Dr. v. R. Sanal Kumar v. Union of India & Ors.
C. T. RA VIKUMAR, J.
1. The petitioner in W.P. (C) No.33421 of 2008, who is
unsuccessful in his challenge against the order of his dis missal from
service without inquiry in the interest of the security of the State, filed
this appeal by Special Leave against the judgment dated 16.01.2012
passed thereon, by the High Court of Kerala. As per the imp ugned
judgment the High Court dismissed the challenge against the order dated
30.09.2008 of the Central Administrative Tribunal, Ernakulam Bench in
O.A. No. 653 of 2007.
2. Compendiously stated, the case that culminated in the impugned
judgment is as follows:
The appellant was initially appointed as Scientist/Engineer ‘SC’ in
Group-A in Vikram Sarabhai Space Centre (‘VSSC’ for brevity),
Thiruvananthapuram of the Indian Space Research Organisation (‘ISRO’
for brevity), on 15.01.1992. On 01.07.1999, he was promoted as Scientist/
Engineer ‘SD’. While so, on 28.08.2002, the appellant was invited b y
Prof. H.D. Kim, Head of School of Mechanical Engineering, Andong
National University, South Korea, to join as a post-doctoral trainee and
to assist him for one year, recognizing the appellant as a well-known
expert on the starting and transient flows in the Solid Rocket Motors.
On 18.07.2003, the appellant applied for sabbatical leave for one year.
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The competent Authority decided not to recommend the leave in t he
exigency of service and in public interest. The appella nt applied for 9
days Earned Leave from 21.08.2003 to 29.08.2003 on personal grounds
and soon went to South Korea. Through e-mail dated 01.09.2003, he
intimated his Divisional Head in VSSC that due to the delay in processing
his request for leave, he reached South Korea to carry out his post-
doctoral research at Andong National University in South Kore a. The
appellant sent another leave application, through e-mail, for 89 days from
01.09.2003 to 28.11.2003. As per e-mail dated 05.09.2003, the appellant
was informed that his leave was not sanctioned and he was required to
report for duty not later than 11.09.2003. Meanwhile, the respondent
organization came to know that the appellant had published a technical
paper as first author with a foreigner as one of the co-authors in the 39th
American Institute of Aeronautics and Astronautics (AIAA) Joint
Propulsion Conference, USA held during July, 2003, without obtaining
specific approval of the Competent Authority. Thereupon, disciplinary
action was initiated against the appellant and he was charge-sheeted on
19.12.2003 for unauthorized absence and publication of papers without
following due procedure or obtaining approval of the Competent Authority.
3. The appellant re-joined duty on 23.01.2004 and again left for
South Korea in March, 2004 without any information to the Organization
or its permission. Though he attended the preliminary hearing i n the
departmental inquiry, he had chosen not to take par t in further
proceedings. Ergo, the inquiry was conducted ex-parte and the copy of
the Inquiry Report holding the charges as proved submitted by the Inquiry
Officer, was sent to him.
4. Meanwhile, the appellant unsuccessfully preferred two Original
Applications before the Central Administrative Tribunal viz., O.A. Nos.
150/2004 and 529/2004. Later, he came back to India and re-joined duty
on 18.05.2004. Again, the appellant went back to Sout h Korea on
28.05.2004 without obtaining permission from the au thorities.
Consequently, as per Order dated 13.07.2004 he was suspended from
service pending disciplinary action. Ultimately, as pe r Order dated
11.08.2007, the appellant was dismissed from service with effect from
01.09.2003 under clause (iii) of Rule 16 of Departme nt of Space
Employees’ (Classification, Control and Appeal) Rules, 1976, hereinafter
referred for short ‘the CCA Rules’. Vide Order dated 13.08.2007, the
appellant was asked to refund the subsistence allowance dr awn after
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
01.09.2003, as he was dismissed w.e.f. 01.09.2003. The appellant filed
O.A. No. 653 of 2007 seeking quashment of the order of dismissal from
service and also order directing refund of subsistence allowance drawn
after 01.09.2003 besides seeking order for re-instating him in servic e.
As per Order dated 30.09.2008, the Tribunal partly allowed the O.A.
Though the order of dismissal of the appellant was sustained, the Tribunal
annulled the grant of retrospectivity to it from 01.09.2003. In other words,
its effect was ordered to take only from the date of the order viz.,
11.08.2007. As a necessary sequel to the annulment of retrospectivity, it
was ordered that there should be no recovery of subsistence allowance
and hence, the order dated 13.08.2007 for recovery of subsistence
allowance was quashed. Naturally, the prayer or reinstatement in service
was rejected.
5. Both the appellant and the respondent Organization assailed
the order of the Tribunal in O.A. No. 653 of 2007 before the High Court.
The respondent Organization filed W.P. (C) No. 4918/2008, essentially
challenging the order in O.A. No.653 of 2007 to the extent of effacing
the retrospective effect of the order of dismissal of the appellant herein
from 01.09.2003 and restricting its effect only from the date of the order
viz., 11.08.2007 and restraining recovery of subsistence allowance. The
appellant herein filed W.P. (C) No.33421 of 2008 aggrieved by the
disinclination to quash the order of dismissal and to order for his
reinstatement in service. The High Court dismissed W.P. (C) No.33421
of 2008 as per the impugned judgment and hence, this appeal by special
leave. It is required to be noted that subsequently, as per judgment dated
16.02.2009 the High Court dismissed W.P. (C) No.4918 of 2008 filed by
the respondent Organisation and consequently, the order dated 31.05.2010
was issued giving effect to the order of the Tribunal in O.A. No.653 of
2007 and modifying the date of effect of the order of dismissal from the
very date of the same.
6. Heard, Shri Gopal Sankaranarayanan, learned Senior Advocate
appearing for the appellant and Shri Shailesh Madiyal, learned counsel
for respondent Nos.1 to 4.
7. Indisputably, the appellant was dismissed form service without
any inquiry in the manner provided in ‘the CCA Rules’ invoking the
power under clause (iii) of Rule 16 of CCA Rules, which reads thus: -
“16. Special Procedure in certain cases
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Notwithstanding anything contained in Rules 11 to 1 5
–
(i) where any penalty is imposed on an employee on t he
ground of conduct which has led to his conviction on a
criminal charge; or
(ii) where the Disciplinary Authority is satisfied for reason s
to be recorded by it in writing that it is not reasonably
practicable to hold an inquiry in the manner provided
in these Rules; or
(iii) where the President is satisfied that in the in terest of
the security of the State, it is not expedient to hold a ny
inquiry in the manner provided in these Rules,
the Disciplinary Authority may consider the
circumstances of the case and make such orders thereon
as it deems fit: Provided that the employee may be given
an opportunity of making representation on the penalty
proposed to be imposed before any order is made in a
case under Clause (i):
Provided further that the Commission shall be consulted,
where such consultation is necessary, before any orders
are made in any case under this Rule.”
8. A bare perusal of the afore-quoted provision and the second
proviso to Article 311 (2) of the Constitution of India would undoubtedly
go to show that the former is virtually a service rule reproducing the
second proviso almost in whole though the language used is not identical.
It is to be noted that even according to the appellant, Rule 16 (iii) of the
CCA Rules is in pari materia to clause (c) of the second proviso to
Article 311 (2) of the Constitution of India. As noticed hereinbefore, the
dismissal of the appellant from service invoking the aforesai d power
was upheld by the Central Administrative Tribunal and it als o got the
seal of approval from the High Court. Therefore, the question is whether
it requires a further judicial review at the hands of this Court in exercise
of power under Article 136 of the Constitution of India based on the
various contentions raised by the appellant. The position with respect to
the non-requirement of adherence to the principles of natural justice by
complying with the mandate under Article 311(2) viz., holding an inquiry
in which a person holding a civil post as referred to in Article 311(1) is
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
informed of the charges against him and given an opportunity of being
heard in respect of those charges when the second proviso to Arti cle
311 (2) of the Constitution of India comes into play in the matt er of
dismissal, removal or reduction in rank and other facets in such eventuality
have been considered by a Constitution Bench of this Court in Union of
India and Anr. v. Tulsiram Patel and Ors.1. The exposition of laws on
such aspects thereunder have been reiterated many a times thereafter
by this Court. The decision in Tulsiram Patel’s case (supra) would
reveal the position that compliance with the mandate under Article 311
(2) and in that regard, issuance of charge sheet and hearing on the charges
to be given to a Government servant, with respect to any of the aforesaid
three major penalties proposed to be imposed upon him, would not arise
when clause (c) of the second proviso to Article 311 (2) comes into play
and the same would be the position in the case of service rules reproducing
the second proviso in whole or in part and whether the language used is
identical with that used in the second proviso or not.
9. It was also held in Tulsiram Patel’s case (supra) that clause
(c) of second proviso to Article 311 (2) is based on public policy and is in
public interest and for the public good and the Constitution makers who
inserted Article 311 (2) were the best persons to decide whet her such
an exclusionary provision should be there and the situations in which this
provision should apply. Furthermore, it was held therein that the law laid
down in the decision in Divisional Personnel Officer, Southern Rly. &
Anr. v. T.R. Chellappan2 that having regard to the meaning of the word
used in the context of the phrase “the Disciplinary Authority may consider
the circumstances of the case and make such orders thereon as it deems
fit” under Rule 14(1) of the Railway Servants (Discipline and Appeal)
Rules, 1968, that an objective consideration is possible “only i f the
delinquent employee is heard and is given a chance to satisfy the authority
regarding the final orders that may be passed by the said a uthority” is
not acceptable. With reference to the phrase “this clause shall not apply”
in second proviso to Article 311 (2) was held to be containing the key
words in the second proviso and they would govern each and every
clause thereof and ultimately held that this phrase would leave no scope
for any kind of opportunity to be given to a Government servant. It was
also held that it would take away both the rights to have an inquiry held
in which the Government servant would be entitled to a charge she et
1 (1985) 3 SCC 398
2 1976 3 SCC 190
783
and also the right to make a representation on the proposed penalty. In
Tulsiram Patel and Ors. (supra), this Court further held that “interest
of security of the State” might be affected by actual acts or even the
likelihood of such acts taking place. The satisfaction of the President or
Governor, as the case may be, must be with respect to the ex pediency
or inexpediency of holding an inquiry in the interest of the security of the
State and an inquiry in which such an act would lead to disclosur e of
sensitive information and also the use of information and hence such an
inquiry into the acts would be prejudicial to the interest of the security of
the State as much as those acts would, it was held.
10. The relevant recitals where the Constitution Bench observed
and laid down the aforementioned positions of law in Tulsiram Patel’s
case (supra) are as hereunder: -
“59. The position, therefore, is that the pleasure of the
President or the Governor is not required to be exercised b y
either of them personally, and that is indeed obvious from the
language of Article 311. Under clause (1) of that a rticle a
government servant cannot be dismissed or removed b y an
authority subordinate to that by which he was appointed. The
question of an authority equal or superior in rank to the
appointing authority cannot arise if the power to dis miss or
remove is to be exercised by the President or the G overnor
personally. Clause (b) of the second proviso to Art icle 311
equally makes this clear when the power to dispense with an
inquiry is conferred by it upon the authority empow ered to
dismiss, remove or reduce in rank a government servant in a
case where such authority is satisfied that for som e reason,
to be recorded by that authority in writing, it is not reasonab ly
practicable to hold such inquiry, because if it was the personal
satisfaction of the President or the Governor, the question o f
the satisfaction of any authority empowered to dism iss or
remove or reduce in rank a government servant would not
arise. Thus, though under Article 310 (1) the tenur e of a
government servant is at the pleasure of the President or the
Governor, the exercise of such pleasure can be either by the
President or the Governor acting with the aid and o n the
advice of the Council of Ministers or by the authority spe cified
in Acts made under Article 309 or in rules made under such
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
Acts or made under the proviso of Article 309; and in the
case of clause (c) of the second proviso to Article 311 (2), the
inquiry is to be dispensed with not on the personal satisfaction
of the President or the Governor but on his satisfaction arrived
at with the aid and on the advice of the Council of Ministers .”
“101... As pointed out above, clause (2) of Article 311
embodies in express words the audi alteram partem rule. This
principle of natural justice having been expressly excluded
by a constitutional provision, namely, the second p roviso to
clause (2) of Article 311, there is no scope for rein troducing
it by a side-door to provide once again the same inquiry which
the constitutional provision has expressly prohibit ed. Where
a clause of the second proviso is applied on an ext raneous
ground or a ground having no relation to the situat ion
envisaged in that clause, the action in so applying it would
be mala fide, and, therefore, void. In such a case the
invalidating factor may be referable to Article 14. This is,
however, the only scope which Article 14 can have in relation
to the second proviso, but to hold that once the second proviso
is properly applied and clause (2) of Article 311 e xcluded,
Article 14 will step in to take the place of clause (2) w ould be
to nullify the effect of the opening words of the second proviso
and thus frustrate the intention of the makers of t he
Constitution…”
“114. So far as Challappan case is concerned, it is not possible
to find any fault either with the view that neither clause (a) of
the second proviso to Article 311 (2) nor clause (i) of R ule 14
of the Railway Servants Rules is mandatory or with the
considerations which have been set out in the judgm ent as
being the considerations to be taken into account b y the
disciplinary authority before imposing a penalty up on a
delinquent government servant. Where a situation envi saged
in one of the three clauses of the second proviso t o Article
311 (2) or of an analogous service rule arises, it is not
mandatory that the major penalty of dismissal, remo val or
reduction in rank should be imposed upon the concer ned
government servant. The penalty which can be imposed may
be some other major penalty or even a minor penalty
785
depending upon the facts and circumstances of the c ase. In
order to arrive at a decision as to which penalty s hould be
imposed, the disciplinary authority will have to ta ke into
consideration the various factors set out in Challappan ca se.
It is, however, not possible to agree with the approach adop ted
in Challappan case in considering Rule 14 of the Ra ilway
Servants Rules in isolation and apart from the second proviso
to Article 311 (2), nor with the interpretation pla ced by it
upon the word ‘consider’ in the last part of Rule 14. Neither
Rule 14 of the Railway Servant Rules nor a similar rule in
other service rules can be looked at apart from the second
proviso to Article 311 (2). The authority of a particular o fficer
to act as a disciplinary authority and to impose a penalty
upon a government servant is derived from rules made under
the proviso to Article 309 or under an Act referabl e to that
article. As pointed out earlier, these rules cannot impinge u pon
the pleasure of the President or the Governor of a State, as
the case may be, because they are subject to Articl e 310(1).
Equally, they cannot restrict the safeguards provided by clauses
(1) and (2) of Article 311 as such a restriction wo uld be in
violation of the provisions of those clauses. In the same w ay,
they cannot restrict the exclusionary impact of the second
proviso to Article 311 (2) because that would be to impose a
restriction upon the exercise of pleasure under Art icle 310
(1) which has become free of the restrictions placed upon it
by clause (2) of Article 311 by reason of the operation of the
second proviso to that clause. The only cases in wh ich a
government servant can be dismissed, removed or reduced in
rank by way of punishment without holding an inquir y
contemplated by clause (2) of Article 311 are the three cases
mentioned in the second proviso to that clause…”
“…It is thus obvious that the word ‘consider’ in its ordinar y
and natural sense is not capable of the meaning assigned to
it in Challappan case. The consideration under Rule 14 of
what penalty should be imposed upon a delinquent ra ilway
servant must, therefore, be ex parte and where the disciplin ary
authority comes to the conclusion that the penalty which the
facts and circumstances of the case warrant is eith er of
dismissal or removal of reduction in rank, no opport unity of
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
showing cause against such penalty proposed to be imp osed
upon him can be afforded to the delinquent governme nt
servant. Undoubtedly, the disciplinary authority mu st have
regard to all the facts and circumstances of the ca se as set
out in Challappan case. As pointed out earlier, considerations
of fair play and justice requiring a hearing to be gi ven to a
government servant with respect to the penalty prop osed to
be imposed upon him do not enter into the picture when the
second proviso to Article 311 (2) comes into play a nd the
same would be the position in the case of a service rule
reproducing the second proviso in whole or in part and
whether the language used is identical with that used in the
second proviso or not. There are a number of orders which
are of necessity passed without hearing the party w ho may
be affected by them. For instance, courts of law can and oft en
do pass ex parte ad interim orders on the applicati on of a
plaintiff, petitioner or appellant without issuing any notice t o
the other side or hearing him. Can it, therefore, be contende d
that the judge or judges, as the case may be, did n ot apply
his or their mind while passing such an order?
“115. The decision in Challappan case is, therefore, not
correct with respect to the interpretation placed b y it upon
Rule 14 of the Railway Servants Rules and particularly upon
the word ‘consider’ occurring in the last part of that rule and
in interpreting Rule 14 by itself and not in conjunct ion with
the second proviso to Article 311 (2). Before parti ng with
Challappan case, we may, also point out that case never held
the field. The judgment in that case was delivered on September,
15, 1975, and it was reported in (1976) 1 SCR at pages 783
ff*. Hardly was that case reported then in the next gro up of
appeals in which the same question was raised, name ly, the
three civil appeals mentioned earlier, an order of reference to
a larger Bench was made on November 18, 1976. The
correctness of Challappan case was, therefore, doubted from
the very beginning.”
“126. As pointed out earlier, the source of authority of a
particular officer to act as a disciplinary authori ty and to
dispense with the inquiry is derived from the servi ce rules
787
while the source of his power to dispense with the discipl inary
inquiry is derived from the second proviso to Article 311 (2).
There cannot be an exercise of a power unless such p ower
exists in law. If such power does not exist in law, the purp orted
exercise of it would be an exercise of a non-existe nt power
and would be void. The exercise of a power is, there fore,
always referable to the source of such power and mu st be
considered in conjunction with it. The Court’s atte ntion in
Challappan case was not drawn to this settled position in law
and hence the error committed by it in considering Rule 14 of
the Railway Servants Rules by itself and without takin g into
account the second proviso to Article 311 (2). It is als o well
settled that where a source of power exists, the ex ercise of
such power is referable only to that source and not to some
other source under which were that power exercised, the
exercise of such power would be invalid and without
jurisdiction. Similarly, if a source of power exists by r eading
together two provisions, whether statutory or const itutional,
and the order refers to only one of them, the valid ity of the
order should be upheld by construing it as an order passed
under both those provisions. Further, even the ment ion of a
wrong provision or the omission to mention the prov ision
which contains the source of power will not invalid ate an
order where the source of such power exists. (See Dr . Ram
Manohar Lohia v. State of Bihar and Municipal Corporation
of the City of Ahmedabad v. Ben Hiraben Manilal) Th e
omission to mention in the impugned orders the relevant clause
of the second proviso or the relevant service rule will not,
therefore, have the effect of invalidating the orde rs and the
orders must be read as having been made under the applicable
clause of the second proviso to Article 311 (2) read wit h the
relevant service rule.”
11. In paragraph 144 therein it was held as under: -
“144. It was further submitted that what is required by clause
(c) is that the holding of the inquiry should not be expedient
in the interest of the security of the State and not the actual
conduct of a government servant which would be the subject-
matter of the inquiry. This submission is correct so f ar as it
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
goes but what it overlooks is that in an inquiry in to acts
affecting the interest of the security of the State, several matters
not fit or proper to be made public, including the source of
information involving a government servant in. such acts,
would be disclosed and thus in cases such as these an inquiry
into acts prejudicial to the interest of the security o f the State
would prejudice the interest of the security of the State as
much as those acts would.”
12. In the decision in Union of India v. Balbir Singh3, this Court
referred to the earlier decision in A.K. Kaul v. Union of India 4, in
paragraph 7 as under: -
“7. In the case of A.K. Kaul v. Union of India [(1995) 4 SCC
73 : 1995 SCC (L&S) 922 : (1995) 30 ATC 174] this Cou rt
has examined the extent of judicial review permissi ble in
respect of an order of dismissal passed under second provis o
clause (c) of Article 311(2) of the Constitution. T his Court
has held that the satisfaction of the President can be examined
within the limits laid down in S.R. Bommai v. Union of
India [(1994) 3 SCC 1]. The order of the President can be
examined to ascertain whether it is vitiated either by mala
fides or is based on wholly extraneous and/or irrel evant
grounds. The court, however, cannot sit in appeal o ver the
order, or substitute its own satisfaction for the satisfaction o f
the President. So long as there is material before the Presi dent
which is relevant for arriving at his satisfaction as to action
being taken under clause (c) to the second proviso to Article
311(2), the court would be bound by the order so pa ssed.
This Court has enumerated the scope of judicial rev iew of
the President’s satisfaction for passing an order under clau se
(c) of the second proviso to Article 311(2). The Co urt has
said, (1) that the order would be open to challenge on the
ground of mala fides or being based wholly on extra neous
and/or irrelevant grounds; (2) even if some of the material on
which the action is taken is found to be irrelevant the court
would still not interfere so long as there is some relevant
material sustaining the action; (3) the truth or correctness o f
3 (1998) 5 SCC 216
4 (1995) 4 SCC 73
789
the material cannot be questioned by the court nor will it go
into the adequacy of the material and it will also not substitute
its opinion for that of the President; (4) the groun d of mala
fides takes in, inter alia, situations where the proclamation i s
found to be a clear case of abuse of power or what is sometimes
called fraud on power; (5) the court will not lightly presume
abuse or misuse of power and will make allowance for the
fact that the President and the Council of Ministers are the
best judge of the situation and that they are also in possession
of information and material and the Constitution has trust ed
their judgment in the matter; (6) this does not mean that the
President and the Council of Ministers are the final a rbiters
in the matter or that their opinion is conclusive. (cf. also Union
Territory, Chandigarh v. Mohinder Singh [(1997) 3 SCC 68:
1997 SCC (L&S) 633].)”
13. In paragraph 8 thereof, it was further held thus: -
“8. If an order passed under Article 311(2) proviso (c ) is
assailed before a court of law on the ground that t he
satisfaction of the President or the Governor is not based on
circumstances which have a bearing on the security of the
State, the court can examine the circumstances on which th e
satisfaction of the President or the Governor is based; and if
it finds that the said circumstances have no bearin g
whatsoever on the security of the State, the court can hold
that the satisfaction of the President or the Gover nor which
is required for passing such an order has been viti ated by
wholly extraneous or irrelevant considerations.”
14. In the decision in Union of India v. M.M. Sharma 5, this
Court held that dismissal without an inquiry in the interest of nati onal
security under clause (c) of the second proviso to Article 311 (2) of the
Constitution did not require recording of reasons for dispensing with the
inquiry. At the same time, it was held that there were records to indicate
that there are sufficient and cogent reasons for dispensing with the inquiry
in the interest of the security of the State. In paragrap h 28 thereof, it
was held that, the power to be exercised under sub-clauses (a), (b) and
(c) being special and extraordinary powers conferred by the Constitution,
there was no obligation on the part of the disciplinary autho rity to
5 (2011) 11 SCC 293
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
communicate the reasons for imposing the penalty of dismissal and not
any other penalty.
15. In paragraph 30, it was held thus: -
“30. If in terms of the mandate of the Constitution, th e
communication of the charge and holding of an enquiry could
be dispensed with, in view of the interest involving s ecurity of
the State, there is equally for the same reasons no necessity
of communicating the reasons for arriving at the satisfacti on
as to why the extreme penalty of dismissal is imposed on t he
delinquent officer. The High Court was, therefore, not justifi ed
in passing the impugned order.”
16. After carefully going through the provisions under Clause (iii)
of Rule 16 of the CCA Rules, we have already found, as concurre ntly
found by the Central Administrative Tribunal and the High Court, that
the said provision is a service rule virtually reproducing clause (c) of the
second proviso to Article 311 (2) of the Constitution of India though the
language used is not identical. We have also noted that the appellant did
not dispute that Rule 16 (iii) is in pari materia with clause (c) of the
second proviso to Article 311 (2). When once it is so found, there cannot
be any doubt with respect to the position, as settled in Tulsiram Patel
and Ors. (supra) and reiterated in subsequent decisions, that adherence
to principles of natural justice i.e., conducting inquiry after issuing charge
sheet and providing hearing to a government servant on those charges,
in case of proposal to impose any of the aforesaid three major penalties
would not arise when the power under Rule 16 (iii) of the CCA Rules is
invoked. Bearing in mind the position of law thus revealed from the
aforementioned decisions, we will consider whether judicial review is
called for or not in respect of the challenge of the appellant against his
removal from service without holding an inquiry in invocation of the
power under Clause (iii) of Rule 16 of the CCA Rules, with reference to
the factual backdrop of this case.
17. Manifold contentions have been raised by Shri G opal
Sankaranarayanan, learned Senior Advocate appearing for the appellant
to contend that both the Tribunal and the High Court had fallen in error
in upholding the order of dismissal passed without conducting an inquiry
in invocation Clause (iii) of Rule 16 of the CCA Rules. It is the contention
of the learned Senior Advocate that indisputably in this case on 19.12.2003,
791
the Under Secretary to the Government of India served a Memorandum
along with article of charges and statement of imputation under Article
11 of the CCA Rules to the appellant for the purpose of conducting
departmental inquiry, alleging commission of two charges, nam ely (i)
unauthorized absence from 01.09.2003 to leave the country for taking
post-doctoral research without permission and (ii) pu blication of a
technical paper during July, 2003 in AIAA Propulsion Conference, USA
as first author with a foreigner as one of the co-authors, wi thout prior
permission or approval from the competent authority. The contention is
that the appellant participated in the preliminary hearing and thereafter,
the matter was proceeded ex-parte and that the inquiry report was
thereafter served on him and a copy of the same was also forwarded to
the Union Public Service Commission for its remarks, but th e said
proceedings had not reached its logical end. In other words, it is submitted
that without finalizing the same and if at all necessary to issue a further
charge on additional imputation a short cut was adopted abrupt ly, by
invoking the powers under clause (iii) of Rule 16 of the CCA Rules to
dismiss the appellant from service without holding inquiry. This, according
to the appellant, is impermissible in law and, ther efore, the non-
interference with the order of dismissal by the Tribunal and then by the
High Court could not be sustained. It is also the contention that there is
no justification in holding that it is not expedient to conduct an inquiry in
terms of Rule 16 (iii) of CCA Rules after deciding to conduct an inquiry
and in fact, actually conducting an inquiry. It is also the contention that
the order of dismissal dated 11.08.2007 on the face of it did not reflect
the satisfaction of the President that in the interest of the security of the
State, it is not expedient to hold an inquiry. It is the further cont ention
that though the records of the cases were placed before the Tribunal, it
had not exercised its jurisdiction to conduct a judicial revie w of the
substantive satisfaction required to pass an order under Rule 16 (iii) of
the CCA Rules. It is submitted that the High Court too, had failed i n
examining that aspect, though the said point was argued before the High
Court.
18. Per contra, Shri Shailesh Madiyal, learned counsel for
respondent Nos.1 to 4 would submit that the Central Administrativ e
Tribunal as also the High Court had correctly appre ciated the
circumstances that led to the invocation of the power under Rule 16 (iii)
of the CCA Rules for dismissing the appellant from service without
conducting an inquiry. It is submitted that the contentions of the appellant
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
that having initiated disciplinary proceedings under Rule 11 of the CCA
Rules vide Memorandum dated 19.12.2003 for the twin specific
charges,(referred hereinbefore) inexpediency to hold an inquiry cou ld
not have been and should not have been assigned as a reason to invoke
the power under Rule 16 (iii) of the CCA Rules to dismiss him from
service as per Order dated 11.08.2007 and that it is a short cut move ,
are absolutely unsustainable in view of the indispu table facts and
circumstances obtained in this case. It is submitted that the proceedings
initiated by Memorandum dated 19.12.2003 under Rule 11 of the CCA
Rules and the proceedings which culminated in the dismissal of the
appellant under Rule 16 (iii) of the CCA Rules are distinc t. In the
proceedings initiated under Rule 11, inquiry was conducted and the
appellant was also afforded with reasonable opportunity, adhering to the
principles of natural justice. However, other violations of serious nature
came to light subsequently, causing serious doubt about the appellant’s
integrity, honesty, reliability, dependability and trustworthiness, which are
quintessential qualities expected in all Scientists/Engineers of ISRO, which
is a strategically important organisation. Going by the counter affidavit
filed before this Court on behalf of respondent Nos.1 to 4, inter alia, the
following relevant facts were taken into account to invoke the power
under Rule 16 (iii) of the CCA Rules instead of proceeding to fil e a
supplementary charge sheet under Rule 11 of the CCA Rules, such as:-
(i) the way the Korean authorities had harboured him for
almost two years,
(ii) his continued contacts and interactions with them i n
spite of orders to the contrary,
(iii) the manner in which he managed to leave the country
in spite of the Look Out Notices issued by the
Immigration Authorities to the Police and International
Airport authorities,
(iv) his further exposure to the ISRO’S critical rocket
technologies would have serious complications, and
19. It is the further contention that ISRO, being a strategica lly
important organization having sensitivity, especially from the angle of
the security of the State, its employees are not allowed to go abroad and
to take up assignments/research there, without permission. Being a
responsible scientist/engineer of VSSC/ISRO, the appellan t was duty
793
bound to abide by the conduct Rules and when the violation is serious
and likely to affect the security of the State, it is not only befitt ing but
also inevitably inviting action in terms of the provision under Rule 16 (iii)
of the CCA Rules. The appellant had unauthorized association wit h
foreign institution on a subject, which is a strate gic research and
development subject in the respondent organization and based on which
the nation’s rocketry and ambitious launch vehicle p rograms were
advancing and a doubtful circumstance of disclosure of vital da ta to
unauthorized foreign agencies is created it is a matter of concern for the
security of the State. Taking up all such contentions, it was submitted by
the learned counsel appearing for respondent Nos.1 to 4 that the invocation
of the power under Rule 16 (iii) of the CCA Rules in dismissing the
appellant from service was subjected to judicial review, initially by the
Tribunal and then by the High Court and, therefore, no case, whatsoever
was made out by the appellant so as to compel invocation of the power
under Article 136 of the Constitution of India to conduct a further judicial
review. It is therefore, submitted that the appeal is liable to be dismissed.
20. Before delving into the matter further, it is only apposite to
refer to the appellant’s own estimation about himself. According to the
appellant, he is a high-profile scientist with special isation in rocket
propulsion with proven credentials at par with NASA scientist. He would
further state that he is second to none in space program and is having all
potential to become the Chairman of ISRO and is the best s uitable
candidate for the post of Chairman ISRO with immediate effect.
21. Thus, it is obvious that the appellant himself knew that he is a
high-profile scientist in ISRO, which is a highly sensitive and strategic
research and development organisation under the Department of Space,
Government of India. We are of the considered view that t he Court
cannot be an island and feign oblivion of the pivotal role of a scientist/
engineer attached to ISRO and also the role of ISRO as the space agency
of India. Obviously, it is involved in science, engineering and technology
to harvest the benefits of outer space for India. Now, we will cull out the
relevant indisputable and undisputed facts, obtained in this cas e. The
appellant is a scientist/engineer in the VSSC, Thiruvananthapur am of
ISRO. After applying for sabbatical leave for one year and when the
competent authority decided not to recommend the leave in exigency of
service, he applied for nine days’ earned leave from 21.08 .2003 to
29.08.2003 on personal grounds and then went to South Korea. On
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
reaching South Korea, through e-mail dated 01.09.2003, the appellant
intimated his Divisional Head in VSSC regarding his arrival in South
Korea to carry out his post-doctoral research and to assist Prof. H .D.
Kim, Head of School of Mechanical Engineering, Andong National
University, South Korea. Though his application dated 18.07.2003 was
not sanctioned, through another e-mail, he applied for 89 days’ le ave
from 01.09.2003 to 28.11.2003 and continued to stay in South Korea
despite being informed that his leave was not sanctioned and was required
to report for duty not later than 11.09.2003. It is also to be not ed that
before going to South Korea to join the aforesaid University, he ha d
published a technical paper as first author with a foreigner as one of the
co-authors in the 39th American Institute of Aeronautics and Astronautics
(AIAA) Joint Propulsion Conference, USA, without obtaining approval
of the competent authority. Though he rejoined duty on 27.03.2004 with
full knowledge that his application for sabbatical leave was not sanctioned
he left for South Korea in March, 2004 without giving information to and
obtaining permission from the organization. He re-jo ined duty on
18.05.2004 and then, went back to South Korea on 28.05.2004 without
permission from the authorities. The aforesaid factual asp ects would
reveal that without permission from the competent authority the appellant
went to South Korea, joined Andong National University, South Korea
and assisted Prof. H.D. Kim, Head of School of Mechanical Engineering
and kept on his association with the said foreign institution involved in
the research on rocketry, which is a strategic research and development
subject in ISRO. In the contextual situation, it is relevant to refer to
Annexures P1 and P4. Annexure-P1 letter dated 28.08.2002 from Prof.
H.D. Kim to himself, produced by the appellant, would reveal the nature
of the research project in the laboratory of Prof. H.D. Kim and Annexure
P4 would reveal the repeated advice to the appellant not t o have any
contact in future with any external agency, such as Andong Na tional
University, South Korea, without permission from appropriate authorities
in ISRO. The further indisputable facts would reveal his persistent
dealings with that University ignoring such instruc tions. In such
circumstances, his continued association with a foreign agency/university,
ignoring the fact that he is a responsible scientist in the ISRO, which is a
highly sensitive and strategic research and development organi zation
under the Department of Space, Government of India, if viewed
suspiciously and thought that his further exposure to ISRO’s critical rocket
technologies would create serious complications, it cannot be said to be
795
bereft of substance and not a matter of concern in regard to the security
of the State. As noticed hereinbefore, taking into account the expertise
of the appellant in the particular branch and that he has been w orking
under ISRO since 1992, there cannot be any doubt with respect to t he
experience which he gathered in the subject from ISRO and i n such
circumstances leaving to a foreign country without prior permission and
continuing there for a considerable long period desp ite advice and
instructions to come back and continuing to associate with such a foreign
organisation/university researching on rocketry, th e respondent
organisation cannot be said to have committed a fla w or fault in
entertaining suspicion on his honesty, integrity, reliability, dependability
and trustworthiness and above all to treat such acts as a matter of concern
in relation to the security of the State.
22. Rule 16 (iii) of the CCA Rules requires no analytical approach
to understand that it contains two limbs. Firstly, to attract it requires the
satisfaction of the President that “in the interest of the security of the
State” it is not expedient to hold any inquiry in the manner provided in
the CCA Rules. The second limb enables the disciplinary a uthority to
consider, having regard to the circumstances of the case to consider and
make such orders thereon, as it deems fit. In the cas e on hand in
invocation of the provision of Rule 16 (iii) of the CCA Rules, order dated
11.08.2007 was passed dismissing the appellant from service with effect
from 01.09.2003 without conducting inquiry upon the satisfaction of the
President that it is not expedient to hold any inquiry in the manner provided
in the CCA Rules “in the interest of the security of the State”. Therefore,
the first question is whether the dispensation with the inquiry based on
satisfaction that “in the interest of the security of the State” it is not
expedient to hold any inquiry, invites interference. Subject to its answer
the question whether the order of dismissal invites interference, has to
be looked into.
23. Paragraph 126 of the decision of the Constitution Bench in
Tulsiram Patel’s case (supra) would reveal that the Constitution Bench,
while considering a provision pari materia to Rule 16 (iii) of the CCA
Rules viz., Rule 14 of the Railway Servants Rules, found error inasmuch
as the issue was considered by confining to Rule 14 itself, without taking
into account the second proviso of Article 311 (2) of the Constitution of
India. After observing that exercise of power is always referrable to the
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
source of such power and must be considered in conjunction with it and
held that the source of power to dispense with an inq uiry, in such
circumstances, is derived from the second proviso to Article 311 (2).
Bearing in mind the said observation and holding we have care fully
considered the order passed by the Administrative Tribunal which was
subjected to further judicial review by the High Court. We h ave no
hesitation to hold that a bare perusal of the order of the Tribunal would
reveal that the tribunal had considered the question not confini ng its
consideration only to Rule 16 (iii) of the CCA Rules but also taking into
consideration the source of power derived from the second proviso to
Article 311 (ii) of the Constitution of India. Obviously, the question whether
it is expedient to hold an inquiry as provided under the CCA Rules has to
be considered and the satisfaction as to its expediency or inexpediency
has to be reached based on “interest of the security of the State”. The
meaning and scope of the expression ‘security of the State ’ has been
considered by the Constitution Bench in Tulsiram Patel’s case (supra).
It was observed that the expressions “Law and Order”, “Public Order”
and “security of the State” have been used in different Acts. Situations
which affect “Public Order” are graver than those which af fect “law
and order” and situations which affect “security of the State” are graver
than those which affect “Public Order”. It was therefore, observed and
held that of all these situations those which affect “security of the State”
are the gravest. The expression “security of the State” does not mean
security of the entire country or a whole State and it includes security of
the part of the State. Furthermore, it was held that ther e are various
ways in which “security of the State” could be affected such a s, by
State secrets or information relating to defence production or similar
matters being passed on to other countries, whether inimical or not to
our country, or by secret links with terrorists. It was also held that it
would be difficult to enumerate the various ways in which the “security
of the State” could be affected and the way in which “security of the
State” would be affected might be either open or clandestine. In paragraph
142 of Tulsiram Patel’s case (supra) it was further held:
“142. The question under clause (c), however, is not whether
the security of the State has been affected or not, for the
expression used in clause (c) is “in the interest of the s ecurity
of the State.” The interest of the security of the Stat e may be
affected by actual acts or even the likelihood of s uch acts
797
taking place. Further, what is required under clause (c) is not
the satisfaction of the President or the Governor, as the case
may be, that the interest of the security of the State is or will
be affected but his satisfaction that in the intere st of the
security of the State, it is not expedient to hold an inquiry as
contemplated by Article 311 (2). The satisfaction of the
President or the Governor must, therefore, be with respect to
the expediency or inexpediency of holding an inquir y in the
interest of the security of the State.
(emphasis added)
24. We have already taken note of the indisputable and undisputed
facts obtained in this case which are relevant for the purpose of
consideration of the question with respect to the e xpediency or
inexpediency of holding an inquiry “in the interest of the security of the
State.” In view of the situations deducible from the materials on record,
we find absolutely no reason to hold that the satisfaction that it is not
expedient to hold an inquiry “in the interest of security of the State” was
arrived at without any material. When once it is obvious that
circumstances based on materials capable of arriving at a satisfaction
that it is not expedient to hold an inquiry “in the interest of the security of
the State” are available the decision in holding that it is inexpedient “in
the interest of the security of the State” to hold an inquiry warrant s no
further scrutiny, rather, it is not fit to be subjected to fur ther judicial
review. In other words, the Court cannot, in such circumstances, judge
on the expediency or inexpediency to dispense with the inquiry as it was
arrived at based on the subjective satisfaction of the President based on
materials. In the above circumstances, we do not find any rea son to
interfere with the disinclination on the part of the Tribunal and then the
High Court, on the aforesaid issue.
25. The aforesaid conclusion would take us to the next question
as to whether the non-interference with the order of dismissal warrants
any interference. In this context, it is required to be noted that the
retrospectivity given to the order of dismissal from 01.09.2003 w as
interfered with, by the Tribunal. It has become final and it was given
effect to by the respondent organization by modifying the date of its
effect from the date of the order of dismissal. While consider ing the
above question, it is relevant to refer again to the decision of the
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]
Constitution Bench in Tulsiram Patel’s case (supra). Though it was
held that such an order would be open to challenge on the ground of
mala fides or being based wholly on extraneous grounds, it is relevant to
note that in the case on hand, the order of dismissal is not put to challenge
on any of such grounds. Going by the decision in Tulsiram Patel’s case
(supra), when once such a power is invoked to dispense with inquiry the
consideration as to what penalty should be imposed upon a delinquent
employee must be ex-parte. In other words, on that question no opportunity
of being heard is to be given. Even-after holding so, in paragraph 114 of
Tulsiram Patel’s case (supra), it was held that in order to arrive at a
decision as to which penalty should be imposed, the disciplinary authority
has to take into consideration the various factors set out in T.R.
Chellappan’s case (supra). Then, the question is what are such factors
to be taken into account in that regard in terms of T.R. Chellappan’s
case (supra). A scanning of the decision in T.R. Chellappan’s case
(supra), would go to show that it was held therein that the disciplinary
authority while deciding the question as to what penalty should be imposed
on the delinquent employee in the facts and circumstances of a particular
case would have to take into account the entire conduct of the delinquent
employee, a gravity of the misconduct committed by him, the impac t
which his misconduct is likely to have on the administration and other
extenuating circumstances or redeeming features if any pres ent in the
case and so on and so forth. Such aspects were looked int o by the
Tribunal. We have also referred hereinbefore the acts and omissions on
the part of the appellant having regard to his role as a scientist/engineer
in ISRO and the role of ISRO as the space agency of India. It is not the
mere unauthorized absence of the appellant that actually weighed with
the authority and evidently, the organization is perfectly justified in casting
suspicion on the honesty, integrity, reliability, d ependability and
trustworthiness in view of the factual situation obtained in this case, as
explained in the counter affidavit, besides entertaining the stand that his
unauthorized association with foreign institution, especially in the area of
propulsion, which is a strategic research and development subject in the
organization and based on which the nation’s rocketry and ambitious
launch vehicle programs are/were advancing, was a matter of concern
for the security of the State. When such acts/conduct occur/occurs from
a scientist in a sensitive and strategic organization, the decision to impose
dismissal from service cannot be said to be illegal or absolutely
unwarranted. In other words, we do not find any reason to hold that the
799
judgment of the High Court, dismissing the challenge against the order
of the Tribunal warrants any kind of interference in exercise of the power
under Article 136 of the Constitution of India. The appeal, theref ore,
must fail and accordingly it is dismissed, however, without any cost.
Nidhi Jain Appeal dismissed.
(Assisted by : Rakhi, LCRA)
DR. V. R. SANAL KUMAR v. UNION OF INDIA & ORS.
[C. T. RAVIKUMAR, J.]