Jarnail Singh & Ors v. Lachhmi Narain Gupta & Ors
L. NAGESWARA RAO, J.
1. Leave granted (except Diary No.38895/2017).
2. Reservation of 27 per cent in favour of backward classes was
the subject matter of dispute in Indra Sawhney & Ors. v. Union of
India & Ors. 1. This Court was of the opinion that Article 16(4) of the
Constitution of India does not provide for reservation in the matt er of
promotions. It was clarified that the judgment shall have pr ospective
operation and shall not affect the promotions already made, w hether
made on regular or on any other basis. Reservation provided in the matter
of promotions in the Central services or State services were directed to
be continued for a period of five years from the date of the judgment.
3. By the Constitution (Seventy-seventh Amendment) Act, 1995,
which came into force on 17.06.1995, Article 16 of the Constitution was
amended by insertion of Article 16(4-A), which then read as below:-
“Nothing in this article shall prevent the State fr om making
any provision for reservation in matters of promotion to any
class or classes of posts in the services under the State in
favour of the Scheduled Castes and the Scheduled Tr ibes
which, in the opinion of the State, are not adequat ely
represented in the services under the State”.
4. The above amendment was made in view of the State’s opinion
that representation of the Scheduled Castes and the Scheduled Tribes
1 1992 Supp (3) SCC 217
729
(“ SCs ” and “ STs ”) in services in the States had not reached the required
level and that it was necessary to continue the existing dispensation by
providing reservation in promotions. Therefore, the Government decided
to continue the existing policy of reservation in promotions for the SCs
and the STs, according to the Statement of Objects and Reasons of the
Constitution (Seventy-seventh Amendment) Act, 1995.
5. In Union of India & Ors. v. Virpal Singh Chauhan & Ors. 2,
this Court held that roster-point promotees who were given the benefit
of accelerated promotion would not get consequential seniority. As the
Government was of the opinion that the concept of “catch-up” rule was
not in the interest of SCs and STs in the matter of seniority on promotion,
Article 16(4-A) was further amended by the Constitution (Eighty-fifth
Amendment) Act, 2001 to give the benefit of consequential seniority in
addition to accelerated promotion. At present, Article 16(4-A) reads as
follows:-
“(4-A) Nothing in this article shall prevent the St ate from
making any provision for reservation in matters of promotion,
with consequential seniority, to any class or classes of posts
in the services under the State in favour of the Sc heduled
Castes and the Scheduled Tribes which, in the opinion of the
State, are not adequately represented in the servic es under
the State.”
6. A number of vacancies which were reserved for SCs and STs
could not be filled up due to non-availability of candidates belonging to
these categories. Such of these vacancies which were not filled up were
treated as “backlog vacancies” and were carried forwar d. In Indra
Sawhney (supra), this Court held that reservations contemplated in a
year under Article 16(4) shall not exceed 50 per cent. In practice, backlog
vacancies were not included within the ceiling of 50 per cent reservation
in a year. An office memorandum was issued on 29.08.1997 making the
50 per cent limit applicable to current as well as backlog vacancies, in
accordance with Indra Sawhney (supra). Thereafter, several
representations were made to the Central Government about the injustice
that would be caused to the members of SCs and STs in view of the
office memorandum dated 29.08.1997, which led to a further amendment
to Article 16 of the Constitution of India, by insertion of Article 16(4-B)
2 (1995) 6 SCC 684
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
by the Constitution (Eighty-first Amendment) Act, 2000. Article 16(4-B)
reads as under: -
“(4-B) Nothing in this article shall prevent the St ate from
considering any unfilled vacancies of a year which are
reserved for being filled up in that year in accorda nce with
any provision for reservation made under clause (4) or clause
(4-A) as a separate class of vacancies to be filled up in any
succeeding year or years and such class of vacancies shall
not be considered together with the vacancies of the yea r in
which they are being filled up for determining the ce iling of
fifty per cent reservation on total number of vacan cies of
that year.”
7. The validity of the above amendments made to Article 16 (4)
was considered by this Court in M. Nagaraj & Ors. v. Union of India
& Ors. 3. The key issue that was identified and decided in M. Nagaraj
(supra) is whether any constitutional limitation mentioned in Article 16(4)
and Article 335 stood obliterated by the constitutional am endments
resulting in Articles 16(4-A) and 16(4-B). This Cou rt upheld the
constitutional amendments. The amendments were held to be enabling
provisions. This Court observed that the State is not bound to ma ke
reservation for SCs and STs in matters of promotion. However, i f it
wishes to exercise its discretion, the State has to collec t quantifiable
data showing the backwardness of the class and inad equacy of
representation of that class in public employment, in addition to compliance
with Article 335 of the Constitution of India.
8. This Court in State of Tripura & Ors. v. Jayanta Chakraborty
& Ors. 4 referred M. Nagaraj (supra) to a larger bench for
reconsideration. Further, in State of Maharashtra & Anr. v. Vijay
Ghogre & Ors. 5, this Court thought it appropriate that the request for
reconsideration of the judgment in M. Nagaraj (supra) should be heard
by a constitution bench. The request made for referring M. Nagaraj
(supra) to a seven-judge bench was not entertained by th is Court in
Jarnail Singh & Ors. v. Lachhmi Narain Gupta & Ors. 6.However,
the conclusion arrived at in M. Nagaraj (supra) relating to collection of
3 (2006) 8 SCC 212
4 (2018) 1 SCC 146
5 (2018) 17 SCC 261
6 (2018) 10 SCC 396
731
quantifiable data showing backwardness of the SCs and the STs was
held to be invalid as the same was contrary to a larger bench judgment
of this Court in Indra Sawhney (supra), wherein it had been held by the
Court that conditions of social and educational backw ardness are
presumed to be satisfied in case of SCs and STs as they are identified
and grouped as such because of prior discrimination and its continuing ill
effects. The Court rejected the remaining grounds of challenge to the
decision in M. Nagaraj (supra) and reiterated that the State has to
collect quantifiable data regarding inadequate representation of SCs and
STs in the services of the State, if reservation is sought to be provided in
promotions .
9. In the meanwhile, some High Courts have dealt with matter s
where reservation in promotions provided by the Central Government
and the State Governments to SCs and STs have been assailed as being
violative of the law laid down by this Court in M. Nagaraj (supra). The
judgments of the High Courts have been challenged before this Court.
In view of the broad similarities in the issues involved, all the cases were
tagged together. On 18.01.2021, a direction was given to the Advocates-
on-Record appearing for each State to submit a note to the learned
Attorney General for India, identifying the issues involved in the ir
respective cases. The learned Attorney General for India was requested
to hold a conference with the counsel appearing in the matters to finalise
the issues for determination and a list of issues with refer ence to each
State was directed to be prepared thereafter. A note was submitted by
the learned Attorney General formulating issues that arise for our
consideration.
10. When the matter was listed for hearing on 14.09.2021, it was
made clear that this Court would not entertain any a rguments for
reconsideration of the law laid down by this Court in M. Nagaraj (supra)
as a constitution bench in Jarnail Singh (supra) had rejected such a
request. This Court was informed that the cases in this batch of matters
can be bifurcated into eleven categories. As the common issues that
have been raised could be decided without reference to the fac ts of
each case, the learned counsel appearing for the parties were requested
to make submissions on the issues that had been identified by the learned
Attorney General. After considering the issues identified by the learned
Attorney General and other learned counsel and heari ng them, the
following six points are formulated for determination:-
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
1) What is the yardstick by which, according to M. Nagaraj
(supra), one would arrive at quantifiable data showing
inadequacy of representation of SCs and STs in public
employment?
2) What is the unit with respect to which quantifiable data
showing inadequacy of representation is required to be
collected?
3) Whether proportion of the population of SCs and STs to the
population of India should be taken to be the test for
determining adequacy of representation in promotional posts
for the purposes of Article 16(4-A)?
4) Should there be a time period for reviewing inadequacy of
representation?
5) Whether the judgment in M. Nagaraj (supra) can be said
to operate prospectively?
6) Whether quantifiable data showing inadequacy of
representation can be collected on the basis of sampling
methods, as held by this Court in B.K. Pavitra & Ors. v.
Union of India & Ors. 7(“ B.K. Pavitra II ”)?
1) YARDSTICK FOR ARRIVING AT QUANTIFIABLE
DATA
11. Articles 16(4) and 16(4-A) are enabling provisions. It was
held in M. Nagaraj (supra) that the discretion of the State to provide
reservation is subject to the existence of backwardness and inadequacy
of representation in public employment. It was furt her held that
backwardness has to be based on objective factors whereas inadequacy
has to factually exist. There is no fixed yardstick to identi fy equality,
justice and efficiency which are variable factors and it dep ends on the
facts and circumstances of each case. This Court was of the further
opinion that the concepts of efficiency, backwardness, inade quacy of
representation are required to be identified and measured on the basis of
data. In case of a challenge made to reservations provided by the State
Government, it is incumbent on the State Government to satisfy the Court
that the decision is supported by quantifiable data showing backwardness
of the class and inadequacy of representation of that class i n public
employment, in addition to compliance with Article 335 of the Constitution
of India.
7 (2019) 16 SCC 129
733
12. The exercise of identifying and measuring conce pts of
efficiency, backwardness and inadequacy of representation on the basis
of data depends on numerous factors. It is for this reason that the enabling
provisions are required to be made because each competing claim seeks
to achieve certain goals. How best one should optimise these conflicting
claims can only be done by the administration in the context of local
prevailing conditions in public employment. 8
13. The learned Attorney General argued before this Court in
Jarnail Singh (supra) that this Court did not indicate any test for
determining adequacy of representation in service in M. Nagaraj (supra).
He submitted that it is important to decide the yardstick applicable for
arriving at quantifiable data showing inadequacy of represent ation of
SCs and STs to avoid multiple litigation. This Court refused to lay down
any criteria for determining the adequacy of representation, as the States
were given liberty to determine the factors relevant for deciding adequate
representation, depending upon the promotional posts in question.
14. It is well-established that it is neither legal nor proper for the
Courts to issue directions or advisory sermons to the executive in respect
of the sphere which is exclusively within their doma in under the
Constitution 9. In Asif Hameed & Ors. v. State of Jammu & Kashmir
& Ors.10 , this Court observed as under: -
“When a State action is challenged, the function of the court
is to examine the action in accordance with law and to
determine whether the legislature or the executive ha s acted
within the powers and functions assigned under the
Constitution and if not, the court must strike down the action.
While doing so the court must remain within its self-impos ed
limits. The court sits in judgment on the action of a coordina te
branch of the Government. While exercising power of judicia l
review of administrative action, the court is not an Appellate
Authority. The Constitution does not permit the court to dir ect
or advise the executive in matters of policy or to ser monize
qua any matter which under the Constitution lies wit hin the
sphere of legislature or executive…”.
8 Uttar Pradesh Power Corporation Limited v. Rajesh Kumar & Ors. (2012) 7 SCC 1
9 Mallikarjuna Rao & Ors. v. State of Andhra Pradesh & Ors. (1990) 2 SCC 707
10 1989 Supp (2) SCC 364
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
15. In P. Ramachandra Rao v. State of Karnataka 11 , R. C.
Lahoti, J. referred to a monograph “Judicial Activism and
Constitutional Democracy in India” by T.R. Andhyarujina, in his
judgment. While lauding judicial activism, a note of caution was sounded
in the said monograph to the effect that the Supreme Court should leave
“the decision-making to other branches of government after
directing their attention to the problems rather than it self entering
into the remedial field ”. The following sentences from the monograph
are very well borne out in this particular context: “ …courts lack the
facilities to gather detailed data or to make probi ng enquiries.
Reliance on advocates who appear before them for data is likely to
give them partisan or inadequate information. On the other hand if
courts have to rely on their own knowledge or research it is bou nd
to be selective and subjective. … Moreover, since cour ts mandate
for isolated cases, their decrees make no allowance for the diffe ring
and varying situations which administrators will en counter in
applying the mandates to other cases. ”
16. Determination of inadequate representation of SCs and ST s
in services under a State is left to the discretion of the State, as the
determination depends upon myriad factors which this Court c annot
envisage. A conscious decision was taken by this Court in M. Nagaraj
(supra) and Jarnail Singh (supra) to leave it to the States to fix the
criteria for determining inadequacy of representation. The submissi on
of the learned Attorney General for India that this Court has to lay down
the yardstick for measuring adequacy of representation did not yield a
favourable result as this Court in Jarnail Singh (supra) found it befitting
for the States to have the liberty to evaluate the represe ntation of SCs
and STs in public employment. Laying down of criteria for determining
the inadequacy of representation would result in curtailing the discretion
given to the State Governments. In addition, the prevailing local conditions,
which may require to be factored in, might not be uniform. Moreover, in
M. Nagaraj (supra), this Court made it clear that the validity of law
made by the State Governments providing reservation in promotions shall
be decided on a case-to-case basis for the purpose of establishing whether
the inadequacy of representation is supported by quant ifiable data.
Therefore, we are of the opinion that no yardstick can be laid down by
this Court for determining the adequacy of representation of SC s and
STs in promotional posts for the purpose of providing reservation.
11 (2002) 4 SCC 578
735
2) UNIT FOR COLLECTING QUANTIFIABLE DATA
17. Seniority of Superintending Engineers in the Ir rigation
Department of the State of Punjab was the subject matter of a writ
petition filed under Article 32 of the Constitution of India in R.K.
Sabharwal & Ors. v. State of Punjab & Ors.12 .The relevant instructions
issued by the State of Punjab provided for 14 per cent reserva tion for
SCs. Two points came up for consideration before this Court in the said
judgment, the first being that in case more than 14 per cent of the Scheduled
Caste candidates are appointed/promoted in a cadre on their own merit/
seniority, then the purpose of reservation having been achieved i n the
said cadre, the Government instructions providing reservations would
become inoperative. The second point on which arguments were heard
is that roster cannot operate once the posts earmarked for the SCs, STs
and Backward Classes are filled. Any post falling vacant in a cadre,
thereafter, is to be filled from the category - reserved or general - due to
retirement etc. of whose member the post fell vacant. T he first point
raised by general category candidates was rejected by this Court by
holding that reserved category candidates can compete for non-reserved
posts and in the event of their appointment to the said posts, their number
cannot be added and taken into consideration for worki ng out the
percentage of reservation. This Court was of the opinion that Article
16(4) of the Constitution of India enables the State Government to make
provision for reservation in favour of any Backward Class of citizens
which, in the opinion of the State is not adequately represen ted in the
services. The percentage of posts reserved for Backward Cl asses, as
prescribed by the State, has to be strictly followed and cannot be varied
or changed simply because some members of the Backward Class have
already been appointed/promoted against the general seats.
18. The second point relates to the implementation of the roster in
the form of “running account” year to year. Roster points were fixed in
a lot of 100 posts. This Court held that once 14 per cent posts earmarked
in the roster are filled up, the result envisaged by the instructions is
achieved. Thereafter, there is no justification for operating the roster.
This Court observed that the “running account” is to operate only till the
quota provided by the instructions is reached and not therea fter. The
vacancies arising in the cadre, after the initial posts are filled, will have
to be filled from amongst the category to which the post belonged in the
roster.
12 (1995) 2 SCC 745
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
19. In M. Nagaraj (supra), this Court observed that the appropriate
Government has to apply cadre strength as a unit in the operation of the
roster in order to ascertain whether a given class/group i s adequately
represented in the service. Cadre strength as a unit also ensures that the
upper ceiling limit of 50 per cent is not violated. Following the law laid
down in R.K. Sabharwal (supra), this Court in M. Nagaraj (supra)
further held that the roster has to be post-specific and not vacancy based.
20. In M. Nagaraj (supra), this Court held that it is open to the
State to provide for reservation in promotions subject to limitation that
there must exist compelling reasons for backwardness, inade quacy of
representation in a class of post(s) keeping in mind the overall
administrative efficiency. While referring to the roste r, this Court
observed that the appropriate Government has to apply the cadre strength
as a unit in the operation of the roster in order to ascerta in whether a
given class/group is adequately represented in the service. Collection of
quantifiable data regarding inadequacy of representation a s stipulated
by M. Nagaraj (supra) is relatable to the cadre concerned, according to
Jarnail Singh (supra).
21. While it is clear that the unit for collection of quantifiable data
is with respect to a cadre, it is necessary to underst and what cadre
means. For a better appreciation, it would be profitable to relate to the
historical background of the concerned rules applicable to services under
the Centre as well as the states. In exercise of the powers conferred by
sub-section (2) of Section 96B of the Government of India A ct, 1919,
the Secretary of State in Council made the Civil Services (Classification,
Control and Appeal) Rules, 1930. Public services in India were classified
as per Rule 14 of the said Rules in the following manner: (i) the all India
Services; (ii) the Central Services, Class-I; (iii) the Central Services,
Class-II; (iv) the Provincial Services; (v) the Speciali st Services; and
(vi) the Subordinate Services. The First Central Pay C ommission
considered the classification of services to “ secure fair treatment to
the employees on the basis of their services to Gov ernment, fair
return to the Government for the salary paid to its employe es, and
relative fairness to employees in different kinds o f position on the
basis of the nature of the duties performed ”. According to the Report
of the First Central Pay Commission, the Central Services were broadly
divided into four categories, i.e. , Class I, Class II, Subordinate Services
and Inferior Services. After taking note of some objections rega rding
737
the use of the words “subordinate” and “inferior” as being der ogatory,
the First Central Pay Commission recommended that those ca tegories
be referred to as Class III and Class IV. The classification of the Civil
Services of the Union of India as per the Central C ivil Services
(Classification, Control and Appeal) Rules, 1965 (“ CCA Rules, 1965 ”)
is: (1) Central Civil Services, Class I; (2) Central Civil Services; Class
II; (3) Central Civil Services, Class III; and (4) Central Civil Services,
Class IV. Rule 4 of the said Rules provides that a particular class can
comprise of different grades. All civil posts under the Union were
reclassified from ‘Class’ to ‘Group’ by way of the notif ication of the
Government of India in the Department of Personnel and Administrative
Reforms number S.O. 5041 dated 11.11.1975 and as recorded in Rule 6-
A of the CCA Rules, 1965. Thereafter, the Central Civil Serv ices/the
Central Civil Posts were organised into Group ‘A’, Group ‘B’, Group
‘C’ and Group ‘D’. The present structure of the Central Civil Services
is that a particular Service is divided across Groups, which further consist
of grades.
22. During the course of the hearing, the Union of India has filed
an affidavit informing this Court of the compliance of the c onditions
prescribed in M. Nagaraj (supra) before making reservation in
promotions in services under the Centre. The Union of India referred to
an Office Memorandum dated 02.07.1997, which heavily relied on R.K.
Sabharwal (supra), wherein this Court had held that the cadre-strength
is always measured by the number of posts comprising the cadre. Right
to be considered for appointment can only be claimed in respec t of a
post in a cadre. As a consequence, the percentage of reservation has to
be worked out in relation to the number of posts which form the cadre-
strength. The Union of India has brought to the notice of this Court that
there are around 90 Ministries/Departments under the Government of
India in which 30 lakh employees are working. Referring to information
received from 44 Ministries/Departments out of the 90, the Union of
India has stated that there are around 3800 cadres. We were also apprised
of the fact that instructions have been in existence si nce 2013 for
appointment of an officer of the rank of Deputy Sec retary to the
Government of India as a Liaison Officer, who is responsible for ensuring
compliance of the instructions on reservation. According to the affidavit
filed by the Union of India, thousands of reservation rosters a re being
maintained in the various offices/units/sub-units of the Departments and
Ministries in the Government of India. Office Memorand um dated
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
02.07.1997 issued by the Ministry of Personnel, Public Grievances and
Pensions, Department of Personnel and Training, Government of India
contains principles for preparing the rosters. According to para 4(c) of
the said Office Memorandum, “cadre”, for the purpose of a roster, shall
mean a particular grade and shall comprise the number of p osts to be
filled by a particular mode of recruitment in terms of the applicable
recruitment rules. Explanatory Notes which are appended to the Office
Memorandum dated 02.07.1997 elaborate the principles for making and
operating post-based rosters. Para 5 of the Explanatory Notes reads as
follows:
“While cadre is generally to be construed as the number of posts
in a particular grade, for the purpose of preparation of roste r, it
shall comprise posts required to be filled by a particular mode of
recruitment in terms of the applicable recruitment r ules. To
illustrate, in a cadre comprising 200 posts, where the recruitment
rules prescribe a ratio of 50:50 for direct recruit ment and
promotions, the roster for direct recruitment shall have 100 points
and that for promotion shall have 100 points – thus making a total
of 200.”
23. The Union of India has filed the prevalent service rules of the
States of Andhra Pradesh, Uttar Pradesh, West Bengal , Rajasthan,
Madhya Pradesh, Punjab and Himachal Pradesh for the pu rpose of
demonstrating the implementation of reservation in promotions in services
under these States. Rule 2(8) of the Andhra Pradesh State and
Subordinate Services Rules, 1996 defines “cadre” as posts i n various
classes, categories and grades in a service. “Service” has been defined
in Rule 2(30) as a post or a group of posts or categories of posts classified
by the State Government as State or Subordinate Service, as the case
may be. Rule 22 which deals with Special Representation (Reservation)
empowers the State Government to make a provision for reservation in
promotions. The said Rule refers to the implementation of a 100-point
roster for promotion to the next higher category. It would be relevant to
refer to the reservation policy of the State of Punjab according to which
reservation for SCs and STs is on the basis of roster registers maintained
for each category of posts. The State of Himachal Pradesh has decided
to provide reservation in promotions by following the Explanatory Notes
to the Office Memorandum issued by the Government of India da ted
02.07.1997.
739
24. It would be relevant to refer to the judgments of this Cou rt
which have dealt with the scope of the expression “cadre”. Rule 4(2) of
the Central Engineering Service, Class I, Recruitment Rules, 1954 provided
that 75% of the vacancies in the grade of Executive Engineer, C lass I
shall be filled by promotion from Assistant Executive Engineers, Class I.
Interpreting the words “vacancies in the grade of Executive Engineer”,
this Court in A.K. Subraman & Ors. v. Union of India & Ors. 13 held
that the word “grade” is used in the sense of cadre. The di spute that
arose for consideration of this Court in Dr Chakradhar Paswan v.
State of Bihar & Ors.14 relates to the posts of Director and three Deputy
Directors in the Directorate of Indigenous Medicines, Depar tment of
Health, State of Bihar being grouped together for the purpose of
implementing the policy of reservation under Article 16(4) of the
Constitution of India. This Court was of the opinion that th ough the
Director and three Deputy Directors are Class I posts , the posts of
Director and Deputy Directors do not constitute one ‘cadre’ . It was
held that the term “cadre” has a definite legal connotation in service
jurisprudence. This Court referred to Fundamental Rule 9(4) which
defines the word “cadre” to mean the strength of a service or part of a
service sanctioned as a separate unit. It was observed t hat as the post
of Director is the highest post in the Directorate of Indigenous Medicines
for which a higher pay scale is prescribed in comparison to Deputy
Directors, who are entitled to a lower scale of pay, they constitute two
distinct cadres or grades. This Court further expressed its view that it is
open to the Government to constitute as many cadres in any particular
service as it may choose, according to administrative convenience and
expediency. This Court concluded that the post of Director and Deputy
Directors constitute different cadres in the service.
25. In K. Manickaraj v. Union of India 15 , the appellant was a
Welfare Inspector, Grade III belonging to Scheduled Caste c ategory.
He claimed promotion to Grade II by contending that four posts were
reserved for Scheduled Castes as there were 26 Grade II post s. The
Respondent contended that there were only 23 Grade II posts a s three
Grade III posts which were temporarily upgraded to Grade II did not
form part of the cadre strength of Grade II Inspectors. Whi le allowing
the appeal of K. Manickaraj, this Court recognized that promotions take
13 (1975) 1 SCC 319
14 (1988) 2 SCC 214
15 (1997) 4 SCC 342
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
place from one grade to a higher grade, with the cadre strength for the
purpose of providing reservation in such promotion to be the total number
of posts available in the grade to which promotion was sough t. The
meaning of “cadre” fell for consideration of this Court again in Union of
India v. Pushpa Rani & Ors. 16 . “Cadre” in the 1985 edition of the
Railway Establishment Code is defined as the strength of a service or a
part of a service sanctioned as a separate unit. This Court held that the
posts sanctioned in different grades would constitute independent cadres,
even for the purpose of implementing the roster. The reason for giving
an enlarged meaning to the term “cadre” was that the posts in the railway
establishment are sanctioned with reference to grades. Even temporary,
work-charged, supernumerary and shadow posts created in di fferent
grades can constitute part of the cadre.
26. It is relevant to refer to another judgment of this Court in
State of Rajasthan v. Fateh Chand Soni 17 ,wherein the meaning of
“promotion” was looked into. This Court held that ‘promotion’ not only
covered advancement to higher position or rank but a lso implied
advancement to a higher grade. Whether the officers serving in Arms,
Arms Support and Services comprise a single cadre for purp oses of
promotion was the question adjudicated by this Court in Union of India
& Anr. v. Lieutenant Colonel P .K. Choudhary & Ors. 18 . This Court
held that they do not constitute a single cadre, even though they might be
drawing the same salary, holding the same rank, wearing t he same
uniform and serving the same employer with similar service benefits. As
the officers were allocated to different Arms and Services which put
them in distinct cadres, with promotional avenues being made available
against the posts comprising that cadre alone, there cannot be constitution
of a common cadre. This Court referred to an earlier judgment in Sub-
Inspector Rooplal & Anr. v. Lt. Governor & Ors. 19 in which it was
held that equivalence of two posts is not judged by the sole fact or of
equal pay. There are four factors in that regard, namely: ( i) the nature
and duties of the post, (ii) the responsibilities and powers exercised by
the officer holding a post; the extent of territorial or other charge held or
responsibilities discharged; (iii) the minimum qualification s, if any,
prescribed for recruitment to the post; and (iv) the sal ary of the post.
16 (2008) 9 SCC 242
17 (1996) 1 SCC 562
18 (2016) 4 SCC 236
19 (2000) 1 SCC 644
741
This Court, in Lieutenant Colonel P .K. Choudhary (supra), was of the
further opinion that transferability or interchangeability of one incumbent
to another in the cadre are essential attributes of a comm on cadre.
27. In R.K. Sabharwal (supra), this Court held that the right to be
considered for appointment can only be claimed in respect of a post in a
cadre and that the concept of ‘vacancy’ has no relevance in op erating
the percentage of reservation. It was further held that the cadre strength
is always measured by the number of posts comprising the cadre.
28. It is clear from the above statutory regime and the law laid
down by this Court that civil posts under the Government are organised
into different services. A service constitutes ‘classes’/ ‘groups’ of posts.
A ‘class’/‘group’ is further bifurcated into grades . Though the
nomenclature might be different, the structure of services under the
Union and the States is similar. According to the instructions issued by
the Union of India, cadres are constituted for each grade. At the cost of
repetition, the Union of India submitted that there are 3800 cadres in 44
Ministries/Departments. Fundamental Rule 9(4) defines “cadre” to mean
the strength of a service or part of a service sanctioned a s a separate
unit. It is the choice of a State to constitute cadres. The e ntire service
cannot be considered to be a cadre for the purpose of promotion fr om
one post to a higher post in a different grade. Promotion is made fr om
one grade to the next higher grade, in relation to which ca dres are
constituted. This Court in Dr Chakradhar Paswan (supra) has
categorically stated that the post of Director and Deputy Director cannot
form one cadre. A cadre is constituted by the Government by taking into
account several factors within its sole discretion.
29. In the Office Memorandum dated 02.07.1997, the Union of
India set out the principles for making and operating post-based rosters,
in which it has been expressly stated that cadre is to be construed as the
number of posts in a particular grade. It is made clear that rosters have
been prepared grade-wise which are reviewed on a yearly b asis and
that reservation in promotions is implemented on the basis of these rosters,
which operate grade-wise. In M. Nagaraj (supra), this Court approved
that the percentage of reservation in promotions was to be applied to the
entire cadre strength, as held in R.K. Sabharwal (supra). While doing
so, this Court in M. Nagaraj (supra) made it clear that the unit for
operation of the roster would be the cadre strength. Before pro viding
for reservation in promotions to a cadre, the State is obligated to collect
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
quantifiable data regarding inadequacy of representation of SCs and
STs. Collection of information regarding inadequacy of representation
of SCs and STs cannot be with reference to the entire service or ‘class’/
‘group’ but it should be relatable to the grade/category of posts to which
promotion is sought. Cadre, which should be the unit for the purpose of
collection of quantifiable data in relation to the promotional post(s), would
be meaningless if data pertaining to representation of SC s and STs is
with reference to the entire service.
3) PROPORTIONATE REPRESENTATION AS TEST OF
ADEQUACY
30. In R.K. Sabharwal (supra), it was observed that State
Governments may take the total population of a particular Backward
Class and its representation in the State services for t he purpose of
coming to a conclusion that there is inadequate representat ion in the
State services. In M. Nagaraj (supra), this Court was of the considered
view that the exercise of collecting quantifiable data depends on numerous
factors, with conflicting claims to be optimised by the administration in
the context of local prevailing conditions in public employment. As equity,
justice and efficiency are variable factors and are context-specific, how
these factors should be identified and counter-balanced will depend on
the facts and circumstances of each case. The attempt of t he learned
Attorney General for India to impress upon this Court that the proportion
of SCs and STs in the population of India should be taken as the test for
determining whether they are adequately represented in promotional posts,
did not yield results. This Court in Jarnail Singh (supra) found no fault
with M. Nagaraj (supra) regarding the test for determining the adequacy
of representation in promotional posts in the State. While emphasising
the contrast in the language used between Article 330 and Articles 16(4-
A) and 16(4-B) of the Constitution, this Court declined the invitation of
the learned Attorney General for India to hold that the proportion of SCs
and STs to the population of India should be the test for determining
inadequacy of representation in promotional posts. Therefore , we are
not persuaded to express any opinion on this aspect. It is for the State to
assess the inadequacy of representation of SCs and STs in promotional
posts, by taking into account relevant factors.
4) TIME PERIOD FOR REVIEW
31. There is near unanimity amongst the counsel for both side s
that the data collected to establish inadequacy of representation, which
743
forms the basis for providing reservation for promotions, shoul d be
reviewed periodically. Ms. Indira Jaising, learned Seni or Counsel
appearing for members of the reserved categories, su pported the
submissions of the learned Attorney General for India that a review
should be conducted every 10 years. Mr. Gopal Sankaranarayan an,
learned Senior Counsel, submitted that it is time for reservation in public
employment to be discontinued. Additionally, he submitted that the lion’s
share of reservation for members of SCs and STs accrued to the benefit
of a select few within these categories, which further strengthened the
requirement for review to appraise whether certain groups/classes within
these categories had achieved the desired representation. We a re not
inclined to express any view on discontinuation of reservations in totality,
which is completely within the domain of the legislature and the executive.
As regards review, we are of the opinion that data collected to determine
inadequacy of representation for the purpose of providing reservation in
promotions needs to be reviewed periodically. The period for re view
should be reasonable and is left to the Government to set out.
5) PROSPECTIVE OPERATION OF THE JUDGMENT
IN M. NAGARAJ
32. While holding that Article 16(4-A) does not provi de for
reservation in matters of promotion, this Court in Indra Sawhney (supra)
saved the promotions that were already made. It was made cle ar that
the judgment shall operate only prospectively and shal l not affect
promotions already made, whether on temporary, officiating or regular/
permanent basis. Already-existing provisions made for rese rvation in
promotions in Central or State services were permitted to continue to
operate for a period of five years from the date of the judgment in Indra
Sawhney (supra). Article 16(4-A) was brought into force fro m
17.06.1995. This Court upheld the validity of Article 16(4-A) in M.
Nagaraj (supra) on 19.10.2006 and observed that reservatio n in
promotions in public services can be made, subject to co llection of
quantifiable data by the State showing backwardness of t he class and
inadequacy of representation of that class in public empl oyment, in
addition to compliance with Article 335 of the Constitution. Reservation
in promotions provided by various State Governments and the Central
Government have been challenged in the High Courts on the ground of
non-compliance with the requirement of collection of quantifiable data
showing backwardness of the class and inadequacy of represent ation.
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
It is relevant to mention at this stage that collection of quantifiable data
regarding backwardness of SCs and STs is no more required in view of
the judgment of this Court in Jarnail Singh (supra). In respect of the
data relating to inadequacy of representation of SCs and STs, the High
Courts have adjudicated writ petitions which are the subject matter of
special leave petitions pending in this Court.
33. The duty of the court is not to ‘pronounce a new law, but to
maintain and expound the old one’. 20 Holmes, J., in his dissent in Kuhn
v. Fairmont Coal Co. 21 , held “ I know of no authority in this court to
say that, in general, state decisions shall make la w only for the
future. Judicial decisions have had retrospective operation f or near
a thousand years. ” In M. Nagaraj (supra), this Court upheld the
constitutional validity of Article 16(4-A), subject to the State collecting
quantifiable data showing inadequate representation. The law declared
by this Court interpreting Article 16(4-A) in M. Nagaraj (supra) applies
from 17.06.1995, i.e., the date on which Article 16(4-A) came into force
(See: Ravi S. Naik v. Union of India & Ors. 22 ; Lily Thomas & Ors.
v. Union of India & Ors. 23 ). The contention put forth by the learned
Attorney General for India and the learned counsel appearing for the
reserved category candidates, which requires to be examined, is regarding
the prospective applicability of the law laid down in M. Nagaraj (supra),
i.e., from the date of the judgment.
34. This Court, in I.C. Golak Nath & Ors. v. State of Punjab &
Anr. 24 , held that the Parliament had no power to amend Part III of the
Constitution so as to take away or abridge the fundame ntal rights.
However, to save the past transactions, the doctrine of prospective
overruling was invoked and the judgment was given prospective operation.
The following propositions were laid down in Golak Nath case (supra):
“(1) The doctrine of prospective overruling can be i nvoked
only in matters arising out of the Constitution;
(2) it can be applied only by the highest court of the countr y,
i.e., the Supreme Court as it has the constitutional jurisd iction
to declare law binding on all the courts in India;
20 Blackstone, Commentaries 69 (15 th ed. 1809)
21 215 U.S. 349 (1910)
22 1994 Supp (2) SCC 641
23 (2000) 6 SCC 224
24 (1967) 2 SCR 762
745
(3) the scope of the retroactive operation of the law decl ared
by the Supreme Court superseding its earlier decisions is left
to its discretion to be moulded in accordance with the justi ce
of the cause or matter before it. ”
While interpreting the scope of Article 142 of the Constit ution,
this Court held that the law declared by the Supreme Court is the law of
the land and in so declaring, the operation of the law can be restricted to
the future, thereby saving past transactions.
35. The power of this Court under Article 142 of the Constitution
is a constituent power transcendental to statutory prohibition. 25 In Orissa
Cement Ltd.v.State of Orissa & Ors. 26 , this Court observed that relief
can be granted, moulded or restricted in a manner most appropriate to
the situation before it in such a way as to advance the interests of justice.
The doctrine of prospective overruling is in essence a recognition of the
principle that the Court moulds the reliefs claimed to meet the justice of
the case, as has been held in Somaiya Organics (India) Ltd. & Anr. v.
State of U.P. & Anr. 27 . It was further clarified that while in Golak Nath
(supra), ‘prospective overruling’ implied an earlier judicial decision on
the same issue which was otherwise final, this Court had used the power
even when deciding on an issue for the first time. There is no need to
refer to other judgments of this Court which have approved and applied
the principle of prospective overruling or prospective ope ration of
judgments. There cannot be any manner of doubt that this Cour t can
apply its decision prospectively, i.e.,from the date of its judgment to save
past transactions.
36. While objecting to the contention of the learned Attorney
General for India to declare the law laid down by M. Nagaraj (supra)
as having prospective operation, Mr. Rakesh Dwivedi, lear ned Senior
Counsel appearing for the unreserved candidates, submitted that relief
can be moulded in exercise of the power under Article 142 of the
Constitution. It is no doubt true that M. Nagaraj (supra) did not state
that it would be prospective in operation. It is necessary for this Court to
examine whether a judgment can be made prospectively applicable
subsequently by a different bench of this Court. The doctrine of
prospective overruling was applied to Indian law in Golak Nath (supra)
25 Ashok Kumar Gupta & Anr. v. State of U.P. & Ors. (1997) 5 SCC 201
26 1991 Supp (1) SCC 430
27 (2001) 5 SCC 519
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
by following the theory which was prevalent in the United S tates of
America. Reference was made to the judgment of Linkletter v. Walker 28
which declared an earlier decision of the U.S. Supreme Court in Mappv.
Ohio 29 to be prospective in operation.
37. For a better understanding, it is necessary to refer to the issue
in Linkletter (supra). The United States Supreme Court in Weeks v.
United States 30 held that illegally-seized evidence cannot be used in
federal courts, by establishing the exclusionary rule. The applicability of
the exclusionary rule to states fell for consideration in Wolf v. Colorado 31 .
Taking note of the fact that 16 States adopted the exclusionary rule laid
down in Weeks (supra) while 31 other States rejected the exclusionary
rule, the U.S. Supreme Court held that it was not a departure from basic
standards of due process to allow States to introduce illegally-obtained
evidence in State trials. Later, the U.S. Supreme Court in Mapp (supra)
held that the exclusion of evidence seized in violation of se arch and
seizure provisions of the Fourth Amendment was required of the States
by the due process clause of the Fourteenth Amendment. In Linkletter
(supra), the U.S. Supreme Court was confronted with the ques tion of
prospective operation of its earlier judgment in Mapp (supra). The
overruling of the judgment in Wolf v. Colorado (supra) by Mapp (supra)
was made prospective by the U.S. Supreme Court by making the following
observations:
“22. We believe that the existence of the Wolf doctrine pr ior
to Mapp is ‘an operative fact and may have conseque nces
which cannot justly be ignored. The past cannot alw ays be
erased by a new judicial declaration.’ Chicot Count y
Drainage Dist. v. Baxter State Bank, supra, 308 U.S. at 374,
60 S.Ct. at 319. The thousands of cases that were f inally
decided on Wolf cannot be obliterated. The ‘particu lar
conduct, private and official,’ must be considered. Here ‘p rior
determinations deemed to have finality and acted up on
accordingly’ have ‘become vested.’ And finally, ‘public policy
in the light of the nature both of the (Wolf doctrine) and of i ts
previous application’ must be given its proper weight. Ib id. In
short, we must look to the purpose of the Mapp rule ; the
28 381 U.S. 618 (1965) : 1965 SCC Online US SC 126
29 367 U.S. 643 (1961)
30 232 U.S. 383 (1914)
31 338 U.S. 25 (1949)
747
reliance placed upon the Wolf doctrine; and the effect on the
administration of justice of a retrospective applic ation of
Mapp.
23. It is clear that the Wolf Court, once it had found the Fourth
Amendment’s unreasonable Search and Seizure Clause
applicable to the States through the Due Process Cl ause of
the Fourteenth Amendment, turned its attention to w hether
the exclusionary rule was included within the comma nd of
the Fourth Amendment. This was decided in the negative. It is
clear that based upon the factual considerations her etofore
discussed the Wolf Court then concluded that it was not
necessary to the enforcement of the Fourth Amendmen t for
the exclusionary rule to be extended to the States as a
requirement of due process. Mapp had as its prime pur pose
the enforcement of the Fourth Amendment through the
inclusion of the exclusionary rule within its right s. This, it
was found, was the only effective deterrent to lawless police
action. Indeed, all of the cases since Wolf requiri ng the
exclusion of illegal evidence have been based on the necessi ty
for an effective deterrent to illegal police action. See, e.g.,
Rea v. United States, supra. We cannot say that this pur pose
would be advanced by making the rule retrospective. The
misconduct of the police prior to Mapp has already occurred
and will not be corrected by releasing the prisoners invo lved.
Nor would it add harmony to the delicate state-fede ral
relationship of which we have spoken as part and parc el of
the purpose of Mapp. Finally, the ruptured privacy of the
victims’ homes and effects cannot be restored. Repa ration
comes too late.
24. It is true that both the accused and the States relied upon
Wolf. Indeed, Wolf and Irvine each pointed the way fo r the
victims of illegal searches to seek reparation for the vio lation
of their privacy. Some pursued the same. See Monroe v. Pap e,
365 U.S. 167, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961). In addition,
in Irvine, a flag in a concurring opinion warned th at Wolf
was in stormy weather. On the other hand, the States relied
on Wolf and followed its command. Final judgments o f
conviction were entered prior to Mapp. Again and again this
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
Court refused to reconsider Wolf and gave its implicit approval
to hundreds of cases in their application of its rule. In rejecting
the Wolf doctrine as to the exclusionary rule the purpo se was
to deter the lawless action of the police and to ef fectively
enforce the Fourth Amendment. That purpose will not at this
late date be served by the wholesale release of the guilty
victims.
25. Finally, there are interests in the administration of ju stice
and the integrity of the judicial process to consider. To make
the rule of Mapp retrospective would tax the adminis tration
of justice to the utmost. Hearings would have to be he ld on
the excludability of evidence long since destroyed, misplac ed
or deteriorated. If it is excluded, the witnesses ava ilable at
the time of the original trial will not be available or if lo cated
their memory will be dimmed. To thus legitimate suc h an
extraordinary procedural weapon that has no bearing on guilt
would seriously disrupt the administration of justic e.”
The point to be noticed is that the U.S. Supreme Court in Linkletter
(supra) declared its earlier judgment in Mapp (supra) to be prospective
in operation, after considering the consequences of Mapp (supra) being
given retrospective effect.
38. This Court in Indra Sawhney (supra) interpreted Article 16(4-
A) of the Constitution by holding that reservation cannot be provided in
promotions. However, reservation in promotions were permitted for a
further period of five years from the date of the judgment. In Ashok
Kumar Gupta & Anr. v. State of U.P. & Ors. 32 , promotions in Public
Works Department of the Government of Uttar Pradesh were challenged.
One of the grounds of challenge was that the direction of the Supreme
Court for prospective overruling of the judgment of this Court in General
Manager, Southern Railway v. Rangachari 33 and for operation of the
ratio in Indra Sawhney (supra) after five years from the date of the
judgment was inconsistent with and contrary to the sc heme of the
Constitution. In other words, it was contended by the appellants in Ashok
Kumar Gupta (supra) that after having declared reservation in
promotions under Articles 16(1) and 16(4) as unconstit utional and
overruling Rangachari (supra) as not being correct in law, the Court
32 (1997) 5 SCC 201
33 (1962) 2 SCR 586
749
cannot postpone the operation of the judgment to a future date as it
amounts to perpetration of void action and is violative of the appellants’
fundamental rights. In Ashok Kumar Gupta (supra), this Court was of
the opinion that there is no prohibition for this Court to p ostpone the
operation of the judgment in Indra Sawhney (supra) or to prospectively
overrule the ratio in Rangachari (supra). This Court further held that:
“60. It would be seen that there is no limitation under Article
142(1) on the exercise of the power by this Court. The necessity
to exercise the power is to do “complete justice in the cause
or matter”. The inconsistency with statute law made by
Parliament arises when this Court exercises power u nder
Article 142(2) for the matters enumerated therein.
Inconsistency in express statutory provisions of su bstantive
law would mean and be understood as some express
prohibition contained in any substantive statutory l aw. The
power under Article 142 is a constituent power transcendental
to statutory prohibition. Before exercise of the powe r under
Article 142(2), the Court would take that prohibiti on
(sic provision) into consideration before taking st eps under
Article 142(2) and we find no limiting words to mou ld the
relief or when this Court takes appropriate decision to mete
out justice or to remove injustice. The phrase “com plete
justice” engrafted in Article 142(1) is the word of width
couched with elasticity to meet myriad situations creat ed by
human ingenuity or cause or result of operation of statute
law or law declared under Articles 32, 136 and 141 of the
Constitution and cannot be cribbed or cabined withi n any
limitations or phraseology. Each case needs examinati on in
the light of its backdrop and the indelible effect of the dec ision.
In the ultimate analysis, it is for this Court to exercise its power
to do complete justice or prevent injustice arising from the
exigencies of the cause or matter before it. The quest ion of
lack of jurisdiction or nullity of the order of this Court d oes
not arise. As held earlier, the power under Article 1 42 is a
constituent power within the jurisdiction of this C ourt. So,
the question of a law being void ab initio or nullity or voidable
does not arise.
61. Admittedly, the Constitution has entrusted this sa lutary
duty to this Court with power to remove injustice o r to do
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
complete justice in any cause or matter before this Court.
The Rangachari [(1962) 2 SCR 586 : AIR 1962 SC
36] ratio was in operation for well over three decades under
which reservation in promotions were given to several person s
in several services, grades or cadres of the Union of Indi a or
the respective State Governments. This Court, with a view to
see that there would not be any hiatus in the operation of t hat
law and, as held earlier, to bring about smooth transitio n of
the operation of law of reservation in promotions, by a judic ial
creativity extended the principle of prospective ov erruling
applied in Golak Nath case [(1967) 2 SCR 762 : AIR 1967
SC 1643] in the case of statutory law and of the ju dicial
precedent in Karunakar case [(1993) 4 SCC 727 : 1993 SCC
(L&S) 1184 : (1993) 25 ATC 704] and further elongated the
principle postponing the operation of the judgment in Mandal
case [1992 Supp (3) SCC 217 : 1992 SCC (L&S) Supp 1 :
(1992) 22 ATC 385] for five years from the date of the
judgment. This judicial creativity is not anathema to
constitutional principle but an accepted doctrine a s an
extended facet of stare decisis. It would not be la belled as
proviso to Article 16(4) as contended for. ”
39. Whether the judgment of this Court in Indian Council for
Enviro-Legal Action v. Union of India & Ors. 34 was prospective was
the subject-matter of consideration in Goan Real Estate and
Construction Limited & Anr. v. Union of India & Ors. 35 . After a
detailed consideration of the judgment in Indian Council for Enviro-
Legal Action (supra), this Court in Goan Real Estate (supra) concluded
that though not stated categorically in Indian Council for Enviro-Legal
Action (supra), it was the intention of this Court to give prospective effect
to the judgment. The above is an instance where this Court declared an
earlier judgment to have prospective effect.
40. A contrary view was expressed by this Court in M.A.
Murthy v. State of Karnataka & Ors. 36 in which it was held that
prospective overruling can be done only by the Court which has rendered
the decision. The dispute that arose for consideration of this Court in the
said judgment pertained to appointment to the posts of Manager (Finance
34 (1996) 5 SCC 281
35 (2010) 5 SCC 388
36 (2003) 7 SCC 517
751
and Accounts) in the Karnataka State Financial Corp oration. The
appellants challenged the selection of respondent no. 4 before the
Karnataka High Court. Though the learned Single Judge of the High
Court found respondent no. 4 therein to be ineligible as on the date of his
appointment, the selection was not disturbed on the ground tha t he
obtained qualifications by the time of interview. The learned Single Judge
relied upon the judgment of this Court in Ashok Kumar Sharma &
Anr.v. Chander Shekher & Anr. 37 (Ashok Kumar Sharma case No.
I). The judgment of the learned Single Judge was upheld by the Division
Bench of the High Court. Thereafter, a review applicati on was filed
informing the Division Bench of the High Court that the judgment of this
Court in Ashok Kumar Sharma case No.I was overruled in Ashok
Kumar Sharma & Ors. v. Chander Shekhar & Anr. 38 (Ashok Kumar
Sharma case No. II ). By holding that on the date of the judgment of
the Division Bench, Ashok Kumar Sharma case No. I held the field,
the High Court dismissed the review petition. Taking note of th e fact
that Ashok Kumar Sharma case No. II was a judgment of this Court
in review of the judgment in Ashok Kumar Sharma case No. I , which,
therefore, merged with the subsequent judgment, making t he later
decision the one and only judgment rendered for all purposes, this Court
found that the High Court had committed an error in not following the
law laid down by this Court in Ashok Kumar Sharma case No. II .
While holding so, this Court referred to the doctrine of pros pective
overruling and earlier judgments of this Court in Golak Nath (supra),
Ashok Kumar Gupta (supra) and others. This Court proceeded to
observe that there shall be no prospective overruling unle ss it is so
indicated in a particular decision.
41. The facts of the case and the dispute resolved by this Court in
M.A. Murthy (supra) relate to the applicability of the subsequent judgment
of Ashok Kumar Sharma case No. II rendered in review of an earlier
judgment. The question of prospective overruling did not arise in the said
case. The observation made in M.A. Murthy (supra) that there shall be
no prospective overruling unless indicated in the particular decision is
obiter . Obiterdictum is defined in Black’s Law Dictionary (9th Edn.,
2009), as follows:
“Obiter dictum. — A judicial comment made while delivering a
judicial opinion, but one that is unnecessary to the decision in the
37 1993 Supp (2) SCC 611
38 (1997) 4 SCC 18
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
case and therefore not precedential (although it may be considered
persuasive). — Often shortened to dictum or, less commonly,
obiter.
…
Strictly speaking an “obiter dictum” is a remark made or opinion
expressed by a judge, in his decision upon a cause, “by the way”—
that is, incidentally or collaterally, and not directly upon the question
before the court; or it is any statement of law enunciated by the
Judge or court merely by way of illustration, argument, analogy,
or suggestion…. In the common speech of lawyers, all suc h
extrajudicial expressions of legal opinion are referred to as “dicta”,
or “obiter dicta”, these two terms being used interchangeably.”
Wharton’s Law Lexicon (14th Edn., 1993) defines the term “obiter
dictum” as “ an opinion not necessary to a judgment; an observation
as to the law made by a Judge in the course of a ca se, but not
necessary to its decision, and therefore, of no binding eff ect; often
called as obiter dictum, ‘a remark by the way’ ”. A decision on a point
not necessary for the purpose of or which does not fall for determination
in that decision becomes an obiter dictum. 39 It is a well-settled proposition
that only the ratio decidendi can act as the binding or author itative
precedent. Reliance placed on mere general observatio ns or casual
expressions of the Court, is not of much avail. 40 Therefore, the casual
and unnecessary observation in M.A. Murthy (supra) that there shall be
no prospective overruling unless it is so indicated in a particular decision
is obiter and not binding. Moreover, in M.A. Murthy (supra), this Court
failed to consider the ratio of the judgment of this Court in Ashok Kumar
Gupta (supra), even after referring to it. As stated above, the prospective
overruling of Rangachari (supra) by Indra Sawhney (supra) was upheld
in Ashok Kumar Gupta (supra).
42. This Court in Golak Nath (supra) and Ashok Kumar Gupta
(supra), referred to above, has laid down that Article 142 empowers this
Court to mould the relief to do complete justice. To conclude this point,
the purpose of holding that M. Nagaraj (supra) would have prospective
effect is only to avoid chaos and confusion that would ensue from its
retrospective operation, as it would have a debilitating effect on a very
39 H.H. Maharajadhiraja Madhav Rao Jivaji Rao Scindia Bahadur of Gwalior & Ors.
v. Union of India & Anr. (1971) 1 SCC 85
40 Girnar Traders v. State of Maharashtra & Ors. (2007) 7 SCC 555
753
large number of employees, who may have availed of reservati on in
promotions without there being strict compliance of the conditions
prescribed in M. Nagaraj (supra). Most of them would have already
retired from service on attaining the age of superannuation. The judgment
of M. Nagaraj (supra) was delivered in 2006, interpreting Article 16(4-
A) of the Constitution which came into force in 1995. As making the
principles laid down in M. Nagaraj (supra) effective from the year 1995
would be detrimental to the interests of a number of civil servants and
would have an effect of unsettling the seniority of individuals over a long
period of time, it is necessary that the judgment of M. Nagaraj (supra)
should be declared to have prospective effect.
6) QUANTIFIABLE DATA AND SAMPLING METHOD
43. The Karnataka Legislature enacted the Karnataka
Determination of Seniority of the Government Servants Promot ed on
the Basis of Reservation (to the Posts in the Civil Services of the State)
Act, 2002. This Court declared the provisions of th e said Act as
unconstitutional on the ground that the Government of Karnataka failed
to produce quantifiable data to show any compelling nece ssity for
exercising power under Article 16(4-A) and therefore, Sections 3 and 4
of the said Act were held to be unconstitutional. T hereafter, the
Government of Karnataka constituted a committee, head ed by the
Additional Chief Secretary to the State of Karnataka, and entrusted the
following tasks to the committee:-
“(1) Collect information in cadre-wise representation of SCs
and STs in all the Government departments.
(2) Collect information regarding backwardness of SC s and
STs.
(3) Study the effect on the administration due to the provision
of reservation in promotion to SCs and STs. ”
44. On 05.05.2017, the ‘Report on Backwardness, Inadequacy of
Representation and Administrative Efficiency in Karn ataka’ was
submitted by the Ratna Prabha Committee. The Govern ment of
Karnataka accepted the Report and the Karnataka Ext ension of
Consequential Seniority to Government Servants Promoted on the Basis
of Reservation (to the Posts in the Civil Services of the State) Bill 2017
was passed by the Legislative Assembly and the Legislat ive Council
and thereafter, received Presidential assent on 14.06.2018. The grievance
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
of the petitioners therein was that the data was collected only from 31
departments out of a total of 62, based on Groups ‘A’, ‘B’, ‘C’ and ‘D’
and not on cadre. A further complaint was made that n o data was
collected with respect to public sector undertakings, boards, corporations,
local bodies, grant-in-aid institutions and autonomous bodies, and therefore,
the data is only representative in nature. This Court reproduced a summary
of the Ratna Prabha Committee Report, which is as follows:
“2.5. Summary:
(1) The analysis of time series data collected for the last 32 years
(1984-2016 except for 1986) across 31 departments of the State
Government provides the rich information on the inadequacy of
representation of SC and ST employees in various cadres of
Karnataka Civil Services.
(2) The total number of sanctioned posts as per the data of 2016
is 7,45,593 of which 70.22% or 5,23,574 are filled up across 31
departments.
(3) The vacancies or posts are filled up through Direct Recruitment
(DR) and Promotions including consequential promotion.
(4) The overall representation of the SC and ST employees of all
31 departments in comparison with total sanctioned posts
comprises of 10.65% and 2.92% respectively. This pr oves
inadequacy of representation of SCs and Sts.
(5) On an average the representation in Cadre A for SCs is at
12.07% and STs 2.70% which sufficiently proves the inadequacy
of representation.
(6) The extent of representation in Cadre B is on an ave rage of
9.79% and 2.34% for STs for all the years of the study period.
(7) It is observed that on an average 3.05% of SC representation
is inadequate in the Cadre ‘C’ whereas, 0.05% exces s
representation is seen for Sts.
(8) On an average of 2% and 1% over-representation of employees
of SCs and STs is found in Cadre D respectively. However, in the
last 5 years, inadequacy of representation of SCs by 3% is found
in this cadre.
755
(9) The representation of Scheduled Caste in Cadres A, B and C
is on an average 12, 9.79 and 12.04% respectively whereas in
Cadre D it is 16.91.
(10) In case of STs in the Cadres A and B the representation is
2.70 and 2.34%. However, excess representation of 0.04 and
0.93% is found in case of Group C and Group D respectively.
(11) Over-representation in some years and departme nts is
attributed to either Direct Recruitment or retirement of employees
or filling up of backlog vacancies as the latter does not fall under
50% limitation of reservation.
2.6: Conclusion:
The data clearly shows the inadequacy of representation of SCs
and STs in the civil services in Groups A, B and C and adequate
representation in Group D.”
This Court found the challenge to the Report on the ground of
data having been collected on the basis of Groups A, B, C and D as
opposed to cadres, to be without merit. The basis of the said conclusion
of the Court was that there is no fixed meaning ascribed to t he term
‘cadre’ in service jurisprudence. Further, this Court held that collection
of quantifiable data on the inadequacy of representation is in the services
of the State, according to M. Nagaraj (supra). In addition, this Court
was also of the view that Article 16(4-A) referred to inadequ acy of
representation in the services of the State. It was further declared that
collection of data on the basis of groups does not exclude data pertaining
to cadres, as a group includes posts in all the cadres in that group.
45. Collection of quantifiable data for determining the inadequacy
of representation of SCs and STs is a basic requirement f or providing
reservation in promotions, as laid down by this court in M. Nagaraj
(supra). The unit for the purpose of collection of data is a cadre, according
to M. Nagaraj (supra) and Jarnail Singh (supra). For the purpose of
collection of quantifiable data for providing reservation in promotions,
the entire service cannot be taken to be a unit and treated as a cadre, as
already stated. The structure of services in the State of Karnataka is
along the same lines as that of services in the Central Government.
Services are divided into ‘groups’, which are further bi furcated into
cadres. There is no confusion that a cadre is not synonymous with a
‘group’.
JARNAIL SINGH & ORS.v. LACHHMI NARAIN GUPTA
[L. NAGESWARA RAO, J.]
46. The first term of reference for the Ratna Prabha Comm ittee
was to collect data cadre-wise. The conclusion of this Court in B.K.
Pavitra II (supra) that the expression ‘cadre’ has no fixed meaning i n
service jurisprudence is contrary to the judgments of this Court, which
have been referred to above while answering point 2. In clear terms, M.
Nagaraj (supra) held that the unit for collection of quantifiable data is
cadre , and not services as has been held in B.K. Pavitra II (supra).
Article 16(4-A) of the Constitution enables the State to make reservation
in promotions for SCs and STs, which are not adequately represented in
the services of the State. However, the provision for reservation in matters
of promotion is with reference to class or classes of posts in the services
under the State. That ‘groups’ consist of cadres is a fact which was
taken into consideration by this Court in B.K. Pavitra II (supra). The
conclusion that the collection of data on the basis of ‘groups’ is valid, is
contrary to the decisions of this court in M. Nagaraj (supra) and Jarnail
Singh (supra).
47. The State should justify reservation in promotions with respect
to the cadre to which promotion is made. Taking into account the data
pertaining to a ‘group’, which would be an amalgamation of certain cadres
in a service, would not give the correct picture of the ina dequacy of
representation of SCs and STs in the cadre in relation to which reservation
in promotions is sought to be made. Rosters are prepared cadre -wise
and not group-wise. Sampling method which was adopted by the Ratna
Prabha Committee might be a statistical formula appropriate for collection
of data. However, for the purpose of collection of quantifia ble data to
assess representation of SCs and STs for the purpos e of providing
reservation in promotions, cadre, which is a part of a ‘group’, is the unit
and the data has to be collected with respect to each cadre. Th erefore,
we hold that the conclusion of this Court in B.K. Pavitra II (supra)
approving the collection of data on the basis of ‘groups’ and not cadres
is contrary to the law laid down by this Court in M. Nagaraj (supra) and
Jarnail Singh (supra).
48. It is made clear that we have not expressed any opin ion on
the merits of any individual case as we have only answered the common
issues that were formulated after hearing the parties.
49. List the matters on 24/2/2022 for further hearing.
Bibhuti Bhushan Bose Issues answered.
(Assisted by : Neha Sharma, LCRA)