Sunil Sikri v. Guru Harkrishan Public School & Anr.
K. M. JOSEPH, J.
1. The Delhi School Education Act 1973 (hereinafter referred to
as “the Act”) was promulgated on 9th April, 1973. In the very same year
on the 31st December, 1973, the Delhi School Education Rules, 1973
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR.
were promulgated. The said Rules are referred to as “the Rules”. Chapter
IV of the Act deals with the terms and conditions of Service of Employees
of recognised Private Schools. What is relevant to the lis are Sections 8
and 11 of the Act, and they read as follows:
“8. Terms and conditions of service of employees of recognised
private schools.—
(1) The Administrator may make rules regulating the minim um
qualifications for recruitment, and the conditions of servic e, of
employees of recognised private schools:
Provided that neither the salary nor the rights in respect of
leave of absence, age of retirement and pension of an employee
in the employment of an existing school at the commencement of
this Act shall be varied to the disadvantage of such employee:
Provided further that every such employee shall be entitled
to opt for terms and conditions of service as they were applicable
to him immediately before the commencement of this Act.
(2) Subject to any rule that may be made in this behalf, no employee
of a recognised private school shall be dismissed, removed or
reduced in rank nor shall his service be otherwise terminated
except with the prior approval of the Director.
(3) Any employee of a recognised private school who is dismissed,
removed or reduced in rank may, within three months from the
date of communication to him of the order of such dismissa l,
removal or reduction in rank, appeal against such order to the
Tribunal constituted under section 11.
(4) Where the managing committee of a recognised private school
intends to suspend any of its employees, such intention shall be
communicated to the Director and no such suspension shall be
made except with the prior approval of the Director:
Provided that the managing committee may suspend an
employee with immediate effect and without the prior approval of
the Director if it is satisfied that such immediate susp ension is
necessary by reason of the gross misconduct, within the meaning
of the Code of Conduct prescribed under section 9, of the
employee:
517
Provided further that no such immediate suspension shall
remain in force for more than a period of fifteen days from the
date of suspension unless it has been communicated to the Director
and approved by him before the expiry of the said period.
(5) Where the intention to suspend, or the immediate suspension
of an employee is communicated to the Director, he may, if he is
satisfied that there are adequate and reasonable grounds for such
suspension, accord his approval to such suspension.
11. Tribunal. —
(1) The Administrator shall, by notification, constitute a Tribunal,
to be known as the “Delhi School Tribunal”, consisting of one
person:
Provided that no person shall be so appointed unless he has
held office as a District Judge or any equivalent judicial office.
(2) If any vacancy, other than a temporary absence, occurs in the
office of the presiding officer of the Tribunal, the Administrator
shall appoint another person, in accordance with the provisions of
this section, to fill the vacancy and the proceedings may be
continued before the Tribunal from the stage at which the vacancy
is filled.
(3) The Administrator shall make available to the Tribunal such
staff as may be necessary in the discharge of its functions under
this Act.
(4) All expenses incurred in connection with the Tribunal shall be
defrayed out of the Consolidated Fund of India.
(5) The Tribunal shall have power to regulate its own procedure
in all matters arising out of the discharge of its functions including
the place or places at which it shall hold its sittings.
(6) The Tribunal shall for the purpose of disposal of an appeal
preferred under this Act have the same powers as are vested in a
court of appeal by the Code of Civil Procedure, 1908 (5 of 1908)
and shall also have the power to stay the operation of the or der
appealed against on such terms as it may think fit.”
2. Next, we may notice the provisions in the Rules. Rule 115
deals with suspension. We need notice only Rule 115(1) and 115(4),inter
alia:
“115. Suspension
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
(1) Subject to the provision of sub-sections (4) and (5) of section
8, the managing committee may place an employee of a recognised
private school, whether aided or not, under suspension: —
a) where a disciplinary proceeding against such employe e is
contemplated or pending; or
(b) where a case against him in respect of any criminal offence is
under investigation or trial; or
(c) where he is charged with embezzlement; or
(d)where he is charged with cruelty towards any student or other
employee of the school; or
(e)where he is charged with misbehaviour towards any parent,
guardian, student or employee of the school; or
(f) where he is charged with the breach of any other code of
conduct.
xxx xxx xxx
(4) Where a penalty of dismissal, removal or compulsory retirement
from service imposed upon an employee is set aside or rendered
void, in consequence of or by, a decision of a court of law or of
the Tribunal; and the disciplinary authority on a consideration of
the circumstances of the case decides to hold further inquiry against
such employee on the same allegations on which the penalty of
dismissal, removal or compulsory retirement was ori ginally
imposed, such employee shall be deemed to have been placed
under suspension by the managing committee from the date of
original order of dismissal, removal or compulsory retirement and
shall continue to remain under suspension until further orders:
Provided that no such further enquiry shall be ordered unless it is
intended to meet a situation where the court has passed an order
purely on technical grounds without going into the merits of the
case.”
3. Rule 117 deals with penalties and disciplinary authority. Under
the category of major penaltiesare reduction in ran k, compulsory
retirement, removal from service and dismissal from service. Rule 120
deals with procedure for imposing major penalty. Rule 121 which is at
the centre stage of the controversy provides as follows:
519
“121. Payment of pay and allowances on reinstatement -
(1) When an employee who has been dismissed, removed or
compulsorily retired from service is reinstated as a result of appeal
or would have been so reinstated but for his retire ment on
superannuation while under suspension preceding the dismissal,
removal or compulsory retirement, as the case may b e, the
managing committee shall consider and make a specified order: -
(a) with regard to the salary and allowances to be paid to the
employee for the period of his absence from duty, including the
period of suspension preceding his dismissal, remov al or
compulsory retirement, as the case may be; and
(b) whether or not the said period shall be treated as t he period
spent on duty.
(2) Where the managing committee is of opinion that the employee
who had been dismissed, removed or compulsorily retired from
service had been fully exonerated, the employee shall be paid the
full salary and allowances to which he would have been entitled
had he not been dismissed, removed or compulsorily retired from
service or suspended prior to such dismissal, or co mpulsory
retirement from service, as the case may be:
Provided that where the managing committee is of opinion
that the termination of the proceedings instituted aga inst the
employee had been delayed due to reasons directly attributable to
the employee, it may, after giving a reasonable opportunity to the
employee to make representations and after considerin g the
representation, if any, made by the employee, direct, for reasons
to be recorded by it in writing, that the employee shall he paid for
the period of such delay only such proportion of the salary and
allowances as it may determine.
(3) The payment of allowances shall be subject to a ll other
conditions under which Midi allowances are admissible and the
proportion of the full salary and allowances determined under the
proviso to sub-rule (2) shall not be less than the subsis tence
allowance and other admissible allowances.”
4. Having set out the statutory framework, the time is now ripe to
notice the relevant facts which led to the litigation. We may notice the
facts as set out in the impugned judgment:
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
“The second respondent was appointed as a PGT (Chemistry) by
the Guru Harkishan Public School, admittedly a minority institution,
on July 02, 1984. As per the school, on January 22, 1994 the
respondent No.2 not only misbehaved but even molested a newly
married employee of the school in full public view and when the
tormented lady complained to the principal of the school, on being
summoned the said respondent not only profusely apologized but
to save his honour and respect so that no stigma was cast tendered
a voluntary resignation on January 22, 1994 and requested the
principal of the school to accept the same forthwith. The principal
forwarded the letter of resignation to the Chairperson of the
Managing Committee of the School who accepted the same; and
thus ceased the employer-employee relationship betwee n the
school and the second respondent. The respondent No.2 disputes
the version and claims that the resignation was the r esult of
coercion and that the letter of resignation was withdrawn the next
day on January 23, 1994 before it could be acted upon. He also
questions the competence of the Chairperson of the Managing
Committee of the school to accept the same. It is in this backdrop
that appeal No.14/1994 fell in the lap ofthe Delhi School Education
Tribunal for decision. Unfortunately, the appeal came to be decided
after 17 years of it being filed. Vide order dated August 18, 2011
the Tribunal held that the letter of resignation submitted b y the
said respondent was withdrawn before it was accepted and thus
could not be acted upon. The Tribunal has also held that the
Chairperson of the Managing Committee was not the Competent
Authority to accept the resignation. As a result, the termination of
the second respondent’s service has been held to be illegal. The
said respondent has been directed to be reinstated in service: 50%
back wages have been directed to be paid. The writ petit ion
challenges the award granting 50% back wages.”
5. The Learned Single Judge noting the conflicting opin ions
between two learned Judges referred the matter to the Large r Bench.
The point of controversy is this. The writ petitioner contended that the
Tribunal did not have the power to decide on the issue of back wages.
The said question is squarely covered by provisions of Rule 121. Under
Rule 121, it is the Managing Committee, which is to take a decision.
6. The Full Bench, by the impugned Judgement, proceeded to
answer the reference in the following manner:
521
“45. We answer the reference as under: -
(i) The law declared by the learned Single Judge of this Court in
the decision reported as 43 (1991) DLT 139 The Manager Arva
Samaj Girls Higher Secondary School & Anr. Vs. Sunr ita
Thakur correctly lays down the 1aw concerning the interpretation
of Rule 121 of the Delhi School Education Rules, 1973 and the
view taken by the learned Single Judge in the decision date d
January 17, 2006 in W.P.(C) No.7617/2000 The Managing
Committee Heera Lal Jain Vs. Shri Chander Gupt Sharma &
Ors. is overruled.
(ii) Rule 121 of the Delhi School Education Rules, 1973 would
apply to minority unaided schools recognized under the Delhi School
Education Rules, 1973.”
7. The appellant before us is the second respondent in the wr it
petition. We have heard learned counsel for the appellant Anuj Agrawal
and Shri A.P.S. Ahluwalia, learned Senior Counsel appearing on behalf
of the respondent.
8. The appellant would dub Rule 121 as ultra vires. He would
point out that it would be open to this Court to pronounce the R ule
unconstitutional despite the fact that the Rule has not been challe nged
before the High Court. In this context, he relies upon the Judgment of
this Court in Bharathidasan University and another v. All-India
Council for Technical Education and others1. It is the appellant’s further
case that the Tribunal under Section 7 has the same power as are vested
in the court of appeal under the Code of Civil Procedure. The Appellate
Court has the power as the court of original jurisdiction possesses.It is
pointed out that the court of original jurisdiction is the Managing committee,
and therefore, the power of the Tribunal extends to awarding back wages.
It is further contended that the Tribunal already has incidental and ancillary
powers to make the express statutory powers effective. He relies upon
the judgment of this Court in State of A.P. v. P. Narasimha and another2
and Karnataka Bank Ltd. v. State of Andhra Pradesh and others3.
The Lawgiver intended to create a Specialised Tribu nal.Being a
Specialised Tribunal, it has all the power of an Appellate Court. The
1 (2001) 8 SCC 676
2 (1994) 4 SCC 453
3 (2008) 2 SCC 254
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
statutory Rule cannot be inconsistent or repugnant with the parent Act.
Rule 121 is confined to cases of dismissal, removal and compulsor y
retirement. In Shashi Gaur v. NCT of Delhi and others 4, this court
has taken the view that an aggrieved employee can challenge all kinds
of termination of service. If that is so, in cases not falling within the
ambit of Rule 121, it would empower the Tribunal to award back wages,
whereas it would be prevented from doing so in regard to cases falling
under Rule 121. It is contended that the Tribunal has the power to award
back wages. The Tribunal must have the power to decide the is sue of
back wages in all cases in view of the factors and guidelines laid down
in Deepali Gundu Surwase v. Kranti Junior Adhyapak
Mahavidyalaya (D.Ed.) and others 5. The correctness of the impugned
judgment in regard to the finding that Rule 121 applies to all institutions,
including minority institutions, is not questioned. It is contended t hat
Fundamental Rule 54 applies only to a departmental appeal. In the case
of a complaint about subsistence allowance, a departmental appeal lies;
otherwise, there is no provision for any departmental appeal.The appellant
relies on Devendra Pratap Narain Rai Sharma v. State of Uttar
Pradesh and others 6 and Union of India v. Madhusudan Prasad 7.
9. Per contra, the contention of the respondent is as follows,inter
alia. The Tribunal under Section 8 read with Section 11 of the Act does
not possess any express power. Reliance is placed on the judg ment of
this Court in Smt. Ujjam Bai v. State of Uttar Pradesh 8. It is further
pointed out that the view taken in the impugned Judgment b y the Full
Bench has been followed in a large number of cases. It is cont ended
that if a judgment has been consistently followed for a long time,the
principle of certainty of law requires that it should not be disturbed. The
spirit of the law is that after the Tribunal directs re-instatement it would
direct the Managing Committee to conduct an inquiry under Rule 121.An
aggrieved employee can challenge the proceedings in the approp riate
forum and clothing the Tribunal with the power to award back w ages
would render Rule 121 redundant and superfluous. Th e Managing
Committee would decide the matter after an inquiry and it is even stated
after recording evidence.The Tribunal may award damages in an arbitrary
manner without determining relevant facts relating to gainful employment,
4 (2001) 10 SCC 445
5 (2013) 10 SCC 324
6 AIR 1962 SC 1334
7 (2004) 1 SCC 43
8 AIR 1962 SC 1621
523
running of any business or joining some other school during the period of
absence. In our view, the following points would arise:
“(I) Whether there is any express power under Sections 8 and 11
to order back wages?
(II) Whether Fundamental Rule 54 fortifies the contention of the
respondent?
(III) Is there any conflict between Sections 8 and 11 on the one
hand and Rule 121 on the other hand? Is Rule 121 ultra vires to
parent enactment?
(IV) Whether the tribunal has incidental and ancillary power to
direct payment of pay and allowance on setting aside the order of
termination?”
ANALYSIS
10. We have noticed that Section 8 provides for an appeal limited
to dismissal, removal or compulsory retirement. However, this Court in
the decision in Shashi Gaur v. NCT of Delhi and others 9 held that an
appeal lies under Section 8(3) also against termination otherwise. T he
only exception carved out is termination of service upon the s ervice
having come to an end by efflux of time. We may in this context, no
doubt, notice what this Court noticed in Paragraph 8.It reads as under:
“8. In this view of the matter, we are persuaded to take the view
that under sub-section (3) of Section 8 of the Act, an appe al is
provided against an order not only of dismissal, removal or reduction
in rank, which obviously is a major penalty in a disciplinar y
proceeding, but also against a termination, otherwise except, where
the service itself comes to an end by efflux of time for which the
employee was initially appointed. Therefore, we do not find any
infirmity with the order of the High Court not entertaining the writ
application in exercise of its discretion though we do not agree
with the conclusion that availability of an alternative remedy ousts
the jurisdiction of the court under Article 226 of the Constitution.”
11. We will proceed further on the basis that the provisions will
apply across the board as found by the full Bench, which includes minority
institutions.
9 (2001) 10 SCC 445
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
12. The first question, we must decide is, whether the argument
of the respondent that Sections 8 and 11 do not contain any express
provision for ordering back wages is correct? In this context we must
also bear in mind the contention of the appellant that the law giver has
created a right of appeal before the Tribunal and it is to act armed with
the wide powers of the court of appeal under the Code of Civil Procedure.
Section 107 of the Code of civil Procedure, reads as follows:
“(1) Subject to such conditions and limitations as may be
prescribed, an Appellate Court shall have power-
(a) to determine a case finally;
(b) to remand a case;
(c) to frame issues and refer them for trial;
(d) to take additional evidence or to require such evidence to be
taken.
(2) Subject as aforesaid, the Appellate Court shall have the same
powers and shall perform as nearly as may be the same duties as
are conferred and imposed by this Code on Courts of original
jurisdiction in respect of suits instituted therein.”
13. The appellant lays store by the said provision.
14. As far as Section 8(2) is concerned, the provision proscribes
dismissal, removal or reduction in rank or the termination otherwise of
an employee except with the prior approval of the Director.This is indeed
to safeguard the right of the employee. Section 8(3) gives the right to an
employee limited under the statute to one who has been dismis sed,
removed or reduced in rank to file an appeal before the Tribunal
constituted under Section 11. We have already noticed the view t aken
by this court in Shashi Gaur (supra) that any employee whose service
is terminated except as declared therein and not limited to what is provided
in the statute can challenge the termination before the Tribunal constituted
under Section 11. The Tribunal is to consist of a person who has held the
Office as District Judge or any equivalent Judicial Officer.Any indication
aboutpower of the Tribunal is to be found in Sections 11(5) and 11(6).
Section 11(5) purports to empower the Tribunal to regulate its own
procedure. Section 11(6) is perhaps more apposite and declares that the
Tribunal for the purpose of disposal of an appeal has the power vested in
the court of appeal by the Code of Civil Procedure and shall also have
525
the power to stay operation of the order.We may incidentally also notice
that Rule 120(3) declares that an employee of a recognised private school
who is aggrieved by any order imposing on him the penalty of compulsory
retirement or any minor penalty may appeal to the Tribunal.
15. As far as Section 107 of the Code of civil Proc edure is
concerned, it declares that subject to such conditions and limitations that
may be prescribed, the appellate court has the power to d etermine a
case finally. It is also blessed with the power to rem and a case. It can
also frame issues and refer the issues for trial.It is also a uthorised to
take additional evidence or permit the evidence to be taken. S ection
107(2) declares that the appellate court would have the same power and
perform nearly the same duty as are conferred and imposed o n the
courts of original jurisdiction in respect of suits instituted therein.
16. Reliance placed on Section 107 of the CPC, if inspiration is
sought to be drawn to the emphasis supplied to the words “may decide
the case finally”, to find that there is express power to decide on the
question of emoluments as well, does not appeal to us. The purport of
the provisions in Section 107 is to only declare that the Appellate Court
has a wide range of options, which include the power to finally decide
the case. This should be understood to only mean that there is also a
power to remand the case or to grant other relief, which may not result
in the final disposal of the case. This cannot be understood as meaning
that the Appellate Court has the express power to grant th e relief of
back-wages or to decide upon the question as to whether the period of
absence should be treated as duty. This is the power coupled with a duty
which is squarely vested with the Management.The right of appeal under
Section 8 is given with respect to the order of termination whic h has
been interpreted by this Court in Shashi Gaur (supra) to include all
kinds of termination except for termination which occurs by ef flux of
time. The argument of the appellant is that the disciplinary authority is to
be treated as the original authority and, therefore, the tribunal in terms of
Section 107(2) of the Code of the Civil Procedure must be likened to an
Appellate Court and what is more, the disciplinary authority mus t be
equated with the Trial Court. Therefore, there is power to award b ack
wages. The comparison between anAppellate Court and the Trial Court
and the vesting of powers on the Appellate Court in terms of the power
available to the Trial Court may not be an appropriate and appos ite
analogy when it comes to the tribunal considering an appeal against the
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
order of disciplinary authority under Section 8. The tribunal will no doubt
have the power to pronounce on the legality of the original order, the
impugned order of termination and also order reinstatement. The events
subsequent to the termination which have been recognized as relevant
in cases including Deepali Gundu (supra) which decision has been relied
upon by the appellant himself may not strictly be the subject matter of
the appeal for reasons, which we will more elaborately dwell upon.We
repel the argument of the appellant.
17. Before we proceed further, we must pause and enquire as to
whether the lawgiver elsewhere has been more expressive in the matter
of grant of specific power in the area of dispute. In Deepali Gundu
Surwase v. Kranti Junior Adhyapak Mahavidyalaya (D. Ed.) and
Others10, this Court had the occasion to deal with a case that arose
under the Maharashtra Employees of Private School (Conditions of
Service) Regulation Act, 1977.It is worthwhile to notice that Section 9
providedfor an appeal before the Tribunal under the said Act. Section 10
purported to set out the general power and procedure of the T ribunal.
It,inter alia, declared that the Tribunal would have the same power as
are vested in Appellate Court under the Code of Civil Procedure. This is
besides any other power conferred on it by or under the Act. Section 11
provided for the powers of the Tribunal to give appropriate reliefs and
directions.Section 11(2) expressly provided that the Tribunal,may inter
alia, direct the management to give arrears of emolumen ts to the
employee for such period as it may specify. It was also provided further
with the power to give such other reliefs to the employee, inter alia.
Apart from the fact thatprovisions similar to Rule 121 is not seen reflected
in the said judgment,what makes the Judgment relevant is that this court
had before it a law which provided for the right of appeal before the
Tribunal and which expressly conferred power on the Tribunal to grant
the relief of arrears of emoluments. Such a provision is conspicuous by
its absence in Section 11 of the Act.It is on the conspectu s of the said
provisionsthat this Court proceeded to lay down the principles in regard
to the award of the back wages. This Court,inter alia, laid down follows:
“38.2. The aforesaid rule is subject to the rider that while deciding
the issue of back wages, the adjudicating authority or the court
may take into consideration the length of service of the employee/
workman, the nature of misconduct, if any, found proved against
10 (2013) 10 SCC 324
527
the employee/workman, the financial condition of the employer
and similar other factors.
38.3. Ordinarily, an employee or workman whose services are
terminated and who is desirous of getting back wages is required
to either plead or at least make a statement before the adjudicating
authority or the court of first instance that he/she was not gainfully
employed or was employed on lesser wages. If the employer wants
to avoid payment of full back wages, then it has to plead and also
lead cogent evidence to prove that the employee/workman was
gainfully employed and was getting wages equal to the wages he/
she was drawing prior to the termination of service. Thi s is so
because it is settled law that the burden of proof of the existence
of a particular fact lies on the person who makes a positive
averment about its existence. It is always easier to prove a positive
fact than to prove a negative fact. Therefore, once the employee
shows that he was not employed, the onus lies on the employer to
specifically plead and prove that the employee was gainful ly
employed and was getting the same or substantially si milar
emoluments.”
18. We are conscious of the fact that the jurisdiction of an appellate
court is not to be construed in a pedantic manner. In fact, the effort of
the Court must be to not abridge the power of the appellate cour t. In
Shanmugam v. Commissioner for Registration 11, no doubt, the Privy
Council held as follows:
“It is argued that the Act does not contain the “express provision”
required by the Interpretation Ordinance to make it applicable.
Their Lordships do not agree. Upon the meaning of the words
“express provision” counsel relied upon in re Meredith and stated
that it must be provision the applicability of which did not arise by
inference. He argued that there was no “express provision” as no
reference had been made to pending proceedings. Their Lordships
are of the view that it is correct to state that expression provision
is provision the applicability of which does not arise by inference.
The applicability, however of the provision under discussion to the
present case does not arise by inference; it arises dire ctly from
the language used. The fact that the language used is wide and
comprehensive and covers many points other than the one
11 (1962) 3 LR 200 PC
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
immediately under discussion does not make it possible to say
that its application can arise by inference only. To be “exp ress
proivision” with regard to something it is not necessary that that
thing should be specially mentioned; it is sufficient that it is directly
covered by the language however broad the language may be
which covers it so long as the applicability arises directly from the
language used and not be inference therefrom. The argument
fails.”
(Emphasis supplied)
19. The decision in Nalla Karumburu Kayambu Shanmugam
(supra), arose as an appeal from the Supreme Court of Ceylon, dismissing
an appeal from an Order of the Commissioner, refusing to register the
appellant as a citizen of Ceylon. The relevant law insisted upon certain
conditions to be fulfilled. The refusal was based on the appellant’s wife
not having resided in Ceylon as required and the appellant had not satisfied
the requirement that he was permanently settled in Ceylon. The
application of the appellant was made in July, 1951. The provision relating
to the residence of the wife was, according to the applicant, inapplicable
as it was made in the year 1952. However, it was given ret rospective
effect as follows.
“The amendments effected by the preceding sections of this Act
shall be deemed to have come into force on the date appointed
under Section 1 of the principal Act; and accordingly, but subject
to the provisions of Sub-section (3) of this section, the principal
Act shall be deemed on and after that date to have had effect,
and shall have effect, in like manner as though it had on that date
been amended in the manner provided by this Act.”
20. The applicant therein sought support from the following
provision which formed the basis for the discussion we have referred to:
“6(3) Whenever any written law repeals either in whole or part a
former written law, such repeal shall not, in the absence of any
express provision to that effect, affect or be deemed to have
affected –
(c) any action, proceeding, or thing pending or incompleted when
the repealing written law comes into operation, but every suc h
action, proceeding, or thing may be carried on and completed as if
there had been no such repeal.”
529
21. We would think that it may not be apposite to draw any support
from the said decision. It is clear that in the facts and on a conspectus of
the provisions involved therein, the principle, as to whether there is an
express provision, was applied, it is a matter to be decided on the inevitable
effect flowing from the width of the words used. It is not a case where
the court countenanced presence of express provisions on the ba sis of
an inference which method is expressly frowned upon. In this case, we
are dealing with the case of express powers with a Statutor y Tribunal.
We are of the view that having regard to the words used in Section 11(6)
of the Act, it may not be appropriate to describe the provision as conferring
express power with the Tribunal to pass an award of back w ages.We
feel reinforced in our findings by noticing how, in a similar legislation, a
Lawgiver has expressly conferred such powers on the Trib unal.We
would, therefore, conclude that we cannot but find that the respondent is
right in contending that Section 8 read with Section 11 of the Act do not
confer an express power with the Tribunal to order back wag es.
22. In this regard, we may at once notice the case of the appellant
that Fundamental Rule 54 has no application as the said Rule contemplates
departmental appeal whereas Rule 121 deals with an app eal to the
Tribunal.
23. In this regard the appellant seeks support from the decision of
this Court in Devendra Pratap Narain Rai Sharma (supra). Therein
theCourt considered the case which involved the question as to whether
Fundamental Rule 54 stood in the way of decree of the civil court (that
isthe High Court in an appeal in the suit which held that the appellant
therein was not afforded the opportunity to defend him before he wa s
visited with the punishment of dismissal) being effectuated. The High
Court declared the dismissal to be void and that the appell ant therein
must be deemed to be in service. Fundamental Rule 54 is essentially in
substance pari materia with Rule 121 with which we are dealing with.
In the facts, this Court held as follows:
“..This rule has no application to cases like the present in which
the dismissal of a public servant is declared invalid by a civil court
and he is reinstated. This rule, undoubtedly enables the State
Government to fix the pay of a public servant whose dismissal is
set aside in a departmental appeal. But in this case the ord er of
dismissal was declared invalid in a civil suit. The effect of the
decree of the civil suit was that the appellant was never to be
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
deemed to have been lawfully dismissed from service and the
order of reinstatement was superfluous. The effect of the
adjudication of the civil courts is to declare that the appellant had
been wrongfully prevented from attending to his duties as a public
servant. It would not in such a contingency be open to the authority
to deprive the public servant of the remuneration which he would
have earned had he been permitted to work.”
24. The contention of the appellant is that the respondent cannot
be permitted to rely upon Rule 121 for the reason that no departmental
appeal is contemplated under the Rules and what is contemplated is only
an appeal to the Tribunal. We are unable to accept the contention of the
appellant.What Rule 54 undoubtedly contemplates is a re-inst atement
on the basis of an order passed in an appeal or other remedy under the
Service Rules.We may describe them as a departmenta l remedy.
Fundamental Rule 54 has been found inapplicable in Devendra Pratap
Narain Rai Sharma (supra) when it was the civil court which declared
the dismissal as non est for non-compliance with natural jus tice. Rule
121, in fact, specifically contemplates re-instatement of t he employee
whose services are terminated on the basis of the decision in an appeal
and what is most important is the very premise of the re-instatement is
the decision in an appeal and it is beyond dispute that the lawgiver has
contemplated an appeal only to the Tribunal constituted under Section
11. In other words, unlike the position in Devendra Pratap Narain Rai
Sharma (supra), where the court had to deal with the decree of a civi l
court, which was outside the scope of Rule 54, in a case covered b y
Rule 121, the Managing Committee is to act thereunder only when there
is re-instatement necessitated by an order of the Tribunal under Section
11 in an appeal. In other words, a departmental appeal under fundamental
Rule 54 is to be conflated to an appeal under Section 11 in the case of
Rule 121.
25. The next question which would arise is whether there is merit
in the argument of the appellant that Rule 121 is to be found as ultra
vires the Section 11 of the Act.It is not in dispute that the appellant has
not laid any challenge to Rule 121. However, he would contend that this
Court is armed with necessary power, even in the ab sence of any
challenge, to hold that Rule 121 is ultra vires. In this regard, he sought
support from Bharathidasan University and another (supra). In the
said case, this Court was dealing with the question as to whether
531
Regulations (Subordinate Legislation) framed by AICTE could oblige
even a university to obtain prior approval. The contention of the appellant-
University was that the AICTE Act in question made a distinction between
Technical Institution and Universities. The offensive Regulations, were
found to be specifically violative of the power conferred under Section
23 to make regulations subject to the limitations which were contained in
specific and unambiguous language.The definition of the word “Technical
Institution” excluded a university. Special care was made whenever the
University was within the contemplation of the lawgiver.It was in clear
violation of the limitation on the power to make regulations, namely, that
the AICTE could not make any regulation to bind Universities,inter alia,
the regulation in question was made and it was while dealing wit h the
said case, this Court held that it may not be necessary to specifically
challenge subordinate legislation. The decision must notbe understood
as laying down the principle that the court may lightly depart from the
ordinary rule that when a law is questioned as ultra vires and, therefore,
unconstitutional, a proper challenge must be mounted against the same.
The maker of the law must be a party before the court. We may notice
in this regard that under the Act, the rule-making power is conferred on
the Administrator under Section 28. A perusal of the party array would
reveal that the Administrator is conspicuous by his absence. In fact, in
the decision relied upon by the appellant- Bharathidasan University
and another (supra), the Authority, which made the regulation, which
was found to be ultra vires, was the respondent.
26. Even otherwise, it may be difficult to find that this is a ca se
where we could hold in the absence of express and exclusive power
which is conferred on the Tribunal to make an order for paym ent of
emoluments that Rule 121 which clothes the Managing Committee with
the said power,is ultra vires.
27. Let us now analyse Rule 121 and also the context provided
by the neighbouring provisions. As we have already noticed Rule 117
provides for penalties which includes the four major penalties. Rule 120
lays the procedure for imposing the penalty. Against the major penalty
of dismissal, removal or compulsory retirement, the law contemp lates
an appeal before the Tribunal constituted under Section 8 read w ith
Section 11. What Rule 121 provides for, is the authority with the Managing
Committee to consider and make two specific orders. Now the question
will arise is, at what stage is the said orders to be passed and what is the
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
nature of the order to be passed apart from how it is to be passed. The
question will further arise as to whether it is a discreti onary power or
whether the law contemplates a mandatory duty. In our view, Rule 121
enshrines the principle of power coupled withduty. This conclusion i s
inevitable on account of two reasons. In the first place, the Rule-maker
has employed language that the Managing Committee ‘shall’ consider
and pass specific order. The use of the word ‘shall’ is crucial. It would
require strong circumstances provided by the context, the pur pose of
the law, the consequences that would follow to dilute the mandat ory
consequences that ordinarily flow from the deliberate choice of the word
‘shall’. Far from the context providing any material to the contrary, the
setting of Rule 121, the purpose of the Rule and the consequences of not
giving a mandatory flavour overwhelmingly indicate that the lawgiver
has made it an inflexible duty on the part of the Managing Committee to
pass an order if the elements declared in Rule 121 are present. In other
words, where an employee, who has been dismissed, r emoved or
compulsory retired challenges his termination in an appeal which must
be understood as an appeal to the Tribunal constituted under Section 11
of the Act and he is re-instated, then it is not merely an enabling provision
which undoubtedly it is, in the sense that it confers a power on t he
ManagingCommittee but we would go further and hold that it becomes
the duty of the Managing Committee to consider and pass an order. Any
other view would put the employee at the mercy of the employer.
28. Now coming to what would constitute the subject matter of
the order to be passed, Rule 121(1)(a) contemplates that the Managing
Committee must consider and pass an order and provide for salary and
allowances to be paid to the reinstated employees. T he salary and
allowances is to be provided for the period the employee remained absent
from duty. This would include his absence from duty caused by h is
suspension prior to his dismissal, removal or compulsory retirement. The
next specific matter which should engage the attention of the Managing
Committee is as to whether the reinstated employees must be treated as
on duty during the period of absence. Rule 121(2) confers a power with
the Managing Committee to consider the question as to whether ‘in its
opinion’, the employee has been fully exonerated. The plain meaning of
this provision is that when the order passed by the Tribuna l directing
reinstatement, is implemented, the Managing Committee is duty bound
to look into the proceeding culminating in the order of the Tribunal and
find whether the Tribunal has fully exonerated the employee in question.
533
If it is so found, the employee is to be paid full salary and allowance s.
The proviso to Rule 121(2) empowers the Managing Committee to come
to a conclusion that the employee is guilty of delaying the proceedings
instituted against him. It can be done only after giving a rea sonable
opportunity to make a representation, and after considering the version
of the employee.It can direct that the employee need be paid only such
allowances as it finds supported by reasons in writing for the period of
such delay. This is subject to the limitations which are carved out in Rule
121(3).
29. A perusal of Rule 121 would reveal that the power coupled
with the duty will come into play only after the order of the Tribunal
directing reinstatement is accepted by the Management. This we say
for the reason that Rule 121 speaks about the employee who had been
dismissed, removed or compulsory retired being reinst ated by the
Management. Of course, Rule 121 would also apply if but for his
retirement or superannuation, the employee would ha ve been
reinstated.Both these consequences will follow only if the order of
reinstatement of the Tribunal becomes final. In other words, if the order
of the Tribunal is under challenge and the stage has not arri ved where
the Managing Committee actually reinstates or would have reins tated
but for his retirement, Rule 121 would not apply. We are not diluting for
a moment the duty to implement the order in the absence of an orde r
from the competent court permitting it being suspended.
30. At this juncture, we may notice the impact of Rule 115(4).
Under Rule 115(4), the Lawgiver has contemplated as follows:
If the penalty of dismissal, removal or compulsory retirement is
set aside or rendered void by a decision of the court of law or
Tribunal,it is provided that the disciplinary autho rity on a
consideration of the case may decide to hold further inquiry against
the employee on the same allegations on which the original penalty
was imposed.The Rule provides that in such an eventuality, the
employee shall be deemed to have been placed under suspension
from the original order of dismissal, removal or comp ulsory
retirement. The proviso mandates that the disciplinary authority
cannot order further inquiry unless the penalty has been set aside
purely on technical grounds. Now let us see the impact of thi s
Rule qua the argument of the appellant about the availability of
power under Section 11 to order back wages. In a case where
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
Tribunal sets aside the penalty and it is done on a technical ground,
the disciplinary authority becomes entitled to launch further enquiry.
Can the Tribunal order the payment of back wages without giving
an opportunity to the disciplinary authority to take a decisio n?
Would Rule 115(4) then become ultra vires Section 11? We would
think it would not be a reasonable interpretation to place on the
Act and the Rules.
31. Now, let us consider the matter from another perspective.
Section 8(3) as also Rule 120(3) provide for a right of appeal which right
must be understood in the light of the law declared by this C ourt as
expanded to include all cases of termination except termination brought
about by the efflux of time.[See Shashi Gaur judgment]. The appeal is
not filed against the order of a Trial Court as such. No doubt, the power
available to the civil court under the Code of Civil Procedure are showered
upon the Tribunal. The Tribunal is not clothed with specific powers to
grant relief of payment of the allowances. The Tribunal is also not
empowered to deal with the question as to whether the employee must
be treated as on duty for the period when the employee remains absent
on account of both the absence, whether or not, on account of suspension
before the termination and compelled absence after the penalty is
imposed. The appellant relies on the judgment of Deepali Gundu (supra).
One of the questions, which would fall for consideration, is the question
as to whether the employee was gainfully employed elsewher e during
the period of compelled absence. The Tribunal is called upon to decide
the legality and correctness of the penalty. It is certainly entitled to act
as an appellate body and come to the conclusion that there was no basis
either for reasons which are technical or on the basis that no case is
made out even on merits to impose the penalty against the emp loyee.
Should the Tribunal set aside the penalty covered by Rule 121,it is always
open to the management to take recourse to remedies open to i t. The
order of re-instatement does not become final. The employee rema ins
absent undoubtedly on the basis of the order obtained by the Management
in the superior court. What is relevant is the actual re-instatement under
Rule 121 which would set the stage for holding the inquiry thereunder.
The inquiry, it must be noticed is not merely limited to the question of pay
and allowances. The management is given the powers coupled with the
duty to hold an inquiry and to pass an order as to whether the employee
must be found to be on duty or not and for what period during his absence.
535
The Lawgiver has conferred a power with the management. The use of
the words “in its opinion” indicates that the Managing Committee must
apply its mind and consider all aspects and take a view . This must,
undoubtedly,be done after putting the employee on notice. The employee
must be afforded an opportunity. The employee would be in a position to
point out that he was not employed elsewhere. He would also be able to
establish that he was fully exonerated. We have noticed that the order
of the appellate authority in an appeal directing re-instatement may not
be final as it can be impugned in the higher forum. We would, therefore,
find that it may not be appropriate or apposite to find that Rule 121 is in
any manner ultra vires Sections 8 and 11 of the Act.Properly appreciated
and implemented, the provisions of the parent Act and the subordinate
legislation can be harmonized.
32. There is no express power with the Tribunal of the kind which
is present in the Maharashtra Act which fell to be decided i n Deepali
Gundu (supra). There is express power with the Managing Committee
to be exercised at a particular point of time which arri ves when re-
instatement is effected or re-instatement would have followe d but for
retirement of the employee.Rule 121, in our view, while being an enabling
provision must also be interpreted as a case of power couple d with a
duty. The power must be exercised promptly and without fail by the
Managing Committee immediately following the re-instatement of the
employee which would be the result of any voluntary ord er of re-
instatement or re-instatement, which is inevitable following the binding
orders of the court. The management is duty bound to conduct an inquiry
to pass the orders contemplated under Rule 121(1)(a) and (b) . The
presence of the words “in its opinion” do indicate a certain am ount of
authority with the Managing Committee. This however, is not to b e
confused with any right to act with arbitrariness or capric e. In other
words, it is duty bound to look into all the inputs including the orders
which are finally passed which led to the re-instatement of the employee.
It is duty bound to act fairly. The question about the employee being
gainfully employed and the amount received till the stage of reinstatement,
is aptly gone into under Rule 121. After putting the employee on notice
and giving him an opportunity, the Managing Committee must provide
for the matters which are provided therein, namely Rule 121.
33. We cannot on a conspectus of the provisions and the discussion
about the context, object and consequences that would flow, agree with
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
the appellant, that the Appellate Tribunal must be ceded implied powers
to assume the specific powers ceded to the Managing Committee. While
we are not averse to adopting a liberal view when it comes to clothing
an appellate body to deal with matters arising in the proceeding in a fair
and effective manner, the scheme that we have found and the
consequences that ensue dissuade us from vesting such implied powers.
It involves rendering Rule 121 otiose and redundant. It would have been
a different matter if the rule did not exist and more importantly, we did
not unravel a distinct scheme and purpose.
34. The power coupled with duty takes life not only upon there
being an order of reinstatement in an appeal but upon the Managing
Committee proceeding to implement the direction to reinstate, issued by
the Tribunal. If the power is to be exercised by the Tribunal apart from
the fact that there would be situations, such as, contemplated in Rule
115 of the Rules, which would render both the Rule and right given to
the Management under the said Rule, meaningless and futile, it would
involve the Tribunal being called upon to exercise the duty and the power,
which is best exercised by the Managing Committee.
35. We are inclined to take the view that Rule 121 is part of a
scheme, which consists of both Sections 8 and 11 of the Act as also
Rules 115(4) and 121. The Rules have been enacted in the same ye ar
within eight months, as noticed by the High Court. The Administrator,
who has authored the Rules under Section 28 of the Act, has produced
the Rules, which are found to be in harmony with the Act. We are unable
to cull out any inconsistency between Section 8 read with Section 11 on
the one hand and Rule 121 on the other. While we are not maintaining
for a moment that the Court is rendered powerless or not bound by a
duty to unravel the mind of the Legislature and strike at a subor dinate
Legislation, where it is ultra vires,we do not find any scope for applying
the said principle in the facts. In this regard, while we are conscious of
the view taken that subordinate legislation cannot control the interpretation
to be placed on the parent enactment, it is not the same a s holding
irrespective of irreconcilable differences between the parent enactment
and the subordinate legislation not been present, full play should not be
given to the latter.
36. As far as the question of the delay in the employee getting
relief on the interpretation placed by the Full Bench in the impugned
Judgment, we are of the view that, though attractive, the argument must
537
fail. While we would not be loath to place an interpretation, which is in
agreement with the appellant’s appeal to us, we feel that for the reasons,
which we have given, the argument of the appellant is in the teeth of a
scheme, which is intended to be worked in accordance with a value
judgement, which reaches justice to both sides. Undoubtedly, we make
it clear that there should not be any room for needless and unjustifiable
delay on the part of the Management in concluding the proceedin gs
under Rule 121. This is different from saying, however, that such
proceedings can be dispensed with or the Tribunal can or should be
burdened with the task, which is aptly and appropriately timed and
positioned to be performed by the Managing Committee.
37. We cannot be unmindful of the principle canvassed by the
learned Senior Counsel for the respondent that the view of the Full Bench,
in the impugned Judgment, is a view which upholds a line of reasoning,
which has largely held the field for a long period of time. While it is not
a ground to not overturn a view, which is palpably erroneous, the view
taken, if it is otherwise a plausible view, must receive deference.
38. No doubt, the appellant has a case that in view of the fact in
Shashi Gaur (supra), this Court enlarged the scope of the appellate
remedy under Section 11 to cases of termination other than, what is
provided in the Rule 121 and, what is more, Section 8 itself. He would
submit that as Rule 121 is not applicable to cases which are not
enumerated in Rule 121, it would create a situation where, in c ases of
termination not covered by Rule 121, the Tribunal would have the power
to grant back-wages. Whereas the Tribunal would have the said power,
in cases not covered by Rule 121. This creates an anomalous position, it
is contended.
39. In the impugned Judgment, the High Court has proceeded to
hold that in view of the expanded right of appeal based on the Judgment
of this Court in Shashi Gaur (supra), the Managing Committee would
have the power to make the specific order in respect of any termination
in the light of the Judgment of this Court in Shashi Gaur (supra). In the
case of penalty of reduction in rank (which is also a major penalty), the
High Court has brought out the following distinction:
“23. The learned Single Judge has reasoned that it would b e
anomalous to hold that the Delhi School Tribunal would have the
power to direct full wages to be paid to an employee who has
been reduced in rank but has been restored to the original rank
SUNIL SIKRI v. GURU HARKRISHAN PUBLIC SCHOOL
& ANR. [K. M. JOSEPH, J.]
but would have no power to pass such an order if an employee is
reinstated in service. The reasoning by the learned Single Judge
overlooks a very vital and critical fact which clearly distinguishes
cases of a penalty of reduction in rank being set aside and the
rank being restore.cl vis-a-vis a penalty of dismissal 1 removal or
compulsory retirement being set aside and reinstatement ordered.
In the former situation the employee would be working in the
school, albeit at a lower post and there would be n o case
warranting an inquiry to be held of the kind contemplated by Rule
121 of the Delhi School Education Rules, 1973 i.e. whether the
employee was gainfully employed somewhere else. But where a
penalty of a kind where secession takes place is pass ed, the
employee has not to report to the employer and may be gainfully
employed somewhere else.”
We would take the example of a termination of service, which
was explicitly before this Court in Shashi Gaur (supra). The termination
of the employee therein was ordered as he was not possessed of the
requisite qualification. We proceed further that in such a case, the
employee is placed under suspension. An inquiry is also held and the
services are terminated. We further proceed on the basis that in terms
of what is permitted under Shashi Gaur (supra), he files an appeal
before the Tribunal under Section 8 and obtains an order for reinstatement.
In the meantime, we further take it that it is a case where he is gainfully
employed. The question would arise in his case also as to the pay and
allowances to be granted. The question would further arise as to whether
his period of absence should be treated as duty. This situation arises in
view of the interpretation placed in the case of Shashi Gaur (supra). In
such circumstances, in view of the interpretation placed by t his Court
creating the situation, by which an appeal is permitted against an order
of termination, other than specifically mentioned in, both Section 8(3)
and Rule 121, we are not in a position to find fault with the view taken by
the Full Bench.
40. The upshot of the above discussion is that we find no merit in
the Appeal and the Appeal stands dismissed with no order as to costs.
Ankit Gyan Appeal dismissed.
(Assisted by : Rahul Rathi, LCRA)