Somesh Thapliyal & Anr. Etc. v. Vice Chancellor, H.N.B. Garhwal University & Anr.
RASTOGI, J.
1. The present batch of appeals have been filed by the teache rs
(Associate Professor/Assistant Professor) who were s ubstantively
appointed after going through the process of selection provide d under
the Uttar Pradesh State Universities Act, 1973(hereinafter being referred
to as the “Act 1973”) between the year 2004-2007 and after servi ng
for more than 15-17 years, they are under fear as to whether their right
of continuation in service could still be retained in the l ight of the
judgment and order passed by the Division Bench of the High Cou rt
of Uttarakhand dated 19th August, 2013 which is impugned in the instant
appeals.
2. In order to decide the controversy raised in the instant bat ch
of appeals, it may be apposite to take note of the seminal facts relevant
for our consideration.
3. The dispute relates to the appointment of teacher s in the
Department of Pharmaceutical Sciences which was a c onstituent
teaching department at one stage under the self-financing sc heme of
HNB Garhwal University. At the time of appointment of the appellants,
University was a State University governed by the Act 1973 established
under Section 4(1) of the Act. On 15 th January, 2009, the University
was converted into a Central University and is governed by Central
Universities Act, 2009(hereinafter being referred to as the “Act 2009”).
4. B. Pharma course which was offered by the Department of
Pharmacy falls under the regulations of Pharmacy Council of India(PCI)
which is a statutory body constituted under the Pharmacy A ct, 1948.
It was initially established as a self-financing course in terms of Section
2(18) of the Act 1973. All its financial liabilities were bo rne by the
University at that time.
5. As it reveals from the record, the teaching posts(Lect urer/
Reader) later on re-designated as Associate Profess or/Assistant
Professor were created by the executive council which is the statuto ry
authority of the University as per Section 19(a) of the Act 1 973 from
the year 1997 to 2006.
6. That under the Act 1973, substantive appointments are made
of teachers and officers in terms of the procedure presc ribed under
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR.
Chapter VI of the Act 1973. The recommendations initially ma de by
the selection committee constituted under Section 31(4) are to be placed
before the executive council which is one of the statutory and a principal
executive body of the university as referred to under Section 19(a) and
is also the appointing authority of teachers of the Universit y in terms
of Section 21(1)(vii) and recommendations made by the exe cutive
council are to be implemented by the Vice Chancellor as an officer of
the University defined under Section 9(c) of the Act 1973. The relevant
provisions are reproduced hereunder:-
9. Officers of the University . - The following shall be the
officers of the University -
(a) the Chancellor;
(b) in the case of Sampurnanand Sanskrit Vishvavidyalaya
only, the Pro-Chancellor;
(c) the Vice-Chancellor ;
………..
13. Powers and duties of the Vice-Chancellor . - (1) The
Vice-Chancellor shall be the principal executive and academic
officer of the University and shall -
………
(b) give effect to the decisions of the authorities of the
University;
(c) in the absence of the Chancellor, preside at meetings
of the Court and at any convocation of the University;
……….
19. Authorities of the University. - The following shall be the
authorities of the University -
(a) the Executive Council;
………
20. Constitution of the Executive Council. - (1) The
Executive Council shall consist of -
(a) the Vice-Chancellor, who shall be the Chairman thereof;
55
(b) the Pro-Vice-Chancellor, if any;
(c) the Deans of two Faculties, by rotation in the manner
prescribed;
[(cc) two members from amongst the Professor or
Readers belonging to the Scheduled Castes or
Scheduled Tribes and two members from amongst
the Professors or Readers belonging to other
backward classes of citizen;]
(d) in the case of University of Bundelkhand and the Doctor
Bhimrao Ambedkar University, Agra, the Chhatrapati
Shahu Ji Maharaj University, Kanpur, the Hemvati
Nandan Bahuguna Garhwal University, the Chaudhary
Charan Singh University, Meerut, the Doctor Ram
Manohar Lohia Avadh University, Faizabad and the
Mahatma Jyotiba Phule Rohikhand University,
Bareilly, -
(i) one Professor other than the Pro-Vice-Chancellor
or a Dean referred to in clause (c) above, one
Reader and one Lecturer of the University to be
selected in the manner prescribed;
(ii) three Principals and two other teachers of affiliated
colleges, to be selected in the manner prescribed;
and in the case of any other University notified under
sub-section (1) of Section 37, four Principals and
four other teachers of affiliated colleges to be
selected in the manner prescribed;
21. Powers and duties of Executive Council . - (1) The
Executive Council shall be the principal executive body of the
University and subject to the provisions of this Act, have the
following powers, namely -
…….
(vii) to appoint officers, teachers and other employees of t he
University and to define their duties and the conditions of t heir
service, and to provide for the filling of temporar y casual
vacancies in their posts;
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
31. Appointment of Teachers. - (1) Subject to the provisions
of this Act, the teachers of the University and the teacher of an
affiliated or associated college (other than a college maintained
exclusively by the State Government shall be appointed by the
Executive Council or the management of the affiliat ed or
associated college, as the case may be, on the recommendatio n
of a Selection Committee in the manner hereinafter
provided. [The Selection Committee shall meet as of ten as
necessary.]
(2) The appointment of every such teacher, Director and Principal
not being an appointment under sub-section (3), shall in the first
instance be on probation for one year which may be extende d
for a period not exceeding one year :
Provided that no order of termination of service during or on the
expiry of the period of probation shall be passed -
(a) in the case of a teacher of the University, except by
order of the Executive Council made after considering
the report of the Vice-Chancellor and (unless the teacher
is himself the Head of the Department), the Head of
the Department concerned;
(b) in the case of Principal of an affiliated or associate d
college, except by order of the Management; and
(c) in the case of any other teacher of an affiliate d or
associated college, except by order of the Management
made after considering the report of the Principal and
(unless such teacher is the senior most teacher of the
subject), also of the senior most teacher of the subject:
Provided further that no such order of termination shall be passed
except after notice to the teacher concerned giving him an
opportunity of explanation in respect of the grounds on which
his services are proposed to be terminated :
Provided also that if a notice is given before the expiry of the
period of probation or the extended period of probation, as the
case may be the period of probation shall stand extended until
the final order of the Executive Council under clause (a) of the
first proviso or, as the case may be, until the approval of the
Vice-Chancellor under Section 35 is communicated to the teacher
concerned.
57
(4) (a) the Selection Committee for the appointment of a teacher
of the University (other than the Director of an Institute and the
Principal of a constituent college), shall consist of –
(i) the Vice-Chancellor who shall be the Chairman thereof,
(i-a) the Dean of the faculty, wherever applicable;
(ii) the Head of the Department concerned :
Provided that the Head of the Department shall not sit in the
Selection Committee, when he is himself a candidate for
appointment or when the post concerned is of a higher rank than
his substantive post and in that event his office shall be filled by
the Professor in the Department and if there is no Professor by
the Dean of the Faculty :
Provided further that where the Chancellor is satisfied that in
the special circumstances of the case, a Selection Comm ittee
cannot be constituted in accordance with the preceding proviso,
he may direct the constitution of the Selection Committee in such
manner as he thinks fit.
(iii) in the case of a Professor or Reader, three
experts, and in any other case, two experts be
nominated by the Chancellor;
(iii-a) academicians one each belonging to the
Scheduled Castes or the Scheduled Tribes and
Other Backward Classes of Citizens to be
nominated by the Vice-Chancellor, if any of the
above members of the selection committee
does not belong to the respective category.
(iv) in the case of appointment of teachers in a department
of a constituent medical college upgraded under any
scheme sanctioned by the Central Government, one
nominee each of the Central Government and the State
Government;
(v) in the case of appointment of teachers of an Institute
or constituent college, the Director of the Institute or
the Principal of the constituent college, as the case may
be.”
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
7. Prior to 2004, the appointments were made in the Faculty of
Pharmaceutical Sciences after inviting applications thro ugh walk-in
interview on purely contractual basis. At a later stage in the year 2004,
by an advertisement no. 34 dated 4 th February, 2004, process was
initiated holding regular selection of teaching pos ts of various
departments including the Department of Pharmaceutical Sciences with
a stipulation that regular pay scale to lecturers is subject to approval of
State Government and number of posts may be increased or decreased
by the University.
8. The present batch of appellants submitted their applic ations
pursuant to the afore-stated advertisement of the year 2004 a nd after
scrutiny of their academic excellence/performance, they wer e called
for an interview by a letter dated 30 th September 2004.
9. In all, 76 candidates applied for the post of Assistant Professor
and after scrutiny of the records, 29 were called for an interview.
However, 14 candidates appeared for an interview before the selection
committee which was constituted in terms of Section 31(4) of t he Act
1973. Those who were found to be suitable were recommended b y
the selection committee for appointment as per their order of merit held
in its meeting dated 17th October 2004. Such recommendations made
by the selection committee were placed before the executive c ouncil
in its 69th meeting held on 30 th December, 2004 and after approval of
the recommendations made by the selection committee, constit uted
under the Section 31(1) read with Section 31(4) of Act 1973, the batch
of appellants were appointed by separate orders in the year 2004.
10. Same was the procedure followed by the respondents with
the fresh process of selection initiated by an advertisement no. 39 dated
19th May 2006 inviting applications for holding regular selection of
teaching posts by the respondent University for vari ous faculties
including faculty of Pharmaceutical Sciences to which we are presently
concerned in the present batch of appeals. Pursuan t thereto, the
interested applicants submitted their application. After the applications
were scrutinized, taking note of their academic excellence, t hey were
called for interview to be held on 20.04.2007 before the selection
Committee constituted under Section 31(1) read with Section 31(4) of
the Act 1973 and the recommendations made by the selection committee
for the post of Lecturer/Reader were placed before the mee ting of the
executive council held on 19 th May 2007 and after approval of the
59
recommendations made by the selection committee, appointments were
made by an Order dated 6 th July, 2007.
11. The advertisement dated 19 th May, 2006 followed with the
letter of appointment of one of the appellant, namely, Somesh Thapliyal
are reproduced hereunder:-
“Hemwati Nandan Bahuguna Garhwal University, Srinagar
246174
(Garhwal) Uttaranchal
Appointment Notification
Advertisement No.39
(TIMES OF INDIA)
19.5.2006
Application on prescribed form are invited for the various
teaching positions as per the details given below. The application
form can be purchased from the cash counter of the University
main officer on the payment of Rs. 200/- (Rs.100/- only f or
Uttaranchal SC candidates). It can also be downloaded f rom
University website www.Uttara.in However, such form shall only
be entertained if the same is accompanied with demand draft of
Rs.200/- (Rs.100/- only for Uttaranchal SC candidates) in favour
of Finance Officer HNB Garhwal University. The applicati on
completed in all respects along with attested testim onials in
support of qualification, experience etc. should reach the Registrar
H.N.B. Garhwal University Srinagar, Garhwal, by registered post
on or before 30-06-2006.
(P-Professor, R-Reader, L-Lecturer, L V-Leave Vacan cy,
ER-unreserved, SC-Scheduled Caste, OBC-Other backwa rd
classes).
Anthropology: P-Ol(UR), R-Ol(UR); Botany: P-02(1SC; UR),
L-04 (1-SC; 2 UR-LV; 1 UR*); Chemistry: L ** 03 (lSC; lUR;
lUR*); Commerce: R-Ol(SC), L-02 (lSC; 1 UR-LV); Computer
Science: L-01 (SC); Defence Studies: R-02 (lSC; lUR), 1-02
{lSC; lUR); Economics: P-01 (UR-LV), L-0 l(SC); Education:
P-01 (UR), R-0 l(SC), L-04 (lSC; 3UR); English: R-02 (lSC;
lUR); L-01 (SC); Environmental Science: L-02 (lSC; l UR);
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
Forestry: R-02(1SC, IUR), L-03 (1SC, 2UR); Geograph y
P-Ol(UR); L-02(1SC; IUR); Geology: P-Ol(UR); L-02 (lSC ;
lUR-LV); High Altitude Plant Physiology Research Cen ter:
P-01 (UR); Hindi: R-01 (SC), L-02 (1SC;1UR-LV); History_ &
Archeaology:P-Ol(SC History of Medieval India), R-02 (lUR*);
Maths: P-Ol(UR) L-(lSC; lUR); Pharm, Science; P-01 (SC),
R-04 (1 Sc, 3 UR), L-05 (3 02SC, 1 OBC, 1 UR) ; Philosophy
: L-01 (SC);Physics: P-01 (UR), R-01 (SC); Political Sc ience:
R-01 (SC), Sanskrit: L-02 (lSC; lUR); Sociology: R-01 (UR) ,
L-03 (lSC; 2UR);Tourism: L-Ol(UR); Zoology: R-02 (lS C;
lUR-LV), 1-04 (lSC; 1 UR;2UR-LV)
Qualifications: As per UG, CSIR, ICAR, AICTE/PCI norms &
as per statutes of the University. For detailed inf ormation
regarding eligibility and other conditions vish university website
www.uttara.in. The same are also available with application
forms.
NOTE: -
1. Most of the vacancies to be filled are for the Tehri &
Pauri Campuses of the University.
2. University reserves the right to fill or not to fill u p the
advertised post(s). Number of posts may be increased
or decreased and position of reservation may vary
accordingly.
3. Those who have already applied to our earlier
advertisement (JanFeb-2004) need not to apply again.
However, they can update their bio-data.
4. (a) The posts marked with (*) are sanctioned under UG
10th plan program, and are subject to the approval of
State Govt.
(b) In case of chemistry for the post marked(**)
candidates from division inorganic and physical would
be given preference.
5. Reservation would apply only to Uttaranchal candidates.
All other candidates outsider to Uttaranchal will b e
treated in general category.
Registrar”
61
“OFFICE ORDER
(APPOINTMENT LETTER)
Sri Somesh Thapliyal, H. No. D-1129 Shastri Nagar Street N o.
01 P.O. Nehru Gram, Dehradun has been appointed on basic pay
of Rs 8000 in the pay scale of Rs 8000-275-13500 pursuant to
the recommendation of duly constituted Selection Committee
meeting dated 20.4.2007 and its approval in Executive Council
meeting dated 19.5.2007, in its Resolution no. 2(2) (B), on
sanctioned post of Lecturer under Self finance Sche me of
department of Pharmaceutical Sciences. The post was sanctioned
vide item no. 4 of Finance Committee meeting dated 25.2.2006.
Apart from this, other allowances approved by the Government
will be payable which will be borne by the income of B. Pharma.
course. Above appointment is being given with follo wing
conditions
1. Sri. Somesh Thapliyal is appointed in B. Pharma
department Srinagar campus and according to
requirement in future can be transferred to any campus
transfer.
2. Sri Somesh Thapliyal is appointed on contract,
which can be ended by giving one month notice
by the university. If Somesh Thapliyal wants to give
resignation from service then he will have to give
notice one month before.
3. The concerned teacher will be paid government
approved salary and allowances, no other financial
benefits like pension, family pension, gratuity will be paid.
4. Above appointment is initially for three years and
which can be renewed/extended time to time
according to departmental necessity.
5. This post is not at par to the post created by the
government and to the post filled under University
Statutes.
6. Concerned candidate will produce medical certificate
issued by chief medical officer at the time of assumption
of charge.
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
This appointment will be automatically be deemed cancelle d in
event of not taking charge in above mentioned campus within
one month from receiving this appointment letter; unles s an
application for extension of the time will be recei ved. For
assumption of charge no any travel allowance will be given.
Sd/- illegible
Prof. S.P. Singh
Vice Chancellor”
12. It may be relevant to note that from the very inceptio n of
the advertisement, until the final recommendations made by the executive
council, undisputedly, a regular mode of recruitment was followe d by
the respondent University making substantive appointment but t o the
dismay of the appellants, as they are not in the equal bargaining position
were shocked to notice the arbitrary conditions of the letter of
appointment restricting it to be on contract basis limited for a period of
three years which either of the appellant was never been m ade aware
of at any stage and for the first time, such conditions were incorporated
in the offer of appointment in contravention to the statutory scheme of
the Act 1973.
13. The appellants raised dispute by filing a protest pe tition but
as already observed that they not being in the equal bargaining position
were in the need of employment, left with no option but to sign on the
dotted lines offered by the University at the time of em ployment.
14. The appellants undisputedly were appointed after going
through the process of selection, as prescribed under the Act 1973 and
their services were extended from time to time from their initial
appointment since the year 2004-2007 respectively an d after the
University is converted into the Central University governed by the Act
2009, the Department of Pharmaceutical Sciences became one of the
regular teaching department of the central university.
15. That 58 teaching posts were created by executive council
prior to conversion into central university. In addition to 58 posts, UGC
also approved 110 new posts in various departments of the unive rsity
vide its letter dated 27 th April, 2011 including the teaching post of
department of Pharmaceutical Sciences.
16. It may be relevant to note that out of 58 teaching posts, 22
teaching posts(Assistant Professor 13, Associate Professor 06, Professor
63
03) belongs to the pharmacy department. The nomenclature of the
teaching post was redesignated after implementation of 6 th Pay
Commission whereby Lecturer was re-designated as Assistant Professor
and Reader as Associate Professor.
17. After the University was converted into Central Univer sity
under the Act 2009, it came out with an advertisemen t dated 29 th
August, 2011 inviting applications for appointment to the teaching posts
of various departments including the Department of Pharmac eutical
Sciences. That was the stage of grievance of the appellant s who were
shocked to note that if such appointments are now being made pursuant
to an advertisement dated 29th August, 2011, undisputedly, it will be at
the peril of the present appellants and they have to bear its brunt, left
with no choice, the teachers of the Department of Pharm aceutical
Sciences approached the High Court by filing a writ petition under Article
226 of the Constitution questioning the process holding open selection
pursuant to an advertisement dated 29th August 2011. At the same time,
also questioned the arbitrary conditions which were incorporated in the
order of their appointment and prayed that they may be tre ated to be
substantively appointed as a teacher in the Departm ent of
Pharmaceutical Sciences in the respondent University. The Di vision
Bench of the High Court after taking note of the submissions made
dismissed the writ petition under judgment and order impugned dat ed
19th August 2013 which is the subject matter of challenge at the instance
of the appellants collectively in the present batch of a ppeals.
18. While issuing notice, by an interim order dated 5th September,
2013, this Court restrained the respondents from taking any prejudicial
action. The order is reproduced hereunder:-
“Taken on board.
Heard Mr. T.R. Andhyarujina, learned senior counsel appearing
in support of the petitioners.
Issue notice to the respondents returnable in four weeks.
In the meanwhile, there shall be ad-interim order in terms of the
prayer 8(a) of the special leave petitions.”
19. The later correspondence between the respondent
University(Central University) and University Grants Com mission
reveals that the teaching posts held by the appellants are being duly
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
sanctioned and approved by the University Grants Commission and the
status of the present appellants as informed by the Univers ity to the
UGC with a clarification that the posts were sanctioned by the Finance
Committee/Executive Council of the University totaling 22 teaching
posts (03 Professor, 08 Associate Professor and 13 Assistant Professor)
to ensure compliance as per the norms of AICTE/PCI which i nclude
the name of the present appellants who were appointed as per the
required qualifications and have gone through the rigors of the selection
procedure prescribed under the Act 1973 and such teac hers which
include the present appellants after conversion of HNB Garhwal
University into the Central University w.e.f. 15 th January, 2009 by its
letter dated 14 th August, 2020.
20. The University has proposed that all these teaching p osts
(including the post held by the appellants) may be treated as t he filled
up posts with the aforesaid incumbents. The communication made by
the Central university to the UGC is reproduced hereunder: -
“Hemvati Nandan Bahuguna Garhwal University, Srinag ar
Garhwal Uttarakhand) -246174
(A Central University)
Telephone: (01346)- 252143, 252167, 252170
Fax : (01346)-252247
Website : www.hnbgu.ac.in
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Ref No.HNBGU/ADMIN (T)/2020/732 Date: 14-08-2020
To,
The Deputy Secretary (CU)
University Grants Commission
Bahadur Shah Zafar Marg,
New Delhi-110002
Sub.: Consideration of representation submitted by faculty
members of Department of Pharmaceutical Sciences of t he
University - reg.
Ref.:F.No.52-9/2018 (CU), dated 09 th March 2020 - reg.
Madam/Sir,
With reference to above mentioned letter of UGC, de sired
information are furnished as below-
65
1. Department of Pharmaceutical Sciences was established
in the year 1996 in Hemvati Nandan Bahuguna Garhwal
University.
2. State Government and Finance Committee/ Executive
Council of the University sanctioned total 22 teaching
posts (03 Professor, 06 Associate Professor and 13
Assistant Professor) from time to time to ensure the
compliance to the norms of the AICTE/PCI.
3. The following teachers were appointed as per the
required qualification and selection procedure in
accordance to the then UP State University Act 1973,
in the following manner - (Annexure-01)
Sl.
No.
Name of
teacher
Position
appointmen
t
Advertisement Selection
Committee
Date/Selectio
n Process
Details of
Approval of
Recommendatio
ns of Selection
Committee
Date of
Joining
1. Dr. Vijay
Jyoti
Kumar
Lecturer Advertisement
no.34/2004
17.10.2004/As
per section
31(1) & (4) of
UP State
University
Act, 1973
69th General
Meeting of
Executive
Council
Dt.30.12.2004
31-12-2004
Reader Advertisement
no.39/2006
20.042007/ As
per section
31(1) & (4) of
UP State
University
Act, 1973
80th General
Meeting of
Executive
Council Dt.
19.05.2007
19.05.2007
2. Mr. Puneet
Barmola
Lecturer Advertisement
no.34/2004
17.10.2004/As
per section
31(1) & (4) of
UP State
University
Act, 1973
69th General
Meeting of
Executive
Council
Dt.30.12.2004
31-12-2004
3. Mr.
Lalatendu
Mohanty
Lecturer Advertisement
no.34/2004
17.10.2004/
As per section
31(1) & (4) of
UP State
University
Act, 1973
69th General
Meeting of
Executive
Council
Dt.30.12.2004
31-12-2004
4. Mr. Arun
Kumar
Bishoyl
Lecturer Advertisement
no.34/2004
17.10.2004/
As per section
31(1) & (4) of
UP State
University
Act, 1973
69th General
Meeting of
Executive
Council
Dt.30.12.2004
31-12-2004
5. Dr. Ajay
Semalty
Lecturer Advertisement
no.34/2004W
17.10.2004/
As per section
31(1) & (4) of
UP State
University
Act, 1973
69th General
Meeting of
Executive
Council
Dt.30.12.2004
01-01-2005
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
4. After conversion of the HNB Garhwal University in to a
Central University w.e.f. 15-01-2009, the UGC vide its letter No.
D. O. No. F.39- 1/2009, dated 25/27th April,2011, taken over 22
teaching posts as mentioned at S.No. 02. (Annexure-02)
Therefore, the University proposes that these 09 teaching post s
may be treated as the filled up positions with the aforesaid
incumbents.
Desired information as above is being submitted for kind perusal
and consideration.
Encl.: As above.
Prof. (N.S. Panwar)
Registrar”
21. The main thrust of submission of learned counsel for th e
appellants is that the process was initiated to hold regul ar selection
pursuant to an advertisement notified by the respondents in the years
2004 and 2006 and after going through the rigors of regular sele ction,
arbitrary conditions were incorporated in their offer of appointment, left
with no choice but to accept on the dotted lines being in t he need of
employment and further submits that the scheme of the A ct, 1973,
postulates of making regular selections on the recommendations made
by the selection committee constituted in terms of Sec. 31(1) read with
Sec. 31(4) of the Act, 1973, and that being the procedure prescr ibed
6. Dr. Nitin
Sati
Lecturer Advertisement
no.34/2004
17.10.2004/
As per section
31(1) & (4) of
UP State
University
Act, 1973
69th General
Meeting of
Executive
Council
Dt.30.12.2004
31-12-2004
7. Dr. Mona
Bhojwani
Semalty
Lecturer Advertisement
no.34/2004
17.10.2004/
As per section
31(1) & (4) of
UP State
University
Act, 1973
69th General
Meeting of
Executive
Council
Dt.30.12.2004
22-01-2005
8. Dr.
Hemlata
Bhatt Sati
Lecturer Advertisement
no.39/2006
20.04.2007/
As per Section
31(1) and (4)
of the UP State
University
Act, 1973
80th General
Meeting of
Executive
Council Dt.
19.05.2007
31.07.2007
9. Dr. Somesh
Thapliyal
Lecturer Advertisement
no.39/2006
20.04.2007/
As per section
31(1) & (4) of
UP State
University
Act, 1973
80th General
Meeting of
Executive
Council Dt.
19.05.2007
04.08.2007
67
under Chapter VI of the Act, 1973, incorporating arbitrary condi tions
at this stage in their letter of appointment was violative of Article 14 of
the Constitution and of Section 23 of the Indian Contract Act, 1872 and
of the scheme of the Act 1973.
22. Learned counsel further submits that the appellants were not
in the equal bargaining position with no option left other than to accept
the terms and conditions offered to them in the letter of app ointment,
still recorded their protest but no one paid attention to t heir grievance
and they were granted extensions by the respondents from time to time
and the appellants remained under bonafide belief that once they are
substantively appointed as per the procedure prescribed known to law,
as and when the permanent posts became available in the Department
of Pharmaceutical Sciences, they will be made permanent ag ainst the
sanctioned posts but they were shocked when after conversion to t he
central university, the respondents initiated the fresh process of selection
of teachers pursuant to an advertisement dated 29th August 2011. Calling
at this stage for open competition after having served for 5-7 years
down the line, it was unfair on the part of the respondents, more so,
when their service conditions stand protected under Section 4(d) of the
Act 2009.
23. In support of submission, learned counsel has placed reliance
on the judgment of this Court in Arjun Singh and Others Vs. State of
Himachal Pradesh and Others 1 and Abdul Hakeem M.A. and
Others Vs. Mahatma Gandhi University and Others 2 and further
submits that the High Court has committed a serious error in
appreciation of the question of law and deserves to be interf ered by
this Court.
24. In the alternative, learned counsel submits that each of the
appellant is now working as a member of the teaching facult y for the
last 15 to 17 years, apart from Vijay Kumar Jyoti who is working as
Associate Professor, rest all of them are working as Assistant Professor
and if at this point of time, they are being asked to undergo fresh process
of selection, it will be too harsh and may jeopardize their service
conditions, more so, when it is not the case of the respondents that the
teacher/appellant is either not qualified to hold the post in terms of the
existing qualifications or has not gone through the procedure of selection
1 2015(15) SCC 713
2 2019(16) SCC 328
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
prescribed under the Act 2009, at the given point of time, w hen they
were initially appointed in the year 2004-2007 respectively, it will be in
the interest of justice to consider the appellants to be substantively
appointed against the regular sanctioned post under the Central
University for all practical purposes.
25. Per contra, counter affidavit has been filed by the respondents
and while supporting the impugned judgment of the High Court, learned
counsel for the respondents submits that Department of Pharmaceutical
Sciences was under the self-financing scheme referred to under Section
2(18) of the Act 1973 which was introduced in the year 1996 and t he
State Government sanctioned the teaching post of Professor/Reade r/
Lecturer in the Department of Pharmacy under the self-finance scheme
at a given point of time in April 1997/March 1998, appointments were
made on contractual basis and later on, the Government vide its order
dated 4 th February 2000 issued certain norms and guidelines for the
self-financing courses to be adopted by the University pursuant to which
the selection process was initiated by the University.
26. Learned counsel further submits that merely becaus e the
procedure prescribed under Part VI has been followed, it does not give
the indefeasible right to the appellants in seeking their appointment to
be substantive in character, more so, when the post itself was
temporary/contractual under the self-financing scheme and its finances/
expenses are borne by the University itself and by mere c ontinuation
in the University on the strength of the interim order passe d by this
Court under self-finance scheme, no right could be conferred t o seek
regularisation of their service.
27. Learned counsel further submits that after the respondent
University was converted into Central University under the Act 2009,
appointments are to be made against the sanctioned posts in the
Department of Pharmaceutical Sciences by the Central Univer sity in
terms of the procedure prescribed under the Act 200 9 and in
furtherance thereof, the advertisement dated 29 th August, 2011 was
notified by the respondents inviting applications for the teaching posts
of various departments including the Department of Pharmac eutical
Sciences and it was open for the appellants to participate in the selection
process and to become a member of service of the Central University
but when they failed to participate in the selection process and lost their
battle before the Division Bench of the High Court with their p ay and
69
allowances being borne by the University, no substantive r ight could
be claimed by them merely because they are continuing in service under
order of the Court for the last 15 to 17 years as prayed for and it is
still open for the appellants to participate in the sele ction process as
and when held, provided they qualify the terms and conditions prescribed
by the Central University under the Act 2009.
28. Learned counsel further submits that additional affidavit has
been filed pursuant to the directions of this Court dated 5th August 2021
to clarify that pursuant to an advertisement dated 29 th August 2011,
selections of teachers were held of various departments i ncluding the
departments which were earlier under the self-financing sc heme and
those who participated in the selection process, all were a ppointed on
substantive basis in their respective department wi th letter of
appointment placed on record to show that teachers who were appointed
pursuant to an advertisement dated 29th August, 2011 against permanent
vacancy were placed on probation in the first instan ce and on its
satisfactory completion, appropriate orders will be passed by the
competent authority.
29. Learned counsel submits that it is for the appellants to take
their own decision and once they have missed the bus failing to
participate in the selection process which was held by the resp ondents
pursuant to an advertisement dated 29 th August, 2011, they are not
entitled for any relief as being prayed for in the instant appeals.
30. We have heard learned counsel for the parties and with their
assistance perused the material available on record.
31. The Department of Pharmacy/Pharmaceutical Sciences was
a constituent teaching department of HNB Garhwal University w hich
was a State University governed by the Act, 1973 established under
Section 4(1) of the Act. On 15 th January, 2009, the University was
converted into the Central University and since then, it is governed by
the Act 2009.
32. B-Pharma course offered by the Department of Pharmacy
comes under the Pharmacy Council of India(PCI) which is a st atutory
body constituted under the Pharmacy Act, 1948. PCI grants appr oval
to B Pharma course in accordance with the procedure prescribed under
the Pharmacy Act, 1948. At the given point of time, faculty of
pharmaceutical sciences was under the self-finance scheme as
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
contemplated under Section 2(18) of the Act with all financial liabilities
were borne by the University.
33. The teaching posts were created in the Department of
Pharmacy to meet the requirements of AICTE and PCI by the
University in exercise of its power conferred under 7(9) of the Act 1973,
the Finance Committee and Executive Council created teaching p osts
in the Department of Pharmaceutical Sciences from 1996 to 1999. The
Executive Council of the University is a statutory authority as de fined
under Section 19(a) of the Act and is a principal executive body of the
university in terms of Section 21(1) of the Act. It reve als from the
record that the posts if created by the Executive C ouncil in the
Department of Pharmaceutical Sciences are on tempor ary or
contractual basis was never disclosed to the appellants until served with
the letter of appointment.
34. The appointments were made of the teaching
faculty(Assistant Professor-Lecturer and Associate Profe ssor-Reader)
in accordance with the procedure prescribed under Chapter VI of the
Act, 1973 pursuant to an advertisement no. 34 dated 4th February, 2004
and later by an advertisement no. 39 dated 19 th May 2006 for holding
regular selection of various faculties including th e faculty of
pharmaceutical sciences.
35. The applications initially furnished pursuant to an
advertisement, after scrutiny based on academic exc ellence, the
deserving candidates were called for interview to appear b efore the
selection committee constituted under Section 31(4) of the Act. The
recommendations made by the selection Committee were placed before
the Executive Council which is a statutory authority and the principal
executive body of the University in terms of Section 21(1) of the Act.
36. After the recommendations were finally approved by th e
executive council, appointments were made by the Vice Chancellor of
the University and at this stage, for the first time, ar bitrary conditions
were incorporated in the letter of appointment making appointm ent to
be contractual for a period of three years in the first i nstance which
came to be extended at the later stage.
37. From the narration of facts as being referred to su pra, it
clearly manifests that the appellants were appointed after going through
the process of selection as contemplated under Part VI of the Act 1973
71
which indeed was an appointment on substantive basis and since the
appellants were not in an equal bargaining position and were in the need
of employment when the offer of appointment was made, left with no
option but to accept such arbitrary conditions incorporated in the letter
of appointment in treating it to be contractual for a limited per iod still
recorded their protest while joining but no heed was paid. When t hey
were allowed to continue by extending their services, they remai ned
under the bonafide belief that as their appointment is being substantive
in character, they will be made permanent/confirmed immediately after
the permanent posts are sanctioned in the Departmen t of
Pharmaceutical Sciences but to their dismay, after an adverti sement
dated 29th August, 2011 came to be notified by the respondent Central
University, no option was left with them but to approach the High Court
by filing of a writ petition.
38. If we look at the scheme of the Act 2009 which came i nto
force from 15 th January, 2009, HNB Garhwal University is converted
to a Central University under the Act 2009 and it took over the assets
and liabilities of the University created under the Act 1973, protecting
the rights and interests of the persons employed in the University before
the creation of a Central University in terms of Section 4(d) of the Act.
According to the scheme of the Act 2009, selections are to be ma de
of teachers on the recommendations of the selection commit tee to be
constituted in terms of clause 18 of the Statute, framed i n exercise of
powers under Section 27 of the Act, to be placed before th e principal
executive body of the University in terms of Section 21 and on its final
approval, appointments are made.
“4. Effect of establishment of Universities. –On and from the
dated of commencement of this Act,–
……….
(d) every person employed by Guru Ghasidas Vishwavidyalaya,
Doctor Harisingh Gour Vishwavidyalaya and Hemvati Nandan
Bahuguna Garhwal University, immediately before the
commencement of this Act shall hold his office or service in Guru
Ghasidas Vishwavidyalaya, Doctor Harisingh Gour
Vishwavidyalaya and Hemvati Nandan Bahuguna Garhwal
University, respectively, established under this Act by t he same
tenure, at the same remuneration and upon the same terms and
conditions and with the same rights and privileges as to pension,
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
leave, gratuity, provident fund and other matters as he would have
held the same if this Act had not been enacted and shall continue
to do so unless and until his employment is terminated or until
such tenure, remuneration and terms and conditions are d uly
altered by the Statutes: Provided that if the alteration so made is
not acceptable to such employee, his employment may be
terminated by the University in accordance with the terms of the
contract with the employee or, if no provision is made therein in
this behalf, on payment, to him by the University, of compensation
equivalent to three months’ remuneration in case of permanen t
employees and one month’s remuneration in the case of other
employees: Provided further that every person employed before
the commencement of this Act, pending the execution of a
contract under section 33, shall be deemed to have been
appointed in accordance with the provisions of a co ntract
consistent with the provisions of this Act and the S tatutes:
Provided also that any reference, by whatever form of words,
to the Vice-Chancellor and Pro-Vice-Chancellor of G uru
Ghasidas Vishwavidyalaya, Doctor Harisingh Gour
Vishwavidyalaya or Hemvati Nandan Bahuguna Garhwal
University, in any law for the time being in force, or in any
instrument or other document, shall be Construed as a reference
to the Vice-Chancellor and the Pro-Vice-Chancellor of Guru
Ghasidas Vishwavidyalaya, Doctor Harisingh Gour
Vishwavidyalaya or Hemvati Nandan Bahuguna Garhwal
University, as the case may be, established under this Ac t.
……..
18. Selection Committees .–(1) There shall be Selection
Committees for making recommendations to the Executi ve
Council for appointment to the post of Professor, A ssociate
Professor, Assistant Professor, Registrar, Finance Officer,
Controller of Examinations, Librarian and Principals of Colleges
and Institutions maintained by the University.
(2) The Selection Committee for appointment to the posts
specified in Column 1 of the Table below shall consist of t he
Vice-Chancellor, a nominee of the Visitor and the p ersons
specified in the corresponding entry in Column 2 of the said Table:
73
TABLE
_ _ 1 _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ 2 _ _ _ _ _ _ _ _ _ _ _ _ _ _
…………….
Associate Professor/Assistant (i) The Head of the
Professor Department.
(ii) One Professor nominated
by the Vice- Chancellor.
(iii) Two persons not in the
service of the University,
nominated by the
Executive Council, out of
a panel of names
recommended by the
Academic Council for
their special knowledge of,
or interest in, the subject
with which the Associate
Professor or Assistant
Professor will be
concerned.
………………….
39. It is not the case of the respondents that the appellant s who
were appointed pursuant to an advertisement dated 4 th February, 2004/
19th May, 2006 have not gone through the procedure prescribed under
Chapter VI of the Act or the appointments were made in contravention
to the provisions of the Act, 1973. At the same time, it is a lso not the
case of the respondents that any of the appellant either d o not fulfil
the conditions of eligibility as being prescribed for holding the teaching
post in the Central University created under the Ac t 2009 or the
conditions which have been prescribed by the PCI are not being fulfilled
or the procedure of selection contemplated under the Act 2009 va ry
from the provision of the Act 1973 or either of them is ineligible in
holding the teaching post.
40. The solitary objection of the learned counsel fo r the
respondents throughout is that the Department of Ph armaceutical
Sciences in the first instance was a self-finance scheme as provided
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
under Section 2(18) of the Act 1973 and all the teaching posts although
being created with the approval of the Government but was f inanced
by the University and that being so, no right could be conferred to the
appellants and that was the reason the appointments were m ade on
contractual basis for a limited period.
41. It counters by a recent communication made by t he
respondent University by its letter dated 14 th August, 2020, University
Grants Commission has been informed that the faculty members of the
Department of Pharmaceutical Sciences are working a gainst the
sanctioned posts from time to time in compliance to the norms of
AICTE/PCI and are appointed as per the required qualificat ion and
procedure of selection as provided under the Act 19 73 have
recommended that they may be treated as the filled up positi ons with
the aforesaid incumbents not only in accordance with the provisions of
the Act 1973 but also as per the Act 2009.
42. The submissions of the learned counsel for the respondent s
that the appellants have accepted the terms and conditions contained
in the letter of appointment deserves rejection for the reas on that it is
not open for a person appointed in public employment to ordinary choose
the terms and conditions of which he is required to serve. It goes
without saying that employer is always in a dominating position and it
is open to the employer to dictate the terms of employm ent. The
employee who is at the receiving end can hardly com plain of
arbitrariness in the terms and conditions of employment. T his Court
can take judicial notice of the fact that if an employee ta kes initiation
in questioning the terms and conditions of employment, that would cost
his/her job itself.
43. The bargaining power is vested with the employer itself and
the employee is left with no option but to accept the conditions dictated
by the authority. If that being the reason, it is open for the employee to
challenge the conditions if it is not being in conformity with the statutory
requirement under the law and he is not estopped from questioni ng at
a stage where he finds himself aggrieved.
44. In the instant case, they lodged the protest petition and brought
their grievance to the notice of the respondents but were unab le to
question except to pray the almighty to consider th eir grievance
sympathetically.
75
45. The term ‘substantive appointment’ is not so defined in the
legal dictionary but has been referred in the service juri sprudence by
the recruiting authority while framing Rules under Article 309 of the
Constitution and what being termed as “substantive appointment ” can
be gathered from U.P. Sales tax Officers (Grade II) Service Rules,
1983. The relevant extract is as under:-
‘Substantive appointment’ means an appointment, not being an
ad hoc appointment, on a post in the cadre of the service made
after selection in accordance with the rules and, if there a re no
rules in accordance with the procedure prescribed for the time
being by executive instructions, issued by the Government.”
46. The definition of substantive appointment can further be
noticed under Rajasthan Administrative Service Rules, 1954 as under:-
4(n)- “Substantive Appointment” means an appointment ma de
under the provisions of these Rules to a substantive vacancy after
due selection by any of the methods of recruitment prescribe d
under these Rules and includes an appointment on probation or
as a probationer followed by confirmation on the completion of
the probationary period.”
47. Almost similar nature of rule is available in the services where
the recruiting authority has defined what is held a s “substantive
appointment” under the Recruitment Rules framed under Articl e 309
of the Constitution and this clearly defines that an appoint ment made
in accordance with the scheme of Rules are held to be su bstantive
appointment.
48. Adverting to the facts of the case, undisputedly, the appellants
were appointed pursuant to an advertisement dated 4 th February, 2004
and 19th May, 2006 held for regular selection and after going through
the process of selection as being provided under Chapter VI of the Act
1973 and on the recommendations been made by the statutory selection
committee, constituted under Section 31(1) and (4) o f the Act and
approved by the executive council, which is a statutor y authority,
appointments were made in the year 2004 and 2007 respectively.
49. In our considered view, once the appellants have gone through
the process of selection provided under the scheme of th e Act 1973
regardless of the fact whether the post is temporary or per manent in
nature, at least their appointment is substantive in character and could
SOMESH THAPLIYAL & ANR. v. VICE CHANCELLOR,
H.N.B. GARHWAL UNIVERSITY & ANR. [RASTOGI, J.]
be made permanent as and when the post is permanently sanct ioned
by the competent authority.
50. In the instant case, after the teaching posts in the Department
of Pharmaceutical Sciences have been duly sanctioned and ap proved
by the University Grants Commission of which a detailed reference has
been made, supported by the letter sent to the Unive rsity Grants
Commission dated 14th August, 2020 indicating the fact that the present
appellants are working against the teaching posts o f Associate
Professor/Assistant Professor sanctioned in compliance of the norms
of the AICTE/PCI and are appointed as per the requi rements,
qualifications and selection procedure in accordance with the Act 1973
and proposed by the University, such incumbents shall be treated to be
appointed against the sanctioned posts for all practical pur poses.
51. Thus, it can safely be held that the appellants became entitled
to claim their appointment to be in substantive capacity against the
permanent sanctioned post and become a member of th e teaching
faculty of the Central University under the Act 2009.
52. Consequently, the appeals succeed and are accor dingly
allowed. The judgment of the Division Bench of the High Court dated
19th August, 2013 is hereby quashed and set aside. The appellants shall
be treated to be substantively appointed teachers(Associat e Professor/
Assistant Professor) and members of service of the Central University,
namely, HNB Garhwal University for all practical purposes, entitled for
a pay scale and notional consequential benefits admissible to a regularly
appointed teacher in the service of the Central Universi ty under the
Act 2009. No costs.
53. In view of the disposal of the appeals, the contempt petitions
stand closed.
54. Pending application(s), if any, stand disposed of.
Bibhuti Bhushan Bose Appeals disposed of.