals Training Centre,
Goa from 12 October 2011 to 15 October 2011, thereby
violating the laid down instructions. Considering his
rank and status, the award of ‘Severe Displeasure
(Recordable)’ to the Complainant is fair, just and
legal and does not merit any mercy .
(g) The Complainant has contended that he will be screened
by Number 3 Selection Board for promotion to the next
rank in May 2014 and Censure will have adverse affect
on his entire career. The award of a Censure does
not debar an officer from being considered for
promotion |and may not by itself affect his
promotion. However, while it is operative, it is
taken cognizance of as part of the officer’s overall
Record of Service in assessing his performance for
such promotion. The effect of a Recordable
Censure on promotion would be considered in its
totality based on his overall performance .
6. AND NOW THEREFORE, having considered the Statutory
Complaint in its entirety alongwith available documents on record,
the Central Government finds that the contentions raised by the
Complainant lack merit. The Statutory Complaint dated 22 June
673
2013 submitted by IC-57351N Lieutenant Colonel Kuldeep Yadav,
is rejected.
(VN Raveendran)
Under Secretary to the Government of India”
(emphasis supplied)
8. Eventually, the respondent carried the matter before the Armed
Forces Tribunal Principal Bench, New Delhi (for short, “ Tribunal ”)
by filing Original Application No.555 of 2014. The T ribunal first
considered the ground urged by the respondent - that the show c ause
notice was not legal and valid as the same was issued in violation of
1987 and 2011 Instructions. According to the respondent, the said
Instructions could not be invoked against him. The Tribunal, however,
opined that the purpose of 1987 Instructions would be defeated, if a
narrow interpretation was to be given thereto i.e., it applies only at the
initial contact with the foreign national and not to case s involving
subsequent and continued contact with the officer. The Trib unal then
noted that in response to the subject show cause notice, re spondent
admitted the allegations made against him but had prayed for a lenient
view. The Tribunal thus held that the challenge to the valid ity of the
show cause notice cannot be countenanced at the ins tance of the
respondent.
9. The Tribunal then dealt with the next ground urged by the
respondent regarding non applicability of 2011 Instructions. Even that
plea came to be rejected on the finding that mere cl erical error
pertaining to incorrect mention of the date of Instructions, wou ld not
change the nature of allegations or vitiate the show c ause notice,
moreso, in light of acceptance of the allegations by the respondent. The
Tribunal noted that due to quoting of incorrect year of instructions, no
prejudice is caused to the respondent. Besides, the res pondent had
clearly understood the allegations made against him in the show cause
notice. It further noted that the challenge was not with rega rd to the
source of power of the competent authority.
10. The Tribunal then considered the next ground urged by the
respondent that the rejection of his statutory complaint was not due to
foreign national having opportunity to have access to “Classified
Documents”. Whereas, the allegation was only about the possibility of
access to official documents on the respondent’s laptop. The Tribunal,
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
however, observed that it would make no difference nor ren der the
order of Severe Displeasure (Recordable) invalid on that c ount alone.
It then went on to observe that even non-consideration of exempl ary
service record of the respondent, whilst rejecting the statutory complaint
by the appropriate authority per se would not vitiate the order of Severe
Displeasure (Recordable).
11. The Tribunal then proceeded to consider the argument of the
appellant herein that the order of Severe Displeasure (Recordable)
should not be interfered with. While dealing with this contention, the
Tribunal noted that the respondent had not intentionally suppressed his
real identity and had offered explanation in reference to Question No.19
of the Staff Court of Inquiry Proceeding. The respondent had clear ly
stated that he did not disclose that he was staying with foreign national
lady, due to personal reasons from family point of view. The Tribunal
held that that fact had commended to the competent authority for which,
no allegation is noted in the show cause notice - relating to wrong
personal details given by the respondent in the register of the Army
Guest House.
12. The Tribunal then proceeded to deal with the justness of the
order awarding “Severe Displeasure (Recordable)”. While doing so, it
adverted to the policy regarding award of Severe Di spleasure
(Recordable) to Officers and JCOs vide letter dated 23 rd April, 2007
and another policy on “Code of Conduct of Selection Boards by
Quantification System” issued by the Military Secretary Branch, IHQ
MoD (Army) dated 4 th January, 2011. After adverting to these policies,
the Tribunal noted that the competent authorities of Army, while taking
cognizance of the misdeed of the respondent in maintaining contact with
a foreign national without due permission and violating security related
instructions, did not find the charge serious enough to proceed against
the respondent with disciplinary action. However, the appropriate
authority was content to deal with the respondent administrativ ely, by
awarding him Severe Displeasure (Recordable). The Tribunal then noted
that this award coincided with all three chances of No.3 Selection Board
for the respondent. After having said this, the Tribunal proceeded to
observe as follows:
“36. We have perused the communication dated 03.06.2013 on
“Lifting of DV Ban on IC 57351N Lt Col Kuldeep Yadav”, the
document in the dossier of the applicant put up to the Member s
675
of No.3 Selection Board, whose para 2 (j) has been amended
vide letter dated 12.09.2016, when the hearing of this case was
in progress. The said action on the part of the respondent h as
no bearing on the proceeding of No.3 Selection Board, as the
receiver does not reveal non selection of the applicant only on
the ground of award of censure.
37. Having held so, we shall now proceed to examine a s to
whether punishment of ‘Severe Displeasure (Recordable)’ is too
harsh, having regard to his conduct as well as service profile, as
the same leads to the denial of promotion to the applicant. As
noticed above, the applicant has a brilliant service profile and is
a very efficient and meritorious officer. There was no blem ish
against him prior to issuance of show cause notice which led to
awarding the censure.
38. The Policy of awarding of censure provides that the censure,
which can be ‘Severe Displeasure (Recordable)’, ‘Se vere
Displeasure (Non-Recordable)’ and ‘Displeasure’, is awarded for
an act, conduct, omission or offences of minor nature and not in
case involving moral turpitude, fraud, theft, dishon esty and
misappropriation. The respondent authority having issued the
show cause notice asking the applicant to show cause as to why
he should not be censured, has accepted the fact th at the
applicant’s act or conduct is not serious, but of minor nature and
not an act involving moral turpitude, fraud, theft, dishonesty or
misappropriation, for which one has to be tried either by Court
Martial or by prosecution in a Civil Court. The applicant in his
reply to the show cause notice has admitted the allegations, made
against him which also reflects his intention of not concealing
anything from the authority. The respondent authority has also
condoned the action of the applicant in furnishing wrong
information in the guest list of the guest room relating to h is
service details by not levelling said allegation in the show cause
notice issued. The documents in the Laptop of the applicant were
also not ‘Classified’ documents. Had those documents be of
sensitive nature touching even remotely the security of the state
the applicant would have been tried by the Court Martial. That
apart, as discussed above, had the award of censure not coincide
with all the three chances of No.3 Selection Board, the applicant
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
would have been selected for promotion. As noticed above, the
respondents themselves have found those allegations as not
serious warranting trial by Court Martial.
39. The applicant, however, undoubtedly has to punished for his
lapses, which he has admitted. Hence though we are of the
considered opinion that while the action of the respondents in
awarding censure cannot be faulted, punishment of ‘S evere
Displeasure (Recordable)’ does not commensurate with the a ct
and conduct of the applicant having regard to the facts and
circumstances involved as it leads to denial of promo tion to
otherwise a bright officer.
40. We, therefore, while setting aside the impugned order dated
10.05.2013 passed by the Respondent No.3, awarding ‘Severe
Displeasure (Recordable)’, remand the matter to the Respondent
No.3 to reconsider the same and to take any of the administrative
action permissible under the Policy laid down on Awa rd of
Censure of Officers and JCO’s circulated vide communication
dated 23.04.2007, other than ‘Severe Displeasure (Recordable)’.
Based on the said decision, the Competent Authority shall
consider the Applicant for promotion by No.3 Selection Board
as a ‘fresh case’ in accordance with the Rules.
41. The OA is accordingly allowed to the extent indicated above.
No costs.”
13. This decision is the subject matter of challenge in the present
appeal. Thus, the limited challenge is regarding the interfe rence with
the awarding of Severe Displeasure (Recordable) by the d isciplinary
authority. That has been done despite a categorical finding that the fact
situation of this case warrants a censure against the respon dent, for
having violated the above stated Instructions.
14. It is urged that the quantum and nature of punishment is the
sole prerogative of the disciplinary authority; and in the present case,
that discretion has been exercised with due consideration of all the
relevant matters. It is urged that the punishment awa rded to the
respondent by no standards can be labelled as shock ingly
disproportionate. However, the Tribunal got swayed away on te nuous
reasoning; and interfered with a just decision of t he appropriate
authorities. The reasoning adopted by the Tribunal is palpably replete
with error apparent on the face of the record, if not perverse. Inasmuch
677
as, merely because the authorities chose to proceed against the
respondent administratively instead of resorting to Court Martial, does
not warrant a conclusion that awarding of Severe Di spleasure
(Recordable), despite the nature of misdemeanour of the resp ondent,
was excessive or shockingly disproportionate. Further, the Tribunal has
completely undermined, if not glossed over, the seriousnes s of the
allegations against the respondent as noted in the show cause no tice,
which, the respondent had unwaveringly accepted and beseeched t he
authority to take a lenient approach being a one-time aberrat ion or to
borrow his words, “a momentary loss of indiscretion”.
15. It is urged by the appellant that brilliant service r ecord of
the respondent cannot wash away the indiscretion which could ha ve
escalated to threats concerning national security. Further, the authorities
were fully conscious about the service record of the respondent a nd
after duly considering all aspects decided to award Severe Displeasure
(Recordable). The acts of commission and omission of the respondent,
which, he admitted to have indulged in, were inexcusable and warranted
a serious departmental action. Indisputably, the respondent had admitted
to have remained in touch with a foreign national for over two years
including having facilitated her to visit India and also stayed with her in
the Army officers’ mess guest room by making false ent ries in the
respective diary and giving false identity that foreign national was his
wife. The lesser action of censure of Severe Displeasure (Recordable),
therefore, by no standards can be said to be untenable on fact s or in
law. To buttress the above submissions, reliance is pla ced on Ranjit
Thakur Vs. Union of India and Others 1, B.C. Chaturvedi Vs. Union
of India and Others 2, Union of India and Others Vs. Bodupalli
Gopalaswami3, Union of India Vs. Parma Nanda 4, Mithilesh Singh
Vs. Union of India and Others 5, General Court-Martial and Others
Vs. Col. Aniltej Singh Dhaliwal 6, Union of India and Others Vs.
Dwarka Prasad Tiwari 7 and S.R. Tewari Vs. Union of India and
Another 8.
1 (1987) 4 SCC 611
2 (1995) 6 SCC 749
3 (2011) 13 SCC 553
4 (1989) 2 SCC 177
5 (2003) 3 SCC 309
6 (1998) 1 SCC 756
7 (2006) 10 SCC 388
8 (2013) 6 SCC 602
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
16. The respondent, on the other hand, would adopt the reasons
recorded by the Tribunal, to justify the interference with the censure
of “Severe Displeasure (Recordable)”. According to the res pondent,
since the Tribunal granted him substantive relief b y directing the
competent authority to award any other censure (name ly, “Severe
Displeasure (Non-Recordable)” or “Displeasure”), he did not deem it
necessary to assail the impugned order. It is urged that the im pugned
censure order deserves to be quashed because the very foundation of
the show cause notice was misplaced. Moreover, the members to No.3
Selection Boards (SB-3) were misled due to furnishin g of wrong
disciplinary inputs concerning the respondent, leading to incorrect
decision. Further, the extant Discipline & Vigilance Policy (DV Policy)
came to be wrongly applied. Similarly, the Military Secre tary Branch
Policy (MSB Policy) was inapplicable. Additionally, the order of the
Central Government on the statutory complaint filed by him was
unsustainable. It is urged that awarding of censure of Severe
Displeasure (Recordable) has had a punitive effect, including on career
progression of the respondent. Thus, it is urged that in the interest of
justice, the respondent may be allowed to challenge the order o f the
Tribunal rejecting his claim on merits.
17. According to the respondent, the GOC-in-C, South ern
Command had found lapses of respondent to be of a minor nature. The
Tribunal also took note of the fact that the documents on the respondent’s
laptop were not classified documents. That would dilute the seriousness
of the allegation against the respondent. In that, presenc e of official
documents on the laptop (albeit easily accessible to a foreign national),
would still not be a case of serious security issue warranti ng award of
censure.
18. The respondent has also invited our attention to the analysis
made by the Tribunal in reference to the allegations made against him
in the show cause notice and in the order of the competent author ity.
It is urged that accepting the explanation offered by the re spondent,
had the effect of condoning the alleged misdemeanour of the respondent
regarding furnishing of incorrect information in the guest list of the Army
Guest House. Presumably, for that reason, the same does not find place
in the opinion formed by the concerned authority whilst awarding
censure. Further, it was not a case of intentional or delibera te act of
the respondent. The respondent had frankly admitted the acts attributed
to him and urged upon the authority, to take a lenient view of the matter
679
as a one-time aberration keeping in mind his past impeccab le service
records.
19. According to the respondent, the punishment awarded by
GOC-in-C, Southern Command was shockingly disproportionate. In any
case, even if the authority intended to award censure as per the Censure
Policy dated 23 rd April, 2007, the authority had at least three options:
(a) Severe Displeasure (Recordable)
(b) Severe Displeasure (Non-Recordable) and
(c) Displeasure
It is, therefore, urged that the Tribunal was justified in taking the
view that even if it was a case of censure, awardin g of Severe
Displeasure (Recordable) was shockingly disproportionate or excessive.
20. Furthermore, it is contended that the Tribunal was competent
to examine the validity of the order passed by the appr opriate or
competent authority - both on questions of law and facts - i n terms of
Section 14 (5) of the Armed Forces Tribunal Act, 2007. In fact , the
Tribunal could have itself substituted the punishment to a lesser degree,
such as displeasure, in the peculiar facts of the present case; instead
of remanding the matter to the competent authority for reconsideration.
The Tribunal has thus abdicated its authority by relegating the respondent
before the competent authority. According to the respondent, any other
punishment of censure than simple displeasure, would be har sh and
disproportionate. The respondent submits that the order pas sed by the
Tribunal is unexceptional and if this Court intends to interfere therewith,
the respondent be granted liberty to challenge the dec ision of the
Tribunal concerning the grounds on merits of the action taken ag ainst
him. The respondent has also placed on record the latest policy regarding
the award of censure to officers dated 11 th August, 2017, which
classifies the types of censures that can be awarded and the validity
period thereof.
21. We have heard Mr. ANS Nadkarni, learned ASG, counsel for
the appellants and Mr. Rahul Kaushik, counsel for the resp ondent.
22. It is no more res integra that the Tribunal is competent and
empowered to interfere with the punishment awarded by the
appropriate authority in any departmental action, on the ground that the
same is excessive or disproportionate to the misconduct proved against
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
the delinquent officer. However, exercise of that power is circumscribed.
It can be invoked only in exceptional and rare case s, when the
punishment awarded by the disciplinary authority shocks the conscience
of the Tribunal or is so unreasonable that no reasonable person would
have taken such an action. The Tribunal, ordinarily, is not expected to
examine the quantum and nature of punishment awarde d by the
disciplinary authority as a court of appeal and substitute its own view
and findings by replacing the subjective satisfaction arriv ed at by the
competent authority in the backdrop of the evidence on record.
23. Indeed, it is open to the Tribunal to direct the discip linary
authority to reconsider the penalty imposed by it; and in except ional
and rare cases, may itself impose appropriate punishment t o shorten
the litigation by recording cogent reasons therefor. The reported
decisions pressed into service by the appellants have consistently taken
this view. In the present case, the Tribunal has adopted the former
option, of relegating the respondent before the competent authority for
reconsideration of the punishment but, at the same time, hedged by an
observation that awarding of censure in the facts of the pr esent case
was inevitable.
24. Let us, therefore, revert to the reasons weighed with the
Tribunal, as can be discerned from paragraph No.37 onwards of the
impugned judgment in particular, reproduced hitherto. The Tribunal first
noted that awarding of Severe Displeasure (Recordable), ma y have
impacted the promotional prospects of the respondent. It then proceeded
to enquire, as to whether the punishment is too harsh having regard t o
the conduct as well as service profile of the respondent - who was
considered to be a very efficient and meritorious officer. The Tribunal
was impressed by the fact that there was no blemish against the
respondent, prior to the issuance of the show cause notice.
25. Indeed, the past service records of the delinquent officer may
be germane for awarding punishment. But in the present case, the same
had been duly noticed by the competent authority as also by the authority
considering the statutory complaint filed by the res pondent. That
becomes evident from the decisions of both the authorities. For, the
competent authority was very much conscious about the said position,
as is reflected from paragraph No.4 of his order dated 10 th May, 2013
(reproduced at paragraph No.6 hereinabove). In the same way, the
higher authority whilst rejecting the statutory complaint filed by the
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respondent vide order dated 26 th February, 2014 took note of this aspect
as is clear from the extract reproduced in paragraph No.7 hereinabove.
26. The Tribunal also erroneously assumed that the competent
authority opted to resort to administrative action by awar ding censure
instead of Court Martial, because it had condoned the miscondu ct of
respondent being of a minor nature and not being a case involving moral
turpitude, fraud, theft, dishonesty and misappropriation. This bas is is
plainly misdirected and not in conformity with the applicabl e policy
regarding award of censure to Officers and JCO’s ci rculated vide
communication dated 23 rd April, 2007. In fact, the Tribunal has extracted
the relevant portion of the said policy, which clearly predicates that in
cases, which are not of a minor nature and not an act involving moral
turpitude, fraud, theft, dishonesty, financial irre gularities or
misappropriation where trial by a Court Martial is not practicable or is
inexpedient due to other reasons, may if found appropriate, be forwarded
to Integrated HQ of MoD (Army) (DV Dte) at the discreti on of the
GOC-in-C for consideration of the award of censure by the C OAS/
Government. The case of the respondent would certainly fall within the
purview of the said clause. Indubitably, just because the competent
authority chose to dispense with the disciplinary action of Court Martial
qua the respondent, does not make the misconduct and misdemeanour
of the respondent any less serious much less to be of a minor nature
as assumed by the Tribunal. Notably, the Tribunal has taken such
erroneous approach despite having noticed that the respo ndent had
admitted all the allegations made against him in the show cause notice.
27. The Tribunal was then impressed by the fact that the
respondent had admitted the allegations made against him in the show
cause notice. That conduct of the respondent, according to the Tribunal,
unravelled the fair and candid intention of the respondent - to not conceal
anything from the authority. The Tribunal completely glossed over the
seriousness of the allegations articulated in the show cause notice - that
the respondent continued to remain in contact with the foreign national
for over two years including facilitated her to visit India and then al so
stayed with her in the official mess at Goa by not disclosin g her real
identity. If that misconduct of the respondent had not come to the notice
of the appropriate authority, the respondent would have continue d to
indulge in the same manner. Concededly, it is not a case of an aberration
or a one time indiscretion of the respondent as pleaded by him. Realising
the seriousness of the situation, the respondent was well advised to admit
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
the allegations and invite a lenient action of awarding of censure only,
instead of facing Court Martial. Initiating Staff Court of Inquiry against
the respondent, therefore, in no way, tantamount to condoning his lapses
by the authority concerned as such. Whereas, it is a just exer cise of
power in terms of clause 5 of the Censure Policy dated 23 rd April, 2007,
which reads thus:
“5. Cases which are not a minor nature and yet do not involve
moral turpitude, fraud, theft or dishonesty and where trial by a
Court Martial is not practicable being time barred or is expedient
due to other reasons, may if found appropriate, be forwarded to
Integrated HQ of MoD (Army) (DV Dte) at the discretion of
the GOC-in-C for consideration of the award of censure by the
COAS/Govt.”
28. The Tribunal also committed a palpable error in opining that
the show cause notice does not contain allegation against the respondent,
regarding furnishing wrong information in the guest list of the Army
Guest House. The show cause notice vividly describes t he serious
lapses committed by the respondent such as in clause 2(a) (iv), namely,
“unauthorisedly” bringing and staying with Ms. Sueli, a foreign national,
in the Army premises in Goa from 12 th October, 2011 to 15 th October,
2011. This allegation was sufficient to include the misdemeanour of the
respondent of having furnished wrong information in the guest list of
the guest house. This allegation has been admitted by the res pondent.
29. The Tribunal also got swayed away by the fact that t he
allegation made in the show cause notice did not me ntion about
“classified” documents on the laptop. It was of the view that only if
reference was to be made to “classified” documents, it would have been
a case of sensitive nature touching upon the security of the nation. What
has been glossed over by the Tribunal, is that, the allegation ag ainst
the respondent in the show cause notice is about unauthorisedly keeping
“official” documents in his laptop including the crucial i nformation
regarding his rank, name and unit location, and furthe r the laptop
containing such official documents/information was routinely connected
to the internet and made easily accessible to a foreign na tional. This
allegation has been admitted by the respondent in his response to the
show cause notice. The respondent merely wanted the competent
authority to take a lenient view, being momentary loss of indiscretion.
683
30. The Tribunal then adverted to the fact that the award of
censure coincided with all the three chances of No.3 Selection B oard.
That may be the effect of censure on promotion. As per th e Censure
Policy, the intended punishment being permissible and the comp etent
authority being satisfied that the same is commensu rate with the
seriousness of the uncontroverted allegations against the respondent,
for the reasons recorded in that regard by it, such satisfa ction cannot
be lightly brushed aside as being excessive or unjust. Accordingly, even
this reason weighed with the Tribunal is unstatable and te nuous.
31. Having carefully analysed the erroneous basis on which the
Tribunal came to hold that the punishment of Severe Displeasure
(Recordable) is not commensurate with the lapses of the r espondent,
we have no hesitation in concluding that the Tribunal committed manifest
error in interfering with the award of censure of Severe Di spleasure
(Recordable), in the facts of this case. In our opinion, the basis on which
the Tribunal chose to interfere being indefensible, the conclusion reached
by the Tribunal on such edifice must fall to the ground.
32. We are of the considered opinion that in the backdrop of the
incontroverted allegations, as articulated in the show cause notice issued
to the respondent, reproduced in paragraph No.5 hitherto, the same may
warrant a stern action against the respondent; and, thus, the discreti on
exercised by the competent authority in terms of the stat ed policy to
deal with the respondent administratively cannot be faulted wi th and
must be upheld, including the award of censure of Severe Displeasur e
(Recordable) being commensurate thereto.
33. We are conscious of the argument of the respondent that if
this Court was to overturn the conclusion of the Tribunal, may p ermit
the respondent to challenge the decision of the competent authority on
merits. In our opinion, the Tribunal has already dealt with the grounds
on which challenge thereto was founded; and rightly rejected the same,
taking into account the admission of the respondent in h is written
response to the show cause notice. Once, the respondent chose not to
controvert the allegations made against him in the show cause notice
and pursued the matter with the competent authority only for taking a
lenient view, he cannot be permitted to resile from that position. It would
result in allowing the respondent to approbate and reprobate. That cannot
UNION OF INDIA & ORS. v. LT. COL. KULDEEP YADAV
[A. M. KHANWILKAR, J.]
be countenanced. Therefore, the prayer of the respondent to permit
him to challenge the adverse findings of the Tribunal qua him on merits
of the admitted allegations, is declined.
34. In view of the above, this appeal must succeed. The impugned
judgment and order of the Armed Forces Tribunal is quashed and se t
aside. Instead, the decision of the Government of India dated 30 th April,
2014, rejecting the statutory complaint of the respondent and upholding
the order passed by the GOC-in-C dated 10 th May, 2013 is restored.
35. Appeal is allowed in the above terms, with no order as to
costs. All pending applications are also disposed of in te rms of this
decision.
Ankit Gyan Appeal allowed.