Vikas Kishanrao Gawali v. State of Maharashtra & Ors.
A.M. KHANWILKAR, J.
1. These writ petitions under Article 32 of the Constituti on of
India seek a declaration that Section 12(2)(c) of the Maharasht ra Zilla
Parishads and Panchayat Samitis Act, 19611, is ultra vires the provisions
of Articles 243-D and 243-T including Articles 14 a nd 16 of the
Constitution of India. In addition, the validity of the notifications dated
27.7.2018 and 14.2.2020 issued by the State Election Commission,
Maharashtra providing for reservation exceeding 50 per cent in respect
of Zilla Parishads and Panchayat Samitis of districts Washim, Akola,
Nagpur and Bhandara have been questioned and it is prayed tha t the
same be quashed and set aside. A district wise chart has been presented
to illustrate the excess reserved percentage and se ats (more than
aggregate 50 per cent of total seats), in some of the distri cts, which
reads thus:
“District: Washim
District: Bhandara
District: Akola
District: Nagpur
Particulars Total
Seats
General Reserved Exceed 50 per cent
SC ST OBC Percentage Seats
Zilla Parishad 52 23 11 04 14 5.76 % 3
Gram Panchayat 490 219 100 39 132 5.30 % 26
Particulars Total
Seats
General Reserved Exceed 50 per cent
SC ST OBC Percentage Seats
Zilla Parishad 53 22 12 05 14 8.49 % 4
Panchayat Samiti 106 44 25 09 28 8.49 % 9
Gram Panchayat 539 226 125 42 146 8.07 % 43
Particulars Total
Seats
General Reserved Exceed 50 per cent
SC ST OBC Percentage Seats
Zilla Parishad 52 25 09 04 14 1.92 % 1
Gram Panchayat 541 261 91 43 146 1.75 % 9
Particulars Total
Seats
General Reserved Exceed 50 per cent
SC ST OBC Percentage Seats
Zilla Parishad 58 25 10 07 16 6.89 % 4
Panchayat Samiti 116 51 19 15 31 6.03 % 7
Gram Panchayat 772 330 137 97 208 7.25 % 56
1 for short, “the 1961 Act”
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS.
District: Gondiya
(emphasis supplied)
2. The conundrum in these matters revolves around the exposition
of the Constitution Bench of this Court in K. Krishna Murthy (Dr.) &
Ors. v. Union of India & Anr.2. Relying on the dictum in the said decision,
the petitioners would urge that it is no more open to the respondents to
reserve more than 50 per cent (aggregate) seats in the conc erned local
bodies by providing reservation for Scheduled Castes3/Scheduled Tribes4/
Other Backward Classes 5. Whereas, the respondent-State would urge
that the stated decision recognises that it is permissible to reserve seats
for OBCs to the extent permissible in the 1961 Act. Further, in exceptional
situation, the reservation for SCs/STs/OBCs in the concerned local bodies
(Zilla Parishads and Panchayat Samitis ) could exceed even 50 per
cent of the total seats . This is the central issue to be dealt with in the
present writ petitions.
3. The provision in the form of Section 12 of the 1961 Act enables
the respondents to reserve 27 per cent of seats in the conce rned Zilla
Parishads and Panchayat Samitis . Section 12 of the 1961 Act is
reproduced hereunder:
“12. Division of District into electoral division.—(1) The S tate
Election Commission shall, for the purposes of elec tion of
Councillors divide every District; into electoral divisi ons (the
territorial extent of any such division not being outside the limits
of the same Block), each returning one Councillor, and there shall
be a separate election for each electoral division:
Provided that, such electoral division shall be divided in suc h a
manner that the ratio between the population of each elect oral
division and the total number of Councillors to be elected for the
Zilla Parishad shall, so far as practicable, be the same throughout
the Zilla Parishad area:
Particulars Total
Seats
General Reserved Exceed 50 per cent
SC ST OBC Percentage Seats
Zilla Parishad 53 23 06 10 14 6.60 % 3
Panchayat Samiti 106 45 12 19 30 7.54 % 8
Gram Panchayat 544 232 66 99 147 7.35 % 40”
2 (2010) 7 SCC 202
3 for short, “the SCs”
4 for short, “the STs”
5 for short, “the OBCs”
181
Provided further that, while distributing such electoral divisions
among the Panchayat Samitis, not less than two electoral divisions
shall be allotted to each Panchayat Samiti.
(2)(a) In the seats to be filled in by election in a Zilla Parishad
there shall be seats reserved for persons belonging to the Scheduled
Castes, Scheduled Tribes, Backward Class of citizens and women,
as may be determined by the State Election Commission in the
prescribed manner:
(b) the seats to be reserved for the persons belonging to the
Scheduled Castes and the Scheduled Tribes in a Zilla Parishad
shall bear, as nearly as may be, the same proportion to the total
number of seats to be filled in by direct election in that Zilla
Parishad as the population of the Scheduled Castes or, as the
case may be, the Scheduled Tribes in that Zilla Parsishad area
bears to the total population of that area and such seats s hall be
allotted by rotation to different electoral divisions in a Zilla
Parishad:
Provided that, in a Zilla Parishad comprising entirely the
Scheduled Areas, the seats to be reserved for the Scheduled Tribes
shall not be less than one-half of the total number of seats in the
Zilla Parishad :
Provided further that, the reservation for the Scheduled Tribes in
a Zilla Parishad falling only partially in the Scheduled Areas shall
be in accordance with the provisions of clause (b):
Provided also that one-half of the total number of seats so reserved
shall be reserved for women belonging to the Scheduled Caste s
or, as the case may be, the Scheduled Tribes:
(c) the seats to be reserved for persons belonging t o the
category of Backward Class of Citizens shall be 27 per cent.
of the total number of seats to be filled in by electio n in a
Zilla Parishad and such seats shall be allotted by rotation
to different electoral divisions in a Zilla Parishad :
Provided that, in a Zilla Parishad comprising entirely the
Scheduled Areas, the seats to be reserved for the pe rsons
belonging to the Backward Class of Citizens shall be 27
per cent. of the seats remaining (if any), after reservation
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
of the seats for the Scheduled Tribes and the Sched uled
Castes :
Provided further that, the reservation for the pers ons
belonging to the Backward Class of Citizens in a Zilla
Parishad falling only partially in the Scheduled Areas shall
be in accordance with the provisions of clause (c) :
Provided also that one-half of the total number of seats so
reserved shall be reserved for women belonging to t he
category of Backward Class of Citizens:
(d) one-half (including the number of seats reserved for women
belonging to the Scheduled Castes, Scheduled Tribes and the
category of Backward Class of Citizens) of the total number of
seats to be filled in by direct election in a Zilla Parishad shall be
reserved for women and such seats shall be allotted by rotation to
different electoral divisions in a Zilla Parishad.
(3) The reservation of seats (other than the reservation for women)
under sub-section (2) shall cease to have effect on the expiration
of the period specified in Article 334 of the Constitution of India.”
(emphasis supplied)
4. We may straight away advert to the decision in K. Krishna
Murthy (supra). In paragraph 9 of the decision, this Court formulated
two questions for its consideration, the same read thus:
“9. In light of the submissions that have been paraphrased in the
subsequent paragraphs, the contentious issues in this case can be
framed in the following manner:
(i) Whether Article 243-D(6) and Article 243-T(6) are
constitutionally valid since they enable reservation s in
favour of backward classes for the purpose of occupying
seats and chairperson positions in panchayats and
municipalities respectively?
(ii) Whether Article 243-D(4) and Article 243-T(4) are
constitutionally valid since they enable the reservation of
chairperson positions in panchayats and municipalit ies
respectively?”
(emphasis supplied)
183
5. As regards the discussion on the question of vali dity of
reservation in favour of backward classes, the Court proceeded to
examine the same in paragraphs 58 to 67 of the reported decision. The
essence of the view expressed by the Constitution Bench on t he said
question is that Articles 243-D(6) and 243-T(6) of the Constit ution of
India are merely enabling provisions and it would be improper to strike
them down as violative of the equality clause. At the same time, the
Court noted that these provisions did not provide guidance on how to
identify the backward classes and neither do they specify any principle
for the quantum of such reservations. Instead, discretion has been
conferred on the State legislatures to design and confer reservation
benefits in favour of backward classes. While dealing with the provisions
pertaining to reservations in favour of backward classes concerning the
States of Karnataka and Uttar Pradesh wherein the q uantum of
reservation was 33 per cent and 27 per cent respectively, the Court
noted that objections can be raised even with regard to similar provisions
of some other State legislations. The real concern was about overbreadth
in the State legislations and while dealing with that aspect in paragraphs
60 to 63, the Court noted thus:
“60. There is no doubt in our minds that excessive and
disproportionate reservations provided by the State legi slations
can indeed be the subject-matter of specific challenges bef ore
the courts. However, the same does not justify the striking down
of Articles 243-D(6) and 243-T(6) which are constit utional
provisions that enable reservations in favour of backward classes
in the first place. As far as the challenge against the various
State legislations is concerned, we were not provided wi th
adequate materials or argumentation that could help us to
make a decision about the same . The identification of
backward classes for the purpose of reservations is an
executive function and as per the mandate of Article 34 0,
dedicated commissions need to be appointed to conduct a
rigorous empirical inquiry into the nature and implication s
of backwardness .
61. It is also incumbent upon the executive to ensure that
reservation policies are reviewed from time to time so as
to guard against overbreadth . In respect of the objections
against the Karnataka Panchayat Raj Act, 1993, all that we c an
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
refer to is the Chinnappa Reddy Commission Report (1990) which
reflects the position as it existed twenty years ago. In the absence
of updated empirical data, it is well-nigh impossible for the
courts to decide whether the reservations in favour of OBC
groups are proportionate or not.
62. Similarly, in the case of the State of Uttar Pradesh, the claims
about the extent of the OBC population are based on the 1991
census. Reluctant as we are to leave these questions ope n, it
goes without saying that the petitioners are at liberty to raise
specific challenges against the State legislations if they can point
out flaws in the identification of backward classes with the help
of updated empirical data.
63. As noted earlier, social and economic backwardness does not
necessarily coincide with political backwardness. In this respect,
the State Governments are well advised to reconfigure their
reservation policies, wherein the beneficiaries und er
Articles 243-D(6) and 243-T(6) need not necessarily be
coterminous with the Socially and Educationally Backward
Classes (SEBCs) [for the purpose of Article 15(4)] or ev en
the backward classes that are under represented in
government jobs [for the purpose of Article 16(4)]. It would
be safe to say that not all of the groups which have been given
reservation benefits in the domain of education and employment
need reservations in the sphere of local self-government. This is
because the barriers to political participation are not of the
same character as barriers that limit access to edu cation
and employment. This calls for some fresh thinking a nd
policy-making with regard to reservations in local self-
government .”
(emphasis supplied)
6. Again, in paragraph 64, the Court noted about the absence of
explicit constitutional guidance as to the quantum of reservation in favour
of backward classes in local self-government. For that, the thumb rule is
that of proportionate reservation. The Court hastened to add a word of
caution, which in, essence, is the declaration of the legal position that the
upper ceiling of 50 per cent (quantitative limitation) with respect to vertical
reservations in favour of SCs/STs/OBCs taken together should not be
185
breached. This has been made amply clear and restated even in paragraph
67 of the reported decision, which reads thus:
“67. In the recent decision reported as Union of India v. Rakesh
Kumar [(2010) 4 SCC 50 : (2010) 1 SCC (L&S) 961 : (2010) 1
Scale 281] this Court has explained why it may be necessa ry to
provide reservations in favour of the Scheduled Tribes that exceed
50% of the seats in panchayats located in the Scheduled Areas.
However, such exceptional considerations cannot be
invoked when we are examining the quantum of
reservations in favour of backward classes for the purpos e
of local bodies located in general areas. In such
circumstances, the vertical reservations in favour of S Cs/
STs/OBCs cannot exceed the upper limit of 50% when
taken together. It is obvious that in order to adhere to th is
upper ceiling, some of the States may have to modify their
legislations so as to reduce the quantum of the exis ting
quotas in favour of OBCs .”
(emphasis supplied)
On that analysis, the Court in conclusion noted as follows:
“Conclusion
82. In view of the above, our conclusions are:
(i) The nature and purpose of reservations in the context
of local self-government is considerably different from
that of higher education and public employment. In this
sense, Article 243-D and Article 243-T form a distinct
and independent constitutional basis for affirmative
action and the principles that have been evolved in
relation to the reservation policies enabled by Articles
15(4) and 16(4) cannot be readily applied in the context
of local self-government. Even when made, they need
not be for a period corresponding to the period of
reservation for the purposes of Articles 15(4) and 16(4),
but can be much shorter.
(ii) Article 243-D(6) and Article 243-T(6) are
constitutionally valid since they are in the nature of
provisions which merely enable the State Legislatures
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
to reserve seats and chairperson posts in favour of
backward classes. Concerns about disproportionate
reservations should be raised by way of specific
challenges against the State legislations .
(iii) We are not in a position to examine the claims
about overbreadth in the quantum of reservations
provided for OBCs under the impugned State
legislations since there is no contemporaneous
empirical data . The onus is on the executive to
conduct a rigorous investigation into the patterns
of backwardness that act as barriers to political
participation which are indeed quite different from
the patterns of disadvantages in the matter of
access to education and employment . As we have
considered and decided only the constitutional validity
of Articles 243-D(6) and 243-T(6), it will be open to
the petitioners or any aggrieved party to challenge any
State legislation enacted in pursuance of the said
constitutional provisions before the High Court. We are
of the view that the identification of “backward
classes” under Article 243-D(6) and Article 243-
T(6) should be distinct from the identification of
SEBCs for the purpose of Article 15(4) and that
of backward classes for the purpose of Article
16(4).
(iv) The upper ceiling of 50% vertical reservations in
favour of SCs/STs/OBCs should not be breached
in the context of local self-government.
Exceptions can only be made in order to safeguard
the interests of the Scheduled Tribes in the matter
of their representation in panchayats located in
the Scheduled Areas.
(v) The reservation of chairperson posts in the manner
contemplated by Articles 243-D(4) and 243-T(4) is
constitutionally valid. These chairperson posts cannot
be equated with solitary posts in the context of public
employment.”
(emphasis supplied)
187
7. On a fair reading of the exposition in the reported decis ion,
what follows is that the reservation for OBCs is only a “statutory”
dispensation to be provided by the State legislatio ns unlike the
“constitutional” reservation regarding SCs/STs which is linked to the
proportion of population. As regards the State legislations providing for
reservation of seats in respect of OBCs, it must ensure th at in no case
the aggregate vertical reservation in respect of SCs/STs/ OBCs taken
together should exceed 50 per cent of the seats in the con cerned local
bodies. In case, constitutional reservation provided for SCs and STs were
to consume the entire 50 per cent of seats in the concerned local bodies
and in some cases in scheduled area even beyond 50 per cent, in respect
of such local bodies, the question of providing further reser vation to
OBCs would not arise at all. To put it differently, the quantum of reservation
for OBCs ought to be local body specific and be so provisioned to ensure
that it does not exceed the quantitative limitation of 50 per cent
(aggregate) of vertical reservation of seats for SCs/S Ts/OBCs taken
together.
8. Besides this inviolable quantitative limitation, the State Authorities
are obliged to fulfil other pre-conditions before reserving seats for OBCs
in the local bodies. The foremost requirement is to collate ad equate
materials or documents that could help in identification of back ward
classes for the purpose of reservation by conducting a contemporaneous
rigorous empirical inquiry into the nature and implications of backwardness
in the concerned local bodies through an independen t dedicated
Commission established for that purpose. Thus, the State le gislations
cannot simply provide uniform and rigid quantum of reservation of seats
for OBCs in the local bodies across the State that too without a proper
enquiry into the nature and implications of backwar dness by an
independent Commission about the imperativeness of such reservation.
Further, it cannot be a static arrangement. It must be rev iewed from
time to time so as not to violate the principle of overbrea dth of such
reservation (which in itself is a relative concept and is dynamic). Besides,
it must be confined only to the extent it is proportionate and within the
quantitative limitation as is predicated by the Constitution Bench of this
Court.
9. Notably, the Constitution Bench adverted to the fa ct that
provisions of most of the State legislations may require a relook, but left
the question regarding validity thereof open with liberty to raise specific
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
challenges thereto by pointing out flaws in the identificatio n of the
backward classes in reference to the empirical data . Further, the
Constitution Bench expressed a sanguine hope that the concerned States
ought to take a fresh look at policy making with regard to reservations in
local self-government in light of the said decision, whilst ensuring that
such a policy adheres to the upper ceiling including by modifying their
legislations — so as to reduce the quantum of the existing quota s in
favour of OBCs and make it realistic and measurable on ob jective
parameters.
10. Despite this declaration of law and general observations cum
directions issued to all the States on the subject matter, the legislature of
the State of Maharashtra did not take a relook at the existing provisions
which fell foul of the law declared by the Constitution Bench of this
Court. As a matter of fact, couple of writ petitions 6 came to be filed in
the Bombay High Court in which solemn assurance was given on behalf
of the State of Maharashtra that necessary corrective measures in light
of the decision of this Court, will be taken in right earnest. The situation,
however, remained unchanged.
11. As a matter of fact, no material is forthcoming as to on what
basis the quantum of reservation for OBCs was fixed at 27 pe r cent,
when it was inserted by way of amendment in 1994. Indeed, when the
amendment was effected in 1994, there was no guideline in existence
regarding the modality of fixing the limits of reserved seats for OBCs as
noted in the decision of the Constitution Bench in K. Krishna Murthy
(supra). After that decision, however, it was imperative for the State to
set up a dedicated Commission to conduct contemporaneous rigoro us
empirical inquiry into the nature and implications of backwardness and
on the basis of recommendations of that Commission take fol low up
steps including to amend the existing statutory dispensation, such as to
amend Section 12(2)(c) of the 1961 Act. There is nothing on record that
such a dedicated Commission had been set up until now. On the othe r
hand, the stand taken by the State Government on affidavit, before this
Court, would reveal that requisite information for undertaking such
empirical inquiry has not been made available to it by the Union of India.
In light of that stand of the State Government, it is unfathomable as to
how the respondents can justify the notifications issued by the State
Election Commission to reserve seats for OBCs in the concerned local
6 W.P. (Civil) No.6676 of 2016 and W.P. (Civil) No.5333 of 2018
189
bodies in respect of which elections have been held in the year December
2019/January 2020, which notifications have been challenged by way of
present writ petitions. This Court had allowed the elections to proceed
subject to the outcome of the present writ petitions.
12. Be that as it may, it is indisputable that the triple test/conditions
required to be complied by the State before reserving seats in the local
bodies for OBCs has not been done so far. To wit, (1) to set up a dedicated
Commission to conduct contemporaneous rigorous empirical inquiry into
the nature and implications of the backwardness qua local bodies, within
the State; (2) to specify the proportion of reservati on required to be
provisioned local body wise in light of recommendat ions of the
Commission, so as not to fall foul of overbreadth; and (3) in any case
such reservation shall not exceed aggregate of 50 per cent of t he total
seats reserved in favour of SCs/STs/OBCs taken together. In a given
local body, the space for providing such reservation in favour of OBCs
may be available at the time of issuing election programme (notifications).
However, that could be notified only upon fulfilling the aforementioned
pre-conditions. Admittedly, the first step of estab lishing dedicated
Commission to undertake rigorous empirical inquiry itself re mains a
mirage. To put it differently, it will not be open to respondents to justify
the reservation for OBCs without fulfilling the triple test , referred to
above.
13. As regards Section 12(2)(c) of the 1961 Act inserted in 1994,
the plain language does give an impression that uniform and rigid quantum
of 27 per cent of the total seats across the State need to be se t apart by
way of reservation in favour of OBCs. In light of the dictum of the
Constitution Bench, such a rigid provision cannot be sustained much less
having uniform application to all the local bodies within the State. Instead,
contemporaneous empirical inquiry must be undertaken to identify the
quantum qua local body or local body specific.
14. In our opinion, the provision in the form of Section 12(2)(c)
can be saved by reading it down, to mean that reservation in favour of
OBCs in the concerned local bodies may be notified to the extent, that it
does not exceed 50 per cent of the total seats reserved in favour of SCs/
STs/OBCs taken together. In other words, the expression “sha ll be”
preceding 27 per cent occurring in Section 12(2)(c), be constr ued as
“may be” including to mean that reservation for OBCs may be up to 27
per cent but subject to the outer limit of 50 per cent aggregate in favour
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
of SCs/STs/OBCs taken together, as enunciated by the Constitu tion
Bench of this Court. On such interpretation, Section 12(2)(c) c an be
saved and at the same time, the law declared by the Constitution Bench
of this Court can be effectuated in its letter and spirit.
15. The argument of the respondent-State that the reservations in
favour of OBCs must be linked to population, is very wide and tenuous.
That plea if countenanced, will be in the teeth of the dic tum of the
Constitution Bench of this Court wherein it has been noted and rejected.
The Court has expounded about the distinction in the matter of reservation
in favour of SCs and STs on the one hand, which is a “constitutional”
reservation linked to population unlike in the case of OBCs which is a
“statutory” dispensation. Therefore, the latter reservation for OBCs must
be proportionate in the context of nature and implications of backwardness
and in any case, is permissible only to the extent it does not exceed the
aggregate of 50 per cent of the total seats in the local bodies reserved
for SCs/STs/OBCs taken together.
16. Indeed, this Court had allowed the State Election Commission
to conduct elections on the basis of old dispensation in terms of orders
dated 28.08.2019, 07.11.2019 and 13.12.2019, by recording prima facie
view as noted in the order dated 18.12.2019. However, it was made
amply clear that the elections in respect of five districts (Nagpur, Washim,
Akola, Dhule and Nandurbar) were allowed to proceed subject to the
outcome of present writ petition(s) questioning the validity of S ection
12(2)(c) of the 1961 Act. Thus understood, the respondents cannot take
benefit of the prima facie observations to repel the challenge to the old
dispensation being continued despite the decision of the Consti tution
Bench of this Court and more particularly, to the notifications reserving
seats for OBC candidates exceeding the quantitative limitation of
aggregate 50 per cent of total seats in the local bodies concerned.
17. In light of the finding recorded hitherto (that no inquiry much
less contemporaneous rigorous empirical inquiry into the natu re and
implications of backwardness by a dedicate Commission established by
the State for the purpose has been undertaken), it is not op en to the
State to fall back on Section 12(2)(c) as enacted in 1994. That provision,
as aforementioned, is an enabling provision and would become functional
and operational only upon fulfilling triple test as sp ecified by the
Constitution Bench of this Court. That is the sine qua non or the
quintessence for exercise of power to reserve seats for OBCs in the
191
local bodies. Indeed, the exercise of power to reserve sea ts for OBCs
springs from Section 12(2)(c) of the 1961 Act, but that is hedged by
conditions and limitations specified by the Constitution Bench of this
Court and would not get ignited until such time.
18. Thus understood, the impugned notifications issued by the State
Election Commission reserving seats for OBCs in the concerned loca l
bodies, suffer from the vice of foundational jurisdictional erro r. The
impugned notification(s) to the extent it provides for reservation for OBCs
in the concerned local bodies, is, therefore, void and without authority of
law.
19. A priori, the elections conducted by the State Election
Commission on the basis of such notifications concerning reserved OBC
seats alone are vitiated and must be regarded as non est in the eyes of
law from its inception in the wake of declaration of law in that regard by
the Constitution Bench of this Court. The fact that it will impac t large
number of seats throughout the five districts or elsewher e where such
elections are conducted in 2019/2020, would make no difference. For,
such reservation was not permissible in law unless the esse ntial steps,
as propounded by the Constitution Bench of this Court, had been taken
before issuing the election notifications, that too only to the extent of
quantitative limitation. This position would apply in full measure, to all
elections conducted in respect of reserved OBC seats by the State
Election Commission duly notifying that the same will be subject to the
outcome of these writ petitions. The State Election Comm ission must
proceed to take follow up steps and notify elections for seats vacated in
terms of this decision for being filled up by open/gener al category
candidates for the remainder tenure of the concerned Gram Panchayats
and Samitis. We are inclined to take this view as it is not possible to
identify which of the reserved seat for OBCs in the concerned local
body would fall foul of the law declared by the Constitution Bench of
this Court, amongst the total seats reserved for OBCs.
20. The respondent-State through learned counsel had urged that
this Court ought not to entertain the present writ petitions as writ petitions7
were still pending before the High Court for the same relief. We are not
impressed by this hyper technical objection. It is true that petitioners in
two writ petitions had first approached the High Court, but still the issue
7 W.P. (Civil) No. 2756 of 2019; W.P. (Civil) No. 28 93 of 2019 and W.P. (Civil) No.
9159 of 2020
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
under consideration needs to be answered at the instance of petitioners
in other two writ petitions praying for the same reliefs. Indeed, it would
have been possible for us to request the High Court to decide the issue
in the first instance but as the matter essentially pertains to the width of
declaration and directions given by the Constitution Bench of this Court
in K. Krishna Murthy (supra) and its implementation in its letter and
spirit, we deem it appropriate to answer the issue under consideration.
21. It has been faintly suggested by the respondent-State in its
written submission that the writ petition may be set down for further
hearing. However, we fail to fathom why such a plea has been put forth
especially when the State has already filed a consolidated affidavit in
this Court, apart from the comprehensive written submissions filed after
closure of oral arguments. In our opinion, no fruitful purpose w ill be
served by showing that indulgence. For, the matter is capable of and is
being disposed of on the basis of undisputed fact that before instructing
the State Election Commission to reserve seats for OBC gro ups in the
local bodies, no attempt was made by the State Government to set up a
dedicated Commission to conduct contemporaneous rigorous empirical
inquiry into the nature and implications of backwardness, and then to act
upon the report of the Commission. That fact is reinforced from the
consolidated affidavit filed by the respondent-State in SLP (Civil) No.
33904 of 2017, which was the lead matter until it was dispose d of on
17.02.2021, after analogous hearing with the present writ petitions. That
consolidated affidavit was filed pursuant to the directions given by this
Court vide order dated 19.01.2021, which
reads thus:
“Heard learned counsel for the parties. We direct the Respondent-
State to file a consolidated affidavit dealing with the issues raised
in each of these proceedings including in the form of interlocutory
application(s) to be served on learned counsel appearing for the
concerned petitioners/applicants within three weeks from today.
We clarify that the consolidated affidavit will be a comm on
affidavit used in the concerned petitioners and application(s)
as the case may be.
List on 11.02.2021.”
(emphasis supplied)
193
Accordingly, the consolidated affidavit dated 04.02.2021 came to
be filed by the State duly sworn by the Deputy Comm issioner
(Establishment), which reads thus:
“COUNTER AFFIDAVIT ON BEHALF OF RESPONDENT
I, D.D. Shinde age 55 years, Occ. Service, presently working as
Deputy Commissioner (Establishment) in the office of Divisional
Commissioner, Nashik, Maharashtra, do hereby submit on solemn
affirmation as under that:-
1. I am the authorized officer of the respondent in the pres ent
Special Leave Petition. I am also authorized to file C ounter
Affidavit on behalf of Respondent as such I am well conversant
with the facts and circumstances of the case and hence I am
competent and authorized to swear this Counter Affidavit on behalf
of the Respondent.
2. I have gone through the contents of the present Special Leave
Petition in reply thereto the answering Respondent seeks to file
this Counter Affidavit in order to oppose the averme nts and
contentions of the Special Leave Petition with liberty of t his
Hon’ble Court to file a further Counter Affidavit as and whe n
necessary and with the permission of this Hon’ble Court.
3. The State Government has filed affidavits dated 05.11.2019
and 13.03.2020, and I repeat and reiterate the contents of the
same as if the same have been set out herein, in extenso. I say
that I am filing this Affidavit in compliance of the directions of the
Hon’ble Court in its order dated 19.01.2021, passed in the above
Special Leave Petition.
4. I say that the elections were held to the Zilla Parishads of five
districts in Maharashtra, namely Nagpur, Washim, Akola, Dhule
and Nandurbar in December 2019/January 2020, pursuant to the
orders passed by this Hon’ble Court. In all the aforesaid districts,
the reservation exceeded 50%. It is the contention of the Petitioners
that in all the aforesaid districts the reservation could not have
exceeded 50% as it was the upper limit as set out in the judgments
of Indra Sawhney vs. Union of India reported in (1992) 3
SCC 217 and the judgment of K. Krushnamurthy vs. Union of
India reported in (2010) 7 SCC 202. The only issue that
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
essentially remains for consideration of this Hon’ble Court, in all
these matters is whether the reservation in all the aforesa id five
districts could have exceeded 50%.
5. I repeat and reiterate that the elections held in December 2019/
January 2020 have been held on the basis of the old dispensation,
but for future elections, the State Government will have to provide
category wise breakup of population and in particular regarding
Backward Class Category (BCC), as the information can be
provided only by the Central Government. It is therefore submitted
that, I.A. No.188324/2019 be allowed and the Registrar General
of India, Ministry of Home Affairs, Government of India and the
Secretary, Ministry of Social Justice and Welfare be added as
party respondents in the aforesaid Special Leave Petition s. It is
further submitted that, I.A. No.188318/2019 be allowed and the
Registrar General of India, Ministry of Home Affairs, Government
of India and the Secretary, Ministry of Social Justice and Welfare
be directed to make available the data of Socio-Economic Census
2011, to the extent only relating to the caste of the citizens of
Rural Maharashtra, to enable the Government of Maharashtra to
calculate population belonging to castes that make a part of
Backward Classes of Citizens (BCC) in Maharashtra.
6. I repeat and reiterate with regard to the decisi on of the
Constitution Bench of this Hon’ble Court in K. Krishnamurthy
(supra), and in particular paragraph no.83(iv) thereof, it is submitted
with respect that, a reading of paragraphs no.59, 64, 66 and 67
thereof, create a doubt as to whether 50% vertical reser vations
referred to in paragraph no.82(iv) can be regarded as unalterable.
A breakup of the figures in respect of the five districts (mentioned
in the order dated 18.12.2019) show that if the direction given in
paragraph no.82(iv) are to be strictly complied with, it may not be
possible to give effect thereto, at least in respect of Dhule and
Nandurbar districts which have high tribal population.
7. I submit that in the case of K. Krushna Murthy (Supra) the
Hon’ble Constitution Bench of this Hon’ble Court lays down that
the nature and purpose of reservations in the context of local self-
government is considerably different from that of higher education
and public employment. It further lays down that Article 243-D
and Article 243-T form a distinct and independent constitutional
195
basis for affirmative action and the principle that have been evolved
in relation to the reservation policies enabled by Article s 15(4)
and 16(4) of the Constitution, cannot be readily applied in the
context of local self-government.
8. I submit that in the absence of explicit constitutional guidance
as to the quantum of reservation in favour of backward classes in
local self-government, the rule of thumb is that of ‘proportionate
reservation’. Admittedly, reservations in excess of 50% do exist
in some exceptional cases, when it comes to the domain of political
representation, which is the outcome of exceptional considerations
in relation to these areas. Similarly, vertical reservations in excess
of 50% are permissible in the composition of local self-government
institutions located in the Fifth Schedule Areas. I submit that in
the judgment of Union of India v. Rakesh Kumar reported in
(2010) 4 SCC 50, this Hon’ble Court has explained why it may
be necessary to provide reservations in favour of the Schedule d
Tribes that exceed 50% of the seats in local self-governme nts
located in the Scheduled Area.
9. With regard to the elections held in December 2019/January
2020, in Nandurbar district, 44 out of 56 seats were reserved for
Scheduled Tribes (ST) category which was in keeping wit h the
population ratio. This itself consumed 50% upper limit provided
by the Constitution Bench of this Hon’ble Court, lea ving 1
reservation for Scheduled Caste (SC) Category. In respe ct of
elections held in December 2019/January 2020, in Dhule district,
23 out of 56 seats were reserved for Scheduled Tribes (ST)
category which was in keeping with the population ratio. Th is
itself consumed 50% upper limit provided by the Constitution Bench
of this Hon’ble Court, leaving 3 reservation for Scheduled Caste
(SC) Category. In Dhule District the talukas of Saktri and Shirpur
are partly ‘Scheduled Areas’. In Nandurbar District, the talukas
of Navapur, Taloda, Akkalkuwa and Akrani are fully ‘Scheduled
Areas’ and the blocks of Nandurbar and Shahda are p artly
‘Scheduled Areas’. I say that both Dhule and Nandurbar Districts,
being partly ‘Scheduled Areas’ would fall within the exceptions
laid down in the case of Indra Sawhney (Supra) . Further, the
decision of Indra Sawhney (Supra) was given in respect of
reservation measures enabled by Article 16(4) of the Constitution.
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
The principles of reservation which are applicable for p ublic
employment and for admission to educational institutions cannot
be readily applied in respect of a reservation policy made to protect
the interests of the Scheduled Tribes by assuring them of majority
of reservation in Scheduled Areas. Further, the case of Indra
Sawhney (Supra) reveals that though an upper limit of 50% was
prescribed for reservations in public employment, the said decision
recognizes the need of exceptional treatment in som e
circumstances. The case of Indra Sawhney (supra) prescri bes
an upper limit of 50% (in paragraph 806 of the judgment) because
Article 16(4) deals with ‘adequate representation’ and not
‘proportionate representation’. Hence, the election s held in
December 2019/January 2020 ought not to set aside for the districts
of Dhule and Nandurbar districts.
10. In any event, as set out in detail in the Affidavit date d
13.3.2020, I say that the State Government is unabl e to
provide category wise breakup of population and in
particular regarding Backward Class Category (BCC), as
that information can be provided only by the Centra l
Government and the same is not forthcoming. It is important
that the data of Socio-Economic to the extent only of fiel d
relating to the caste of the citizens of Rural Maharashtr a,
be provided to the State Government by the Central
Government, so as to enable the State Government to
calculate population belonging to castes that make a part
of Backward Caste of Citizens (BCC) in Maharashtra . With
regard to the elections held in December 2019/January 2020, in
Nagpur, Washim, and Akola districts, the reservations exceeded
50% of the seats, only by 6% to 8% and ought not to be set aside
by this Hon’ble Court.
11. I repeat and reiterate that it is important that the data of Socio-
Economic to the extent only of field relating to the caste of t he
citizens of Rural Maharashtra, be provided to the State Government
by the Central Government, so as to enable the State Government
to calculate population belonging to castes that make a part of
Backward Caste of Citizens (BCC) in Maharashtra.
12. Considering the facts and circumstances of the case in hand,
the special leave petition deserves to be dismissed.
197
13. That no new additional facts or documents, which are not part
of the record are stated or annexed in the counter affidavit.
Hence this Counter Affidavit.
(Deponent)
Drawn by: Sd/-
Rahul Chitnis, Advocate. (D.D. Shinde)”
(emphasis supplied)
22. As matter of fact, this affidavit plainly concedes that in case
of some local bodies, the reservation has far exceeded 50 per cent with
nominal seats for general category. At this stage, it may be relevant to
mention that the consolidated affidavit refers to the previous affidavit(s)
dated 5.11.2019 and 13.03.2020 which, however, do not contain any
other statement, or any additional information, requiring scrutiny in the
context of the issues answered in this decision. The consolidated affidavit
also refers to three interlocutory applications filed in the d isposed of
SLP (Civil) Nos. 33904-33910 of 2017. IA No.188324 of 2019 was filed
for direction to allow impleadment of Registrar General of India, Ministry
of Home Affairs, Government of India and Secretary, Ministry of Social
Justice and Welfare as party respondents in the SLP. That was because
the State had sought directions against that party to furnish census data
on the basis of which analysis could be done by the State for providing
reservation to OBCs in the local bodies, in the elections due in 2019/
2020. That relief was claimed by the State in IA No.188318 of 2019.
Since the said elections are completed, the State is free to pursu e with
the Union of India for getting requisite information which can be the n
made available to the dedicated Commission to be established by it for
conducting a contemporaneous rigorous empirical inquiry into the nature
and implications of backwardness of the concerned groups. As regards
IA No.108915 of 2019 referred to in the consolidated affidavit, the relief
claimed was to defer the impending elections in the concerned Zilla
Parishads and Panchayat Samitis . Those elections having been
completed in 2019/2020, obviously the relief as claimed is worked out.
We, therefore, fail to understand as to why the State Government wants
further hearing of the matter on such flimsy and specious groun ds. To
observe sobriety, we say no more.
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
23. We, however, appreciate the stand taken by the State Election
Commission which is in conformity with the exposition of the Constitution
Bench of this Court; and that it had issued impugned notifications by
making it amply clear to all concerned that the elections were being
conducted as directed by this Court and would be subject to the outcome
of the present writ petitions. The elections were held only after this
Court directed the State Election Commission to ensure that the elections
in the concerned Zilla Parishads and Panchayat Samitis of as many
as five districts (out of 36 districts) of the State, were not being conducted
even after more than two years from the expiry of term of the outgoing
councillors/members of the concerned local bodies.
24. The State Election Commission had invited our attention t o
the fact that, provision similar to Section 12(2)(c) of the 1961 Act regarding
reservation for OBCs finds place in other State enactments8 concerning
the establishment of Village Panchayat, Municipal Council, Nagar
Panchayat, Corporation, etc. Needless to observe that the view take n
in this judgment would apply with full force to the interpr etation and
application of the provisions of the stated Act(s) and the State Authorities
must immediately move into action to take corrective and fol low up
measures in right earnest including to ensure that future elections to the
concerned local bodies are conducted strictly in conformity wi th the
exposition of this Court in K. Krishna Murthy (supra), for providing
reservation in favour of OBCs.
25. In conclusion, we hold that Section 12(2)(c) of the 1961 Act is
an enabling provision and needs to be read down to mean that it may be
invoked only upon complying with the triple conditions (mentioned in
paragraph 12 above) as specified by the Constitution Bench of this Court,
before notifying the seats as reserved for OBC category in the concerned
local bodies. Further, we quash and set aside the impugned notifications
to the extent they provide for reservation of seats for OBCs being void
and non est in law including the follow up actions taken on that basis. In
other words, election results of OBC candidates which had been made
subject to the outcome of these writ petitions including so notified in the
concerned election programme issued by the State Election Commission,
8 (1) The Maharashtra Village Panchayats Act, 1959 – Section 10(2)(c)
(2) Maharashtra Municipal Councils, Nagar Panchayat s and Industrial Townships
Act, 1965 – Sections 9(2)(d) and 341(B)(4)
(3) The Maharashtra Municipal Corporations Act, 194 9 – Section 5A(1)(c)
199
are declared as non est in law and the vacancy of seat(s) caused on
account of this declaration be forthwith filled up by the State Election
Commission with general/open candidate(s) for the remainder term of
the concerned local bodies, by issuing notification in that regard.
26. As a consequence of this declaration and direction, all acts
done and decisions taken by the concerned local bodies due to participation
of members (OBC candidates) who have vacated seats in terms of this
decision, shall not be affected in any manner. For, they be deem ed to
have vacated their seat upon pronouncement of this judgment,
prospectively. This direction is being issued in exercise of plenary power
under Article 142 of the Constitution of India to do complete justice.
27. It was urged that this Court ought not to exercise plen ary
power under Article 142 and abjure from disturbing the comp leted
elections. However, we are not impressed with this contention because
participation in the elections conducted since December 2019 to t he
concerned local bodies across the State of Maharashtra was on clear
understanding that the results of the reserved seats for OBCs would be
subject to the outcome of these writ petitions. That was clearly notified
by the State Election Commission in the election programme published
by it at the relevant time, in consonance with the directions given by this
Court vide interim orders. Therefore, the reliefs as claim ed and being
granted in terms of this judgment, are in consonance with liberty given
by this Court.
28. Accordingly, these writ petitions must partly succeed. The
challenge to the validity of Section 12(2)(c) of the 1961 Act is negatived.
Instead, that provision is being read down to mean that re servation in
favour of OBCs in the concerned local bodies can be notified to t he
extent that it does not exceed aggregate 50 per cent of the total seats
reserved in favour of SCs/STs/OBCs taken together. In other wor ds,
the expression “shall be” preceding 27 per cent occurring in Section
12(2)(c), be construed as “may be” including to mean that re servation
for OBCs may be up to 27 per cent but subject to the outer limit of 50
per cent aggregate in favour of SCs/STs/OBCs taken to gether, as
enunciated by the Constitution Bench of this Court. Ho wever, the
impugned notifications/orders dated 27.7.2018 and 14.2.2020 and all other
similar notifications issued by the State Election Commission during the
pendency of these writ petitions mentioning that the el ections to the
concerned local bodies were being held subject to the outcome of these
VIKAS KISHANRAO GAWALI v. STATE OF MAHARASHTRA
& ORS. [A.M. KHANWILKAR, J.]
writ petitions, are quashed and set aside to the extent of pr oviding
reservation of seats in the concerned local bodies for OBCs. As a
consequence, follow up steps taken on the basis of such notifica tions
including the declaration of results of the candidates against the reserved
OBC seats in the concerned local bodies, are declared non est in law;
and the seats are deemed to have been vacated forth with prospectively
by the concerned candidate(s) in terms of this judgment. The State
Election Commission shall take immediate steps to announce elections
in respect of such vacated seats, of the concerned local bodies, not later
than two weeks from today, to be filled by general/op en category
candidates for the remainder term of the Panchayat/Samitis. Ordered
accordingly.
The writ petitions are disposed of in the above terms. No order as
to costs.
All pending applications also stand disposed of.
Ankit Gyan Writ petitions disposed of.