Rohtas & Anr. v. State of Haryana
SURYA KANT, J.
These two criminal appeals, which have been heard through video
conferencing, are directed against the judgment dated 15.03.2010 of the
High Court of Punjab and Haryana whereby conviction of Rohtas and
Sanjay (appellants in Criminal Appeal No. 38 of 2011) and Bi jender
(appellant in Criminal Appeal No. 775 of 2011) under Sections 307 and
148 of the Indian Penal Code, 1860 (“IPC”) has been upheld, thoug h
the sentence of seven years rigorous imprisonment awarded by the
Additional Sessions Judge, Sonipat has been reduced to five years, with
a fine of Rs. 1,00,000 (Rupees One Lakh) payable as compensation to
the victim-complainant.
Facts
2. The brief facts of the prosecution case are as fo llows. A
complaint was lodged with the police by the victim-Ranbir Singh (PW-1)
on 26.01.1998 stating that two days ago while on his way to irrigate his
agricultural field, he was stopped by Rohtas, Sanjay, Bijender (the present
three appellants) and Om Prakash (since deceased) who coll ectively
threatened him with death if he were to return to his fields for irrigation.
989
The complainant came back to his house and narrated the incident to his
family members who while cautioning him against picking a quar rel,
asked him to go about his normal routine. On the following day, i. e.
25.01.1998, when the complainant was passing by the Hudawala field
while on his way to another agricultural plot (known as Patewala field),
the four accused - Om Parkash, Rohtas, Sanjay and Bijender intercepted
him. They started inflicting blows on the complainant’s body using axes,
thereby causing him to fall down and seriously injuring his legs, hand and
head. Another group of three accused persons, comprising Hawa Singh,
Virender @ Beero and Rajinder also joined in thrashing the complainant.
The assailants further declared that they would not rest till they killed
the complainant. Upon hearing the complainant’s cries, his brother Balwan
(PW-3) who was irrigating a nearby Budewala field, rushed to the spot
and raised an alarm. Thereafter, all seven accused ran from the spot.
Balwan subsequently carried his injured brother to Government Civil
hospital at Sonipat for treatment. Owing to the seriousness of multiple
injuries, Ranbir was referred to Post Graduate Institut e of Medical
Sciences at Rohtak (in short, “PGIMS, Rohtak”).
3. The jurisdictional police recorded the statement of the injured
on 26.01.1998 at PGIMS, Rohtak and formally registered the First
Information Report under Sections 307, 323, 325, 506, 148 and 149 of
the IPC. All the seven accused were then arrested. Post completion of
investigation, they were committed to trial. The Additional Sessions Judge,
Sonipat framed two charges; first, of rioting with deadly weapons under
Section 148, and second, of attempt to murder with common object as
part of an unlawful assembly under Section 307 read with Section 149
of the IPC. All seven accused pleaded not guilty and claimed trial.
During trial, however, Om Prakash died and proceedings aga inst him
stood abated on 08.11.2000.
4. The prosecution examined twelve witnesses to establish the
accused’s guilt, which included the victim-complainant - Ranbir Singh
(PW-1) and his brother and only eye-witness - Balwan (PW-3). The
complainant very effectively corroborated his earlier version. He remained
firm during cross-examination and categorically stat ed that “Om
Parkash, Rohtas, Sanjay and Bijender and after a minu te Beero,
Hawa Singh and Rajinder came there. All the accuse d attacked
me with their respective weapons. ” He further mentioned that “Om
Parkash gave two axe blows on my head while Rohtas i nflicted
ROHTAS v. STATE OF HARYANA
[SURYA KANT, J.]
uncounted injuries on my right leg... Sanjay gave two -three axe
blows on my left leg... Bijender gave one axe blow on the palm of
my left hand .” It is relevant to be noticed here that the complainant
was candid enough to admit in his cross-examination that “when the
accused Rajinder, Hawa Singh and Beero when arrived at the scene
of occurrence, I have already suffered all the inju ries on my
person.... [sic]”
5. Eye-witness, Balwan (PW-3) stated on oath that on 25.01.1998
he was irrigating Budewala field which he had taken on lease basis. At
about 12PM he heard noise towards the passage and after running in
that direction he witnessed that “Om Parkash, Rohtas, Sanjay and
Bijender armed with axes were causing injuries to m y brother/
Ranbir .” Like the injured-complainant, Balwan (PW-3) also gave a
detailed account of the assault and consequent injuries on the body of
Ranbir. Despite strong suggestions by the defence coun sel on the
unlikelihood of him having seen the incident, Balwan unequivocally replied
that “I saw the accused causing injuries to my brother from distance
of about half killa... ”.
6. Dr. Suman Mathur (PW-4), who had medico-legally examined
the injured soon after the occurrence, lead the medical evid ence. She
found the following seven injuries on various parts of the complainant’s
(PW-1) body:
“1. Lacerated Wound 7 cm x 2 cm x bone deep on the lower 1/
3rd of right side. Bone exposed muscle and tendons were
crushed. Fresh bleeding was present and was advised x-ray .
2. Lacerated Wound 3 cm x 2 cms x bone deep present on the
right ankle foot. Advised x-ray.
3. Lacerated Wound 3 cms x 2 cms x bone deep on the front
and middle of left leg. Advised x-ray left leg.
4. Lacerated Wound 3 cms x 2 cms x muscle deep present on
the dorsum of the left leg.
5. Lacerated Wound 3 cms x 3 cms x skin deep on the palmer
aspect of left leg. Advised x-ray.
6. Lacerated Wound 5 cms x 2 cms x scalp deep on the le ft
parieto temporal region 5 cms above the left ear. Advi sed x-
ray.
991
7. Lacerated Wound 2 cms x 2 cms x scalp deep on the right
parieto temporal region. Advised x-ray .”
7. The Orthopaedic Surgeon, Dr Ajay Goel (PW-10), deposed
that he was posted as Registrar in the Department of Orthopaedics, X-
Ray and Emergency Wing, at PGIMS Rohtak when he attended to the
complainant and diagnosed him with fracture of both the lower bones in
both of his legs, along with vascular and nerve injuries. External bilateral
legs were affixed and vascular repair was carried out on 26.01 .1998.
But, upon deterioration of the complainant’s condition, the lower portion
of his right leg (below the knee) was amputated on 01.02.1998. The
need for this amputation and its correlation with the initial set of injuries
inflicted by the accused, was elucidated by Dr SS Lochab (P W-12),
who was posted as Head of Department of Cardiothoracic and Vascular
Surgery at PGIMS, Rohtak. He explained the damage caused t o the
tibial arteries and how the massive blood loss had endanger ed the
complainant’s life. The Investigating Officer, S.I. Parkash Chand (PW-
6) and other formal police witnesses too deposed to subst antiate the
prosecution case.
8. The six-surviving accused in their statement under Section 313
of Code of Criminal Procedure, 1973 (“CrPC”) claimed that they were
falsely implicated on account of local village politics. They also led defence
evidence and produced Dr Varsha (DW-1) posted then as the Medical
Officer, Civil Hospital, Sonipat who had found injuries on Om Prakash
(deceased) and Sanjay (present appellant) during a medico legal
examination on the day after the incident.
9. Analysing this substantial ocular and medical evidence, t he
learned Additional Sessions Judge, Sonipat negated the defence’s
objection against reliance on testimony of PW-3, for he being related to
the complainant or that the medical evidence did not reconcile with the
ocular evidence. The trial Court noted that an ‘unlawful assembly’ with
a common object had caused serious injuries to the complainant. All the
six accused were consequently convicted for the offence under Section
307 read with Section 149 of the IPC (with sentence of s even years
rigorous imprisonment) and also under Section 148 of the IPC (with an
additional one year’s concurrent imprisonment).
10. The High Court, in appeal, re-appraised the entire evidence
and took further notice of the complainant’s admission that three of the
ROHTAS v. STATE OF HARYANA
[SURYA KANT, J.]
accused, namely Rajinder, Hawa Singh and Beero @ Virender, had arrived
at the scene of occurrence after he had already suffere d injuries from
the other accused. Sensing the possibility that the late-arriving accused
might have been named only to widen the net and settle past scores, the
High Court extended the benefit of doubt to Rajinder, Hawa Singh and
Beero @ Virender and acquitted them of all charges. As regar ds the
present three appellants - Rohtas, Sanjay and Bijender, the High Court
found no ground to interfere with their conviction, though it reduced the
quantum of sentence under the charge of Section 307 IPC from s even
years to five, with a combined additional fine of Rs 1,00,000 (Rupees
One Lakh) to be paid to the victim-complainant (PW-1).
11. These three remaining convicts, namely, Rohtas and Sanjay
(jointly) and Bijender have assailed their conviction and sentence through
these two criminal appeals.
Contentions :
12. We have heard learned counsel for the appellant s at
considerable length and have perused the record in-depth. The re are
three principal contentions which have been raised on beha lf of the
appellants. First , it was urged that the minimum number of persons
required to constitute an ‘unlawful assembly’ and concomitantly sustain
any charge under Section 149 IPC is five. Given that three of the original
seven accused have been acquitted by the High Court, the conviction
for attempt to murder as part of an unlawful assembly could not survive.
In support, learned counsel for the appellants relied upon Amar Singh
v. State of Punjab 1, and Dhupa Chamar v. State of Bihar 2. Further
reliance was placed on Subran v. State of Kerala 3, to urge that the
case should not be converted to one under Section 307 IPC simplicitor
at an advanced stage. Second, the prosecution story was highly doubtful
as Balwan (PW-3) was an interested witness and no other independent
witness had been examined. Third and finally, it was urged alternatively
that the appellants after having undergone some part of their sentence
were enlarged on bail by this Court almost a decade back, and it would
not serve the ends of criminal justice to return them to jail at this juncture.
The sentence thus ought to be reduced to the period already undergone
by the appellants.
1 (1987) 1 SCC 679.
2 (2002) 6 SCC 506.
3 (1993) 3 SCC 32.
993
13. Although learned State Counsel did not appear on the date of
final hearing, but the respondent’s stand on the intermittent date s of
hearing has been in total contrast to that of the appellants. The prosecution
case proceeds on the premise that there is an attempt to murder, involving
seven persons with a common intention and prior meeting of minds. The
emphasis of the State as usual is that no lenient view ought to be taken
in light of the nature of injuries.
Analysis :
14. We have given our thoughtful consideration to all the issues
raised on behalf of the appellants. We first deem it appropriate to avert
to the contention whether a charge framed with the assistance of Section
149 IPC can later be converted to one read with Section 34 IPC or even
a simplicitor individual crime? Second, whether lack of independent
witnesses to a violent crime would undermine the prosecution case and
whether closely related witnesses can be relied upon in such instances?
And third, whether leniency ought to be shown to the present appellants
given the extended period of liberty which they have enjoyed since being
released on bail?
(i) Framing of charge and its subsequent alteration
15. The primary attack on the judgment of the High Court by
learned counsel for the appellants is on a question of law, which although
seems interesting at first but turns out to be superfic ial upon a deeper
consideration. The oversight regarding Section 148 and 149 of the IPC
as highlighted by the appellants is indeed inescapable . Before the
members of an ‘unlawful assembly’ can be vicariously held guilty of an
offence committed in furtherance of common object, it is necessary to
establish that not less than five persons, as mandatorily prescribed under
Section 141 read with Section 149 of the IPC had actually participated
in the occurrence. It is not uncommon, like in the present facts , when
although the number of accused is more than five at the time of charge-
sheeting, but owing to acquittals of some of them over the cour se of
trial, the remaining number of accused falls below five. It may be true in
such cases, as rightly urged by the appellants that the c harge under
Section 148 and 149 IPC would not survive.
16. This does not, however, imply that Courts can not alter the
charge and seek the aid of Section 34 IPC (if there is common intention),
or that they cannot assess whether an accused independently satisfies
ROHTAS v. STATE OF HARYANA
[SURYA KANT, J.]
the ingredients of a particular offence. Sections 211 to 2 24 of CrPC
which deal with framing of charges in criminal trials, give significant
flexibility to Courts to alter and rectify the charges. The only controlling
objective while deciding on alteration is whether the new charge would
cause prejudice to the accused, say if he were to be taken by surprise or
if the belated change would affect his defence strategy. 4 The emphasis
of Chapter XVII of the CrPC is thus to give a full and proper opportunity
to the defence but at the same time to ensure that justice is not defeated
by mere technicalities. Similarly, Section 386 of CrPC bestows even
upon the appellate Court such wide powers to make amendments to the
charges which may have been erroneously framed earlier. Furthermore,
improper, or non-framing of charge by itself is not a ground for acquittal
under Section 464 of the CrPC. It must necessarily be shown that failure
of justice has been caused, in which case a re-trial may be ord ered. 5
17. The contention of the appellants to the contrary is nothing but
hyper-technical. It deserves mention that the extracts of Subran v. State
of Kerala (supra) as relied upon by the appellants’ counsel have been
subsequently recalled and substituted by the bench in review jurisdiction. 6
The amended version makes clear that acquittal in Subran (supra) was
not because of improper framing of charges but on facts. I n that case,
the injuries attributed to the accused failed to sati sfy the necessary
ingredients of the relevant provision when his role was assessed
individually. Indeed, such is the right approach. Courts are free to weigh
the evidence and determine whether an independent conviction is possible
in case group prosecution under Section 149 IPC fails.
18. In another case relied upon by the appellants, i.e. Amar Singh
v. State of Punjab (supra) , this Court in the penultimate paragraph notes
that “Apart from the fact that the appellants cannot be c onvicted
under Sections 148 and 149 IPC, it is difficult to convict them on
any charge on the basis of the evidence of PW5.” This shows that
acquittal was based not merely upon failure by the prosecution to fulfil
the requirements of Section 149 IPC, but because even independe ntly
no substantive offence was found to have been committed.
19. In fact, the law on this point has continuously been delved into
and reiterated by this Court from time to time. A three-Judge Bench of
4 Nallapareddy Sridhar Reddy v. State of AP, 2020 SCC OnLine SC 60, ¶ 16-21.
5 Kantilal Chandulal Mehta v. State of Maharashtra, ( 1969) 3 SCC 166.
6 (1993) 3 SCC 722.
995
this Court in Karnail Singh v. State of Punjab 7, held that:
“8. It is true that there is substantial difference be tween the
two sections but as observed by Lord Sumner in Bare ndra
Kumar Ghosh v. Emperor I.L.R. 52 Cal. 197, they also to some
extent overlap and it is a question to be determined on the
facts of each case whether the charge under section 149
overlaps the ground covered by section 34. If the c ommon
object which is the subject-matter of the charge under sec tion
149 does not necessarily involve a common intention , then
the substitution of section 34 for section 149 might r esult in
prejudice to the accused and ought not therefore to be
permitted.
But if the facts to be proved and the evidence to be adduced
with reference to the charge under section 149 would be the
same if the charge were under section 34, then the f ailure to
charge the accused under section 34 could not result in an y
prejudice and in such cases the substitution of secti on 34 for
section 149 must be held to be a formal matter.”
(emphasis supplied)
20. The above-extracted position of law was further concretised
in Willie (William) Slaney v. State of MP 8 and by the majority in
Chittarmal v. State of Rajasthan 9. The permissibility of convicting an
accused individually under a simplicitor provision after group conviction
with the aid of Section 149 of IPC fails, was further explored in Atmaram
Zingaraji v. State of Maharashtra 10 , wherein this Court held that:
“4. The next question that falls for our determinat ion is
whether, after having affirmed the acquittal of all others, the
High Court could convict the appellant under Section 3 02,
I.P.C. (simpliciter). The charges framed against the accused
(quoted earlier) and the evidence adduced by the prosecution
to bring them home clearly indicate that according to its case,
the nine persons arraigned before the trial Court - and, none
others, either named or unnamed (totalling minimum five or
7 AIR 1954 SC 204.
8 AIR 1956 SC 116, ¶ 49.
9 (2003) 2 SCC 266, ¶ 14.
10 (1997) 7 SCC 41.
ROHTAS v. STATE OF HARYANA
[SURYA KANT, J.]
more persons) - formed the unlawful assembly. Conse quent
upon the acquittal of the other eight the appellant could not
be convicted with the aid of Section 149, I.P.C., m ore
particularly, in view of the concurrent findings of the learn ed
Courts below that the other eight persons were not in any
way involved with the offences in question.
5. The same principle will apply when persons are tried w ith
the aid of Section 34, I.P.C. In the case of Krishna v. State o f
Maharashtra [1964]1SCR678 , a four Judge Bench of t his
Court has laid down that when four accused persons are tried
on a specific accusation that only they committed a murder in
furtherance of their common intention and three of them are
acquitted, the fourth accused cannot be convicted w ith the
aid of Section 34, I.P.C. for the effect of law would be that
those who were with him did not conjointly act with the fourth
accused in committing the murder.
6. In either of the above situations therefore the sole c onvict
can be convicted under Section 302, I. P. C. (simpliciter) only
on proof of the fact that his individual act caused the de ath
of the victim. To put it differently, he would be liable fo r his
own act only. In the instant case, the evidence on record does
not prove that the injuries inflicted by the appell ant alone
caused the death; on the contrary the evidence of the eye-
witnesses and the evidence of the doctor who held the p ost-
mortem examination indicate that the deceased susta ined
injuries by other weapons also and his death was the outcome
of all the injuries. The appellant, therefore, would be guilty of
the offence under Section 326, I.P.C. as he caused a grie vous
injury to the deceased with the aid of jambia (a sharp-cu tting
instrument). ”
(emphasis supplied)
21. This position of law has finally been summed up very
succinctly in Nallabothu Venkaiah v. State of AndhraPradesh 11 :
“24. Analytical reading of catena of decisions of this C ourt,
the following broad proposition of law clearly emerge s; (a)
the conviction under Section 302 simpliciter without aid of
11 (2002) 7 SCC 117.
997
Section 149 is permissible if overt act is attribut ed to the
accused resulting in the fatal injury which is indepe ndently
sufficient in the ordinary course of nature to cause the death
of the deceased and is supported by medical evidence; (b)
wrongful acquittal recorded by the High Court, even if it stood,
that circumstance would not impede the conviction o f the
appellant under Section 302 r/w Section 149 I.P.C. (c) ch arge
under Section 302 with the aid of Section 149 could be
converted into one under Section 302 r/w Section 34 if the
criminal act done by several persons less than five in nu mber
in furtherance of common intention is proved .”
(emphasis supplied)
22. Although both Section 34 and 149 of the IPC are modes for
apportioning vicarious liability on the individual members of a group, there
exist a few important differences between these two provisions. Whereas
Section 34 requires active participation and a prior mee ting of minds,
Section 149 IPC assigns liability merely by membership of the unlawful
assembly. In reality, such ‘common intention’ is usually indirectly inferred
from conduct of the individuals and only seldom it is done through direct
evidence. 12
23. Applying these settled principles to the facts of the p resent
case, it may be seen that both the common object and the common
intention are traced back to the same evidence, i.e., evaluating the conduct
of the accused as narrated by the injured and the eye-witness. Further ,
a perusal of Section 313 CrPC statement shows that the appellants were
expressly confronted with their specific role in the offence: that each of
them had individually attacked the complainant with a deadly object in
furtherance of the common intention of killing him. We, therefore, do not
find that the appellants suffered any adverse effect when the High Court
held the three of them individually guilty for the offence of a ttempted
murder, without the aid of Section 149 IPC.
24. We have no doubt that on facts, an offence under Section 307
IPC is clearly made out against each of the three appellants. The medical
experts have in their depositions clearly explicated that the weapons
used and the injuries inflicted were more than sufficient to cause death
in ordinary course of nature. The appellants made death threats to the
12 Mahbub Shah v. King Emperor, AIR 1945 PC 118, pp. 1 53-154.
ROHTAS v. STATE OF HARYANA
[SURYA KANT, J.]
complainant on 24.01.1998 and then they used sharp edged weapons
the very next day and further declared that they would not rest till they
killed the complainant. It manifests the appellant’s intenti on to inflict
bodily injury knowing fully that such injuries would ordinarily lead to the
complainant’s death. The recovery of the axe (kulhari) fr om Rohtas,
which is on the record as Exhibit-P7, further punches holes in the mask
of denial worn by the appellants.
25. The gravity of the injuries is beyond doubt. Not only were
there seven injuries, some of which were deep cuts on vital parts of the
body including on the head (above the ear); but the appellants broke all
the bones in the complainant’s feet below the knee. Most appallingly, the
injuries have led to amputation of an entire limb, leaving the complainant
permanently disabled. This by itself shows the very likely possibility of
the complainant dying if not for the timely intervention o f PW-3 and
appropriate medical care by PGIMS Rohtak. Given such extreme injuries,
we can fathom no rhyme or reason for either the complainant (PW-1) or
his brother, Balwan (PW-3) to falsely implicate the appellants and allow
the actual culprits to go scot-free. On the contrary, the candour of PW-
1 and the responses of PW-3 inspire confidence and provide undoubtable
explanation of the incident.
26. That apart, even the requirements of Section 34 of IPC are
well established as the attack was apparently pre-meditated. The incident
was not in a spur-of-the-moment. The appellants had previously
threatened the complainant with physical harm if he were to attempt to
irrigate his fields. Their attack on 25.01.1998 was thus pre-planned and
calculated. There is nothing on record to suggest that the complain ant
caused any provocation. Specific roles have been attributed to each of
the appellants by the injured and the solitary eye-witness, establishing
their individual active participation in the crime.
(ii) Independence of witnesses
27. It is true that the duty of the prosecution is to seek no t just
conviction but to ensure that justice is done. 13 The prosecution must,
therefore, put forth the best evidence collected in the course of
investigation. Although it is always ideal that independe nt witnesses
come forward to substantiate the prosecution case but it would be unfair
to expect the presence of third-parties in every case at the time of incident,
13 Kumari Shrilekha Vidyarthi v. State of UP, (1991) 1 SCC 212.
999
for most violent crimes are seldom anticipated. Any adverse inference
against the non-examination of independent witnesses thus needs to be
assessed upon the facts and circumstances of each case. In fact, it must
first be determined whether the best evidence though available, has been
actually withheld by the prosecution for oblique or unexplained reasons.
28. The present crime took place in a private agriculture field and
not in the middle of a busy public place. The defence has no t claimed
that other farmers also gathered at the scene and yet ha ve not been
examined. This shows that the appellants have in fact been blowing both
hot and cold with their arguments. Earlier in the trial they had tried to
discredit the ocular testimony of PW-3 by claiming that he might not
have been able to witness the incident owing to standing c rops in the
field. Nonetheless, they expect this Court to believe that there could
have been others who witnessed the incident but have deliberately been
suppressed by the prosecution.
(iii) Sentencing and Leniency
29. This leaves us to explore the equitable considerations an d
plea of consequential reduction in sentence as has been pleaded by learned
counsel on behalf of the appellants. We have objectively considered this
prayer. We, however, cannot be oblivious of the fact that the appellants
and their deceased co-accused were all armed with deadly weap ons.
They surrounded the complainant and in a brutal attack caus ed him
gruesome injuries and disabled him for life.
30. The appellants have not undergone even half of their sentence
period. Having enjoyed the more productive part of their lives outside
jail cannot be, per se, taken as a mitigating factor. A ny misplaced
sympathy with the appellants is likely to cause injustice to the victim of
the crime. We, therefore, do not find any justification to show leniency
and reduce the sentence.
31. Given that earlier the appellants had been ordered to serve
their two sentences of five years under Section 307 and one year under
Section 148 of IPC concurrently, acquittal in the latter would effectively
have no impact on their outstanding period of sentence.
Conclusion :
32. As a sequel to the above discussion, both the appeals are
found to be without any merit so far as conviction of the appella nts
ROHTAS v. STATE OF HARYANA
[SURYA KANT, J.]
under Section 307 IPC is concerned, and are dismissed accordingly .
However, their conviction under Section 148 is set-aside. Their bail bonds
are cancelled and the State of Haryana is directed to take the appellants
into custody to serve the remainder of their five-year sentence as awarded
by the High Court.
Divya Pandey Appeals disposed