Bengaluru Development Authority v. Mr. Sudhakar Hegde & Ors.
DR. DHANANJAYA Y CHANDRACHUD, J.
Index
A Introduction
B Submissions
C Issues
D Date of commencement of the PRR project
E Applicability of the EIA Notification 2006
F Compliance with the procedure under the EIA Notification 2006
G Deficiencies in the EIA report
G.1 Accreditation of the EIA consultant
G.2 Forestland
G.3 Trees
G.4 Pipeline
H Appraisal by the SEAC
I Courts and the environment
J Directions
A Introduction
1. The present appeal arises from a judgment of the Princip al
Bench of the National Green Tribunal 1 dated 8 February 2019 quashing
the Environmental Clearance 2 granted to the appellant for the development
of an eight lane Peripheral Ring Road 3connecting Tumkur Road to Hosur
Road and totaling a length of 65 kilometers. The NGT was of the view
1 NGT
2 EC
3 PRR
BENGALURU DEVELOPMENT AUTHORITY v.
MR. SUDHAKAR HEGDE
that the primary data upon which the Environment Impact Assessment 4
report was based was collected more than three years p rior to its
submission to the State Environment Impact Assessment Authority 5. The
NGT was of the view that it was not necessary to adjudicat e upon the
other contentions that were urged in support of quashing the EC as
there was a substantial delay in the preparation of the EIA report.
Accordingly, the NGT directed the appellant to conduct a fresh rapid
EIA and clarified that the “project proponent will not proceed on the
basis of the impugned Environmental Clearance.” Assailing the order of
the NGT, the appellant, as project proponent, is in appeal be fore this
Court.
2. In a bid to address the growing need for efficie nt
commutation,address traffic congestion and connect the Banga lore-
Mysore Infrastructure Corridor (NICE road) with more acce ss points,
the appellant formulated the PRR project scheme in 2005. A preliminary
notification was issued on 27 May 2005 under Section 17(1) and (3) of
the Bangalore Development Authority Act 1976 6 to acquire certain land
for the execution of the project. The stated purpose of the project was:
“1) To decongest the traffic in Bangalore City;
2) To cater intercity connectivity and intercity traffic;
3) To reduce pollution in the city;
4) To reduce heavy vehicles traffic i.e., Lorry and Trucks; and
5) To decongest the traffic on outer ring road.”
3. Another preliminary notification was issued on 23 September
2005 which concerned the realignment of the proposed road project. A
final notification under Section 19(1) of the BDA Act was issued on 29
June 2007 for the acquisition of the proposed land. The notific ations
were challenged before the High Court of Karnataka in Writ proceedings 7
on the ground that the appellant had no authority to issue the notifications
and acquire land for the proposed PRR project. By a judgment dated 22
July 2014, the High Court dismissed the writ petition on the ground that
the appellant was authorised under the BDA Act to acquire the land for
the project in question. The Writ Appeal against this was dismissed on
the ground of default on 9 February 2017.
4 EIA
5 SEIAA
6 BDA Act
7 WP No. 4550/2008
761
4. The appellant, as project proponent, submitted an application 8to
the SEIAA on 10 September 2009 under the EIA Notification 2006 9
seeking an EC for the PRR. The Terms of Reference 10 were prepared
by the State Expert Appraisal Committee 11 on 21 November 2009.
Primary data was collected between December 2009 and February 2010.
The final EIA report was placed before the SEAC and the S EIAA in
October 2014. An EC was granted by the SEIAA on 20 November
2014. The first and second respondents filed an appeal to the NGT
challenging the grant of the EC. The NGT, by an interim order dated 15
April 2015 granted an interim stay of the EC. The relevant portion of the
order reads:
“Pointing to the EIA report which was placed before the 1 st
respondent, the counsel for the appellant would submit that the
first part of the report would clearly indicate that if the road was
constructed, it would pass through the Reserve Forest and the
later part it would submit that the Forest clearance is not necessary
which by itself would suffice to reject the recommendation. The
EIA report would clearly indicate that if the proposed roa d has
got to be constructed approximately 200 trees were to be cut
which is thoroughly inconsistent to the report given by the
Horticulture and Forest Department. According to their report, it
would require felling of 16,685 trees. Added further by the counsel
for the appellant that if the proposed road is allow ed to be
constructed it would be above the underground pipe line already
laid for transporting petroleum from Mangalore to Bangalore and
if any leakages happens in future it would bring forth serious
consequence…
There exists a prima facie case in favour of the appella nt for
granting an interim order of stay…”
The NGT noted the discrepancy between the submission of the
appellant and the existence of a reserved forest thro ugh which the
proposed road was to pass. The NGT recorded that while the EIA report
stated that only 200 trees would be cut for the proposed project, the
8 No. BDA/EM/TA3/PRR/EIA/T333/09-10
9 2006 notification
10 ToR
11 SEAC
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J.]
report given by the Horticulture and Forest Department ind icated that
about 16,685 trees would be required to be felled for the proposed project.
By its final order dated 8 February 2019, the NGT stayed the operation
of the EC granted by the SEIAA. The relevant portion of the or der
reads:
“The Environmental Clearance was granted on 20.11.2014. Thus,
the primary data was more than three years prior to the EIA
report. There are omissions in the EIA report with regard to data
of forests land as well as the provisions of revised Master Plan,
2015 prepared by the BDA. Thippagondanahalli Reservoir (TGR)
catchment area has been suppressed in the EIA report. Gree n
cover particulars have been overlooked. Further objection is that
there is proximity of the area to the petroleum pipelines and land
earmarked for petroleum pipelines overlaps the project. According
to the appellant, Stage-I Forest Clearance was not obt ained as
required…
It is not necessary to adjudicate on the contentions raised, having
regard to the patent fact that there was substantial delay in EIA
and a period of almost five years passed even thereafter. This
Tribunal, vide order dated 15.04.2015, considered the issue…It
will, thus, be in the interest of justice that a fresh rap id EIA is
conducted. If the project is found viable after incorporating due
abatement measures, including the suggestions of the appellant,
the same can be taken up without further delay…”
The NGT directed the appellant to conduct a rapid EIA. It w as
further directed that if the project is found to be viable after incorporating
abatement measures, “the same can betaken up without delay”. Notice
was issued by this Court on 15 March 2019.
B Submissions
5. Assailing the order of the NGT, Mr. Shyam Divan, learned
Senior Counsel appearing on behalf of the appellant contended that:
(i) The 2006 Notification obliges a project proponent to seek
prior EC only for projects that are listed in the Schedule to
the Notification. Para 7(f) of the Schedule includes only those
projects that are either National or State Highways. The PRR
project does not fall within the ambit of either the National
Highways Act 1956 or the Karnataka Highways Act 1964.
763
Consequently, the appellant was under no obligation under
the 2006 Notification to seek a prior EC for the PRR project;
(ii) The 2006 Notification came into effect from the date of i ts
publication in the Official Gazette on 14 September 2006. It
is prospective in its application. The PRR project commenced
on 23 September 2005 upon the issuance of the preliminary
notification under the BDA Act and as such, on the date of
the coming into force of the 2006 notification, no obligation
existed on the appellant to seek a prior EC for the PRR
project;
(iii) The appellant executed the EIA process and applied for the
grant of an EC out of abundant caution;
(iv) The first respondent has challenged the grant of the EC by
the SEIAA only because his appeal before the Karnataka
High Court challenging the acquisition of land for the PRR
project was unsuccessful. The present proceedings a re
merely a method of delaying the acquisition proceedings;
(v) The SEAC acceded to the request of the appellant to not
forward to the SEIAA a recommendation for the closure of
the proposal. The SEAC recommended to the SEIAA the
grant of the EC to the project in question after du e
consideration of the EIA report in its 121st meeting between
11 and 18 November 2014; and
(vi) All objections raised by the first respondent concernin g
forests, the cutting of trees and the protection of the reservoir
were adequately addressed in the EIA report submitted in
2014, on which basis an EC was granted to the PRR project.
6. On the other hand, Mr. Nikhil Nayyar, learned Senior Counsel
appearing on behalf of the first respondent contended:
(i) The term ‘highway’ or ‘expressway’ used in the 2 006
Notification must be given a wide interpretation and not be
restricted to the issuance of a notification under central or
state enactments;
(ii) Both the National Highway Act 1956 and the Karnataka
State Highway Act 1964 concern the acquisition of land, its
development and permissions concerning the collection of
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J.]
toll/fee. The statutory framework does not envisage the wide
definition to be attributed to the term ‘highway’ in matters
concerning the protection of the environment;
(iii) The appellant itself admitted in its EIA report that the PRR
project is a category ‘B’ project falling under the purview of
para 7(f) of the Schedule under the 2006 Notification;
(iv) The primary data for the PRR project was collected between
December 2009 and February 2010. The EAC conducted
the appraisal process after a substantial delay of over four
years in the year 2014. This defeats the purpose for which
ToRs are issued as the state of the environment is constantly
changing;
(v) An OM dated 22 March 2010 issued by the Ministry of
Environment and Forests 12 stipulates that EIA reports for
projects where the ToRs have been granted prior to the date
of the coming into force of the OM must be based on primary
data that is not older than three years. The OM furth er
stipulates that a ToR is valid only for a period of four years.
The EIA report was prepared after the expiry of the ToR
and is legally unsustainable;
(vi) The SEIAA decided to close the file for the PRR project on
17 May 2013, which decision was communicated to the
appellant on 25 July 2013. A party aggrieved by the action of
the SEIAA may only file an appeal under Section 16 of the
NGT Act and the SEIAA was not authorised to reopen the
file on the request of the appellant;
(vii) There was no collection of additional data in the year 2014.
The report which is styled as a rapid EIA report in the year
2014 is nothing but the final EIA report under the 2006
Notification which was prepared after the public consultation
process was conducted in February 2014;and
(viii) There are significant omissions in the EIA report concerning
forest land, green cover, number of trees required to be cut,
the catchment area in the Thippagondanahalli Reservoir and
12 MoEF, later renamed as MoEFCC in 2014
765
proximity of the PRR project to the petroleum pipelines
underneath. Material concealment by the project proponent
invalidates the EC which was granted by the SEIAA.
7. The rival submissions fall for our consideration.
C Issues
8. Essentially this Court is required to decide:
(i) Whether the PRR project commenced prior to the coming into
force of the 2006 Notification;
(ii) Whether the PRR project falls within the scope of para 7(f) of
the Schedule to the 2006 Notification obliging the project proponent to
seek aprior EC; and
(iii) Whether the appellant has complied with the cond itions
stipulated in the 2006 Notification and the OMs issued by the MoEF-CC
from time to time.
D Date of commencement of the PRR project
9. This Court is required to adjudicate whether it is the issuance
of a preliminary notification under Section 17 of the BDA Act or a final
notification under Section 19 of the BDA Act that cons tituted the
identification of the proposed site for the project and marked its
commencement for the purposes of the 2006 Notification.
10. On 27 January 1994, the MoEF, in exercise of the powers
conferred by sub-section (1) and clause (v) of sub-section (2) of Section
3 of the Environment (Protection) Act 1986 Act read with clause (d) of
sub-rule 3 of rule 5 of the Environment (Protection) Rules, 1986, issued
a notification imposing restrictions and prohibitions on the expansion and
modernisation of any activity or a new project unless a pr ior EC was
granted in accordance with the procedure stipulated in the notification.
On 14 September 2006, the MoEF released the 2006 Notification in
supersession of the previous notification. The 2006 Notification directed
that:
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J.]
“… on and from the date of its publication the required
construction of new projects or activities or the expansion or
modernization of existing projects or activities listed in the
Schedule to this notification entailing capacity addition with
change in process and or technology shall be undertaken in
any part of India only after the prior environmental clearance
from the Central Government or as the case may be, by the State
Level Environment Impact Assessment Authority, duly constituted
by the Central Government under sub-section (3) of section 3 of
the said Act, in accordance with the procedure specified hereinafter
in this notification.”
(Emphasis supplied)
11. The 2006 Notification came into force on the date of i ts
publication and obliges every project proponent to seek prior EC for the
projects and activities which are listed in the Schedule to the Notification.
According to para 2 of the 2006 Notification, all new projects or activities
listed in the Schedule to the 2006 Notification shall require a prior EC
from the concerned regulatory authority:
“2. Application for Prior Environmental Clearance (EC):- An
application seeking prior environmental clearance in all cases shall
be made in the prescribed Form 1 annexed herewith a nd
Supplementary Form 1A, if applicable, as given in Appendix II,
after the identification of prospective site(s) for the project
and/or activities to which the application relates, before
commencing any construction activity, or preparation of
land, at the site by the applicant . The applicant shall furnish,
along with the application, a copy of the pre-feasibility p roject
report except that, in case of construction projects or act ivities
(item 8 of the Schedule) in addition to Form 1 and the
Supplementary Form 1A, a copy of the conceptual plan shall be
provided, instead of the pre-feasibility report.”
(Emphasis supplied)
Once a prospective site has been identified by the applica nt for
the proposed project, all applications seeking an EC shall be made in the
prescribed Form 1 and Supplementary Form 1A, if applicab le which
contains a detailed list of the extent and potential impact of the proposed
project. The application must be submitted after the identification of the
prospective site and prior to the commencement of any construct ion
767
activity, or preparation of the land.Thus, the action b y the project
proponent that is relevant to the obligation to seek a prior EC under the
2006 notification is the identification of the prospective site for the
execution of the proposed project.
12. Section 2(a) of the BDA Act defines “authority” as the
Bangalore Development Authority constituted under Section 3 of t he
Act. Chapter III of the Act deals with development schemes and the
procedures that must be complied with in the carryi ng out of a
development scheme. Under Section 15, the appellant may draw up a
detailed development scheme for the development of the Bang alore
metropolitan area. Section 16(1) mandates that the appellant must also
provide, in the formulation of the scheme, the details of the land proposed
to be acquired for the development scheme. Section 17 conte mplates
the issuance of a preliminary notification. It reads:
“17. Procedure on completion of scheme .- (1) When a
development scheme has been prepared, the Authority shall draw
up a notification stating the fact of a scheme having been made
and the limits of the area comprised therein, and naming a place
where particulars of the scheme, a map of the area compr ised
therein, a statement specifying the land which is proposed to be
acquired and of the land in regard to which a betterment tax may
be levied may be seen at all reasonable hours.
(2) A copy of the said notification shall be sent to the Corporation
which shall, within thirty days from the date of receipt t hereof,
forward to the Authority for transmission to the Government as
hereinafter provided, any representation which the Corporat ion
may think fit to make with regard to the scheme.
(3) The Authority shall also cause a copy of the said notification
to be published in [ x xx ] the official Gazette and affixed in some
conspicuous part of its own office, the Deputy Commissioner’s
Office, the office of the Corporation and in such other places as
the Authority may consider necessary.
(4) If no representation is received from the Corporation w ithin
the time specified in sub-section (2), the concurrence of the
Corporation to the scheme shall be deemed to have been given.
(5) During the thirty days next following the day on which such
notification is published in the official Gazette the Authority shall
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J.]
serve a notice on every person whose name appears i n the
assessment list of the local authority or in the land revenue register
as being primarily liable to pay the property tax or land revenue
assessment on any building or land which is proposed to be acquired
in executing the scheme or in regard to which the Authori ty
proposes to recover betterment tax requiring such person to show
cause within thirty days from the date of the receipt of the notice
why such acquisition of the building or land and the recovery of
betterment tax should not be made.
(6) The notice shall be signed by or by the order o f the
[Commissioner] and shall be served,-
(a) by personal delivery or if such person is absent or cannot be
found, on his agent, or if no agent can be found, then by leaving
the same on the land or the building ; or (b) by leaving the same at
the usual or last known place of abode or business of such person;
or (c) by registered post addressed to the usual or last k nown
place of abode or business of such person.
Section 17 stipulates that the appellant shall, upon the preparation
of a scheme under Section 15, notify that a scheme has been pr epared
along with the specifications of the scheme, a map of the area comprised
therein and the details of the land proposed to be acquired.The notification
is forwarded to the Corporation of the City of Bangalore, which is granted
thirty days to provide its comments to the appellant a uthority for
transmission to the government along with the scheme for sanc tion.
Section 17(3) stipulates that a copy of the notification shall be published
inthe Official Gazette and affixed in conspicuous parts of the offices of
the appellant and the Corporation. Section 17(5) mandates that the
appellant shall serve on every person whose land is proposed t o be
acquired a notice to show-cause within thirty days onwhy the acquisition
of the building or land must not take place.
13. Section 18 stipulates that where the procedure stipulated under
Section 17 is complete, the appellant shall submit the scheme with any
modifications, to the Government of Karnataka for sanction subject to
the conditions stipulated therein. Section 18 reads:
“18. Sanction of scheme.- (1) After publication of the scheme
and service of notices as provided in section 17 an d after
consideration of representations, if any, received in respect thereof,
the Authority shall submit the scheme, making such modifications
therein as it may think fit, to the Government for sanc tion,
furnishing,-
769
(a) a description with full particulars of the scheme including
the reasons for any modifications inserted therein;
(b) complete plans and estimates of the cost of executing the
scheme;
(c) a statement specifying the land proposed to be acquired;
(d) any representation received under sub-section (2) of section
17;
(e) a schedule showing the rateable value, as entered in the
municipal assessment book on the date of the publication of a
notification relating to the land under the section 17 or the land
assessment of all land specified in the statement u nder
clause(c); and
(f) such other particulars, if any, as may be prescribed.
(2) Where any development scheme provides for the construction
of houses, the Authority shall also submit to the Government plans
and estimates for the construction of the houses.
(3) After considering the proposal submitted to it the Government
may, by order, give sanction to the scheme.”
Under this provision, the appellant is required to furnish details of
the land proposed to be acquired along with a schedule showing the
rateable value, as entered in the municipal assessment book on the date
of the publication of the notification. The appellant furnis hes to the
government a description with full particulars of the scheme including
the reasons for any modifications inserted, plans and estimates of costs
and a statement specifying the land proposed to be acquired.Significantly,
if the government is satisfied with the proposed scheme, it may accord
sanction to the scheme under Section 18(3) of the A ct. A scheme
formulated under Section 15 may only be carried out where sa nction
has been accorded to the scheme by the Government under Section
18(3) of the Act.
14. Section 19 of the Act reads thus:
“19. Upon sanction, declaration to be published giv ing
particulars of land to be acquired.- (1) Upon sanction of the
scheme, the Government shall publish in the official Gazette a
declaration stating the fact of such sanction and that the land
proposed to be acquired by the Authority for the purposes of
the scheme is required for a public purpose.
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J.]
(2) The declaration shall state the limits within which the land
proposed to be acquired is situated, the purpose for which it is
needed, its approximate area and the place where a plan of
the land may be inspected.
(3) The said declaration shall be conclusive evidence that the
land is needed for a public purpose and the Authority shall,
upon the publication of the said declaration, proceed to execute
the scheme.
(4) If at any time it appears to the Authority that an improvement
can be made in any part of the scheme, the Authority may
alter the scheme for the said purpose and shall subject to the
provisions of sub-sections (5) and (6), forthwith proceed to
execute the scheme as altered.
(5) If the estimated cost of executing the scheme as altered
exceeds, by a greater sum than five per cent the estimat ed
cost of executing the scheme as sanctioned, the Authority shall
not, without the previous sanction of the Government, proceed
to execute the scheme as altered.
(6) If the scheme as altered involves the acquisition otherwise
than by agreement, of any land other than that specified in the
schedule referred to in clause (e) of sub-section (1) of section
18, the provisions of sections 17 and 18 and of sub-section (1)
of this section shall apply to the part of the scheme so altered
in the same manner as if such altered part were the scheme.”
Under Section 19, once the Government sanctions the appellant’s
scheme, a final notification is published by the government in the Official
Gazette declaring that sanction has been received and that the land
proposed to be acquired is required for a public purpose . The final
notification specifies the limits within which the land propos ed to be
acquired is situated and specifies the place at which people may inspect
the plan. The appellant is authorised under Section 19(4) to al ter the
scheme subject to the sub-sections (5) and (6). Section 19(6) stipulates
that if acquisition of additional land is required over and above the details
that were furnished by the appellant under Section 18, and ot herwise
than by agreement with the person whose land is proposed to be acquired,
the procedure stipulated in Section 17 and 18 shall be followed.
15. The BDA Act was enacted with the purpose of establishing a
development authority for the development of the city of Bangalore and
771
adjacent areas. Sections 17, 18 and 19 stipulate the mechanism t hat
must be followed by the appellant leading up to the grant of government
sanction for a scheme formulated under Section 15. T he purpose
underlying Section 17 is to grant to both the Corporation and the persons
whose lands are proposed to be acquired an opportunity to file their
objections to the proposed scheme and the acquisition of land required
for the execution of the project. Though the land proposed to be acquired
for the scheme is stipulated in the preliminary notification under Section
17, the provision to forward to the Corporation a copy as well as serve
notices to persons whose lands are proposed to be acquired sub-serves
the principles of natural justice where an affected party is extended the
right to object to a proposed scheme.
16. Upon the receipt of suggestions and objections, if any, the
appellant may modify the scheme in accordance with the sugges tions
received and thereafter forward to the Government the scheme for the
grant of sanction. However, it is only upon the grant of sanction by the
Government under Section 18(3), that a final notification under Section
19 is issued. It is only upon the grant of sanction by the Government that
a proposed scheme is deemed to be finalized and carried into effect.
17. The 2006 Notification stipulates an obligation to commence
the EIA process once a prospective site is identified and before the
commencement of any construction or preparation of land. It ma y be
possible that following the formulation of a scheme under Secti on 15
and the issuance of a preliminary notification unde r Section 17,
government sanction is denied or the appellant drops th e proposed
scheme prior to the grant of sanction or the issuan ce of the final
notification. In such situations, if it were held that it is the issuance of the
preliminary notification identifying the proposed site for the project that
marked the commencement of the project for the purposes of the 2006
Notification, the appellant would be under an obligation to carry out the
EIA process for a proposed scheme which may not eventually materialize.
18. The EIA process under the 2006 Notification serves as a
balance between development and protection of the environment: there
is no trade-off between the two. In laying down a detailed procedure for
the grant of an EC, the 2006 notification attempts to bridge the perceived
gap between the protection of the environment and development. T he
basic postulate of the 2006 Notification is that the path which is prescribed
for disclosures, studies, gathering data, consultation and ap praisal is
designed in a manner that would secure decision making w hich is
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J.]
transparent, responsive and inclusive. While the BDA Act was enacted
with the purpose of establishing a development auth ority for the
development of the city of Bangalore and adjacent are as, the 2006
Notification embodies the notion that the development a genda of the
nation must be carried out in compliance with norms stipulated for the
protection of the environment and its complexities. The BDA Act and
the 2006 Notification operate in different fields. It cannot be said that a
site is deemed identified for the purpose of triggering the obligations
under the 2006 Notification upon the issuance of a preliminary notification
under Section 17 of the BDA Act. Adopting a contrary interpret ation
would lead to the absurd result where a project proponent is obligated to
carry out the EIA process for a scheme even prior to th e grant of
government sanction and a final notification carrying into effect the
proposed scheme. In this view of the matter, the prospective site is deemed
to be identified only upon the issuance of the final notifica tion under
Section 19 after the proposed scheme has received Government sanction
under Section 18(3).
19. The final notification under Section 19(1) of the BDA Act
was issued on 29 June 2007 following the grant of government sanction
for the acquisition of the land. This being after the coming into force of
the 2006 Notification, the contention urged by the appellant that the project
commenced prior to the coming into force of the 2006 Notification cannot
be accepted.
E Applicability of the EIA Notification 2006
20. Essentially, this Court is required to address the contention
urged by Mr. Shyam Divan, learned Senior Counsel appearing on behalf
of the appellant that the PRR project, being neither a proj ect falling
within Section 2 of the National Highways Act 1956 or Section 3 of the
Karnataka Highways Act 1964, does not fall within the ambit of the
Schedule to the 2006 Notification.
21. Para 2 of the 2006 Notification reads thus:
“2. Requirements of prior Environmental Clearance (EC):- T he
following projects or activities shall require prior environmental
clearance from the concerned regulatory authority, which shall
773
hereinafter be referred to as the Central Government in the Ministry
of Environment and Forests for matters falling under Categor y
‘A’ in the Schedule and at State level the State Environment Impact
Assessment Authority (SEIAA) for matters falling under Category
‘B’ in the said Schedule, before any construction w ork, or
preparation of land by the project management except for securing
the land, is started on the project or activity:
(i) All new projects or activities listed in the Schedule to this
notification ;
(ii) Expansion and modernization of existing projects or activities
listed in the Schedule to this notification with addition of capacity
beyond the limits specified for the concerned sector, that is, projects
or activities which cross the threshold limits given in the Schedule,
after expansion or modernization;
(iii) Any change in product - mix in an existing manufacturing unit
included in Schedule beyond the specified range.”
(Emphasis supplied)
Para 2(1) of the 2006 Notification stipulates that only projec ts
listed in the Schedule must be granted prior EC. Para 7(f) of the Schedule
to the 2006 Notification, as originally enacted reads:
22. The schedule to the 2006 Notification stipulates that projects
listed in column 3 must be granted prior EC from the MoEF-CC while
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J.]
projects listed in column 4 must be granted prior EC from the SEIAA.
The general conditions applicable are listed at the end of the Schedule.13
Column 3 of para 7(f) includes new national highways and the expansion
of existing national highways while column 4 includes new state highways
and the expansion of existing state highways.Admittedly, in the present
case, no notification was issued under either the National Highways Act
1956 or the Karnataka Highways Act 1964 notifying the PRR project as
a highway under those enactments. Initial discussions took place at the
Government of Karnataka level regarding the transfer of the PRR project
to the National Highways Authority of India 14 . On 10 January 2018, the
Central Road Transport Ministry was informed that the Government of
Karnataka had granted its consent to transfer the said proje ct to the
NHAI on an”as it is” basis. However, the Government of Karna taka,
by its order dated 24 June 2008, withdrew the proposal to transfer the
PRR project to the NHAI.
23. There is however another aspect of the matter that warrants
the attention of this Court. Para 7(f) of the Schedu le to the 2006
Notification has been amended 15 since the coming into force of the 2006
Notification.
24. Prior to the issuance of the 2006 Notification, a draft notification
was published in the official Gazette on 15 September 2005 stipulating
that comments may be sent to the MoEF-CC within sixty days from the
date on which the notification was published. Para 7(f) of the Schedule
to the draft notification reads:
13 “Any project or activity specified in Category ‘B’ will be treated as Category A, if
located in whole or in part within 10 km from the b oundary of: (i) Protected Areas
notified under the Wild Life (Protection) Act, 1972 , (ii) Critically Polluted areas as
notified by the Central Pollution Control Board fro m time to time, (iii) Notified Eco-
sensitive areas, (iv) inter-State boundaries and international boundaries.”
14 NHAI
15 Notifications dated 11 November 2007, 1 December 2 009, 4 April 2011 and 22
August 2013.
775
S.
No.
Project or
Activity
NIC code
(2004)
ISIC
code
Category Condit
ions if
any A A/B B
(f) Roads
Highways
45203* All new
National
Highways,
Express
ways and
bypasses >=
30 Km
length
Or
All National
Highways,
Express way
expansion
projects
>= 30 km
length and
additional
right of way
of more than
20m
- All State
Highway
projects >=
30 km length
Or
All State
Highway
expansion
projects
>= 30 km
length and
additional
rights of way
of more than
20 m
GC -1
In the draft notification, para 7(f) to the Schedule included the
term ‘expressway’ under category ‘A’ projects. However, i n the final
2006 Notification, the word ‘expressway’ was deleted. Absent any
conclusive reason for the deletion from the draft notification prior to it
coming into force, such deletion cannot be used to construe the terms of
the 2006 Notification or subsequent amendments thereto.
25. In exercise of the powers conferred by sub-section (1) and
clause (v) of sub-section (2) of Section 3 of the Environment (Protection)
Act 1986 read with clause (d) of sub-rule (3) of rule 5 of the Environment
(Protection) Act 1986, the Central Government issued a notification dated
1 December 2009 amending, inter alia , para 7(f) of the Schedule to the
2006 Notification. Para (xv) of the amending notification reads:
“(xv) against item 7(f),
(a) In column (4), for the entry, the following entry shall be
substituted namely:-
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
“i) All State Highway Projects; and
ii) State Highway expansion projects in hilly terrain (above 1,000
m AMSL) and or ecologically sensitive areas”
(b) in column (5) for existing entry, the following entry shall
be substituted, namely:-
“General Conditions shall apply.
Note: Highways include expressways.”
Following the 2009 amendment, column 5 of para 7(f) to the
Schedule which read “General Condition shall apply” was substituted to
stipulate that in addition to the application of the general conditions,
highways include expressways.
26. Prior to the amendment, a draft notification was published on
19 January 2009 seeking comments and objections thereto. The MoEF-
CC, by its order dated 3 July 2009 constituted a Committee under the
Chairmanship of Shri JM Mauskar, Additional Secretary to consider the
comments received on the draft notification, conduct meetings with the
various stake holders and make recommendations for the finalization of
the notification.The Committee held various meetings with concerned
stakeholders. The MoEF-CC published the report of the Committee titled
“Report of the Committee constituted under the Chairman ship
of Shri JM Mauskar, Additional Secretary to examine the
comments / suggestions on the Draft Amendments to E IA
Notification, 2006 ” in October, 2009. Numerous comments were
received by the Committee on various aspects of the draft no tification
including the proposed amendment to para 7(f) of the Schedule. The
initial draft notification only sought to modify column 4 of para 7(f).
However, comments were received by the Committee sta ting that
aspecific reference to expressways must be made. Th e Committee
formulated its analysis in the following terms:
“Analysis : The main suggestion relates to expansion of the scope
of the notification by including expressways, bypasses, M ajor
district roads, tunnelling for roads within city limits, peripheral roads
around municipal corporation limits. There is also a request for
expanding the right of way limit from 20 metres to 60 metres .
BRO has sought exemption of their projects up to 50 kilometres.
From the comments received, it is perceived that
Expressways are different from Highways. However,
777
keeping in view the objective of the Notification, it ne eds
to be explicitly clarified in the Notification that Highways
include Expressways . In regard to other items these may be
considered separately. In regard to the proposal for enhanci ng
the right of way limit from 20 metres to 60 metres, this may not be
accepted as it would involve significant changes in land use and
issues of rehabilitation.”
(Emphasis supplied)
27. The analysis of the Committee recorded that the main
suggestions related to the expansion of the scope of the Notification by
including within its ambit expressways, bypasses, major district roads,
tunnelling for roads within city limits and peripheral r oads around
municipal corporation limits. Significantly, the Committee took note of
the perception that highways and expressways differed from each other.
Though it appeared from the comments that an expansion was sought in
the scope of the 2006 Notification, the Committee explic itly clarified
that the term ‘highways’ includes ‘expressways’.For other i tems, the
Committee stated that they may be considered separa tely. The
clarification issued for highways and expresswaysdid not amount to an
expansion in the scope of the 2006 Notification but only made clear that
the term highways always included expressways.
28. Where an amendment is clarificatory in nature, such
amendment is deemed to be retrospective in its application. I n State
Bank of India v VRamakrishnan 16 , the question before a two judge
Bench of this Court concerned whether Section 14 of the Insolve ncy
and Bankruptcy Code, 2016 which provides for a moratorium for the
limited period mentioned, on admission of an insolvency petition, would
apply to a personal guarantor of a corporate debtor. In the judgment of
National Company Law Appellate Tribunal which was under appeal, it
was held that as a Resolution Plan binds personal guarantors as well
under Section 31, the moratorium under Section 14 would apply to personal
guarantors. Assailing this, the appellant relied upon t he Insolvency
Committee Law proceedings to contend that an amendment to Section
14 which stipulated that the moratorium shall not apply to a surety in a
contract of guarantee to a corporate debtor was clarificator y in nature
and that personal guarantors were always intended to fall ou tside the
16 (2018) 17 SCC 394
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
operation of the moratorium. Accepting this contention, J ustice RF
Nariman, speaking for the Court held:
“31. The Insolvency Law Committee, appointed by the Ministry
of Corporate Affairs, by its Report dated 26-3-2018, made certain
key recommendations, one of which was:
“(iv) to clear the confusion regarding treatment of assets of
guarantors of the corporate debtor vis-à-vis the moratorium
on the assets of the corporate debtor , it has been recommended
to clarify by way of an explanation that all assets of su ch
guarantors to the corporate debtor shall be outside scope
of moratorium imposed under the Code ;” (Emphasis
supplied)
…
The Committee concluded that Section 14 does not intend to
bar actions against assets of guarantors to the debts of the
corporate debtor and recommended that an explanation to
clarify this may be inserted in Section 14 of the Code. The
scope of the moratorium may be restricted to the assets of the
corporate debtor only.”
33. The Report of the said Committee makes it clear that the
object of the amendment was to clarify and set at rest wh at the
Committee thought was an overbroad interpretation of Section
14.”
The Court noted that the Committee clarified that it was never
intended that the moratorium under Section 14 applied to personal
guarantors of corporate debtors. Accordingly, an amendment was enacted
to Section 14. The Court then proceeded to hold, relying on consistent
precedent of this Court, that a clarificatory amendment has retrospective
application. A similar position is expounded by G P Singh in his seminal
work Principles of Statutory Interpretation. He states:
“…An amending Act may be purely clarificatory to clear a meaning
of a provision of the principal Act which was already implicit. A
clarificatory amendment of this nature will have retrospective effect
and, therefore, in the principal Act was existing law when the
amendment came into force, the amending Act also will be part
of the existing law.”
779
29. An amending provision which clarifies the position of law which
was considered to be implicit, is construed to have retrospective effect.
The position of the retrospective application of clarificatory amendments
to notifications is analogous to the position under statutory enactments.In
the present case, the Committee appointed by the MoEF-CC clarified
that the term highways included expressways and suggested that a
suitable amendment be issued to that effect. Based on the report of the
Committee, a clarificatory amendment was issued in column 5 of para
7(f) to stipulate that highways include expressways.This b eing the
position, this Court is required to analyze whether the PRR p roject
qualifies as an expressway falling within the ambit of p ara 7(f) of the
Schedule.
30. Neither the National Highways Act 1956 nor the Karnataka
Highways Act 1964 define the term ‘highway’. The 2009 amendment to
the 2006 Notification is silent on the definition of the term ‘expressway’.It
was submitted by the learned Senior Counsel appearing on behalf of the
respondents that the definition by the Indian Road Congress 17 in the
Manual of Specifications and Standards for Expressways in instructive
is instructive.
31. The IRC was set up in 1934 on the recommendation of the
Indian Road Development Committeeconstituted by the Government of
India for the development of roads in the country. An expert group was
constituted in 2013 to formulate a Manual of Specifications and Standards
for Expressways. The report, which was released in the same year,
defined an expressway in the following terms:
“…For this purpose, the Expressway is defined as an art erial
highway for motorized traffic, with divided carriageways for high
speed travel, with full control of access and provided with grade
separators at location of intersections. Generally, only fast-moving
vehicles are allowed access on Expressways…”
An expressway is defined as an arterial highway designed for
high-speed travel with the objective of reducing traffic a nd generally
involving control of access. Other indicators are the provis ion of toll
booths, divided carriageways and grade separators l ocated at
intersections. The assessment of whether a road project is an expressway
is to be determined on a case by case basis.
17 IRC
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
32. In the present case, the stated purpose of the PRR project is
thus:
“1) To decongest the traffic in Bangalore City;
2) To cater intercity connectivity and intercity traffic;
3) To reduce pollution in the city
4) To reduce heavy vehicles traffic i.e., Lorry and Trucks
5) To decongest the traffic on outer ring road.”
The brief note submitted by the appellant to this Court states that:
“…the PRR proposed to be implemented by the BDA is an 8 lane
divided road around Bangalore city is primarily ease the
vehicular traffic congestion on its city roads . The proposed
cross-section consists of 4 lane main road in each traffic direction
and 3 lane service road on either side of the main road for local
traffic. The main road and the service road will be separated by
access-controlled facility . The engineering designs will be
carried out in accordance with Indian roads congres s
standards .”
(Emphasis supplied)
The primary purpose of the PRR project is to ease vehicular traffic
congestion in the city. The main road and the service road are to be
separated by access-controlled facilities. The engineering designs are to
be carried out in accordance with the standards laid down by the IRC .
The EIA report prepared by the appellant describes the PRR project in
the following terms:
“The proposed Peripheral Ring Road (PRR) project alignme nt
starts from – Tumkur Road as CH.17a (distance of 16-20 Km
from Bangalore city railway station) on NH4 & terminate at Hosur
Road near Begur CH.64.65 Km (65Km) for a smooth flow of
traffic, to reduce the traffic congestion, pollution intensity
and travel time .”
…
Highway Design
The proposed Peripheral Ring Road (PRR) alignment has bee n
designed for a speed of 100 Kmph where ever possible .
781
However, at a few locations that designs have been carr ied out
for 80 Kmph owing to restrictions at site. The vertical curves are
designed as per the guidelines of IRC SP:23.
…
Interchanges
An interchange is a grade separated intersection with
connecting roadways for turning traffic between highway and
approaches. The intersections are designed during the construction
of Peripheral Ring Road (PRR) after contemplating the guidelines
and schemes given in AASHTO and IRC: 92 guidelines.
…
Toll Plaza
…All the traffic passing through the toll plaza section of road will
have to pay toll. The public bus transport will be exempted from
paying the toll.
Accessibility
The Peripheral Ring Road (PRR) is speculated as a toll road.
Provisions are provided for toll booths for tolling the road system.
Accessibility to Peripheral Ring Road (PRR) is restri cted
to the following categories of roads
National Highways;
State Highways;
Major District roads.
“The proposed project being a new state highway having 65 Km
length with Right of Way of 75m the project falls under category
“b” in the Schedule of the EIA notification 2006 and requires
environmental clearance from SEIAA”
(Emphasis supplied)
33. The PRR project is expected to be an 8 lane main carriageway
highway (4 + 4 bi-directional), along with a 6 lane road service road (3 +
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
3 bi-directional) having a right of way of 75 meters and total length of
63.5 kms. The EIA report stipulates that the PRR pr oject was
conceptualised with the salient purpose of decongesting the traffic in the
city and catering to intercity connectivity and intercity traffi c. This, it
was stated, would significantly reduce pollution intensity and travel time.
The EIA report clarifies that the project is designed t o cater to high
speed vehicular traffic with vehicles plying at speeds of 100Kms/hr,
where possible, and 80Kms/hr in other places.
34. Moreover, the report stipulates that the project also comprises
of ten interchanges and sixteen toll booths.It is stated that access to the
road is restricted only to national highways, state highways and major
district roads. In this view of the matter, there is no doubt that the PRR
project is an expressway falling within the ambit of par a 7(f) of the
Schedule to the 2006 Notification. The PRR project commenced on the
issuance of the final notification under Section 19(1) of the BDA Act on
29 June 2007. Having concluded that the PRR project is an expressway,
the appellant as project proponent was under an obligatio n under para
7(f) of the Schedule to the 2006 Notification to seek a prior EC to
implement the project.
F Compliance with the procedure under the EIA
Notification 2006
35. The next question to be analysed is whether the EIA process
followed by the appellant was in compliance with the procedure stipulated
under the 2006 Notification. In the written submissions and the rejoinder
filed by the appellant before this Court, it was contended th at the EIA
process leading upto the preparation and submission of the EIA report to
the SEAC was in compliance with the procedure stipulated un der the
2006 Notification. It was contended that the NGT erred in concludi ng
that there was a substantial delay in the preparation of the EIA report
and in suspending the operation of the EC granted to the PRR project.
On the other hand, in the written submissions filed by the respondents, it
was contended that the delay in the preparation of the EIA report was in
contravention of the OM dated 22 March 2010 issued by the MoEF-CC
prescribing a validity period of four years for ToRs fr om the date on
which they are issued. In assessing the rival contentions , it becomes
necessary to analyse the EIA process followed by the appellant,leading
up to the grant of the EC.
783
36. On 10 September 2009, the appellant filed an application with
the SEAC seeking a prior EC for the PRR project as a category ‘B’
project under the 2006 Notification. In accordance w ith the 2006
Notification, the SEAC at its 46th meeting held on 21 November 2009
formulated and issued the ToR for the PRR project on which basis the
appellant was required to carry out the EIA process. The fi nal EIA
report was placed before the SEAC and the SEIAA in November 2014.
The SEAC held meetings on 5 April 2013, 9 June 2014, 11-12 August
2014 and 11-18 November 2014. At its final meeting between 11-18
November, the SEAC recommended the grant of an EC for the P RR
project to the SEIAA. The EC was granted on 20 November 2014.
37. The SEAC, at its 101st meeting dated 5 April 2013 decided to
recommend to the SEIAA the closure of the project file since the ToRs
were issued over two years prior to the meeting and there was no
correspondence by the appellant indicating any progress on the E IA
process. Acting upon the letter of the SEAC, the SEIAA, at its 66th
meeting dated 17 May 2013 closed the file relating to the grant of EC for
the PRR project and communicated its decision to the appellant on 25
July 2013. By a letter dated 24 August 2013, the appellant requested the
SEIAA to re-open the file. The SEIAA, at its 71st m eeting dated
3 September 2013 decided to re-open the file, subject to the payment of
the requisite processing fee. A public hearing was conducted on 6 February
2014. The SEAC, at its 111th meeting dated 9 June 2014, decided t o
defer the consideration of the appellant’s proposal as the E IA report
was not made available to the Committee members. By a letter dated 2
August 2014, the appellant placed before the SEAC the EIA report which
was prepared after the public hearing was conducted in February
2014.The SEAC, at its 115th meeting dated 11-12 August, 2014 noted
numerous deficiencies in the information submitted by the appellant and
decided to obtain additional information which was communicated to the
appellant on 28 August 2014.
38. The appellant provided to the SEAC a point-wise reply to the
information sought along with additional samples on ground water, surface
water and soil. A final EIA report was prepared by the appe llant in
October 2014 and submitted to the SEAC. At its 121st meeting between
11th and 18th November 2014, the SEAC recommended to the SEIAA
the grant of EC to the PRR project. The SEIAA issued the EC on 20
November 2014.
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
39. Under the 2006 Notification,the process to obtain an EC for
new projects comprises a maximum of four stages, all of which may not
apply depending on the specific case stipulated under the Notification:
screening, scoping, public consultation and appraisal. At the scoping stage,
the project proponent submits information in Form 1 to the EAC or the
SEAC, as the case may be, for the preparation of a compreh ensive
ToR. Following this, the project proponent prepares a summary EIA for
the purpose of the public consultation process. The summa ry EIA is
presented at the public hearing to invite comments and objections, if any.
Based on the comments received and after addressing the objec tions
raised, a final EIA report is prepared and sent to the concerned regulatory
authority. At this stage, the regulatory authority must e xamine the
documents “strictly with reference to the ToR” and communi cate any
inadequacy to the EAC or the SEAC, as the case may be, within 30
days of the receipt of the documents. Within sixty days of the receipt of
all the documents, the EAC or the SEAC, as the case may be, shall
complete the appraisal process as prescribed in Appendix V. The appraisal
stage involves detailed scrutiny by the EAC or the SEAC of all the
documents submitted by the applicant for the grant of EC.The EAC and
the SEAC are charged with evaluating the information submitted by the
applicant in Form 1/Form 1A with reference to the ToR which w as
issued for the preparation of the EIA report.
40. Significantly, the process of obtaining an EC commences from
the production of the information stipulated in Form 1/Form 1A.
Information submitted in Form 1 relies on data and information on an “as
is” basis at the relevant time of submitting inform ation. Material
information regarding the particulars of the proposed project as well as
the potential impact on the environment is sought to enable the EAC or
the SEAC to prepare a comprehensive ToR on which basis the applicant
proceeds to prepare the EIA report. As the information in Form 1 is
submitted on the basis of prevailing environmental conditions as on the
date of its preparation, it is necessary to ensure that the EIA process is
contemporary to the submission of information in Form 1 and the issuance
of the ToR. The MoEF-CC, noting situations where some EIA reports
were prepared belatedly on the basis of outdated ToRs, issued a notification
on 22 March 2010 prescribing a time limit for the validity of ToRs which
stated thus:
785
“Office Memorandum
Sub: Time limit for validity of Terms of Reference (TORs )
prescribed under EIA Notification, 2006 for undertaki ng
detailed EIA studies for developmental projects requir ing
environmental clearance – Regarding.
The EIA Notification, 2006 has prescribed a time limit for validity
environmental clearance granted to a project. However, no time
limit has been specifically provided under the EIA Notification for
the TORs prescribed for undertaking detailed EIA studies. As a
result, the TORs once prescribed would continue to be valid
indefinitely, which is definitely not desirable bec ause the
TORs are very much site specific and are dynamic to som e
extent depending upon the site features, its land us e and
the nature of development around it. The matter has been
considered in the Ministry of Environment & Forests.
It has been decided that from 1.4.2010, the prescribed TORs would
be valid for a period of two years for submission of the EIA/EMP
Reports, after public consultation where so required. This period
will be extendable to the 3 rd year, based on proper justification
and approval of the EAC/SEAC, as the case may be. Thus, an
outer limit of three years has been prescribed for th e validity of
the TORs with effect from 1.4.2010.
In case of the proposals which has been granted TORs prior
to the issue of this O.M., the EIA/EMP reports should be
submitted, after public consultation where so required , no
later that four years from the date of the grant of the TORs,
with primary data not older that three years .”
(Emphasis supplied)
41. The MoEF-CC stated that it was clearly undesira ble to
indefinitely continue a ToR. The environment is, by its very na ture,
dynamic. Soil quality, air characteristics and surrounding flora and fauna
are among the characteristics of the environment which are constantly
in a state of flux. A robust framework of environmental gove rnance
accounts for the dynamic nature of the environment. It is for this reason
that project proponents are also required to ensure the submission of an
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
Environmental Management Plan and compliance with the monitoring
procedures envisaged under the 2006 Notification. An indefinite ToR
defeats the very purpose which underlies the 2006 Notification f or it
may lead to situations where the state of the environment has changed
drastically, yet the EIA process is carried out on the basi s of outdated
information. For this reason, the MoEF-CC prescribed a validity period
of two years for TORs, which could be extended by the EAC or the
SEAC only by another year. Furthermore, extension is to be gr anted
only where the project proponent provides adequate justific ation in
writing. Relevant to the present case, the notification da ted 22 March
2010 stipulates that where ToRs were granted prior to the is sue of the
OM, the EIA report must be submitted within four years from the date
on which the ToR was issued, with primary data not being older th an
three years.
42. By another notification dated 22 August 2014, the MoEF-CC
clarified the validity of the ToRs prescribed under the 2006 Notification
in the following terms:
“…2(iv) Extension of validity of TORs beyond the outer limit of
three years for all projects or activities and four year s for River
Valley and HEP projects shall not be considered by the
Regulatory Authority. In such cases, the project proponen t
will have to start the process de novo and obtain fresh TORs
in case the proponent is still interested in pursui ng the
clearance for the project. Re-use of old baseline d ata
(provided it is not more than 3 years old) for the purpose of
preparation of fresh EIA and EMP report will be considered
subject to due diligence by the EAC/SEAC which may make
appropriate recommendations including the need for
revalidation. Baseline data older than 3 years will not be used
for preparation of EIA/EMP report. In any case, the PH s hall
have to be considered afresh in such cases.”
(Emphasis supplied)
The MoEF-CC clarified that where the time period prescr ibed
for the ToR has expired, the regulatory authority “shall not” consider
any further extension and a project proponent seeking to co ntinue the
project must initiate the EIA process de novo . This includes the
submission of fresh information in Form 1 and the prescription of a new
ToR to guide the preparation of the EIA report. The e xtraordinary
prescription of conducting the EIA process afresh was in keeping with
787
the commitment to a framework of environmental governance which
accounts for the dynamic nature of the environment.
43. By another notification dated 7 November 2014, the MoEF-
CC issued a notification clarifying the time limit prescribed for ToRs as
well as the consideration of EIA reports by the SEAC which reli ed on
primary data older than three years. The notification, in so far as it is
relevant reads:
“2. The matter has been further examined in the Ministry in the
light of the decision taken as part of clearance reform and it is felt
that it would not be logical to start the process of envi ronment
clearance de novo including taking fresh Terms of Reference
(TORs), if the base line data collected for preparation of
EIA/EMP report and/or public consultation are more than
three years old .
3. Thus, it has been decided to substitute para 2(v) of the ab ove
referred Office Memorandum No. J-110113/41/2006-IA.II( I)
(part) dated 22.08.2014 with the following:
“(v) (a) All the projects which have been recommended by t he
Expert Appraisal Committee (EAC) shall be considered by t he
Competent Authority even if data collected has become more
than three years old as the ToRs itself used to have three
years validity and extendable by one more year.
(b) All the projects where the project proponent have alr eady
submitted their EIA/EMP Report for consideration by the EAC
though the cases have still not been placed before the EAC a nd
meanwhile the data has become more than three years old, shall
be considered for the same reasons as given in para (a) above….”
(Emphasis supplied)
This notification stipulated that the ‘concerned authority’ shal l
consider EIA reports for the grant of EC even where the pr imary data
relied upon was collected beyond three years from the prep aration of
the EIA report. This was because the ToR itself was extendable beyond
three years by an additional year. Thus, where the EIA report is prepared
within the prescribed time period for the validity of the ToR, the concerned
authority may consider an EIA report which relies on primary data which
was collected more than three years ago i.e. in the fourth year preceeding
the preparation of the EIA report. The effect of the notification was to
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
prescribe a uniform validity period of four years for both ToRs and the
primary data collected. However, the stipulation that a fresh EIA process
must be undertaken where the ToR has expired was retained.
44. In the present case, the ToR was issued on 21 Novemb er
2009, prior to the issue of the OM dated 22 March 2010. Hence, by
virtue of the notification, the appellant was required to submit the EIA
report within four years from the date of the issuance of the ToR i.e
before 21 November 2013. The SEAC was under a correspo nding
obligation to refuse the consideration of any EIA report prepared after
the expiry of the ToR. Public hearing was conducted belatedly only on 6
February 2014 and the EIA report prepared thereafter was placed before
the SEAC only on 2 August 2014, nearly a year after the ToR had expired.
We cannot gloss over the failure of the project proponent to comply with
the OMs issued by the MoEF-CC prescribing a time limit for the validity
of the ToR. The decision of the SEAC to proceed with the EIA report as
well as seek additional information from the project proponent despite
the expiry of the ToR suffers from a non-application of mind a nd is
unsustainable.
45. Moreover, primary data was collected in December 2009 and
February 2010. The EIA report was prepared after the publ ic hearing
was conducted in February 2014, nearly a year after the primary data
had expired in terms of the OMs issued by the MoEF-CC. In the f inal
EIA report prepared in October 2014, it is stated:
“1.8 Study Period
To prepare the Rapid Environmental Impact Assessment (REIA)
report for the proposed project, the data was collected from
December to February (2009-2010) in the study area. Micro
Meteorological parameters were recorded such as wind spee d,
wind direction and relative humidity on hourly basis during the
study period.”
“3.5 Monitoring period
Meteorological data was collected for the study area during the
months of winter (December, January and February (2009-
2010), Wind Speed, Wind Direction, Temperature and Relative
Humidity were recorded on hourly basis for the total study period”
(Emphasis supplied)
789
46. Admittedly, the EIA reports prepared in August and October
2014 relied on primary data which was collected between the months of
December 2009 and February 2010. The EIA report was prepared prior
to the coming into force of the OM dated 7 November 2014 by wh ich
the MoEF-CC extended the validity of primary data collecte d from a
period of three years to four years. Even if the ben efit under the
notification were extended to the appellant, it was duty bound to collect
fresh primary data upon the expiry of four years from the date of issuance
of the ToR i.e. 21 November 2013. This was evidently not done. This
being the case, there is no manner of doubt that the final EIA report
prepared on the basis of an expired ToR and primary dat a was in
contravention of the OMs dated 22 March 2010, 22 August 2014 and 7
November 2014 issued by the MoEF-CC and could not form the basis
of a validly issued EC.
47. It is also pertinent to note that a Rapid EIA along with a socio-
economic study was prepared by M/s Ramky Enviro Engineers Lt d.,
the EIA consultantfor the PRR project on behalf of the ap pellant in
November 2010. This EIA report relied on primary data collected between
the months of December 2009 and February 2010 and analysed the
impact of the proposed PRR project on the environment. A per usal of
both the 2010 rapid EIA report and the EIA report prepared in October
2014 reveals that the data as well as the analysis of the impa ct of the
proposed PRR project on the environment in the 2014 report is similar to
that in the 2010 Rapid EIA report. It appears that the EIA consultant has
reproduced verbatim, portions of the Rapid EIA report which was
prepared in the year 2010. No effort was taken by the appellant to ensure
the fresh collection of data in compliance with its obligations under the
OMs issued by the MoEF-CC. In this view of the matter, the contention
urged on behalf of the respondents that there was a substantial delay in
the carrying out of the EIA process, vitiating the process c ommends
itself for our acceptance.
48. In the rejoinder and brief note of submissions filed before this
Court by the appellant, it was contended that any delay in the collection
of primary data was remedied by the collection of fresh samples in reply
to the questions raised by the SEAC in its 115th meeting date d 11-12
August, 2014. The primary data furnished in reply, it was urged, dated to
the year 2014 and not 2010.In assessing this contention, it is necessary
to advert to the questions raised by the SEAC to the appella nt. The
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
SEAC, at its 115th meeting noted shortfalls in the information submitted
by the appellant and decided to obtain additional information. This was
communicated to the appellant on 28 August 2014. The SEAC sought
additional information on the following:
“
1. EIA accredited consultant for Highway projects was not present
2. Declaration of experts involved in preparation of EIA report is
not furnished in the report
3. Accessibility to all villages on either sides of the proposed road
has to be preferably through underpasses.
4. Baseline data of hardness of borewell water furnished in the
report is found to be wrongly analysed.
5. Surface water analysis report is found to be with wrong results.
6. All the parameters required to be tested as per NABET
guidelines are to be analysed and furnished with lab reports.
7. Sampling locations are to be marked on maps windrose diagram
to be superimposed.
8. In AAQ analysis, CO concentration is reported to be at
dangerous level and this has to be checked again.
9. EMP to be revised and has to be site specific.
10. Sensitive location monitoring to be explicitly mentioned in EIA
report with details of location.
11. Regarding information on forest land in the EIA report there
are contradicting information in the report.
12. Trees to be planted are to be known in advance to grow
samplings.
13. Soil analysis to be revalidated.
14. Borrow area of earth to be part of EIA report.
15. Emergency relief operation to be included.
16. As per the proposals submitted in page no 10. “No forest land
is involved in the proposed project. Hence forest clearance is not
required” whereas in the same proposal page no 21 “the total
forest land to be diverted is estimated to be 1.5ha in the jarakbande
791
kaval at Ch. 12.000” to 12.500. The contradictory information to
be explained with documents.
17. In the same proposal under the head 10.3 afforestation plan :
“Species proposed for afforestation plan are Avicennia officinalis,
Avicennia alba, Rhizophora mucronara & Rhizophora aciculate
etc., they are mangrove-tropical tree growing in shoes ie., t hey
are endemic in sea shores (coastal area in the Kundapur coast )
etc.
18. PP is advised to consult the forest wing under BDA to design
(1 to 2) rows depending on the availability of the area) the st rip
plantations on either side of the proposed road with suitable native
fruit yielding shade bearing & fast growing species (ins tead of
this consultant), to improve the micro climate. Committee decide
to obtain additional information sought above and to recall the
proposal alter receipt of the information.”
By its letter dated 12 November 2014, the appellant provided to
the SEAC a point-wise reply to the information sought along with additional
samples on ground water, surface water and soil.
49. The questions framed by the SEAC and responses filed b y
the appellant demonstrate that there existed serious deficiencies in the
EIA report which was submitted to the SEAC. This included outdated
data on the AAQ air analysis, soil quality, forest land and the number of
trees to be planted. The SEAC noted certain shortfalls which concerned
limited aspects of the EIA report including the baseline data of hardness
of borewell water, soil analysis and forest land. In addition to this, the
SEAC directed that certain samples collected were to be marked on the
map submitted to the SEAC in the EIA Report. Significantly, the SEAC
noted the discrepancy concerning the disclosure of the existence of forest
land. This aspect shall be explored in the course of the judgment.
50. The SEAC framed questions and sought information which
was clarificatory in nature and covered specific substantive aspects of
the data submitted in the EIA report. The EIA report on the other hand
covers a wide range of matters which include terrain, topography, land
requirements, terrain classification, wind and noise pattern analysis, air
quality analysis, surface and ground water analysis, soil e nvironment
analysis, impact of flora and fauna and environmental monitoring plans.
51. The submission of additional fresh data on a few points raised
in the form of a query on behalf of the SEAC does not remedy the
general obligation to ensure that the EIA report was prepared within a
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
time period of four years from the date of the issuance of th e ToR,
relying on primary data that was no older than four years. Merely because
some additional information was sought which required the furnishing of
additional details and the collection of fresh samples, it cannot be said
that such an exercise cures the defect arising from the preparation of an
EIA report outside the time period prescribed by the MoEF-CC.
Significantly, even at the relevant time when information was s ought
from the project proponent, both the ToR as well as the pr imary data
upon which the EIA report was prepared was beyond the period of their
validity. In such a case, the SEAC, by seeking additional inf ormation,
has traversed beyond the power conferred upon it unde r the 2006
Notification.
52. The SEAC proceeded to recommend to the SEIAA the grant
of the EC to the PRR project in contravention of the obligations stipulated
under the OMs issued by the MoEF-CC. Significantly, th e SEAC
considered the final EIA report only at its 121st meeting between 11 –
18 November 2014 when the OM dated 22 August 2014 issued by the
MoEF-CC was in force. The SEAC was under an obligation t o direct
the appellant to conduct the EIA process de novo. The SEAC and the
project proponent cannot circumvent the obligation to ensure reliance on
contemporary data by seeking additional information beyond the
prescribed validity of the ToR and primary data. The SEAC has clearly
erred inrecommending to the SEIAA the grant of EC despite th e non-
compliance by the appellant with the prescribed time limit for the
preparation of the EIA report.
G Deficiencies in the EIA report
G.1 Accreditation of the EIA consultant
53. In the written submissions submitted by the appellant, it was
contended that the EIA process was undertaken on behalf of the appellant
by M/s RamkyEnviro Engineers Pvt. Ltd., a non-accredi ted EIA
consultant. This, it was submitted, was in contravention of the OM dated
2 December 2009 issued by the MoEF-CC mandating that only sector-
specific accredited EIA consultants should be engaged to carry out the
EIA process.
54. The MoEF-CC, by its notification dated 2 December 2009,
mandated the registration of EIA consultants under the scheme of
Accreditation and Registration of the National Accreditation Board of
793
Education and Training/Quality Council of India. The relevant portion of
the notification reads:
“…It has been felt in the Ministry that there is a need to enhance
the quality of EIA reports as the Consultants generally, undertake
preparation of EIA/EMP Reports in many sectors and in some
instances without requisite expertise and supporting facilities like
laboratories for testing of samples, qualified staff etc. The good
quality EIA Reports are pre-requisites for improved dec ision
making.
…
3. After detailed consideration of the issued relat ing to the
accreditation of the Consultants, following decisions have been
taken:
·All the Consultants/Public Sector Undertaking (PSUs )
working in the area of Environmental Impact Assessment
would be required to get themselves registered under the
scheme of Accreditation and Registration of the NABET /
QCI.
·Consultant would be confined only to the accredited
sectors and parameters for bringing in more specificity i n
the EIA document .
…
4. It is decided, in the above factual matrix that no EIA /EMP
Reports prepared by such Consultants who are not registered
with NABET/QCI shall be considered by the Ministry after 30th
June, 2010.”
(Emphasis supplied)
55. The MoEF-CC prescribed that it is mandatory for eve ry
consultant or PSU acting as an EIA consultant to ge t themselves
registered under the accreditation scheme of the NABET/QCI. Moreover,
a consultant would be confined to the sector for which they rece ive
accreditation to ensure expertise and specificity in th e carrying out of
the EIA process. This was also to ensure the availability of facilities like
laboratories. It was stated that a good quality EIA report is a pre-condition
for improved decision-making. In the written submissions before this
Court, the appellant urged that M/s Ramky Enviro Engineers Pvt. Ltd.
was hired in November 2009 upon the issuance of the ToRs prior to the
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
coming into force of the OM dated 2 December 2009. Consequently ,
there was no obligation to engage an accredited consulta nt for the
preparation of the EIA report. Be that as it may, Ramky Enviro Engineers
Pvt. Ltd, Hyderabad was granted the status of a ‘con sultant with
accreditation’ vide OM dated 30 June 2011 issued by the MoEF-CC. At
the time of the preparation of the EIA report which was submitted to the
SEAC, the EIA consultant had received accreditation. However , the
learned counsel appearing on behalf of the respondents has also placed
on record a copy of the minutes of the 4th Accreditation Commi ttee
Meeting for Re-Accreditation held on 22 November 2013. The case of
Ramky Enviro Engineers Pvt. Ltd, Hyderabad was considered in t he
following terms:
“21. Ramky Enviro Engineers Pvt. Ltd., Hyderabad
The case of Ramky Enviro Engineers was discussed earlier in
RAAC meeting dated Oct. 28 2013. Inadequacies with respect
to a) Variation in names of candidate in list of experts/ persons
included in EIA b) Implementation of QMS and c) Quality of EIA
were observed. RamkyEnviro was asked to explain the reasons
for shortfalls to Accreditation Committee (AC)
…
Results of the Re-accreditation (RA) assessment are given below:
Ramky Enviro Engineers have scored more than 60% as an
organization and therefore qualifies for Cat. A EIA pr ojects.
However, in respect of Completeness and quality of EIA, t he
marks are less that 60% indicating scope of improvement vi de
points mentioned below in relevant section.
2.1.1 Scope of accreditation
Sl.
No.
Sector No. as NABET
Scheme
Name of Sector Cat.
1 1 Mining A
2 40 Thermal Power plants A
3 20 Petrochemical based processing A
4 21 Synthetic organic processing A
5 1 Industrial estate/parks/SEZ A
6 32 TSDF A
7 38 Building and Large construction A
8 39 Area and Township projects A
795
56. The Committee noted the deficiencies in the performance of
M/s Ramky Enviro Engineers Pvt. Ltd. as an EIA consultant and indicated
a scope for improvement. The Committee then proceeded to record the
sectors for which M/s Ramky is granted accreditation. Conspicuous in
its absence is the grant of accreditation for serving as an EIA consultant
for highway projects. When the final EIA report for the PRR project
was prepared in August/October2014, M/s Ramky lacked accreditation
to serve as an EIA consultant for highway projects. This aspect shall be
borne in mind in deciding the eventual directions which this Court seeks
to issue.
G.2 Forest land
57. Essentially, the contention urged on behalf of the respondents
in its written submissions before this Court is that there was a patent and
abject failure on the part of the appellantas project proponent, to disclose
the diversion of forest land for the proposed PRR project. The appellant,
it was contended, concealed material information concerning the diversion
of forest land and absent the requisite forest clearance, the EC granted
for the PRR project stands vitiated.
58. In the draft EIA report prepared for the PRR proj ect, it was
stated:
“The Forest (Conservation) Act, 1980
…No forest land is involved in the proposed project. Hence, Forest
clearance is not required.”
Despite an indication that the proposed PRR project did not involve
the diversion of forest land, the draft EIA report stated:
“…As per the proposed design, the total forest land to be diverted
is estimated to be 1.5 Ha and the chainage wise details of the
same are presented as:
Table 2.2 B. Details of Forest Area proposed to be diverted f or
the Project Road
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
Sl.No. Proposed
chainage
Length
(Km)
Forest Village Survey No. Area of the
forest to be
diverted in
HA
1 Ch 12.000
to 12.500
763 M Jarakabandekavalu Yelahanka 59 1.5
The draft EIA report noted that 1.5 hectares of forest la nd in
Jarakabande kavalu is proposed to be diverted between linka ges Ch
12.000 and 12.500 for a portion of the proposed road totaling 763 meters.
A similar contradiction is noted in the final EIA report prepared in October,
2014:
“Initial portion of the Highway is along protected forest ar eas.
From the site visits and discussion with officials, it is inferred that
there are no noticeable habitats or wild or endangered anim al
habitats along close vicinity of the project road…”
The EIA report affirms at numerous places that 1.5 hectare s of
forest land will be affected by a part of the project. Despite this, the EIA
report proceeds to state:
Sl.
No
Type of clearance Statutory
Authority
Applicabilit
y
Project
stage
Respo
nsibili
ty
1 Prior Environmental
Clearance under EIA
Notification, 2006
SEIAA Applicable Pre
constructi
on
BDA
2 Forest Clearance under
Forest Conservation Act,
1980
Karnataka
State and
Forest Dept
& MoEF
Not
applicable
Pre
construct
ion
BDA
59. The EIA report proceeds on the assumption that no forest
clearance is required despite the diversion of 1.5 hectares of forest land.
No explanation has been provided by the appellant either in the EIA
report or in the written submissions before this Court as to why it was
exempt from seeking the requisite forest clearance. The only indication
of remedying the loss of forest cover provided in the EIA report is thus:
“10.4 Afforestation Plan
Affected Area – Around 1.50 Ha.
Area proposed to be afforested – 4.5 Ha (three times the affected
area)
Afforestation Program will be implemented through the Forest
Department, BDA and regular monitoring will be ensured.
Land will be identified in consultation with state Forest Department,
Bangalore.”
797
The contradictory stand by the appellant on the forest c over
proposed to be diverted for the proposed project was noted by the SEAC
in its 115th meeting dated 11-12 August, 2014. The SEAC sought
additional information from the appellant on numerous grounds, of which
one concerned the potential loss of forest cover. The SEAC, in its letter
to the appellant, noted the contradictory stand of the appellant and stated:
“…16. As per the proposals submitted in page no 10. “No forest
land is involved in the proposed project. Hence forest clearance
is not required” whereas in the same proposal page no 21 “the
total forest land to be diverted is estimated to be 1.5ha in the
jarakbande kaval at Ch. 12.000” to 12.500. The contradictory
information to be explained with documents.”
The appellant furnished a pointwise reply to the question raised
by the EAC. It replied to the question concerning forest land by stating:
“As per the proposed design the total forest land to be diverted is
estimated to be 1.5 ha in the Jarakbande Kaval at Sh.12.000 to
12.500.
25 acres of land available in possession with BDA is proposed to
be given to Forest Department in lieu of 25 acre of Fores t Land
(PRR Chainage between 12 th and 13 th Km in Survey No. 59 of
Jarakbande Kaval approved vide by authority Subject No. 80/89
dated 17.03.2009.) needed to PRR.”
The appellant confirmed that 1.5 hectares of forest land is proposed
to be diverted. It was stated that in lieu of the 25 acres of forest land
required, the appellant shall make available to the Forest Department 25
acres of land available with it.
60. We cannot gloss over the patent contradiction of the appellant
as the project proponent in disclosing the existence of forest land to be
diverted for the purposes of the PRR project. Despite a clear indication
that a total 1.5 hectares of forest land is to be diverted for the purpose of
the PRR project, the appellant sought to remedy its failure in seeking the
requisite clearances in a post facto manner by stipulating that 25 acres
of land available with it is to be given to the forest department in lieu of
the forest cover proposed to be diverted for the proje ct. Post facto
explanations are inadequate to deal with a failure of due process in the
field of environmental governance.While the appellant submitted to the
EAC that it had already obtained the consent of the forest department to
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
divert the proposed forest land, a contradictory stance was taken in the
written submissions filed by the appellant:
“It is stated herein that the PRR passes through 25 acres of forest
land situated in Jarakbande Kaval Forest Area, Yelahanka Hobli,
Bangalore North Taluk and since the alignment inevitably passed
through this, the forest department was requested on 28.08.2018
to handover the forest land to the Appellant for the purpose of the
PRR project. Thereafter, the forest department repl ied on
12.01.2019 requesting for alternate land of 25 acres.”
It was stated by the appellant that it was only on 28 August 2018
that it sought to remedy its failure in obtaining the requisite forest clearance
by requesting the forest department to handover the forest area involved
in the project. The appellant, in its rejoinder filed before this Court states:
“… It is admitted that the PRR does indeed pass through
the forest land in Jarakabande Kavalu forest area . It is also
pertinent to point out here that the Appellant has al so taken
necessary steps to ensure that land measuring 25 acres have also
been provided as alternate land for the afforestation plan due t o
the forests to be cleared in the Jarakabande Kavalu fore st area
as shown in pg. 238 of IA. No. 53243 . The contradictions
mentioned in the EIA report have subsequently stood
corrected and clarified before the EAC and the SEIAA .”
(Emphasis supplied)
In addition to the admission by the appellant of the contradictions
in the EIA report, it sought to substitute the requisite forest clearance
with an agreement with the forest department to provide an alternative
site for afforestation. This is not sustainable in law. Compliance with the
2006 Notification and other statutory enactments envisaged in the EIA
process cannot be reduced to an ad-hoc mechanism where the project
proponent seeks to remedy its abject failure to disc lose material
information and seek the requisites clearances at a belated stage.
61. The Karnataka SEIAA, in its affidavit before the NGT sought
to contend that the EC was granted subject to the appellant obtaining the
required forest clearance. It was stated:
“Forest Area
799
(b) Environmental Clearance has been provided by SEIAA is for
the present alignment of the road as submitted to SEIAA and any
change in the scope of the project requires fresh appraisal. In this
regard, it may be noted that details of the forest land involved are
covered in the Environment Impact Assessment Report. The
proponent has decided to provide 25 acres of land available with
them to the Forest Department.
It may also be noted that as per law, clearances from other statutory
authorities is not mandatory for consideration of the application
for Environment Clearance (hereafter, also referred to as “ EC”)
as it is prior Environmental clearance. Nonetheless, specific
conditions have been imposed in the EC that such permission shall
be obtained by the project proponent.
…
It is also important to note that the EC is subject to compl iance
with the conditions requiring obtaining of required clearances from
the competent authority in accordance with the applicable la w
such as prior clearances relating to forests and lakes. Any non-
compliance will be construed as a violation of the EC conditions
and will be dealt with in accordance with law.”
In the view of the Karnataka SEIAA, there was no deficiency in
the grant of the EC so long as specific conditions were imposed on the
project proponent to seek the requisite clearance.
62. Prior to the notification, prior clearance from regulatory bodies
or authorities was not required. The MoEF-CC, by a notification dated
31 March 2011, prescribed the procedure to be followed for proje cts
which involve forest land in the grant of an EC. The relevant portion
reads:
“…In this regard, reference is also invited to para 8(v) of the EIA
notification, 2006 which reads as follows:
“Clearances from other regulatory bodies or authorities shall not
be required prior to receipt of applications or prior environmental
clearance of projects or activities, or screening, or scop ing, or
appraisal, or decision by the regulatory authority concerned, unless
any of these is sequentially dependent on such clearance eithe r
due to a requirement of law, or for necessary technical reas ons.
…
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
However, in view of the complexity of the issues involved, the
matter has been considered further in the Ministry and in
suppression of the earlier instructions, it has now been decided to
adopt the following procedure for consideration of such projects.
…
I. (B) Projects for which TORs have already been prescribed
by the proposal for environmental clearance is yet t o be
submitted:
In case of the proposals, which involve forestland, in part or it full,
and for which TORs have already been prescribed, the proj ect
proponents are advised to ensure that the requisite stage-I forestry
clearance has been granted and its copy is submitted along with
their application/proposal for environmental cleara nce.
Alternatively, the proponent should delete from the ir land
requirement, the forestland involved in the project and the proposal
so amended without any forestland may be submitted for appraisal
by the EAC.
In case of projects where forest diversion (Stage I c learance)
has been approved for part of the total forestland involved in the
project, the proposal will be considered only for the land for which
forest diversion has been approved and the non forestland, if
any…”
63. The MoEF-CC stipulated that where ToRs have been issued
and the EIA report for the grant of EC is yet to be submit ted, project
proponents must ensure that the requisite forest clearance has been
granted. A copy of the grant should be submitted along wi th their
application for the grant of EC. Alternatively, the project proponent may
delete from the proposed project any forest land that may be affected
by the project. The MoEF-CC clarified that where forest clearance has
been obtained for only a part of the total forestland involved in the project,
the proposal will be considered only to the extent of the land for which
forest diversion has been approved.
64. By two subsequent notifications dated 9 September 2011 and
18 May 2012, the procedure concerning the grant of EC for project s
involving forestland stood amended in the following terms:
801
“…
(ii) At the stage of consideration of proposals for EC in respect of
projects involving forestland, the project proponent would inform
the respective EACs about the status of their applica tion for
forestry clearance along with necessary supporting documents
from the concerned Forest Authorities. It will clearly be informed
to the EAC whether the application is at the State level or at the
Central level. The EAC will take cognizance of the involvement
of forestland and its status in terms of forestry clea rance and
make their recommendations on the project on its merits. A fter
the EAC has recommended the project for environment al
clearance, it would be processed on file for obtaining decision of
the Competent Authority for grant of environmental clearance. In
the cases where the Competent Authority has approved the grant
of environmental clearance, the proponent will be informed of the
same and a time limit of 12 months, which may be extended in
exceptional circumstances to 18 months, a decision on which will
be taken by the Competent Authority, will be given to the proponent
to submit the requisite stage-I forestry clearance. The formal
environmental clearance will be issued only after the stag e-
I forestry clearance has been submitted by the proponent.
(iii) In the eventuality that the stage-I forestry clearance is not
submitted by the project proponent within the prescribed time limit
mentioned at para (ii) above, as and when the stage-I forestry
clearance is submitted thereafter, such projects would be referred
to EAC for having a relook on the proposal on case by case
basis depending on the environmental merits of the proje ct
and the site. In such a situation the EAC may either reiterate its
earlier recommendations or decide on the need for its reappraisal,
as the case may be. In the eventuality, a reappraisal is asked for,
the Committee will simultaneously decide on the requirement of
documents / information for reappraisal as also the need for a
fresh public hearing.”
(Emphasis supplied)
65. Project proponents are duty bound to disclose the existence
of forest land and inform the SEAC of the status of their application for
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
forest clearance at the time of submitting the EIA report for the grant of
the EC. Where the competent authority has granted the EC for a project,
the project proponent is then duty bound to obtain and subm it to the
competent authority the requisite stage I forest clearance for the proposed
project within 12 months or 18 months, as the case may be. Where the
project proponent fails to submit the requisite forest clearance within the
prescribed time, the EAC or the SEAC are authorised to reexamine the
project and decide whether there is a need for the rea ppraisal of the
project. The process envisaged for the disclosure of the forest clearance
procedure as well as the submission of the grant of fore st clearance
sub-serves the purpose of ensuring timely and adequate prote ction of
forest land. Where the EAC or the SEAC is of the opinion that additional
documents are required upon the failure of the project proponent to submit
the requisite forest clearance within the prescribed time , it may direct
that a fresh public hearing be conducted.
66. The appellant attempted to remedy its contradictory stand on
the forest land proposed to be diverted and its failure to obtain the requisite
forest clearance by submitting to the SEAC an undertaking t o ensure
afforestation in an alternate plot of land owned by it in collaboration with
the forest department. Such a procedure is neither envisaged under the
2006 Notification nor is in compliance with the notifications issued by
the MoEF-CC from time to time. Similarly, the SEAC was under an
obligation to ensure that the project proponent had complied with the
stipulated procedure for the grant of forest clearance. Instead, the SEAC
proceeded on the clarification issued by the appellant in contravention of
the OMs dated 31 March 2011, 9 September 2011 and 18 May 2012.
Despite the numerous deficiencies that were noted in the minutes of the
SEAC meeting, it proceeded to recommend to the SEIAA the grant of
EC for the PRR project. The decision of the SEAC to recom mend to
the SEIAA the grant of the EC, despite the contradictory stand of the
appellant as well as its failure to furnish adequate reasons as to why it
was exempt from seeking forest clearance, suffers from a non-application
of mind.
G.3 Trees
67. In the written submissions filed before this Court, i t was
contended by the respondents that there was a material concealment by
the project proponent of the number of trees proposed to be felled for
the PRR project. While the appellant stated that only 200 – 500 trees
803
were required to be felled, the number was in fact as high as 16,000
trees. The appellant, as project proponent, stated in the 2014 EIA report:
“Around 519 plants are felled for the project; the minimum of
three times the number of felled plant will be replant ed in the
nearby areas”
The Deputy Conservator of Forests, BDA, in a reply dated 24
April 2009 to a right to information query stated:
“With respect to the information sought under the R ight to
Information Act, 2005, the number of trees that will be cut for the
formation of the Peripheral Ring Road – Part I have been provided
below:
Sl.
No.
Information sought
for
Information provided
Here is the
information sought
regarding cutting of
trees for the
formation of the
Peripheral Ring Road
Part - I
The below mentioned trees
belong to the Horticulture &
Forest Department will be cut
for the formation of the
peripheral ring road Part – I
1. Coconut trees: 3837
2. Mango trees: 3142
3. Guava trees: 1361
4. Sapota trees: 0818
5. Arecanut trees: 0287
6. Jamun trees: 0084
7. Jackfruit trees: 0059
8. Tamarind trees: 0040
9. Teak trees: 0201
10. Silver oak trees: 0028
11. Neem trees: 0028
12. Eucalyptus trees: 7000
Total 16,785
68. The Deputy Conservator of Forests revealed that aroun d
16,785 trees were proposed to be cut for the purpose of executing the
PRR project. The abject failure of the project proponent in disclosing
the number of trees required to be felled is also evident from the rejoinder
filed by appellant before this Court. It was submitted:
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
“13. In reply to Para No. 6: As had been stated earli er, the
clarifications regarding cutting of trees and the corrections have
been made subsequently and additionally a further 25 acres of
land has been provided for the purpose of afforestation in an
alternate piece of land. The same has been shown in pg. 184 of
I.A. No. 53243/2019.”
The EIA report prevaricated by recording that the area requi red
for the proposed PRR project has only a few trees. T hough the
development of infrastructure may necessitate the fel ling of trees, the
process stipulated under the 2006 Notification must be transparent, candid
and robust. Hiding significant components of the environment from
scrutiny cannot be an acceptable method of securing project approvals.
There was a serious lacuna in regard to disclosures and appraisal on this
aspect of the controversy.
G.4 Pipelines
69. The EIA process was challenged on the ground that by virtue
of a notification dated 12 June 1999, the Central Government acquired
certain lands for laying a petroleum pipeline between Mangalo re and
Bangalore. Petronet MHB Ltd., by its letters dated 7 Novembe r 2005
and 21 November 2007 sought to inform the appellant of the potential
crossover of the PRR project over the pipelines. The same was reiterated
in its meeting with the appellant dated 4 February 2008. Petronet MHB
Ltd.was of the opinion that as the pipelines contain hazardous material
which is highly inflammable, care should be taken to either relocate parts
of the project or ensure that adequate safeguards were put in place.
70. The respondents have placed on record the minutes of the
meeting dated 2 February 2008 between the appellant authority and the
representatives of M/S. Petronet MHB Limited. It was noted that the
proposed PRR project crosses the PETRONET pipeline at three locations
– PRR CH 7600, PRR CH 29100 to 29500 and CH 31100 to 31800 and
PRR CH 39500. It was agreed that a joint-inspection would take place
for one crossing, while for the other two crossings it was agreed that the
PRR project would be raised for clearance height. It was stated:
“The MD, M/S. Petronet MHB Limited agreed that the PRR
may be taken over at higher level with a clearance of minim um
5.20 m from the ground level and the crossing shall be preferably
805
at right angles. He also insisted that no supports shall be constructed
within their Right of user (ROU) of 18.00.”
In this view of the matter, the appellant sought to take ade quate
precautions to ensure that the proposed PRR project did n ot cross a
pipeline and where it did, it was at a sufficient height without the use of
support pillars. The respondent contended that that the appe llant was
constrained to revert to the proposed alignment prior to the meeting by
virtue of various orders passed by the High Court of Karna taka. This
shall be dealt with in the directions which this Court seeks to issue.
H Appraisal by the SEAC
71. In addition to the finding that the SEAC erred in recommending
to the SEIAA the grant of EC on the basis of an expired ToR and primary
data, there is another aspect of the matter that warrants the attention of
this Court. The SEAC, in its 121st meeting between 11 – 18 November
2014 proceeded to recommend to the SEIAA the grant of EC for th e
PRR project. Appraisal by the SEAC is structured and define d by the
2006 Notification. At this stage, the SEAC is required to conduc t “a
detailed scrutiny” of the application and other documents including the
EIA report submitted by the applicant for the grant of an EC. Upon the
completion of the appraisal process, the SEAC makes “ca tegorical
recommendations” to the SEIAA either for: (i) the grant of a pr ior EC
on stipulated terms and conditions; or (ii) the rejection of the application.
Significantly, the recommendations made by the SEAC for the grant of
EC, are normally accepted by the SEIAA and must be b ased on
“reasons”. At its 121st meeting, the SEAC recorded the following reasons
for its recommendations:
“PP and environmental consultant were present in the meeting.
PP stated that the project was conceived and the consultant was
engaged in 2003 prior to 2006 EIA Notification. Now JICA is
insisting for EC.
PP have submitted the compliance for the above queries raise d
by the committee vide their letter dated 12.11.2014.
After due deliberations the committee decided to recommend the
proposal to SEIAA for consideration to issue EC.
PP has submitted an undertaking on the day of the meeting on the
following points:
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
1. To provide pedestrian crossings in the utility crossings facility
taking all the precautions.
2. Adequate CD works
3. To maintain Raja Kalave
4. To take up afforestation work separately
5. Major crossings of NH/SH/MDR/VR
6. Accessibility to proposed road from all villages without
charging toll.
Action to be taken: Secretary, SEAC to submit the propos al to
SEIAA accordingly.”
72. The reasons furnished by the SEAC must be assessed with
reference to the norm that it is required to submit reasons for its
recommendation.The analysis by the SEAC is, to say the lea st, both
perfunctory and fails to disclose the reasons upon which it recommended
to the SEIAA the grant of EC for the PRR project. The SEAC proceeds
merely on the reply furnished by the appellant to the queries raised b y
the SEAC at its 115th meeting dated 11-12 August, 2014. In this view,
the procedure followed by the SEAC suffers from a non-application of
mind.
73. The SEAC is under an obligation to record the specific reasons
upon which it recommends the grant of an EC.The requirement that the
SEAC must record reasons, besides being mandatory under the 2006
Notification, is of significance for two reasons: (i) The SEAC makes a
recommendation to the SEIAA in terms of the 2006 Notification. The
regulatory authority has to consider the recommendation and convey its
decision to the project proponent. The regulatory authority, as para 8(ii)
of the 2006 Notification provides 18 , shall normally accept the
recommendations of the EAC. Thus, the role of the SEAC in the grant
of the EC for a proposed project is crucial; and (ii) The grant of an EC
is subject to an appeal before the NGT under Section 16 of the NGT Act
2010. The reasons furnished by the SEAC constitute the link upon which
the SEIAA either grants or rejects the EC. The reasons form the material
which will be considered by the NGT when it considers a challenge to
the grant of an EC.
18 ‘‘(ii) The regulatory authority shall normally acc ept the recommendations of the
Expert Appraisal Committee or State Level Expert Appraisal Commitee concerned...’’
807
74. In Shreeranganathan K P v Union of India 19 , the grant of
an EC to the KGS Aranmula International Airport Project was challenged.
The NGT found fault with the process leading upto the grant of the EC
since sector specific issues had not been dealt with. The NGT extensively
reviewed the information submitted with regard to the const ruction of
the airport and held thus:
“182. … a duty is cast upon the EAC or SEAC as the case may
be to apply the cardinal principle of Sustainable Development and
Principle of Precaution while screening, scoping, and appraisal of
the projects or activities. While so, it is evident in the instant case
that the EAC has miserably failed in the performance of its duty
not only as mandated by the EIA Notification, 2006, but has also
disappointed the legal expectations from the same. For a hu ge
project as the one in the instant case, the consideration for
approval has been done in such a cursory and arbitra ry
manner without taking note of the implication and
importance of environmental issues. …Thus, the EAC has
not conducted itself as mandated by the EIA Notification,
2006 since it has not made proper appraisal by considerin g
the available materials and objections in order to make
proper evaluation of the project before making a
recommendation for grant of EC .”
The Court held that the EAC had not conducted a proper appraisal
given its failure to consider the available material and objections before
it. The EAC had thus failed to conduct a proper evaluation of the project
prior to forwarding to the regulatory authority its recommendation.
75. In Lafarge Umiam Mining Private Limited v Union of
India ,20 an application was made under the 1994 notification for the
grant of an EC to a proposed limestone mining project at Nongtrai Village,
East Khasi Hills District, Meghalaya. A three judge Bench of this Court
rejected the challenge and upheld the grant of the EC to the proposed
project. Chief Justice S H Kapadia noted that the d octrine of
proportionality must be applied to matters concerning the environment
as part of judicial review. The principles of judic ial review in
environmental matters have been enunciated thus:
19 2014 ALL (I) NGT Reporter (1) (SZ) 1
20 (2011) 7 SCC 338
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
“In the circumstances, barring exceptions, decisions relating to
utilisation of natural resources have to be tested on the anvil of
the well-recognised principles of judicial review. Have all the
relevant factors been taken into account? Have any extraneous
factors influenced the decision? Is the decision st rictly in
accordance with the legislative policy underlying the law (if any)
that governs the field? Is the decision consistent with the principles
of sustainable development in the sense that has the decisio n-
maker taken into account the said principle and, on the basis of
relevant considerations, arrived at a balanced decision? Thus, the
Court should review the decision-making process to ensure that
the decision of MoEF is fair and fully informed, based on the
correct principles, and free from any bias or restraint.”
76. The SEAC, as an expert body, must speak in the manner of
an expert. Its remit is to apply itself to every releva nt aspect of the
project bearing upon the environment and scrutinise th e document
submitted to it. The SEAC is duty bound to analyse the EIA report.
Apart from its failure to repudiate a process conducte d beyond the
prescribed time period stipulated by the MoEF-CC, the SEAC failed to
apply its mind to the abject failure of the appellant in conducting the EIA
process leading upto the submission of the EIA report for the grant of
EC. The SEAC is not required to accept either the EIA r eport or any
clarification sent to it by the project proponent. In the absence of cogent
reasons by the SEAC for the recommendation of the grant of E C, the
process by its very nature, together with the outcome, stands vitiated.
I Courts and the environment
77. Courts today are faced with increasing environmental litigation.
A development project that was conceptualized as early a s in the year
2005 has surfaced before this Court over 15 years later. The period that
has led up to the present litigation has involved a myriad of decisions and
processes, each contributing to the delay of a project that was outlined
to sub-serve a salient development policy of de-congesting the city. Where
project proponents and institutions envisaged under the 2006 Notification
abdicate their duty, it is not only the environment that suffers a serious
set-back, but also the development of the nation. In the eventual analysis,
compliance with the deliberative and streamlined process envisaged for
the protection of the environment ensures a symbiotic relationship between
the development of the nation and the protection of the environment.
809
78. The adversarial system is, by its nature, rights based. I n the
quest for justice, it is not uncommon to postulate a winning side and a
losing side. In matters of the environment and development howeve r,
there is no trade-off between the two.The protection of the environment
is an inherent component of development and growth. Professor Charles
E Corker of the University of Washington School of Law said in a speech
titled “ Litigating the Environment – are we overdoing it ?” 21 :
“My answer is yes. We are overdoing our litigation o f the
environment. I do not mean that there are necessarily too many
lawsuits being filed on environmental issues, and that we should
somehow cut back – I would not know how, in any case – the
number of those suits by ten percent, twenty percent, or fi fty
percent. I do mean that a disproportionately large share of attention,
effort and environmental concern is being focused on lawsuit s.
Lawsuits cannot accomplish, by themselves, solutions to the most
pressing of our environmental problems. As a result, we are in
some danger of leaving the most pressing environmental problems
unsolved –or even made worse – because the commotion of
litigation has persuaded us that something has been accomplished.”
Professor Corker draws attention to the idea that the environmental
protection goes beyond lawsuits. Where the state and statutor y bodies
fail in their duty to comply with the regulatory framework for the protection
of the environment, the courts, acting on actions brought by public spirited
individuals are called to invalidate such actions. Equall y important
however, is to be cautious that environmental litigation alone is not the
panacea in the quest to ensure sustainable development.
79. The protection of the environment is premised not only on the
active role of courts, but also on robust institutional frameworks within
which every stakeholder complies with its duty to ensure sustainable
development. A framework of environmental governance committed to
the rule of law requires a regime which has effective, accountable and
transparent institutions. Equally important is responsive, inclusive,
participatory and representative decision making. E nvironmental
governance is founded on the rule of law and emerges from the values
of our Constitution. Where the health of the environment is key to
preserving the right to life as a constitutionally recognized value under
21 Speech to the Thirteenth Annual Meeting of the Int erstate Conference on Water
Problems, Portland, Oregon delivered on 29 October, 1970.
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
Article 21 of the Constitution, proper structures for environmental decision
making find expression in the guarantee against arbitrary action and the
affirmative duty of fair treatment under Article 14 of the Constitution.
Sustainable development is premised not merely on the redressal of the
failure of democratic institutions in the protection of the enviro nment,
but ensuring that such failures do not take place.
80. In the present case, as our analysis has indicated, the re has
been a failure of due process commencing from issuance of the ToR
and leading to the grant of the EC for the PRR project. The appellant, as
project proponent sought to rely on an expired ToR and procee ded to
prepare the final EIA report on the basis of outdated pri mary data. At
the same time, the process leading to the grant of the E C was replete
with contradictions on the existence of forest land to be diverted for the
project as well as the number of trees required to be felled.
81. The SEAC, as an expert body abdicated its role and function
by relying solely on the responses submitted to it by the appellant and
failing to comply with its obligations under the OMs issued by the MoEF-
CC from time to time.In failing to provide adequate reasons for its
recommendation to the SEIAA for the grant of an EC, it fa iled in its
fundamental duty of ensuring both the application of mind to the materials
presented to it as well as the furnishing of reasons which it is mandated
to do under the 2006 Notification.
82. In this view of the matter, neither the process of decisi on
making nor the decision itself can pass legal muster. Equally, this Court
must bear in mind the need to balance the development of infrastructure
and the environment. We are of the view that while the need for a road
project is factored into the decision-making calculus, equal emphasis
should be placed on the prevailing state of the environment. The appeal
which was filed before the NGT in 2015, was finally disposed of at a
belated stage only in 2019.
J Directions
83. Bearing in mind the need to bring about a requisite balance,
we propose to issue the following directions under Article 142 of the
Constitution:
(i) The appellant is directed to conduct a fresh rapid EIA for
the proposed PRR project;
811
(ii) The appellant shall, for the purpose of conducting the rapi d
EIA, hire a sector-specific accredited EIA consultant;
(iii) The appellant shall have due regard to the var ious
deficiencies noted in the present judgment as well as ensure
that additional precautions are taken to account for the
prevailing state of the environment;
(iv) The appellant shall ensure that the requisite clearances under
various enactments have been obtained and submitted to
the SEAC prior to the consideration by it of the information
submitted by the appellant in accordance with the OMs
issued by the MoEF-CC from time to time;
(v) The SEAC shall thereafter assess the rapid EIA repo rt and
other information submitted to it by the appellant in
accordance with the role assigned to it under the 2006
Notification. If it is of the opinion that the appellant has
complied with the 2006 Notification as well as the directions
issued by this Court, only then shall it recommend to the
SEIAA the grant of EC for the proposed project. The SEAC
and the SEIAA would lay down appropriate conditions
concerning air, water, noise, land, biological and socio
economic environment and other conditions it deems fit;
and
(vi) The appellant shall consult the requisite authority to ensure
that no potential damage is caused by the project to the
petroleum pipelines over which the proposed road may be
constructed.
84. In moulding the above directions, this Court has factored into
its decision-making calculus the fact that the appeal from the judgment
of the NGT was filed by the project proponent and no appeal was filed
by the respondents. The order of the NGT directing the appell ant to
conduct a rapid EIA is upheld, though for the reasons which we have
indicated above. We clarify that no other Court or Tribunal shall entertain
any challenge to the ultimate decision of the SEAC or the SEIAA. Liberty
is granted to the parties to approach this Court upon any grievance from
the decision of the SEAC or the SEIAA pursuant to the order o f this
Court.
BENGALURU DEVELOPMENT AUTHORITY v. MR. SUDHAKAR
HEGDE [ DR. DHANANJAYA Y CHANDRACHUD, J. ]
85. The appeal is disposed of in the above terms. There shall be
no order as to costs.
Pending application(s), if any, shall stand disposed of.
Ankit Gyan Appeal disposed of.