Pravakar Mallick & Anr. v. the State of Orissa & Ors.
R. SUBHASH REDDY, J.
Civil Appeal No.3240 of 2011
1. This civil appeal is filed, aggrieved by the judgment and order
dated 24.12.2010 passed by the High Court of Orissa at Cuttack in
W.P.(C) No.6781 of 2008. By the aforesaid order, writ petition filed
by respondent nos.4 to 8 herein, is allowed by setting aside the order
dated 17.04.2008 passed in O.A.No.904(C) of 2008 etc. by the Orissa
Administrative Tribunal and the Government Resoluti on dated
20.03.2002 and the consequential Gradation List dated 03.03.2008 of
Orissa Administrative Services, Class-I (Junior Branch ) are quashed.
2. In view of the instructions issued in Office Memorandum dated
21.01.2002, by the Government of India, Ministry of Personnel, Public
Grievances and Pensions, the Government of Orissa h as passed
Resolution dated 20.03.2002. By the aforesaid Resolut ion, while
withdrawing the earlier instructions, for fixation of seniority of Scheduled
Caste/Scheduled Tribe (SC/ST) government servants on promotion by
virtue of rule of reservation, the State Government has issued
instructions to the effect that the “Catch Up Principle” adopted e arlier
by the State Government in General Administration D epartment
Resolution No.39374 dated 02.11.2000 shall not be followed any longer.
It is further ordered that the government servants belonging t o SCs/
STs shall retain their seniority in the case of promotion by virtue of rule
PRAVAKAR MALLICK & ANR. v. STATE OF ORISSA & ORS.
of reservation. In the said G.O. it is further clarified that the government
servants belonging to general/OBC category promoted later w ill be
placed junior to the SC/ST government servants promoted earl ier, by
virtue of rule of reservation.
3. The High Court has allowed the abovementioned writ petition
and the connected writ petitions and quashed the aforesaid G.O. and
Gradation List dated 03.03.2008 mainly on the ground that, unless and
until the State Government makes a law for conferring the benefit of
promotion with consequential seniority to SC/ST candidates, t hey are
not entitled to claim seniority in the promoted categories over the general
category candidates. The said writ petition is allowed, follow ing the
judgment of this Court in the case of M. Nagaraj & Ors. v. Union
of India & Ors. 1.
4. The respondent-writ petitioners were appointed to Orissa
Administrative Service-II (OAS-II) posts pursuant to se lections made
by the Orissa Public Service Commission. They were recruited during
the years 1983, 1984 and 1987. They were assigned different ranks in
the merit list for their respective batches prepared by the Public Service
Commission. In the above said merit list, persons belonging to SC/ST
category, who were appointed against the reserved vacanc ies were
placed below the writ petitioners. Thus, the writ petitioners were senior
to appointees belonging to SC/ST category. The resp ondent-writ
petitioners were subsequently promoted and appointed in the next higher
category, i.e., Orissa Administrative Service-I (OA S-I)(JB) vide
Government Notification dated 26.08.2000. The appellants and some
others belonging to SC and ST category, recruited al ong with the
respondent-writ petitioners in subsequent batches, were given promotion
to the rank of OAS-I(JB) against reserved vacancies during t he year
1995 and 2000 as provided under Orissa Reservation of Vacancies in
Posts and Services (For Scheduled Castes and Scheduled Tribes ) Act,
1975 and the rules made thereunder. The seniority of reserved
categories and unreserved categories, including that of the respondent-
writ petitioners was not finalised by the Public Service Commission since
the principles determining seniority, inter se, was the subject matter of
several litigations. The original seniority position in the cadre of OAS-
II prepared by the Public Service Commission was retain ed without
any changes in view of the judgment of this Court in the case of Union
1 (2006) 8 SCC 212
227
of India & Ors. v. Virpal Singh Chauhan & Ors. 2. Irrespective of
getting promotion in subsequent years, the inter se seniority of the
respondent-writ petitioners and the SC/ST roster point promotees in the
rank of OAS-I was maintained in the seniority list prepared on
16.05.2001. Article 16(4A) of the Constitution of India was amended
by 85 th amendment, enabling the State to grant benefit of promotion
with consequential seniority to SC/ST reserved category offic ers. By
Constitution (85 th ) Amendment Act of 2001, Article 16(4A) was
amended and for the words, “in matters of promotion to any class”,
the words, “in matters of promotion with consequential seniority to any
class” were substituted. In the judgment of this Court in the case of
M. Nagaraj1 a Constitution Bench of this Court, while upholding the
Constitution (85 th ) Amendment Act of 2001 held that, the State is not
bound to make reservation for SCs/STs in matter of promotions.
However it was held that, if they wish to exercise their dis cretion and
make such provision, the State has to collect quantifiable data showing
backwardness of the class and inadequacy of representation of that
class in public employment in addition to compliance with Article 335
of the Constitution of India. It is further made clear tha t even if the
State has compelling reasons, the State will have t o see that its
reservation provision does not lead to excessiveness so as to br each
the ceiling of 50% or obliterate the creamy layer o r extend the
reservation indefinitely. In the case of Virpal Singh Chauhan 2, this
Court has held that reserved promoted candidates are not e ntitled to
seniority in the promoted post and if the general category ca ndidate
reaches the said post, he is entitled to seniority over t he promotees to
reserved vacancies. Subsequently, a three-Judge Bench j udgment of
this Court in the case of Jagdish Lal & Ors. v. State of Haryana &
Ors.3 has held that reserved promoted category candidates are entitled
to seniority, in the promoted posts and not as per the fe eder cadre.
Subsequently, a Constitution Bench of this Court in the case of Ajit
Singh & Ors. (II) v. State of Punjab & Ors. 4 has overruled the
judgment in the case of Jagdish Lal3 and upheld the principle, viz.,
“Catch Up Rule”, as mentioned in the judgment in the case of Virpal
Singh Chauhan 2.
2 AIR 1996 SC 448 = (1995) 6 SCC 684
3 (1997) 6 SCC 538
4 (1999) 7 SCC 209
PRA V AKAR MALLICK & ANR. v. STATE OF ORISSA & ORS.
[R. SUBHASH REDDY , J.]
5. In view of the “Catch Up Rule” evolved by this Court in the
case of Virpal Singh Chauhan 2, which is approved by this Court,
subsequently in the case of Ajit Singh (II) 4 , the seniority list dated
16.05.2001, of officers of OAS-I(JB Cadre) has been prepare d. In
such list, the roster point promotees belonging to SC/ST category, who
were given promotion to OAS-I(JB) against reserved vacancies earlier,
irrespective of their original seniority in the feeder cadre, we re shown
below the respondent-writ petitioners. It is not in dispute that after 85 th
Constitution Amendment amending Article 16(4A) of the Constitution,
the State of Orissa has neither issued any executive order nor enacted
any legislation for conferring benefit of seniority for officers belonging
to SC/ST category who are promoted against reserved va cancies.
Referring to instructions issued by the Government of India, the State
of Orissa has issued Resolution dated 20.03.2002 issuing instructions
to all the departments of the Government to extend th e benefit of
seniority for scheduled caste and scheduled tribe government servan ts
on promotion by virtue of rule of reservation. Pur suant to such
Government Resolution dated 20.03.2002, Gradation L ist dated
03.03.2008 was prepared by altering the seniority of the responde nt-
writ petitioners, contrary to the list dated 16.05.2001.
6. At first instance, the respondent-writ petitioners approa ched
the Orissa Administrative Tribunal by filing Original Application, but the
said application was dismissed on the ground that it was prem ature.
Thereafter, respondent-writ petitioners have approached the High Court
questioning the orders of the Tribunal and sought further reli efs for
quashment of Government Resolution and the consequential Gradation
List. The writ petition is allowed by a common order in a batch of cases
by the High Court mainly on the ground that, the Government Resolution
dated 20.03.2002 can neither be termed as a law in exercise of enabling
power of the State under Article 16(4A), nor does i t satisfy the
parameters laid down by this Court. The High Court further held that
there is no legal basis for such Resolution and accordingly quashed the
Government Resolution and consequential Gradation List.
7. We have heard Sri A. Subba Rao, learned counsel appearing
for the appellants; learned counsel for the State of Orissa; and the
learned counsel representing one of the writ petitioners.
8. Sri Subba Rao, learned counsel appearing for the appellants
has primarily contended that as per the judgment of this Court in the
229
case of M. Nagaraj1 this Court has upheld the amendment to Article
16(4A) of the Constitution by 85 th Constitution Amendment and held
that it is always open for the State to extend the benefit of reservation
with consequential seniority, either by executive order or by way of
legislation. When the Government has taken decision b y way of
Resolution dated 20.03.2002, same is quashed by the High Court without
assigning any valid reasons. It is further submitted that the Orissa Act
38 of 1975, i.e., The Orissa Reservation of Vacancie s in Post and
Services (For Scheduled Castes and Scheduled Tribes) Act, 1975 is in
force, in the State and by the said Act, benefit of rese rvation has been
extended to scheduled castes and scheduled tribes, in promotions also.
The learned counsel has placed reliance on Section 10 of the said Ac t,
to buttress his submission that as per the same, the promot ed SC/ST
candidates are entitled for benefit of seniority.
9. The learned counsel appearing for the State of Orissa h as
fairly submitted that after 85 th Constitution Amendment by which Article
16(4A) was amended, there is neither any legislation in the Sta te of
Orissa nor any executive order by the Government, to extend the benefit
of promotion to the reserved vacancies with consequential senior ity.
10. Having heard the learned counsels on both sides we have
perused the impugned order and other material on record.
11. It is clear from the material placed on record t hat the
seniority for general category officers was restored in the Gradation
List of OAS-I(JB) which was prepared on 16.05.2001, by extending
the benefit of “Catch Up Rule”, evolved by this Court in the c ase of
Virpal Singh Chauhan 2 which is subsequently accepted in the case
of Ajit Singh (II) 4 . After Constitution (Eighty-Fifth) Amendment Act,
2001, Article 16(4A) reads as under :
“16. Equality of opportunity in matters of public
employment. -(1) …. …. ….
(2) …. …. ….
(3) …. …. ….
(4) …. …. ….
(4A) Nothing in this article shall prevent the State from making
any provision for reservation in matters of promotion , with
consequential seniority, to any class or classes of posts in the
PRA V AKAR MALLICK & ANR. v. STATE OF ORISSA & ORS.
[R. SUBHASH REDDY , J.]
services under the State in favour of the Scheduled Castes and
the Scheduled Tribes which, in the opinion of the State, are not
adequately represented in the services under the State.”
The above said amended constitutional provision makes it clear
that in case the State is of opinion, SC & STs are not adequately
represented, State is empowered to make a provision for rese rvation
in matters of promotion with consequential seniority, to any class. When
the validity of the constitutional amendment was questioned, same was
upheld by this Court in the case of M. Nagaraj1. In the aforesaid
judgment, a Constitution Bench of this Court has held that the State is
not bound to make reservation for SCs/STs in matters of prom otion.
However, if they wish to exercise their discretion and make reservations
in promotion, the States have to collect quantifiable data showing
backwardness of the class and inadequacy of representation of that
class in public employment, keeping in mind maintenance of efficiency,
as indicated by Article 335 of the Constitution of India. It is further
held that such exercise depends on availability of data. In t he case of
Suraj Bhan Meena & Anr. V. State of Rajasthan & Ors. 5 a two-
Judge Bench of this Court has considered the validity of notificatio ns,
providing for promotion of members of SC/ST with conse quential
seniority, issued by the State Government. In the aforesai d judgment,
it is held by this Court that the need for collecting quantifiable data and
ascertaining inadequacy of representation of members belonging to SC/
STs is a condition precedent for issuing notifications providing benefit
of reservation with consequential seniority. Further, in the case of B.K.
Pavitra & Ors. v. Union of India & Ors. 6 this Court has held that
the determination of ‘inadequacy of representation’, ‘backwa rdness’
and ‘overall efficiency’ is mandatory for exercising power under Article
16(4A). It is further held in the said case that the mere fact that there
is no proportionate representation in promotional posts for r eserved
category candidates, by itself is not sufficient to extend the benefit of
consequential seniority to promotees who are otherwise juniors. It is
held that in absence of such mandatory exercise by the State the “Catch
Up Rule” fully applies. In the case of Jarnail Singh & Ors. v.
Lachhmi Narain Gupta & Ors. 7 while answering the reference a
Constitution Bench of this Court has held that the judgment in the case
5 (2011) 1 SCC 467
6 (2017) 4 SCC 620
7 (2018) 10 SCC 396
231
of M. Nagaraj1 need not be revisited by referring to a seven-Judge
Bench. At the same time it held that the conclusion in M. Nagaraj1
that the State has to collect quantifiable data showing backwardness
of scheduled castes and scheduled tribes is held to be invali d on the
ground that the same runs contrary to 9-Judge Bench judgment of thi s
Court in the case of Indra Sawhney & Ors. v. Union of India &
Ors.8. It is also held in the said judgment that Article 16(4A) has been
couched in language which would leave it to the States to dete rmine
adequate representation depending upon the promotional post in question.
Further in the case of B.K. Pavitra & Ors. v. Union of India &
Ors. 9 this Court while considering the validity of Karna taka
Determination of Seniority of the Government Servants Promot ed on
the Basis of Reservation (to the Posts in the Civil Services of the State)
Act, 2002 has upheld the Act on the ground that same was enacted b y
making study regarding inadequacy of representation, and overall
administrative efficiency.
12. In view of the judgments as referred above, in this case, it is
to be noticed that after Constitution (Eighty-Fifth) Amendme nt Act,
2001, amending Article 16(4A) of the Constitution which enabled the
State to extend the benefit of promotion with consequential seniori ty
by examining the adequacy of representation to scheduled caste s and
scheduled tribes in the State services, the State of Orissa has not ma de
any provision, either by way of legislation or by an executive order, to
extend such benefit in the Class-I Services. The advocate for State
specifically admitted that the Govt. has not issued any executive order
or has passed any legislation. The Government Resolut ion dated
20.03.2002 is issued merely based on the instructions issued by the
Government of India, without examining the adequacy of representation
in posts. As is evident from the order of the High Court, th e State in
its counter affidavit has taken the stand that there is no nec essity for
bringing out any law to extend the benefit of seniority for thos e who
are promoted in reserved vacancies. Government Resolution dated
20.03.2002 can neither be termed as law made in exercise of enabling
power of the State under Article 16(4A), nor does i t satisfy the
parameters laid down in the various decisions of this Court. The
Resolution has no legal basis. The Seniority/Gradatio n List dated
8 1992 Supp. (3) SCC 217
9 2019 SCC OnLine SC 694
PRA V AKAR MALLICK & ANR. v. STATE OF ORISSA & ORS.
[R. SUBHASH REDDY , J.]
16.05.2001 of OAS-I (JB) was prepared correctly by following the ratio
laid down by this Court and in absence of any law or decision by way
of executive order based on acceptable material for conferring
additional benefit of consequential seniority, the Gradation List dated
03.03.2008 was prepared by altering the positions w hich were
maintained in the List dated 16.05.2001. While it is open for the State
to confer benefit even through an executive order b y applying
mandatory requirements as contemplated under Article 16(4A) but the
Resolution dated 20.03.2002 is merely issued by ref erring to the
instructions of the Union of India without examining the adequ acy of
representation in promotional posts, as held by this Court.
13. Further, the submission of the learned counsel – Sri A. Subba
Rao – that the benefit of reservation in promotion is given in the services
of OAS-I for scheduled caste and scheduled tribe off icers as per
Section 10 of Orissa Act 38 of 1975, but same cannot be countenanced
for the reason that such Act was enacted by the State of Orissa in the
year 1975 but no provision is brought to our notice in such Act for giving
the benefit of seniority for the promotees who were promoted in
reserved vacancies. In absence of any provision in the said Ac t for
conferring the benefit of seniority, and in absence of any amendme nt
after Constitution (Eighty-Fifth) Amendment Act of 2001, by whi ch
Article 16(4A) was amended, benefit of seniority cannot be ext ended
relying on Section 10 of the Act. In view of the stand of the respondent-
State in the counter affidavit filed in the writ petition and further in view
of the submission made by the learned counsel for the Stat e of Orissa
that no benefit of seniority was extended by any State Act or by any
executive order by examining adequate representation in terms of Article
16(4A) of the Constitution, we do not find any merit in this appeal so
as to interfere with the well reasoned judgment of the High Court. The
judgment of this Court rendered in the case of Jarnail Singh 7 relied
on by the learned counsel for the appellants also would not ta ke any
further the case of the appellants. In the said judgment also for giving
the benefit of promotion with consequential seniority, the need to examine
adequate representation in posts in terms of the judgment of this Court
in the case of M. Nagaraj1 is maintained. As such, the said judgment
would not render any assistance for the case of appellants.
14. For the aforesaid reasons, the appeal is dismissed with no
order as to costs.
233
Civil Appeal No.4421 of 2011
15. The appellants in this appeal, who were not parties b efore
the High Court, have also sought the same relief as has been sought in
Civil Appeal No.3240 of 2011. In view of dismissal of Civil Ap peal
No.3240 of 2011, this appeal also stands dismissed.
Divya Pandey Appeals dismissed.
PRA V AKAR MALLICK & ANR. v. STATE OF ORISSA & ORS.
[R. SUBHASH REDDY , J.]