The State of Uttar Pradesh and Ors. v. Rajit Singh
M. R. SHAH, J.
1. Feeling aggrieved and dissatisfied with the impugned judgment
and order passed by the High Court of Judicature at Allahabad, Lucknow
Bench in Service Bench No. 5554 of 2020 by which the High Court has
dismissed the said writ petition and has refused to set aside the order
passed by the U.P. State Public Service Tribunal (here inafter referred
to as “Tribunal”) passed in Claim Petition No.2226 of 2017 whereby the
claim petition of the respondent employee came to be allowed and the
order passed by the Disciplinary Authority imposing the penalty/
punishment came to be set aside, the State of Uttar Pradesh has preferred
the present appeals.
2. That the respondent employee was serving as a Junior Engineer
at Balia. An enquiry was conducted by a Departmental Task Force where
it was found that he had committed financial irregularities causing loss
to the Government. Disciplinary proceedings were initiated against the
respondent and others. The respondent was served with charge sheet.
That thereafter the Enquiry Officer held the charges alleged against the
respondent employee as proved and consequently also held the
misconduct proved. The Disciplinary Authority concurred with the findings
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recorded by the Enquiry Officer and passed an order of recove ry of
Government loss of Rs. 22,48,964.42/- as per the rules from the salary;
temporarily stopping two salary increments and the remarks gi ven for
the year 2017-2018.
2.1 The respondent filed a representation against the said order
before the State Government, which came to be rejected. That thereafter
the respondent filed a Claim Petition No.2226 of 2017 before the Tribunal
challenging the order of punishment imposed by the Disciplinary Authority.
The Tribunal allowed the said petition and quashed the punishment mainly
on the ground of Doctrine of Equality and also on the ground tha t the
enquiry conducted was in breach of principles of natura l justice in as
much as the relevant documents mentioned in the charge sheet wer e
not supplied to the delinquent officer.
2.2 Feeling aggrieved and dissatisfied with the order pass ed by
the Tribunal quashing and setting aside the punishment, the State preferred
the writ petition before the High court. By the impugned judgment and
order, the High Court has dismissed the said writ petition and has refused
to interfere with the order passed by the Tribunal. That thereafter the
State preferred Review ApplicationNo.138 of 2021 before the High Court.
The High Court has dismissed the said review application also.
2.3 Feeling aggrieved and dissatisfied with the impugned judgment
and order dated 27.02.2020 passed by the High Court in Service Bench
No.5554 of 2020 as well as the order passed by the High Court rejecting
the review application, the State has preferred the present appeals.
3. Shri V.K. Shukla, learned Senior Advocate appearing on behalf
of the State has vehemently submitted that in the present case fullest
opportunity was given to the respondent – delinquent officer by the
Disciplinary Authority. It is submitted that the respondent was served
with the Enquiry Report and thereafter was given the opportunity by the
Disciplinary Authority and after considering the detailed representation
by the respondent employee againstthe findings recorded by the Enquiry
Officer, the Disciplinary Authority imposed the punishment, which ought
not to have been set aside by the Tribunal.
3.1 It is further submitted that assuming that the Enquiry
Proceedings were vitiated on the ground of violation of princ iples of
natural justice, in that case also as per the settled proposition of law, the
matter ought to have been remanded to the Enquiry Officer and t he
THE STATE OF UTTAR PRADESH AND ORS. v. RAJIT SINGH
[M. R. SHAH, J.]
Disciplinary Authority to proceed further with the enquiry from the stage
of violation of the principlesof natural justice. It is submitted that however,
when it is a case of loss to the extent of Rs. 22,48,964.42/-, that too, by
the Junior Engineer, the respondent employee cannot be permitted to let
off.
3.2 It is further submitted by Shri Shukla, learned Senior Advocate
appearing on behalf of the State that another ground given by the Tribunal
as well as the High Court that other employees involved i n respect of
the same incident were exonerated and/or no action was taken again st
them, is concerned, it is submitted that on the aforesaid groun d, the
Enquiry Report and the order of punishment imposed by the Disciplinary
Authority cannot be set aside. It is submitted that it dep ends upon the
individual role played by the concerned employee. It is submitted that
even otherwise merely because some other employees involved in respect
of the alleged misconduct might have been exonerated and/or no action
was taken against them, cannot be a ground to set aside the order of
punishment imposed in case of an employee, who is found to be guilty of
misconduct.
4. Shri Utkarsh Srivastava, learned Advocate appearing on behalf
of the respondent has supported the order passed by the Tribunal as well
as the High Court.
4.1 It is submitted that considering the fact that all other officers,
who were also involved in respect of the same incident, namely, Assistant
Engineer and Executive Engineer were exonerated and therefore
applying the Doctrine of Equality, both, the Tribunal as well as the High
Court have rightly set aside the order of punishment imposed b y the
Disciplinary Authority with respectto the alleged misconduct for which
other employees came to be exonerated.
4.2 It is further submitted that even otherwise, the enquiry
conducted was in total breach of principles of natural justice in as much
as the documentsmentioned in the charge sheet were not at all supplied
to the respondent – delinquent officer and therefor e the entire
departmental enquiry proceedings were vitiated. It is sub mitted that
therefore the Tribunal has rightly set aside the order of pun ishment
imposed by the Disciplinary Authority which is rightly not interfered by
the High Court.
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5. We have heard the learned counsel for the respective par ties
at length.
6. At the outset, it is required to be noted that the Enquiry Officer
held the respondent – delinquent officer guilty for the misconduct alleged
and the charges levelled againsthim of causing monetary loss to the
extent of Rs. 22,48,964.42/- and other charges, which are held to be
proved. Thereafter, the Disciplinary Authority imposed the punishment
after giving the respondent opportunity to meet the findings recorded by
the Enquiry Officer and thereafter imposed the punishment. The Tribunal
set aside the orderof punishment imposed by the Disciplinary Authorityby
mainly applying the Doctrineof Equality and by observing that as other
officers involved in the incident were exonerated and/or no action was
taken against them, therefore, no action was warranted against respondent
also. The Tribunal has also observed and held that even otherwise, the
enquiry proceedings were in breach of the principles of natural justice in
as much as the relevant documents mentioned in the charge sheet were
not at all supplied to the delinquent officer. The order pa ssed by the
Tribunal has been confirmed by the High Court by the impugned judgment
and order.
7. Now, so far as the quashing and setting aside the order of
punishment imposed by the Disciplinary Authority applying the Doctrine
of Equality on the ground that other officers involved in the incident
have been exonerated and/or no action has been taken against them, is
concerned, we are of the firm view that on the aforesaid ground, the
order of punishment could not have been set aside by the Tribunal and
the High court. The Doctrine of Equality ought not to have been applied
when the Enquiry Officer and the Disciplinary Authority held the charges
proved against the delinquent officer. The role of the eac h individual
officer even with respect to the same misconduct is re quired to be
considered in light of their duties of office. Even otherwise, m erely
because some other officers involved in the incident are exonera ted
and/or no action is taken against other officers cannot be a ground to set
aside the order of punishment when the charges against the individual
concerned - delinquent officer are held to be proved in a departmental
enquiry. There cannot be any claim of negative equality in such cases.
Therefore, both the Tribunal as well as the High Court have committed
a grave error in quashing and setting aside the order of punishment
imposed by the Disciplinary Authority by applying the Doctr ine of
Equality.
THE STATE OF UTTAR PRADESH AND ORS. v. RAJIT SINGH
[M. R. SHAH, J.]
8. It appears from the order passed by the Tribunal that the Tribunal
also observed that the enquiry proceedings were against the principles
of natural justice in as much as the documents mentioned in the charge
sheet were not at all supplied to the delinquent officer. As per the settled
proposition of law, in a case where it is found that the enquiry is not
conducted properly and/or the same is in violation of the princ iples of
natural justice, in that case, the Court cannot reinstate the employee as
such and the matter is to be remanded to the Enquiry Officer/Disciplinary
Authority to proceed further with the enquiry from the stage of violation
of principles of natural justice is noticed and the enquiry has to be
proceeded further after furnishing the necessary documents mentioned
in the charge sheet, which are alleged to have not been given to the
delinquent officer in the instant case. In the case of Chairman, Life
Insurance Corporation of India and Ors. Vs. A. Masilamani, (2013)
6 SCC 530 , which was also pressed into service on behalf of th e
appellants before the High Court, it is observed in paragraph 16 as under:-
“16. It is a settled legal proposition, that once the court sets aside
an order of punishment, on the ground that the enquiry was not
properly conducted, the court cannot reinstate the employee. It
must remit the case concerned to the disciplinary authority for it
to conduct the enquiry from the point that it stood vitiated, a nd
conclude the same. (Vide ECIL v. B. Karunakar [(1993) 4 SCC
727], HiranMayee Bhattacharyya v. S.M. School for
Girls [(2002) 10 SCC 293], U.P. State Spg. Co. Ltd. v. R.S.
Pandey [(2005) 8 SCC 264] and Union of India v. Y.S.
Sadhu [(2008) 12 SCC 30]).”
9. From the impugned judgment and order passed by the High
Court, it appears that when the aforesaid submission and the aforesaid
decision was pressed into service, the High Court has not cons idered
the same on the ground that the other officers involved in respectof the
same incident are exonerated and/or no action is taken agai nst them.
Applying the law laid down in the case of A. Masilamani (supra) to
the facts of the case on hand, we are of the opinion that the Tribunal as
well as the High Court ought to have remanded the matt er to the
Disciplinary Authority to conduct the enquiry from the stage it stood
vitiated. Therefore, the order passed by the High Court in not allowing
further proceedings from the stage it stood vitiated, i.e., after the issuance
of the charge sheet, is unsustainable.
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10. In view of the above discussion and for the reasons stat ed
above, the findings recorded by the Tribunal as well as the High Court
quashing and setting aside the order of punishment imposed by the
Disciplinary Authority byapplying the Doctrine of Equality is hereby
quashed and set aside. However, as the enquiry is found to be viti ated
and is found to be in violation of the principles of natural just ice in as
much as it is alleged that the relevant documents mentioned in the charge
sheet were not supplied to the delinquent officer, we remand the matter
to the Disciplinary Authority to conduct a fresh enquiry from the stage it
stood vitiated, i.e., after the issuance of the charge sheet and to proceed
further with the enquiry after furnishing all the necessary docu ments
mentioned in the charge sheet and after following due principles of natural
justice. The aforesaid exercise shall be completed within a period of six
months from today.
Present appeals are allowed accordingly to the aforesaid extent.
However, in the facts and circumstances of the case, there shall be no
order as to costs.
Pending applications, if any, also stand disposed of.
Devika Gujral Appeals allowed.
THE STATE OF UTTAR PRADESH AND ORS. v. RAJIT SINGH
[M. R. SHAH, J.]