Mohd. Mustafa v. Union of India & Ors.
L. NAGESWARA RAO, J.
Leave granted.
1. Aggrieved by the order dated 07.02.2019 passed by the
Governor of Punjab by which Mr. Dinkar Gupta was appointed as Director
General of Police (Head of Police Force) (hereinafter referred to “DGP
(HoPF)”), the Appellants filed original applications before the Central
Administrative Tribunal, Chandigarh Bench, Chandigarh. By an order
dated 17.01.2020, the Tribunal set aside the order dated 07.02.2019 on
the ground that preparation of the panel for selection of DGP (HoPF)
for the State of Punjab was in contravention of a judgement of this
Court in Prakash Singh v. Union of India1 apart from others. Further,
a direction was given to the Union Public Service Commission (hereinafter
referred to as “UPSC”) and the State of Punjab to conduct selection for
the post of DGP (HoPF), State of Punjab afresh. The judgement of the
Central Administrative Tribunal was challenged in the High Court of
Punjab and Haryana by the UPSC, the State of Punjab and Mr. Dinkar
Gupta. Mr. Siddharth Chattopadhyaya, the Appellant in Civil Appeal arising
out of SLP (Civil) No.14982-14985 of 2020, also filed a Writ Petiti on
aggrieved by the rejection of the plea of bias. Writ Peti tions filed by
UPSC, the State of Punjab and Mr. Dinkar Gupta were allowed by the
High Court and the judgement of the Tribunal was set aside. Writ Petition
filed by Mr. Siddharth Chattopadhyaya (hereinafter referred to as “the
Appellant”) was dismissed. These appeals are filed assailing the legality
and validity of the judgement of the High Court dated 06.11.2020.
2. Mohd. Mustafa, the Appellant in Civil Appeal arising out of
SLP (C) No.14623 of 2020, retired on attaining the age of superannuation
during the pendency of these appeals. As the contentions raised by
Appellants in both the civil appeals are similar, we shall refer to the facts
of Civil Appeal arising out ofSLP (C) Nos. 14982-14985 of 2020.
Mr. Siddharth Chattopadhyaya was inducted to Indian Police Service in
1986 and allocated to Punjab cadre. The post of DGP (HoPF), State of
Punjab was required to be filled up due to the ensuing retir ement of
Mr. Suresh Arora. A letter was written by the Union of India on 19.01.2019
to Respondent No.1-UPSC to initiate the process for appointment to the
post of DGP (HoPF) for the State of Punjab. A list of 12 officers who
1 (2006) 8 SCC 1
175
were working in the rank of DGP/additional DGP and who had completed
thirty years of service was forwarded by the State of Pu njab. The
Appellant was included in the said list.
3.The Empanelment Committee constituted by the UPSC finalised
a panel consisting of Mr. Dinkar Gupta-Respondent No. 4, M r. M.K.
Tiwari- Respondent No.6 and Mr. V.K. Bhawra Respondent No.7. The
State Government selected and appointed Respondent No.4 as DGP
(HoPF) from the said panel. Challenging the selection and appointment
of Respondent No.4 as DGP (HoPF), the Appellant and Mohd. Mustafa
filed Original Applications in the Central Administrative Tribunal. The
Tribunal, by its order dated 17.01.2020, allowed the Original Applications
and set aside the panel prepared by the Empanelment Comm ittee on
04.02.2019. Consequently, the selection and appointment of Respondent
No.4 as DGP (HoPF) was set aside. The Tribunal directed preparation
of a panel of three senior-most officers afresh strictly in accordance
with the judgment of this Court in Prakash Singh’s case (supra).
4. The Tribunal was of the opinion that this Court in Prakash
Singh’s case settled the parameters to be followed for selection of t he
Director Generals of Police. UPSC deviated from the procedure
prescribed by this Court, rendering the selection invalid. The Tribunal
held that this Court specified three factors which have to be followed
for selection of DGP. Seniority, being one of the factors, along with good
record of service and range of experience to head a police force was
not given due importance by the Empanelment Committee in finalising
the panel. Draft Guidelines 2009 framed by UPSC (hereinafter referred
to as “Draft Guidelines”) have no authenticity or legality, according to
the Tribunal. Identification of five core policing areas from the domain
of twenty policing areas is without any basis. In addition, the Tribunal
held that the identification of the core policing areas was to suit the
selected candidate. Preparation of the panel consisting three persons
was also found fault with due to no reasons being assigned.
5.Aggrieved by the judgment of the Tribunal, Writ Petitions were
filed in the High Court of Punjab and Haryana. The High Court framed
the following questions for determination:
1) What is the scope of judicial review/interference by the
High Court under Article 226 of the Constitution of
India, 1950 against the decision of the Administrati ve
Tribunal (in short “Tribunal”}?
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
2) (a) Whether the Draft Guidelines 2009 issued by t he
UPSC detailing the procedure and modalities for
selection of panel for DGP (HoPF} are patently opposed
and violative of the directions issued in Prakash Singh’ s
case (supra} and the findings of the Tribunal contrary
to the same are sustainable?
(b) Whether the Core Policing Areas being adopted by
the Empanelment Committee for assessment on the aspect
of ‘range of experience’ State wise on cases to cas e
basis are in contravention of the Supreme Court
directions in Prakash Singh’s case (supra} and whether
the 5 Core Policing Areas chosen in the present case
are is legal and valid? \
(c) Whether in view of the findings of this Court to the
issues at (a} and (b} above, the findings of the Tribunal
are sustainable?
3) (a) What is the scope of judicial review in matter of the
empanelment and selection by the Selection/
Empanelment Committee?
(b) Whether the Tribunal exceeded the said power of
judicial review in selection of DGP (HoPF} by the UPSC
in February 2019?
4) Whether the impugned order dated 17.01.2020 of th e
Tribunal is liable to be set aside and the consequential
relief?
6. The High Court held that this Court in Prakash Singh’s case
has laid down broad guidelines for selection to the post of DGP on the
basis of assessment of officers by considering length of service, very
good record and range of experience for heading the police force. The
Draft Guidelines were framed by UPSC for implementation of directions
issued by this Court in Prakash Singh’s case. The conclusion of the
Tribunal that the Draft Guidelines have no authenticity was set aside by
the High Court on the ground that the Draft Guidelines have been approved
by this Court. The jurisdiction of UPSC in formulating Draft Guidelines
and giving discretion to the Empanelment Committee to follow its own
procedure was upheld by the High Court. Selection of five core policing
areas for assessment of the officers from the State o f Punjab was
177
approved by the High Court. Relying upon judgments of this Court, the
High Court observed that there was no requirement for recording reasons
while finalising the selection of DGPs. The High Court held th at the
Tribunal encroached into the domain of the experts in setting aside the
selection made by UPSC. The High Court was in agreement with the
Tribunal that the Appellant failed to make out a case of bias. Finally, the
High Court set aside the judgment of the Tribunal and upheld the selection
and appointment of Respondent No.4 as DGP (HoPF).
7. We have heard Mr. Krishnan Venugopal, learned Sen ior
Counsel for the Appellant in Civil Appeal arising out of SLP (C) Nos.
14982-14985 of 2020, Mr. P.S. Patwalia, learned Senior Counsel for the
Appellant in Civil Appeal arising out of SLP (C) No.14623 of 2020, Mr.
Aman Lekhi, learned Additional Solicitor General for the Responde nt
No.1-UPSC, Mr. Mukul Rohatgi, learned Senior Counsel for the State
of Punjab, Mr. Maninder Singh, learned Senior Counsel for Respondent
No.4 and Mr. Shyam Divan, learned Senior Counsel for Respondent
No.5.
8.Mr. Krishnan Venugopal, learned Senior Counsel appearing for
the Appellant in Civil Appeal arising out of SLP (C) Nos. 14982-14985
of 2020, argued that the empanelment and appointment of Respondent
No. 4 as DGP (HoPF) is vitiated by bias. Respondent No.5 who was a
member of the Empanelment Committee was prejudiced agai nst the
Appellant due to the report filed by the Appellant before the Punjab and
Haryana High Court in Civil Writ Petition No. 20359 of 2013 titled as
‘Court on its own motion v. State of Punjab and Another’ in which
Respondent No.5 was found to be involved in criminal activities. On
earlier occasions Respondent No. 5 recused himself in matters relating
to the Appellant and, therefore, Respondent No.5 ought not to hav e
participated in the selection process. Accordingly, the decis ion of the
Empanelment Committee of which Respondent No.5 was a member is
not bonafide and is liable to be set aside. The Appellant contended that
the Draft Guidelines have no legal sanctity. The criteria laid down by the
Draft Guidelines is contrary to the judgement of this Court in Prakash
Singh’s case. The Draft Guidelines cannot be considered as statutor y
rules or regulations. It was further submitted on behalf of the Appellant
that the five core policing areas that were identified by the Empanelment
Committee out of twenty policing areas as criteria for a ssessment of
officers’ range of experience to head a police force were tailor-made to
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
suit Respondent No. 4. Due weightage has not been accorded to seniority
as laid down by this Court in Prakash Singh’s case. Admittedly, the
Appellant is senior to Respondent No.4 and could no t have been
overlooked unless there are justifiable reasons for his su persession.
According to the Appellant, the list of 12 officers working as additional
DGP/DGP could not have been forwarded by the State of Punjab f or
selection and appointment to one post of DGP. Mr. P. S. Patwalia, learned
Senior Counsel appearing for the Appellant in Civil Appeal arising out of
SLP (C) No.14623 of 2020, submitted that Mr. Mohd. Mustafa has
maximum gallantry awards and has a meritorious record of service. He
was not empanelled due to faulty selection procedure adopted by UPSC.
9.Mr. Aman Lekhi, learned Additional Solicitor General, countered
the submissions made on behalf of the Appellants by arguing that the
Draft Guidelines were approved by this Court. He submitt ed that the
Draft Guidelines were framed by the UPSC to give effect to the judgement
of this Court in Prakash Singh’s case. The five core policing areas that
were identified for empanelment out of twenty domain assignme nts
usually allocated to police officers was done after taki ng into account
the peculiar situation and requirement of the State of Punjab. The criteria
laid down by this Court in Prakash Singh’s case is part of the Draft
Guidelines and the Tribunal committed an error in holding the Guidelines
to be contrary to the said judgement. Respondent No.5, being the then
DGP (HoPF), was included as a member of the Empanelment Committee
and the Appellants did not raise any objection to his participation in the
deliberations of the Empanelment Committee. It was contended that the
assessment by the Empanelment Committee being strictly in accordance
with the Draft Guidelines and the judgement of this Court in Prakash
Singh’s case, the selection and appointment of Respondent No.4 as
DGP (HoPF) is valid. The Empanelment Committee is not required to
record any reasons.
10.Mr. Mukul Rohatgi, learned Senior Counsel appearing for the
State of Punjab, contended that the zone of consideration according to
clause 2 of Draft Guidelines is restricted to the cadre of ADGP/DGP to
officers who have completed 30 years of service. The Draft Guidelines
contained three requirements, namely (i) length of service (ii) very good
record and (iii) range of experience. Identification of five core policing
areas from amongst twenty policing areas for assessmen t of merit of
officers was done by the Empanelment Committee by taking into account
179
the special needs of the State of Punjab. Courts should show deference
to the decision of experts in the matter of selections. The State raised
serious objection to the allegation of bias made by the Appellants against
Respondent No.4 and 5. Mr. Rohatgi stated that the Appellant abuse d
his position as the head of a special investigation team by filing a report
which was not signed by the other members of the team to t arnish the
reputation of Respondent No. 4 and 5. Mr. Rohatgi stated that the report
filed by the Appellant without the signatures of the other members of the
Committee is still lying in a sealed cover before the High Court. It was
submitted on behalf of the State that the Appellant was ful ly aware of
initiation of the process for appointment of DGP and the presence of
Respondent No.5 in the Committee but did not raise any objection to his
continuance in the Empanelment Committee. The Appellant cannot be
permitted to raise a bogey of bias at this late hour. In any event,
Respondent No.5 was required to continue in the Emp anelment
Committee as per the doctrine of necessity. The State Government
refuted the contention of the Appellant that there was suppressi on of
relevant record. It was argued that the relevant record was sent to the
Public Service Commission. The State Government cannot be accused
of favouring Respondent No.4 by not sending the said report to the Public
Service Commission. Mr. Rohatgi submitted that the Draft Guidelines
have been followed for empanelment and selection of a number of DGPs
in several States. The Empanelment Committee comprises of senior
officers of which Respondent No.5 is one member. The selection cannot
be said to be biased when the allegation of prejudice is against one member
of a multi-member Committee.
11. Mr. Maninder Singh, learned Senior Counsel, stated t hat
Respondent No.4 has an exemplary record of service and is a hig hly
decorated officer with more medals than the Appellant. Responding to
submissions of the Appellant pertaining to the report file d in the High
Court, Respondent No.4 contended that there is a sinister motive on the
part of the Appellant in trying to mislead this Court that the said report
was filed by the special investigation team. In fact, two r eports were
filed by the special investigation team on 01.02.2018 and 15.03.2018.
The said reports were signed by all the members of t he Committee in
which no allegations were made against Respondent No.4. Later, another
report was filed by the Appellant alleging that Respondent No.4 was
involved in certain criminal activities. The said report was given in a
sealed cover to the Court. The other members of the Committee ha ve
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
gone on record to state that they were not consulted before the said
report was filed before the Court nor do they have any knowledge about
the contents of the report. The Appellant was facing a criminal charge
in a case registered under Section 306 IPC and had engineered the
report only for the purpose of maligning Respondent No.4 to steal a
march over him for selection and appointment as DGP. Mr. Mani nder
Singh argued that the Draft Guidelines which are strictly in conformity
with the directions issued by this Court in Prakash Singh’s case have
not been challenged in spite of which the Tribunal held them t o be in
contravention of the directions in Prakash Singh’s case. He further
submitted that Mr. Mustafa has retired on attaining the age of
superannuation and the Appellant has service of less than six months
left and cannot be considered for appointment as DGP even if he succeeds
in this appeal.
12. Mr. Shyam Divan, learned Senior Counsel for Respondent
No.5, submitted that the plea of bias as alleged by the Ap pellant was
rejected by both the Tribunal and the High Court which does not warrant
any interference by this Court. As the Director General of Police,
Respondent No.5 was duty bound to be a member of the Empanelment
Committee. The allegation of bias is baseless and created o nly for the
purpose of succeeding in the challenge to the selection and appointment
of Respondent No.4 as DGP (HoPF). Moreover, no objection was raised
by the Appellants for the participation of Responde nt No.5 in the
Empanelment Committee.
13. Judicial review may be defined as a Court’s power to review
the actions of other branches or levels of government; es pecially the
Court’s power to invalidate legislative and executive acti ons as being
unconstitutional2. Power of judicial review is within the domain of the
judiciary to determine the legality of administrative action and the validity
of legislations and it aims to protect citizens from abuse and misuse of
power by any branch of the State 3. The power of judicial review is a
basic feature of the Constitution of India 4. Judicial review has certain
inherent limitations. However, it is suited more for adjudication of disputes
other than for performing administrative functions. It is for the executive
to administer law and the function of the judiciary is to ensure that the
2 Black’s Law Dictionary
3 Minerva Mills Ltd. v. Union of India (1980) 3 SCC 6 25
4 Kesavananda Bharati v. State of Kerala (1973) 4 SCC 225
181
Government carries out its duties in accordance with the provisions of
the Constitution5.
14.The grounds on which administrative action is subject to judicial
review are illegality, irrationality and procedural impropriety. The following
observations made by Lord Diplock in Council of Civil Service Unions
and others v. Minister for Civil Service 6 are apt:
“By ‘illegality’ as a ground for judicial review I mean that the
decision-maker must understand correctly the law th at
regulates his decision-making power and must give ef fect to
it. Whether he has or not is par excellence a just iciable
question to be decided, in the event of dispute, by those
persons, the judges, by whom the judicial power of the state
is exercisable.
By ‘irrationality’ I mean what can by now be succin ctly
referred to as ‘Wednesbury unreasonableness’. It ap plies to a
decision which is so outrageous in its defiance of logic or of
accepted moral standards that no sensible person who had applied
his mind to the question to be decided could have a rrived at it.
Whether a decision falls within this category is a question that judges
by their training and experience should be well equipped to a nswer,
or else there would be something badly wrong with o ur judicial
system. To justify the Court’s exercise of this role, resort I think is
today no longer needed to Viscount Radcliff’s ingenious explanati on
in Edwards (Inspector of Taxes) v. Bairstow, of irr ationality as a
ground for a court’s reversal of a decision by ascr ibing it to an
inferred though unidentifiable mistake of law by the decisio n makers.
“Irrationality” by now can stand on its own feet as a n accepted
ground on which a decision may be attacked by judicial review.
I have described the third head as “procedural impropriety”
rather than failure to observe basic rules of natural justice or failure
to act with procedural fairness towards the person who will be
affected by the decision. This is because susceptibili ty to judicial
review under this head covers also failure by an ad ministrative
tribunal to observe procedural rules that are expressly lai d down in
the legislative instrument by which its jurisdiction is con ferred, even
5 S.R. Bommai v. Union of India (1994) 3 SCC 1
6 [1985] AC 374
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
where such failure does not involve any denial of natur al justice.
But the instant case is not concerned with the proce edings of an
administrative tribunal at all”.
15.The discretionary power vested in an administrative authority
is not absolute and unfettered. In Wednesbury, Lord Greene was of the
opinion that discretion must be exercised reasonably. Expl aining the
concept of unreasonableness, Lord Greene stated that a person entrusted
with discretion must direct himself properly in law and that he must call
his own attention to the matter which he is bound to consider. He observed
that the authority must exclude from his consideration matters which
are irrelevant to the matter he is to consider. Lord Greene concluded
that if an authority does not obey aforementioned rules, he may truly be
said, and often is said, to be acting unreasonably.7
16.Conditions prompted by extraneous or irrelevant considerations
are unreasonable and liable to be set aside by Courts in exe rcise of its
power under judicial review8. (See: State of U.P. v. Raja Ram Jaiswal9,
Sheonandan Paswan v. State of Bihar & Others 10, Sant Raj v. O.P.
Singla11, Padfield v. Minister of Agriculture 12). A decision can be
arrived at by an authority after considering all relevant factors 13. If the
discretionary power has been exercised in disregard of relevant
consideration, the Court will normally hold the action bad in law 14.
Relevant, germane and valid considerations cannot be ignored or
overlooked by an executive authority while taking a decision15. It is trite
law that Courts in exercise of power under judicial review do not interfere
with selections made by expert bodies by reassessing comparative merits
of the candidates. Interference with selections is restricted to decisions
vitiated by bias, mala fides and contrary to statutory provisions. (See:
Dalpat Abasaheb Solunke v. Dr. B.S. Mahajan 16, Badrinath v. State
of T.N.17, National Institute of Mental Health and Neuro Science s
7 Associated Provincial Picture Houses Ltd v. Wednesbury Corp. [1947] 2 All ER 680
8 Ram Avtar Sharma v. State of Haryana (1985) 3 SCC 189
9 (1985) 3 SCC 131
10 (1983) 1 SCC 438
11 (1985) 2 SCC 349
12 [1968] 1 All ER 694
13 Sachidanand Pandey v. State of WB, (1987) 2 SCC 295
14 H.W.R. Wade & C.F. Forsyth in the 10th Edition of A dministrative Law (2009)
15 C.K. Thakker Administrative Law, Second Edition page 801
16 (1990) 1 SCC 305
17 (2000) 8 SCC 395
183
v. Dr. K. Kalyana Raman18, Major General I. P. S Dewan v. Union
of India19, Union Public Service Commission v. Hiranyalal Dev 20,
M. V. Thimmaiah v. UPSC 21 and UPSC v. Sathiyapriya 22).
17.Keeping in mind the aforestated principles of law, we proceed
to examine whether the selection and appointment of Respondent No.4
as DGP (HoPF) on the basis of the Draft Guidelines is contr ary to the
judgment of this Court in Prakash Singh’s case, suffers from the vice
of irrationality and is vitiated due to malice and bias.
18. The Government of India appointed a National Pol ice
Commission on 15.11.1977 for reviewing the role and performance of
the police as well as law enforcement agencies and as an institution to
protect the rights of the citizens enshrined under th e Constitution.
Recommendations made by the Commission were not implemented giving
rise to a writ petition under Article 32 of the Constitution of India filed by
a retired Director General of Police, Prakash Singh in which directions
were sought for framing a new Police Act on the lines of Model Act
drafted by the Commission. The writ petition was disposed of by this
Court on 22.09.2006 by its judgment in Prakash Singh’s case in which
several directions pertaining to the State Security Commission, selection
and minimum tenure of the Director General of Police, minimum tenure
of the Inspector General of Police and other officers, s eparation of
investigation, police establishment board, police complaining authority
and National Security Commission were given. The said directions were
issued under Article 32, read with Article 142, of the Consti tution of
India which were directed to be implemented till the legislature passes
the appropriate legislations. In so far as the selection and minimum tenure
of DGP is concerned, this Court directed that the UPSC shall empanel
three senior-most officers of the Department for promotion to the rank
of DGP on the basis of their length of service, very good rec ord and
range of experience for heading the police force. The State Government
shall select the DGP from amongst the three senior-mo st officers
empanelled by the UPSC. A minimum tenure of at least two y ears,
irrespective of the date of superannuation, has been fixed by this Court.
18 1992 Supp (2) SCC 481
19 (1995) 3 SCC 383
20 (1988) 2 SCC 242
21 (2008) 2 SCC 119
22 (2018) 15 SCC 796
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
19. By way of implementation of the directions issued by this
Court in Prakash Singh’s case, UPSC framed Draft Guidelines for
empanelling officers for appointment as DGP (Chief of Poli ce). The
composition of the Empanelment Committee is as under: -
a) Chairman, or in his absence, Member, UPSC – President.
b) Home Secretary to the Government of India or his nominee
not below the rank of Special Secretary to the Government of
India.
c) Chief Secretary of the State Government concerned.
d) Director General of Police of the State Government concerned.
e) An officer from amongst the head of CPOs/CPMFs not
belonging to the cadre for which selection is being made,
nominated by the Government of India, Ministry of Home
Affairs.
20.Officers belonging to the Indian Police Service of the concerned
cadre, not below the rank of ADG, and who have completed at least 30
years of service as on the date of occurrence of vacancy for which th e
panel is prepared, are eligible for being considered for sel ection and
appointment as DGP. Selection, according to the Guidelines, shal l be
merit-based and inclusion in the panel shall be adjudged on the basis of
‘very good’ record and range of experience for heading the police force.
The Draft Guidelines empowered the Committee to adopt its own methods
and procedure for objective assessment of the suitability of offi cers to
the zone of consideration. The Committee was obligate d to make
assessment of the annual confidential reports of th e officers with
reference to the last ten years preceding the date of meeti ng of the
Committee. Only those officers assessed by the Committee as at least
‘very good’ for each of the preceding 10 years shall be consid ered for
inclusion in the panel. According to the Guidelines, the Committee shall
also take into account the range of experience, relevant for heading the
police force as reflected in the bio-data of the officers for det ermining
their suitability for inclusion in the panel. The Guidelines stipulated that
the State Government shall appoint DGP from amongst the three senior-
most officers included in the panel.
21.On 03.07.2018, this Court disposed of an application filed for
modification of the judgment in Prakash Singh’s case by giving the
following directions: -
185
6.1. All the States shall send their proposals in anti cipation
of the vacancies to the Union Public Service Commis sion,
well in time at least three months prior to the date of retirement
of the incumbent on the post of Director General of Polic e;
6.2 The Union Public Service Commission shall prepare the
panel as per the directions of this Court in the jud gment in
Prakash Singh’s case(supra) and intimate to the States ;
6.3 The State shall immediately appoint one of the persons
from the panel prepared by the Union Public Service
Commission;
6.4 None of the States shall ever conceive of the id ea of
appointing any person on the post of Director Gener al of
Police on acting basis for there is no concept of a cting
Director General of Police as per the decision in P rakash
Singh’s case(supra);
6.5 An endeavour has to be made by all concerned to see
that the person who was selected and appointed as the Director
General of Police continues despite his date of
superannuation. However, the extended term beyond the date
of superannuation should be a reasonable period. We say s o
as it has been brought to our notice that some of the States
have adopted a practice to appoint the Director Gene ral of
Police on the last date of retirement as a consequence of which
the person continues for two years after his date o f
superannuation. Such a practice will not be in conf ormity
with the spirit of the direction.
6.6 Our direction No.(c) should be considered by the U nion
Public Service Commission to mean that the persons are to be
empanelled, as far as practicable, from amongst the people
within the zone of consideration who have got clear two years
of service. Merit and seniority should be given due weightag e.
6.7 Any legislation/rule framed by any of the State s or the
Central Government running counter to the direction shall
remain in abeyance to the aforesaid extent.
22. It is relevant to note that the State of Punjab enacted Punjab
Police Act, 2007, subsequent to the decision of this Court in Prakash
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
Singh’s case. According to Section 6 of the said Act, the DGP shall be
selected by the State Government from amongst the Indian Police Service
officers and on appointment, the DGP shall have a tenure of no t less
than two years. The validity of the said Act was challenged in W rit
Petition No.286 of 2013. The State of Punjab filed I.A. No. 144172 of
2018 for modification of the order dated 03.07.2018, seeking liberty to
appoint DGP in accordance with the Punjab Police Act, 2007. Whil e
examining the contention of the State of Punjab, this Court summoned
Mr. Rakesh Kumar Gupta, Secretary, UPSC to appear on 15.01.2019.
Mr. Gupta submitted before this Court that committees have been
constituted by the UPSC for selection of DGPs and panels ha ve been
drawn by the Committees in respect of 12 States. This Court refused to
modify the order dated 03.07.2018 after being satisfied with the procedure
adopted by UPSC to carry out the directions of this Court. As s ome
State Governments were appointing DGP on the last date of service of
the incumbent to enable the officer to get an extendable term of two
years, this Court by an order dated 13.03.2019 clarified that empanelment
of an officer for consideration for appointment to the post of DGP should
be only in case of a minimum residual tenure of six months. In other
words, only those officers who have at least six months of service prior
to their retirement shall be considered for appointment to the post of
DGP.
23. The contention of the Appellant is that the criteria fi xed by
this Court in Prakash Singh’s case was not followed in letter and spirit
by the Empanelment Committee of UPSC while conducting selection to
the post of DGP (HoPF). The Draft Guidelines are con trary to the
directions given by this Court in Prakash Singh’s case and therefore,
the selection of Respondent No.4 is liable to be set aside. Se lection of
five core policing areas for evaluation of merit of the officers in respect
of range of experience is arbitrary and is tailor-made to suit Respondent
No.4. Admittedly, appellant is senior to respondent No.4 and could not
have been superseded by the Empanelment Committee of the UPSC.
24. According to UPSC, the Draft Guidelines were made to give
effect to the directions issued by this Court in Prakash Singh’s case.
The Draft Guidelines were placed before this Court when the interlocutory
application filed by the Government of India for modificat ion of the
judgment dated 22.09.2006 in Prakash Singh’s case was being
considered. This Court expressed its satisfaction regarding the procedure
187
and practice followed by UPSC in the matter of selection to the post of
DGP. The Draft Guidelines referred to the factors to be taken into
consideration by the Empanelment Committee for selection of DGP as
per the directions issued by this Court in Prakash Singh’s case. Length
of service, very good record and range of experience for he ading the
police force are factors to be considered by the Empanelment Committee.
According to UPSC, the range of experience is a constituent part of the
component of merit. In respect of selection to the post of DGP (HoPF)
for the State of Punjab, five core policing areas have been identified to
assess the range of experience of the officers concerned for the last 10
years, which are:-
A. Intelligence
B. Law and order
C. Administration
D. Investigation
E. Security
The selection based on the Draft Guidelines was defended by
UPSC on the ground that the Guidelines are in conformity with the
directions issued by this Court in Prakash Singh’s case.
25. This Court in Prakash Singh’s case directed empanelment
of officers for appointment to the post of DGP by UPSC by laying down
broad criteria. The implementation of the directions issued by this Court
has to be on objective basis for which reason the UPSC has framed
Draft Guidelines, which are being followed uniformly since 2009 for
selection of DGPs in several States. Keeping in mind, the se niority of
the officers under consideration, selection is conducted on the basis of
very good record and range of experience for heading the police force.
Assessment of very good record of service is on the basis of annual
confidential reports for the last 10 years. Range of experience for heading
the police force assessed by the empanelment committee is done by
assessing the performance of officers in five core police areas out of 20
policing areas. Discretion was given to the empanelment committees to
select the core policing areas by taking into account the prevailing situation
in the States. Considering the peculiar situation of the State of Punjab,
intelligence, law and order, administration, investigation and security were
identified as the core policing areas to ascertain range of experience of
an officer to head the police force.
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
26. The Draft Guidelines cannot be said to be contrary to t he
criteria laid down by this Court in Prakash Singh’s case. The Guidelines
carry forward the directions given by this Court by stipulating the objective
criteria for guidance of the empanelment committees. The preparation
of a panel on the basis of the Draft Guidelines after taking into account
the core policing areas cannot be said to be arbitrary. We are not impressed
with the submission of the Appellant that the core policing areas were
identified only to suit Respondent No. 4. Assessment of relative merit of
the officers under consideration is within the domain of the Empanelment
Committee, which is given liberty to adopt its own procedure. Merit of
the officers in the zone of consideration is evaluated on the basis of their
record of service and range of experience. A panel of three officers has
been prepared in the order of seniority. The Appellant was found to be
inadequate for inclusion in the panel in the range of experience for core
policing areas. The Tribunal committed an error in recording the finding
that the Empanelment Committee deviated from the procedure prescribed
by this Court in Prakash Singh’s case. There is no basis for the
conclusion of the Tribunal that the Draft Guidelines are contrary to the
directions given by this Court in Prakash Singh’s case. The broad criteria
mentioned in the said case are seniority, very good record of service and
range of experience to head a police force. The Draft Guidelines which
have to be scrupulously followed by empanelment committees stipulate
that a selection should be on the same criteria. In the instant case,
Empanelment Committee decided to assess the range of experience of
officers to head the police force in the State of Punjab after considering
the peculiarities of the State. Identification of five core policing areas
out of a domain of twenty policing areas cannot be said to be an arbitrary
exercise of power. The Tribunal committed an error in accep ting the
submission of the Appellant that the core policing areas, identified by the
Empanelment Committee was only to favour Respondent No.4 on the
basis of unsubstantiated allegations. Empanelment was direc ted to be
done by UPSC on the basis of length of service, very good reco rd and
range of experience for heading the police force in Prakash Singh’s
case (supra). Later, in the order dated 13.03.2019, this Court clarified
its earlier order dated 03.07.2018 and directed UPSC to prepare the
panel purely on the basis of merit. Be that as it may, the recommendation
of the names of 12 officers for consideration is on the basis of completion
of thirty years’ service in the cadre of ADGP. Length of service as
mentioned in Prakash Singh’s case (supra) is taken into account for
189
determination of zone of consideration. The other two factors namely,
good record of service and range of experience of all the 12 off icers
recommended on the basis of length of service are assessed by the
Empanelment Committee. Inter se merit of the candidates was evaluated
according to the objective criteria followed by the Empanelment
Committee. The preparation of panel for appointment as DGP (HoPF)
for the State of Punjab, by the Empanelment Committee is in compliance
of the Draft Guidelines, which are in conformity with the directions issued
by this Court in Prakash Singh’s caseas the panel was prepared after
taking into account the relevant considerations as directed by this Court
in Prakash Singh’s case and stipulated in the Draft Guidelines. As no
irrelevant consideration prompted the decision, the prepa ration of the
panel by the Empanelment Committee cannot be said to be irr ational.
Having regard to the nature of the function and the power conf ided to
the Selection Committee, it is not a legal requirement that reasons should
be recorded for its conclusion [See: UPSC v. K. Rajaiah & Ors. 23,
Union Public Service Commission v. Arun Kumar Sharma & Ors. 24
and Baidyanath Yadav v. Aditya Narayan Roy & Ors25]. The Tribunal
committed an error in holding the decision of the Committee as arbitrary
in the absence of reasons. Therefore, the preparation of the panel by the
Empanelment Committee cannot be said to be sufferin g from
unreasonableness.
27.The Appellant contended that Respondent No. 5 ought to have
recused himself from the Empanelment Committee as he is inim ically
disposed of towards him. The Appellant argued that he was appointed to
head a special investigation team by the High Court of Punjab and Haryana
to investigate the involvement of law enforcement authoriti es in drug
trafficking and he unearthed material against senior police officers. He
was falsely implicated in a criminal case involving the suicide of Inderpreet
Singh Chadha. It is the case of the Appellant that he submitted a status
report to the High Court on 18.05.2018 in a sealed cover in which he has
mentioned about the involvement of Respondent No.4 and Respondent
No.5 in drug trafficking. The Appellant referred to th e recusal of
Respondent No.5 earlier when he was asked to write his perfo rmance
appraisal report. Finally, the Appellant submitted that the preparation of
panel is vitiated due to bias of the Respondent No.5. On the other hand,
23 (2005) 10 SCC 15
24 (2015) 12 SCC 600
25 2020 (16) SCC 799
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
it was submitted by the Respondents that the Appellant was involved in
the suicide of Inderpreet Singh Chadha. The special investigation team
headed by the Appellant submitted two reports on 01.02.20 18 and
15.03.2018 before the High Court in which there is no mention of either
Respondent No.4 or Respondent No. 5. The sealed cover submitted by
the Appellant before the High Court was without consulting the other
two members of the special investigation team. It was further submitted
that Respondent No. 5, being the DGP of a State, could not have recused
himself from being a member of the Empanelment Committee. It is also
argued that the Appellant has not raised any objection regardi ng the
participation of Respondent No.5 in the selection proceedings. Doctrine
of necessity was pressed into service by the Respondents to submit that
Respondent No.5 could not have recused himself from the Empanelment
Committee.
28. It is relevant to note that the plea of bias did not find favour
with the Tribunal or the High Court. Before us, the learned counsel for
the Appellant, relying upon Badrinath (supra), has submitted that even
if one person of the multi-member committee is biased, the decision of
the committee shall be rendered invalid. Further, this decision holds that
doctrine of necessity applies only in case a committee is constituted by a
statute or a statutory rule. In other words, if the committee is constituted
under an administrative order there can be no difficulty i n an officer
recusing himself and requesting another officer to be substituted in his
place. Even if a plea of bias is not raised earlier, it can be raised during
the proceedings in judicial review. Further, even if bias is not a direct
cause of the decision, the test is one of mere likelihood of bias , which
means a substantial possibility of bias.26
29. In exercise of its power under Articles 32 and 142 of the
Constitution of India, this Court directed UPSC to constitute an
empanelment committee to recommend three senior-most officers with
good record of service and range of experience, and meeti ng other
parameters, from whom the DGP shall be selected and appointed by the
State Government. The incumbent DGP of the State is a member of the
empanelment committee according to the Draft Guidelines issued by the
UPSC. These Guidelines issued in compliance with the directions given
by this Court under Article 142 of the Constitution of India, we would
26 Rattan Lal Sharma v. Managing Committee, Dr. Hari R am (Co-Education) Higher
Secondary School and Others, (1993) 4 SCC 10
191
accept, are well-known and in public domain. Therefore, the po sition
that Respondent No.5, being the DGP, would be a member of the
Empanelment Committee was within the knowledge of the Appellant.
Ignorance of this factum when pretended must be rejected as a mere
pretence. The two Appellants are not laymen, but senior police officers
aspiring for the appointment to the top police position in t he State. In
endorsement of our reasoning, we have on record a n ews article
published in the Hindustan Times, dated 30th January 2019, titled “DGP’s
appointment – All eyes on UPSC’s February 4 meet” . The article
states that as per the information gathered from officials privy to the
development, the UPSC meeting will be held in Delhi an d would be
attended by the Punjab Chief Secretary Mr. Karan Avtar Singh and the
incumbent DGP Mr. Suresh Arora, i.e., Respondent No.5. In the given
facts and considering the position and status of the Appellant, we would
not accept the plea that participation of Responden t No.5 in the
Empanelment Committee was unknown or a secret for the Appellants.
30.It is in this context, we have to examine whether the Appellants
are estopped from challenging the recommendations ma de by the
Empanelment Committee, given the fact that they had taken a calculated
chance, and not protested till the selection panel was made public. In our
opinion, the ratio in Madan Lal and Others v. State of Jammu and
Kashmir and Others ,27 would apply in the present case as when a
person takes a chance and participates, thereafter he c annot, because
the result is unpalatable, turn around to contend that the proces s was
unfair or the selection committee was not properly const ituted. This
decision, no doubt, pertains to a case where the petitioner had appeared
at an open interview, however, the ratio would apply to the present case
as the Appellant too had taken a calculated chance in spite of the stakes,
that too without protest, and then has belatedly raised the ple a of bias
and prejudice only when he was not recommended. The judgment in
Madanlal (supra) refers to an earlier decision of this Court i n Om
Prakash Shukla v. Akhilesh Kumar Shukla and Others ,28 wherein
the petitioner who had appeared at an examination without protest was
not granted any relief, as he had filed the petition when he could not
succeed afterwards in the examination. This principle has been reiterated
27 (1995) 3 SCC 486
28 (1986) Supp. SCC 285
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
in Manish Kumar Shahi v. State of Bihar and Others,29 and Ramesh
Chandra Shah and Others v. Anil Joshi and Others .30
31.More appropriate for our case would be an earlier decision in
Dr. G. Sarana v. University of Lucknow and Others, 31 wherein a
similar question had come up for consideration before a three-judge bench
of this Court as the petitioner, after having appeared before the selection
committee and on his failure to get appointed, had challenged the selection
result pleading bias against him by three out of five me mbers of the
selection committee. He also challenged constitution of the committee.
Rejecting the challenge, this Court had held:
“15. We do not, however, consider it necessary in the present
case to go into the question of the reasonableness of bias or
real likelihood of bias as despite the fact that the appellant
knew all the relevant facts, he did not before appear ing for
the interview or at the time of the interview raise even his
little finger against the constitution of the Selection Committee.
He seems to have voluntarily appeared before the commit tee
and taken a chance of having a favourable recommendation
from it. Having done so, it is not now open to him to turn
round and question the constitution of the committe e. This
view gains strength from a decision of this Court in Manak
Lal’s case where in more or less similar circumstances, it w as
held that the failure of the appellant to take the identical plea
at the earlier stage of the proceedings created an e ffective
bar of waiver against him. The following observations made
therein are worth quoting:
“It seems clear that the appellant wanted to take a chance t o
secure a favourable report from the tribunal which was
constituted and when he found that he was confronted w ith
an unfavourable report, he adopted the device of raising the
present technical point.””
32.The aforesaid judgment in Dr. G. Sarana (supra) was referred
in Madras Institute of Development Studies and Another v.
K. Sivasubramaniyan and Others ,32 in which selection to the post of
29 (2010) 12 SCC 576
30 (2013) 11 SCC 309
31 (1976) 3 SCC 585
32 (2016) 1 SCC 454
193
Assistant Professor was challenged on the ground that shortlis ting of
candidates was contrary to the Faculty Recruitment Rules. The challenge
was declined on the ground of estoppel as the respondent, without raising
any objection to the alleged variations in the contents of the advertisement
and the Rules, had submitted his application and participated in the selection
process by appearing before the committee of experts.
33. Equally appropriate would be a reference to the decision of
this Court in P.D. Dinakaran (1) v. Judges Inquiry Committee and
Others,33 in which the allegation was that one of the members of the
committee constituted by the Chairman of the Council of States (Rajya
Sabha) under Section 3(2) of the Judges (Inquiry) Act, 1968 was biased.
This judgment extensively recites and assimilates from both dom estic
and foreign judgments on the question of bias and prejudice and quotes
the following observations in Dr. G. Sarana’s (supra) case:
“11… the real question is not whether a member of a n
administrative board while exercising quasi-judicial po wers
or discharging quasi-judicial functions was biased, for it is
difficult to probe the mind of a person. What has to be seen is
whether there is a reasonable ground for believing that he
was likely to have been biased. In deciding the ques tion of
bias, human probabilities and ordinary course of hu man
conduct have to be taken into consideration.”
34. Thereafter, reference is made to Ashok Kumar Yadav and
Others v. State of Haryana and Others ,34 which refers to the
Constitutional Bench judgment in A.K. Kraipak and Others v. Union
of India and Others .35Ashok Kumar Yadav (supra) was a case of
selection by UPSC and following extract from this judgmentis of some
significance:
“18. We must straightaway point out that A.K. Kraipak case is
a landmark in the development of administrative law and it
has contributed in a large measure to the strengthe ning of
the rule of law in this country. We would not like to whittle
down in the slightest measure the vital principle laid down i n
this decision which has nourished the roots of the rule of law
and injected justice and fair play into legality. There c an be
33 (2011) 8 SCC 380
34 (1985) 4 SCC 417
35 (1969) 2 SCC 262
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
no doubt that if a Selection Committee is constituted for the
purpose of selecting candidates on merits and one o f the
members of the Selection Committee is closely relat ed to a
candidate appearing for the selection, it would not be enoug h
for such member merely to withdraw from participation in the
interview of the candidate related to him but he must wit hdraw
altogether from the entire selection process and as k the
authorities to nominate another person in his place on the
Selection Committee, because otherwise all the selections made
would be vitiated on account of reasonable likelihood of bias
affecting the process of selection. But the situation h ere is a
little different because the selection of candidate s to the
Haryana Civil Service (Executive) and Allied Services is bein g
made not by any Selection Committee constituted for that
purpose but it is being done by the Haryana Public S ervice
Commission which is a Commission set up under Article 316
of the Constitution. It is a Commission which consi sts of a
Chairman and a specified number of members and is a
constitutional authority. We do not think that the principle
which requires that a member of a Selection Committee whose
close relative is appearing for selection should de cline to
become a member of the Selection Committee or withd raw
from it leaving it to the appointing authority to n ominate
another person in his place, need be applied in cas e of a
constitutional authority like the Public Service Commi ssion,
whether Central or State. If a member of a Public S ervice
Commission were to withdraw altogether from the selec tion
process on the ground that a close relative of his is appe aring
for selection, no other person save a member can be
substituted in his place. And it may sometimes happen that no
other member is available to take the place of such memb er
and the functioning of the Public Service Commission may be
affected. When two or more members of a Public Serv ice
Commission are holding a viva voce examination, the y are
functioning not as individuals but as the Public Se rvice
Commission. Of course, we must make it clear that wh en a
close relative of a member of a Public Service Commission i s
appearing for interview, such member must withdraw from
participation in the interview of that candidate and must not
195
take part in any discussion in regard to the merits of that
candidate and even the marks or credits given to that candidate
should not be disclosed to him.”
35. ‘Real likelihood test’ applied in Ranjit Thakur v. Union of
India and Others,36 is elucidated in the following words:
“15...The test of real likelihood of bias is whether a reasonable
person, in possession of relevant information, woul d have
thought that bias was likely and whether Respondent 4 was
likely to be disposed to decide the matter only in a particular
way.
16. It is the essence of a judgment that it is made a fter due
observance of the judicial process; that the court or tribunal
passing it observes, at least the minimal requireme nts of
natural justice; is composed of impartial persons acting fairly
and without bias and in good faith. A judgment which is the
result of bias or want of impartiality is a nullity and the trial
‘coram non judice’.
17. As to the tests of the likelihood of bias what is rel evant is
the reasonableness of the apprehension in that regard in the
mind of the party. The proper approach for the Judge is not
to look at his own mind and ask himself, however, hone stly,
‘Am I biased?’; but to look at the mind of the party before
him.”
36.In P.D. Dinakaran (1) (supra), this Court held that the member
in question had during a seminar spoken against the proposed elevation
of the petitioner as a Judge of the Supreme Court and, there fore, the
apprehension of likelihood of bias is reasonable and not fanciful, though
in fact, the member may not be biased. Nevertheless, the wr it petition
was dismissed on the ground that the petitioner was not a lay person and
being well-versed in law should have objected to the constitut ion of
committee when notified in the Official Gazette, which factum was highly
publicised in almost all newspapers. Notwithstanding the awareness and
knowledge, the petitioner did not object, which indicates tha t he was
satisfied that the member had nothing against him. There fore, belated
plea taken by the petitioner did not merit acceptance and mitigates against
bona fidesof the objection to the appointment of the person as a member
36 (1987) 4 SCC 611
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]
of the committee. In its support, reference was made to several decisions
of this Court, including Shri Lachoo Mal v. Shri Radhey Shyam ,37
which acknowledges the general principle that everyone has a right to
waive and agree to waive the advantage of a law or rule made solely for
his benefit and protection of the individual in his private capacity which
may be dispensed with without infringing any public right or public policy.
In Manak Lal (Shri), Advocate v. Prem Chand Singhvi and Others,38
this Court had declined to nullify an action made on the recommendation
of the Tribunal though the chairman of the Tribunal had appeared before
the appellant in the case. The reason was that the appellant had never
raised a point before the Tribunal, which with the other factors reflected
waiver. In conclusion, the Court in P.D. Dinakaran (1) (supra) held:
“86. In conclusion, we hold that the belated raisin g of
objection against the inclusion of Respondent 3 in the
Committee under Section 3(2) appears to be a calculated move
on the petitioner’s part. He is an intelligent person and knows
that in terms of Rule 9(2)(c) of the Judges (Inquir y) Rules,
1969, the Presiding Officer of the Committee is requ ired to
forward the report to the Chairman within a period of thr ee
months from the date the charges framed under Section 3( 3)
of the Act were served upon him. Therefore, he wants to adop t
every possible tactic to delay the submission of repo rt which
may in all probability compel the Committee to make a request
to the Chairman to extend the time in terms of the proviso to
Rule 9(2)(c). This Court or, for that reason, no court can render
assistance to the petitioner in a petition filed wi th the sole
object of delaying finalisation of the inquiry.”
Nevertheless, the Court in P.D. Dinakaran (1) (supra) had
requested the Chairman to nominate another distinguished jurist in place
of the person in question, duly noticing that the proceedings initiated had
progressed only to the stage of framing of charges and nom ination of
another jurist would not hamper the proceedings. The reconstit uted
committee would be entitled to proceed on the charges already framed.
37.In view of the above ratio, which is applicable, it is not necessary
for this Court to delve further into the allegations and submissions based
on assertion of bias and prejudice.
37 (1971) 1 SCC 619
38 AIR 1957 SC 425
197
38. For the aforementioned reasons, we do not find any error
committed by the High Court in setting aside the judgment of the Tribunal
and upholding the selection and appointment of Respondent No.4 as
DGP (HoPF), State of Punjab.
39. The appeals are dismissed.
Nidhi Jain Appeals dismissed.
MOHD. MUSTAFA v. UNION OF INDIA & ORS.
[L. NAGESWARA RAO, J.]