State of Uttar Pradesh and Others v. Mohd Rehan Khan
DR DHANANJAYA Y CHANDRACHUD, J.
1. Leave granted.
2. The appeal arises out of a judgment of a Division Bench of the
Allahabad High Court dated 25 August 2020. The Division Ben ch
dismissed the intra- court appeal filed by the appellant s against the
judgment of a Single Judge of the High Court dated 5 November 2019
directing the appellants to consider the candidature of the respondent
for appointment to a Class IV post on compassionate grounds.
3. The father of the respondent was employed by the Government
of Uttar Pradesh as a driver in the Office of Economics a nd Statistics
Officer at Shahjahanpur. He died in harness in 2015. The re spondent
was appointed on a ‘temporary basis’ in the Class III post o f a Junior
Assistant at the Office of Economics and Statistics, Shahjahanpur. The
letter of appointment dated 30 May 2016 stipulates that the respondent
has to acquire a typing speed of twenty five words per minute within a
year in terms of the condition stipulated in Rule 5(1) of the Uttar Pradesh
Recruitment of Dependents of Government Servants Dying in Harness
(Tenth Amendment) Rules 20141. Clause 4 of the letter of appointment
is in the following terms:
“4. As per the condition stipulated in Rule 5(1) of the Uttar
Pradesh Recruitment of Dependants of Government Servants
Dying in Harness (Tenth Amendment) Rules, 2014, the appointed
person is expected to acquire, within one year, the typing speed of
25 words per minute and CCC certificate in computer operation
by D.O.E.A.C.C. Society or certificate declared to be equivalent
thereto by the Government and in case he fails to do so, then his
general annual increment shall be withheld and a further period of
one year shall be granted to him to acquire the requisite speed of
typing, and if in the extended period also he again fails to acquire
the requisite speed in typing, his services shall be dispensed with.”
4. Rule 5 of the Dying in Harness Rules as amended in 2014 by
the Tenth Amendment to the Rules, which was notified on 17 January
2014, inter alia, contains the following stipulation:
1 “2014 Rules”
145
“Provided further that in case appointment is to be made o n a
post for which the knowledge of computer operation and
typewriting has been prescribed as an essential qualification and
the dependent of the Government servant does not possess th e
required proficiency in computer operation and typewriting, he
shall be appointed subject to the condition that he would acquire
the CCC certificate in computer operation awarded b y the
DOEACC Society or a certificate equivalent thereto from an
Institution recognised by the Government together with the required
speed of 25 words per minute in typewriting well within one year
and, if he fails to do so, his general annual increment shall be
withheld and a further period of one year shall be granted to him
to acquire the required certificate in computer operation and the
required speed in typewriting and if in the extended period also he
again fails to acquire the in required certificate computer operation
and the in required speed typewriting, his services shall be dispensed
with.”
5. The respondent acquired a certificate of profici ency in
computers. He failed in his first attempt of the typing test. He was intimated
by an OM dated 20 March 2017 that he had a typing speed of only 6
words per minute and had therefore not achieved the requisite speed of
25 words per minute. Thereafter, he was given a second opportunity to
clear the typing test on 7 August 2019. On 8 August 2019, it was notified
that the respondent did not clear the typing test. On 11 September 2019,
the Deputy Director (Economic and Statistics) of Bareil ly Division
terminated the services of the respondent.
6. The respondent instituted a writ petition under Article 226 of
the Constitution before the High Court of Judicature at Allahabad seeking
to quash the order dated 11 September 2019 terminating the employment
of the respondent and a mandamus directing the petitioners to reinstate
him in service. It was the contention of the respondent that while he was
taking the typing test, the computer system had malfunctioned, and that
the termination order was issued without issuing a show cause no tice.
By a judgment dated 5 November 2019, a Single Judge of the Hig h
Court relied upon an earlier decision in Mukul Sagar v. State of Uttar
Pradesh23 where a Single Judge of the Allahabad High Court held that
2 Writ Petition No. 12737/2018 decided on 4 July 201 8
3 Writ Petition No 12737/2018 decided on 4 July 2018
STATE OF UTTAR PRADESH AND OTHERS v. MOHD REHAN
KHAN [DR DHANANJAYA Y CHANDRACHUD, J.]
though the employee appointed on compassionate grounds would have
to be terminated from the Class III post in terms of Rule 5 of the 2014
Rules for non-fulfillment of the prescribed qualifications, the authorities
could have considered the claim for appointment to a Class I V post. It
was observed that such an interpretation would be in consonance with
the objective of compassionate appointment. The Single Judge disposed
the writ petition with the direction that the termination of the respondent
be revisited in view of the observations made in Mukul Sagar (supra)
and to pass a fresh order within two months. The Single Judge directed
as follows:
“In the facts and circumstances, noticed above, this writ petition
also stands disposed of with a direction upon the respondent no. 3
to revisit the issue, keeping in view the observation made by this
Court in the aforesaid order dated 4.7.2018, and pass a fresh
order, within a period of two months from the date of presentation
of certified copy of this order. The order impugned in this petition
shall remain subject to the fresh orders to be passed by the authority
concerned.”
7. The Division Bench of the Allahabad High Court dismissed the
appeal on 25 August 2020 observing that the respondent has already
been terminated from service and that the Single Judge had only directed
that the case of the respondent be reconsidered for appointm ent on
compassionate grounds afresh on a post in Class-IV cadre.
8. We have heard Mr Ankit Goel, counsel appearing on behalf of
the appellant and Mr Danish Zubair Khan and Mr Jayprakash Somani,
counsel for the respondents.
9. The appointment order of the respondent stipulated that he
would be required to obtain a certificate in regard to knowledge of
computers and to pass the typing speed test with a speed o f 25 words
per minute within a prescribed period. The proviso to Rule 5(1) of the
2014 Rules which has been extracted above provides that if a candidate
fails to achieve a typing speed of 25 words per minute within a year, the
annual increment would be withheld and a further period of one year
would be granted to the candidate to acquire the requisite spe ed. If a
candidate fails to do so within the extended period, the Rules provide
that his services shall be dispensed with. A similar stipulation operates in
regard to obtaining a certificate of proficiency in computers. The
147
termination of the services of the appellant due to his fa ilure to clear
the typing test was hence in terms of the stipulation conta ined in the
order of appointment as well as the provisions of Rule 5(1) of the 2014
Rules.
10. The direction of the High Court that the respond ent be
considered for a Class IV post is not consistent with the p rovisions of
law. There is no vested right to compassionate appo intment.
Compassionate appointment, it is well settled, is an exception to Article
16 of the Constitution which embodies the principle of eq uality of
opportunity in matters of public employment. 4 Compassionate
appointment is offered to a person belonging to the family of a deceased
employee who has died in harness to tide over the financial crisis resulting
from the death of the wage earner of the family. The terms on which
compassionate appointment is offered under the rule s or scheme
governing compassionate appointment have to be complied with.
11. The respondent sought appointment as an Assistant in the office
of Economics and Statistics and was granted such an appointment. An
employee who has been appointed on compassionate grounds is not
granted an exception from the service conditions that have to be complied
under the relevant Rules. Rules relating to compassionate appointment
must be interpreted bearing in mind that it is an exception to the principle
of equality of opportunity. 5 Compassionate appointments provide an
entry-level concession. The appointment cannot be u sed to seek
subsequent concessions merely because the appointment was made on
compassionate grounds. Any concession subsequently provided, unless
the rules stipulate, would be violative of the principle envisaged in Articles
14 and 16 of the Constitution. Appointment through compassionate
grounds only grants the family of the employee who dies in harness an
entry into the services, which is one of the many modes of appointment.
Once appointed, all the employees irrespective of the mode of appointment
are to be treated alike, unless the relevant Rules stip ulate otherwise.
Rule 5(1)(i) of the 2014 Rules stipulates that for a person to be appointed
to a post on compassionate grounds, he should fulfill the presc ribed
educational qualification. The relevant extract of rule 5 reads as follows:
4 General Manager, State Bank of India v. Anju Jain, (2008) 8 SCC 475; V . Sivamurthy v.
State of AP, (2008) 13 SCC 730
5 Uttaranchal Jal Sansthan v. Laxmi Devi, (2009) 7 SCC 205; State of Jharkhand v. Shiv
Karampal Sahu, (2009) 11 SCC 453.
STATE OF UTTAR PRADESH AND OTHERS v. MOHD REHAN
KHAN [DR DHANANJAYA Y CHANDRACHUD, J.]
“5. (1) In case a Government servant dies in harness afte r the
commencement of these rules, and the spouse of the deceased
Government servant is not already employed under the Centr al
Government, the State Government or a Corporation owned or
controlled by the Central Government or a State Government,
one member of his family who is not already employed under the
Central Government or a State Government or a Corporat ion
owned or controlled by the Central Government or a S tate
Government shall, on making an application for the purpose, be
given a suitable employment in Government Service on a post
except which is within the purview of the Uttar Pradesh Publ ic
Service Commission, in relaxation of the normal recruitment rules
if such person-
(i) Fulfils the educational qualifications prescribed f or the
post .”
(ii) (emphasis supplied)
12. Rule 5(1)(i) prescribes an entry level eligibility criteria. The
first proviso to Rule 5 prescribes an additional qualification if appointment
is made to a post for which knowledge of computers and typing are
prescribed as an essential qualification. This qualification must be
acquired by the appointee within the time period stipulated in the Rules.
Though the respondent possessed the educational qualification prescribed
under the Rules, he did not acquire the qualifications prescribed under
the provisos to Rule 5(1)(i). This Court has in the past e xplained the
relevance of both the eligibility criteria and additional qualif ications.6
The respondent ought to have possessed both the eligibility criteria and
qualifications to continue in the said post. Having been grante d an
appointment to the post of Assistant, the respondent was required to
fulfill the dual conditions of obtaining a certificate of proficiency in
computers (which he did) and to achieve the requisite speed i n typing
within a stipulated period (which he did not despite two opportunities).
Appointment to an alternate post cannot be directed by the High Court.
This would permit entry into a Class IV post at the expen se of others
who may be waiting in line for compassionate appointment or for which
persons who seek appointment in open competition would be eligible.
6 Preeti Srivastava v. State of MP, (1999) 7 SCC 120; State of Gujarat v. Arvindkumar T.
Tiwari, AIR 2012 SC 3281
149
13. The view which was taken by the High Court relying on its
earlier decision in Mukul Sagar (supra) was plainly erroneous. We,
however, clarify that while we have held that the decision in Mukul
Sagar (supra) does not lay down correct principle of law, the pres ent
judgment should not be construed as a direction to the State to di sturb
the appointment which may have been granted to the petitioner in Mukul
Sagar’s case.
14. For the above reason, we are unable to subscribe to the view
of the Single Judge and of the Division Bench in appeal in the p resent
case.
15. The appeal is allowed by setting aside the impugned judgment
of the Division Bench dated 25 August 2020 and the judgment of the
Single Judge dated 5 November 2019. The writ petition instituted by the
respondent before the High Court shall in the circum stances stand
dismissed.
16. Pending applications, if any, stand disposed of.
Civil Appeal No 5213 of 2022
(Arising out of SLP (C) No 5524 of 2021)
1. Leave granted.
2. The respondent’s mother was employed as a Senior Assistant
at the office of Arth Evam Sankhya Adhikari, Mathura. She died in
harness in the year 2015. The respondent applied for appointm ent on
compassionate grounds and was offered appointment to the post of Junior
Assistant. The appointment order dated 30 May 2016 draws attention to
Rule 5(1) of the 2014 Rules. The respondent failed the typing test on 16
March 2017 and 17 July 2019. By an order dated 31 July 2019, the
services of the respondent were terminated. The respondent filed a writ
petition7 challenging the order of termination and seeking the relief of
reinstatement. The Single Judge of the High Court in his judgment dated
21 November 2019 relied upon the earlier decision in Mukul Sagar v.
State of Uttar Pradesh and directed the petitioners to revisit the issue.
The Division Bench by its judgment dated 2 September 2020 dismissed
the Special Appeal 8 preferred by the State of Uttar Pradesh relying
upon its decision in Special Appeal Defective No 169 of 20209.
7 WP (Civil) No. 18189 of 2019
8 Special Appeal Defective No 168 of 2020
9 State of Uttar Pradesh vs Mohd Rehan Khan dated 25 August 2020
STATE OF UTTAR PRADESH AND OTHERS v. MOHD REHAN
KHAN [DR DHANANJAYA Y CHANDRACHUD, J.]
3. Since the decision which has been relied upon by the Si ngle
Judge and the decision of the Division Bench in Mohd Rehan have
been disapproved in the above decision, the present appeal shall st and
allowed by setting aside the judgment of the Division Bench d ated 2
September 2020 and the judgment of the Single Judge dated 21 November
2019. The writ petition filed by the respondent before the Hi gh Court
shall stand dismissed.
4. The appeal is allowed in the above terms.
5. Pending applications, if any, stand disposed of.
Divya Pandey Appeal allowed.
(Assisted by : Deepak Panwar, LCRA)