Aureliano Fernandes v. State of Goa and Others
I N D E X*
A. Scope of the Appeal 1
B. Sequence of Events 1-8
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
Ed. Note : Pagination in the Index is as per the or iginal judgment
(a) Proceedings before the First
Committee 1-6
(b) Proceedings before the Executive
Council 6-8
C. Decision of the Disciplinary Authority
and the Appellate Authority 8-9
D. Decision of the High Court 9-10
E. Arguments advanced by counsel for the
parties 10-16
(a) Counsel for the appellant 10-12
(b) Counsel for the respondents
No. 2 & 3 12-16
F. The TRIAD: Articles 309, 310 and 311
of the Constitution of India 16-19
(a) Article 309: Conditions of Service 17
(b) Article 310 : Doctrine of Pleasure 18
(c) Article 311 : A Manifestation of the
Principles of Natural Justice 19
G . Article 14 : Bedrock of the Principles of
Natural Justice 20-21
H. The Twin Anchors : Nemo Judex In Cause
Sua and Audi Alterem Partem 21-26
I. Fair Action and Impartiality in Service
Jurisprudence 26-29
J. The Statutory Regime 29-31
(a) Goa University Statute 29
(b) CCS (CCA) Rules 29-30
(c) Pragmatic Application of the
783
“As far as is practicable” Rule 30-31
K. Journey from “Vishaka” Case to the Posh
Act 31-38
(a) Vishaka Guidelines: Filling in the
vacuum 31-33
(b) Medha Kotwal Lele’s case : Follow up
through continuing mandamus 33-36
(c) Enactment of the Posh Act and
Rules 36-37
(d) Breathing Reasonableness into the
Procedural Regime 37-38
L. Analysis and Discussion 38-49
(a) Scope of interference by the High
Court in Judicial Review 39-40
(b) Extent of Adherence to the “as far as
practicable” norm 40-42
(c) The Committee’s Understanding of its
mandate 42-44
(d) Whirlwind Proceedings 44-47
(e) How did the Executive Council
Falter? 47-49
M. Conclusion 49-52
N. Epilogue 53-55
O. Directions 55-59
****
HIMA KOHLI, J.
A. SCOPE OF THE APPEAL
1. A challenge has been laid by the appellant to the judgme nt
dated 15th March, 2012, passed by the High Court of Judicature at
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
Bombay Bench, at Goa, dismissing a writ petition 1 preferred by him
against an order2 passed by the Executive Council 3 of Goa University
(Disciplinary Authority) accepting the Report4 of the Standing Committee
for Prevention of Sexual Harassment at Work Place5 and imposing upon
him, a major penalty of dismissal from services and disqualification from
the future employment under Rule 11(IX) of the Central Civil Services
(Classification, Control and Appeal) Rules, 19656 which was duly upheld
by the Governor and the Chancellor of Goa University, being the Appellate
Authority7.
B. SEQUENCE OF EVENTS
(a) PROCEEDINGS BEFORE THE FIRST COMMITTEE:
2. The factual matrix of the case needs to be place d in a
chronological sequence. The appellant commenced his career in the
respondent no. 2 – Goa University as a Temporary Lecturer in the
Department of Political Science, in the year 1996. He was appointed as
the Head of the said Department, in the year 2003. It is the appellant’s
version, which is strongly refuted by the other side, that aggrieved by the
passing of a resolution by the Departmental Council of the Department
of Political Science against them, two girl students along with their friends
submitted a complaint to the respondent no.2 – University, alleging physical
harassment at his hands. The said complaints8 were the starting point of
an inquiry initiated by the Committee on receiving complaints by the
Registrar of the respondent no. 2 – University9. The Committee served
a notice10 on the appellant calling upon him to explain the charges levelled
against him in nine complaints and to appear before it for a personal
hearing on 24 th April, 2009, a date that was subsequently changed to
27nd April, 2009. Contemporaneously, the Registrar of the respondent
no. 2 – University directed the appellant to hand over charge and proceed
on leave till the conclusion of the inquiry.
1 W.P. No. 602 of 2011
2 Dated 10 th May, 2010
3 For short ‘EC’
4 Dated 05th June, 2009
5 For short ‘ The Committee’
6 For short the CCS (CCA) Rules
7 Vide Order dated 19th April, 2011
8 Complaint dated 11.03.2009 & 17.03.2009
9 Under cover of letter dated 08.04.2009
10 Dated 17th April, 2009
785
3. The appellant furnished a detailed reply to the Committee,
running into fifty-three pages wherein he raised some preliminary
objections to the inquiry being conducted by the Committee, alleged a
well-organized conspiracy against him by some wayward students in
connivance with the members of the faculty and refuted the contents of
fourteen depositions of girl students forwarded to him by the Committee.
He concluded by stating that the charges of sexual harassment levelled
against him were completely false and baseless. The appel lant also
addressed a letter to the Registrar seeking removal of two Members of
the Committee on the ground of bias and on a plea th at being his
subordinates, they were prone to bias.
4. The Committee called the appellant for a hearing on 27th April,
2009. It was alleged by the appellant that the deposition of all the
complainants including the witness named by him were recorded while
he was made to wait outside the Committee room. He was called later
on and the Committee recorded his statement. Even on the next hearing,
on 28th April, 2009, a similar procedure was adopted by the Committee.
On 30th April, 2009, the appellant received a notice from the Committee
enclosing therewith another complaint of sexual harassment r eceived
against him to which he was directed to respond and present himself on
6th May, 2009. Vide letter 2nd May 2009, the appellant sought more time
to submit a reply to the additional complaint and permission to engage an
Advocate to appear for him before the Committee.
5. The appellant submitted his reply to the notice on 8th May, 2009.
On 6th May, 2009, the request of the appellant to engage a lawyer was
declined by the Committee. On the same day, a corrigendum was issued
by the Committee to the earlier letter11 informing him that the next date
fixed for filing his reply should be read as “12th May, 2009” instead of
“12th June, 2009” and the date for further deposition should be read as
“14th May, 2009” instead of “12th June, 2009”.
6. Vide letter dated 8th May, 2009, the appellant objected to the
inquiry being conducted by the Committee on a complaint 12 received
from an ex-student of the respondent no. 2 – University on the ground
that she was neither a student nor an employee of the University.
Additionally, he asked for a copy of the said complaint, besid es the
statement of deposition that had already been furnished to him.
11 Dated 5 th May, 2009
12 Signed on 27th April, 2009
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
7. On 12th May, 2009, the appellant forwarded an affidavit of a
witness to refute some of the allegations levelled against him by the
complainants. Vide letter of even date, the Committee forwarded an
additional deposition of a member of the Faculty, Dr. Rahul Tr ipathi,
who had stepped down from the Committee constituted to look into the
complaints against the appellant and deposed as a witness.
8. The appellant wrote a letter dated 13 th May, 2009 to the
Committee seeking some time to appear before it on a plea that he was
admitted in the hospital with a severe back-ache. Vide notice dated 14th
May, 2009, the Committee directed the appellant to appear before it on
19th May, 2009 for recording his deposition and for submitting his written
reply to the fresh deposition of the other complainant. Further extension
of time, as requested, was however declined by the Committee.
9. In the meantime, vide letter dated 13th May, 2009, the appellant
applied to the respondent no.2 – University seeking voluntary retirement
on health grounds. However, the said application was withdrawn by him
on 18 th May, 2009. On the same date, an advocate engaged by th e
appellant’s brother issued a notice to the respondents no.2 and 3 seeking
extension of time by one month for the appellant to appear befor e the
Committee.
10. In its letter dated 20 th May, 2009, the Committee noted that
though the appellant had failed to appear before it on 19th May, 2009 for
recording his further deposition, he was being granted one last opportunity
to present himself on 23rd May, 2009, for completing his deposition and
for cross-examining the witness including the complainants. Alongside,
six more depositions were forwarded to the appellant, seeking his reply
by 22nd May, 2009.
11. The appellant addressed yet another letter13 to the Committee
expressing his inability to attend the proceedings on 23rd May, 2009, on
health grounds and requested for postponement of the proceeding by 3-
4 weeks. However, his request was turned down by the Committee on
the very same day and the appellant was directed to remain present on
23rd May, 2009, failing which, he was informed that the Committee would
proceed further with the inquiry. A second request14 made by the appellant
for seeking postponement of the proceedings of the Committee, met the
same fate.
13 Dated 22 nd May, 2009
14 Dated 23 rd May, 2009
787
12. After about ten days, the appellant sent a letter 15 to the
Chairperson of the Committee stating inter alia that he had partially
recovered from his ailment and was in a position to depose. He sought
fresh dates to enable him to furnish a reply to the additional depositions
received by him. However, by then the Committee had proceeded ex-
parte against the appellant and submitted its Report16 to the Registrar of
the respondent no. 2 – University stating that 18 meetings ha d taken
place in connection with the inquiry that had established sexual harassment
of the complaints by the appellant which act amounted t o a grave
misconduct and was in gross violation of Rule 3(1)(III) of the CCS
Conduct Rules and consequently, recommended terminat ion of his
services.
(b) PROCEEDINGS BEFORE THE EXECUTIVE
COUNCIL
13. The EC held a meeting on 13th June, 2009 wherein the Report
submitted by the Committee was accepted and the appellant was placed
under suspension with immediate effect. Vide Memorandum dated 8 th
September, 2009, the Chairman of the EC informed the appellant that
the EC proposed to conduct an inquiry against him under Rule 14 of the
CCS (CCA) Rules. Enclosed with the said Memorandum, w as the
statement of the Articles of Charge, statement of the imputation of the
misconduct in support of each Article of Charge, list of documents and a
list of witnesses for sustaining the said charges. The appellant was given
ten days’ time to submit a written statement of his defenc e and state
whether he desired to be heard in person.
14. The appellant submitted a detailed reply to the aforesa id
Memorandum, running into twenty pages and also demanded several
documents and information relating to the complaint s of sexual
harassment made against him, on the plea that they were relevant for
submitting his written statement which was turned down by t he Vice
Chancellor of the respondent no. 2 – University 17 and he was granted
twenty days to respond.
15. On 15th October, 2009 the EC appointed a former Judge of
the Bombay High Court to conduct an inquiry into the charges framed
against the appellant and he was informed that the Inquiry Officer will
15 Dated 4th June, 2009
16 Dated 5th June, 2009
17 vide letter 17th September, 2009
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
hold a preliminary inquiry into the charges framed against him on 9th
November, 2009. The first sitting of the Inquiry Committee conducted
on 9th November, 2009, was duly attended by the appellant and his
Advocate. The second meeting was scheduled on 7 th December, 2009
on which date when the Presenting Officer appearing on behalf of the
respondent no. 2 – University referred to the judgment dated 26th March,
2004, passed by this Court in the case of Medha Kotwal Lele and
Others v. Union of India and Others 18 and the amendment 19 to the
proviso to Rule 14(2) of the CCS (CCA) Rules that provides that where
there is a complaint of sexual harassment within the meaning of Rule 3C
of the Central Civil Services (Conduct) Rules, 1964 20, the Complaints
Committee shall be deemed to be the inquiring authority for the purpose
of imposing major penalties, the Inquiry Officer decid ed to keep the
inquiry in abeyance, so as to ascertain as to whether any further directions
had been issued by the Supreme Court in Medha Kotwal’scase (supra).
16. On 15th December, 2009, the Registrar of the respondent no.
2 - University informed the appellant that the disciplinary proceedings
initiated against him on the recommendations made by the EC i n its
meeting held on 12th December, 2009, stood terminated and the order
appointing the Inquiry Officer had also been withdrawn in the light of
the order dated 26 th April, 2004, passed by the this Court in Medha
Kotwal’s case holding that the report of the Complaints Committee for
Prevention of Sexual Harassment of Women at Workplace sha ll be
deemed to be an Inquiry Report under the CCS (CCA) Rules whi ch
shall be binding on the disciplinary authority for initiating disciplinary
action against the government servant. Describing the decision taken by
the EC on 14th June, 2009 of appointing an Inquiry Officer to inquire into
the charges framed against the appellant as inadvertent, the Registrar
informed the appellant that the disciplinary authority will decide the further
course of action against him under the extant rules.
C. DECISION OF THE DISCIPLINARY AUTHORITY
AND THE APPELLATE AUTHORITY
17. This was followed by issuance of a Memorandum 21 by the
Vice-Chancellor of the respondent no. 2 – University on behalf of the
18 (2013) 1 SCC 297
19 Dated 1 st July, 2004
20 CCS (Conduct) Rules
21 Dated 17 th February, 2010
789
EC informing the appellant that in its meeting conducted on 28th January,
2010, the EC had accepted the report of the Committee and dec ided
that he was unfit to be retained in service in view of the gravity of the
charges levelled against him. Proposing to impose a major penalty of
dismissal thereby disqualifying him from future emp loyment as
contemplated under the Rules 22, the appellant was granted two weeks
to submit his representation.
18. The appellant submitted his reply on 13th March, 2010. After
examining his reply, the disciplinary authority dismissed the appellant
from service vide order dated 10 th May, 2010. The appeal 23 preferred
by the appellant against the said dismissal order was reje cted by the
order24 of the Appellate Authority25.
D. DECISION OF THE HIGH COURT
19. The said orders were challenged before the Bombay High
Court. The High Court observed that the Committee had granted ample
opportunities to the appellant to cross-examine the complainants and the
witnesses, but he had deliberately elected not to appear bef ore it. In
such circumstances, the Committee could not be blamed for proceeding
ex-parte against him and submitting its Report. It was also held that the
Committee was justified in discarding the medical certificates submitted
by the appellant as he kept on making flimsy excuses to stay away from
the enquiry proceedings. The plea of the appellant that the Committee
was improperly constituted or its composition was questiona ble as it
comprised of persons who were junior to him in the Departm ent, was
rejected as meritless. Further, the contention that the enquiry had been
conducted with undue haste, without giving a fair a nd reasonable
opportunity to the appellant to defend himself, was also turned down. As
a result, the High Court did not see any merits in the said writ petition
which was dismissed holding that there was no breach of the principles
of natural justice and the Service Rules in the case.
E. ARGUMENTS ADVANCED BY COUNSEL FOR THE
PARTIES :
(a) COUNSEL FOR THE APPELLANT
22 Rule 11 (IX) CCS CCA, 1965
23 Appeal dated 25 th June, 2010
24 Dated 19th April, 2010
25 Governor of Goa and Chancellor of Goa University
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
20. Arguing on behalf of the appellant, Mr. Bishwaj eet
Bhattacharya, learned Senior counsel has assailed the impugned judgment
on several counts. The main thrust of his arguments is that the dismissal
order26 passed by the Disciplinary Authority and upheld by the Appellate
Authority is based solely on the Report submitted by the Committee
which was nothing more than a fact-finding proceedi ng that had
commenced on 17th March, 2009 and concluded on 5th June, 2009; that
though the inquiry had purportedly commenced on 17th March, 2009, the
first hearing had actually taken place only on 27 th April, 2009 and the
entire proceedings were hurriedly closed within a span of thi rty-nine
days, by relying on forty-eight documents and forty-three depositions in
the course of eighteen meetings without affording the appellant adequate
opportunity to defend himself and present his case. It was argue d that
though the Committee had acceded to the request of the appellant f or
extension of time 27 and had granted him time till 12 th June, 2009, the
period was abruptly curtailed by almost one month and the da te was
advanced to 14th May, 2009, without any justification and unmindful of
the appellant’s indisposition, as was conveyed. Only when the appellant
wrote to the Committee seeking a new date for his further deposition
and for conducting further proceedings, did he come to know that the
Committee had concluded its proceeding and submitted its Report on 5th
June, 2009 itself. It is thus contended that the principles of natural justice
have been grossly violated by the respondents and the appella nt has
been deprived of a reasonable opportunity of a fair trial, before passing
the order of dismissal from service thereby causing him serious prejudice.
21. Citing the decision of this Court in Union of India and Another
v. Tulsiram Patel 28, learned Senior counsel argued that none of the
three clauses to the second proviso to Article 311(2) of the Constitution
of India that mandates that no person employed by the Union or the
State shall be dismissed or removed from the service exc ept after an
inquiry, could have been resorted to by the respondents for having elected
not to conduct a proper inquiry before proceeding to dismiss the appellant.
It was vehemently contended that contrary to the procedure prescribed
under the CCS (CCA) Rules, no proper inquiry was conducted by the
respondents and no charges were framed by the first Committee till the
date it had submitted its Report 29 and that the Articles of Charge that
26 Order dated 10 th May, 2010
27 Vide Letter dated 5 th May, 2009
28 (1985) 3 SCC 398
29 Vide letter dated 5th June, 2009
791
were framed by the respondents vide Memorandum dated 8th September,
2009, were subsequently dropped and the inquiry ordered was abandoned
in favour of the Report submitted by the first Committee which was only
a fact finding report that could not have been relied on as a final inquiry,
particularly when it entailed serious consequences. Learn ed Senior
counsel cited a decision of a learned Single Judge of the De lhi High
Court in Sandeep Khurana v. Delhi Transco Ltd. And Others 30 and
of a Single Judge of the Karnataka High Court in Professor Giridhar
Madras v. Indian Institute of Science represented by Chairman and
Others31to urge that the Report of the Committee could not be equated
with the report of an Inquiry officer, as contemplated in the procedure
prescribed in Rule 14 of the CCS (CCA) Rules. This non-adherence to
the procedure prescribed has caused grave injustice to the appellant, it
being a serious infraction of the principles of natural justice. Allegations
of bias were also levelled by the appellant against some members of the
first Committee.
22. Learned counsel further argued that none of the three clauses
appended to the second proviso of Article 311(2) of the Constitution of
India have been pressed against the appellant to justify the impracticability
of holding a proper inquiry and that failure on the part of the Committee
to follow the procedure as prescribed in the CCS (CCA) Ru les itself
vitiates the entire proceedings. In fact, it is the case of the appellant that
at no stage was he informed by the Committee that the proceeding being
conducted by it were disciplinary proceedings and therefore, the report
submitted by the said Committee could not have been trea ted by the
respondents as an Inquiry Report under CCS (CCA) Rules.
(b) COUNSEL FOR THE RESPONDENTS NO. 2 AND 3
23. On the other hand, Ms. Ruchira Gupta, learned couns el
appearing for the respondents no.2 and 3 strongly refuted the arguments
advanced on behalf of the appellant. She submitted that the appe llant
having failed to challenge the decision taken by the respondent no.2 –
University of dispensing with the inquiry contempla ted in the
Memorandum dated 8th September, 2009 at the appropriate stage, he is
precluded from doing so belatedly. To substantiate this submission, she
referred to the preliminary objections taken by the appellant in his letter
dated 18th April, 2009 where he had raised five preliminary objections
30 ILR 2006 (11) Del 1313
31 (2019) SCC Online Kar 3508
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
relating to the reconstitution of the Committee and its composition, the
prejudice allegedly harboured against him by two member s of the
Committee and the fact that he was denied access to the records sought
by him. But the grievance subsequently sought to be raised about the
competence or jurisdiction of the Committee to conduct the inquiry and
the procedure adopted by it, was never questioned by the appellant.
24. Referring to the correspondence exchanged between the
Committee and the appellant, learned counsel submitted that the appellant
was granted at least three opportunities to submit his reply and eighteen
hearings were conducted by the Committee but he did not participate in
the proceedings on several dates. Only after the appellant failed to turn
up and made flimsy excuses of indisposition and repeatedly s ought
adjournments, did the Committee proceed ex parte against him and
submitted its Report to the Registrar on 5th June, 2009. It was thus sought
to be argued that the situation would not have changed in any m anner
had another opportunity been afforded to the appellant, as requested by
him vide letter dated 4th June, 2009. In this context, the attention of the
Court was drawn to the proviso to Rule 14(2) of the CCS (CCA) Rules,
which enjoins the Complaints Committee to hold an inquiry int o the
complaint of sexual harassment, “as far as practicable”, in accordance
with the procedure laid down in the Rules. The decision of the Division
Bench of the Delhi High Court in Avinash Mishra v. Union of India32
has been cited to justify the stand of the respondents that the expression
“as far as practicable” itself indicates that the Committee is vested
with the discretion not to strictly follow the entire procedure as long as
the officer charged has been afforded adequate opportunity to e xplain
his stand in respect of the complaint and the relevant material has been
disclosed to him.
25. Learned counsel for respondents no. 2 and 3 went on to state
that the Committee had afforded adequate opportunities to the appellant
to cross-examine the witnesses, produce his witnesses and complete his
own deposition but he kept on delaying the proceedings under one pretext
or the other. Referring to the Report, she stated that it shows that the
Committee had taken note of the detailed reply submitted by the appellant
on 25th April, 2009 and had dealt with the same at considerable length.
Reliance has also been placed on the decisions of this Co urt in Hira
Nath Mishra and Others v. Principal, Rajendra Medical College,
32 2014 SCC Online Del 1856
793
Ranchi and Another33 and P.D. Agrawal v. State Bank of India and
Others34 to argue that principles of natural justice is not an infle xible
doctrine and the facts and circumstances of each cas e have to be
examined to see whether the requirements of natural justice stand
satisfied. In the present case, having regard to the sensiti vity of the
matter where no less than seventeen students of the respondent no. 2 –
University had submitted complaints of sexual harassment against the
appellant, the Committee exercised its discretion by keeping a balance
and conducted the proceedings without violating the principles of natural
justice, which is amply borne out from a perusal of the Report itself.
26. Learned counsel also refuted the submission made by the
other side that failure on the part of the Committee to frame Articles of
Charge before conducting the inquiry had caused serious prejudi ce to
the appellant. She submitted that the sum and substance of the complaints
were well known to the appellant from the very beginning and a ll the
relevant depositions of the complainants and other witnesses were duly
furnished to him. He was afforded ample opportunity to respond to the
said complaints, cross-examine the witnesses and produce his own
witnesses in defence. Explaining the decision of the respondent no.2 –
University to terminate the subsequently constituted inquiry proceedings
against the appellant by virtue of the Memorandum dated 8th September,
2009, learned counsel alluded to the order dated 26th April, 2004, passed
by this Court in Medha Kotwal’s case (supra), which had clarified that
the Complaints Committee as contemplated in Vishaka and Others v.
State of Rajasthan and Others35, will be the Inquiry Authority for the
purposes of the CCS (CCA) Rules and the report of the said Committee
will be deemed to be an Inquiry Report on which the Disciplinary Authority
shall act in accordance with the Rules. It was submitted that the EC had
made a bona fide error by appointing an Inquiry Authority to inquire
into the charges framed against the appellant and the said d ecision to
recall the order dated 15th October, 2009 was duly communicated to the
appellant on 15th December, 2009. Only thereafter, did the EC issue a
fresh Memorandum36 to the appellant calling upon him to submit his
representation on the decision to accept the Report submitted by the
Committee and impose on him, a major penalty of dismissal from service.
33 (1973) 1 SCC 805
34 (2006) 8 SCC 776
35 (1997) 6 SCC 241
36 dated 17th February, 2010
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
27. It was thus submitted that no prejudice was caused to the
appellant and the Committee had observed the principles of natural justice
“as far as was practical”, in the given facts and circumstances of the
case. Adequate opportunity was afforded to the appellant not just by the
Committee, but also by the Disciplinary Authority and the Appe llate
Authority before taking any action against him. Therefore, this was not
a case of “no opportunity” or “no hearing” but a case of “ade quate
opportunity” and “fair hearing” afforded to the appellant before imposing
a major penalty of dismissal from service on him, as specified in Section
11 (9) of the CCS (CCA) Rules.
F. THE TRIAD : ARTICLES 309, 310 AND 311 OF THE
CONSTITUTION OF INDIA
28. Services under the Union and the States are governed under
Part XIV of the Constitution. Article 309 of the Constitution that provides
for recruitment and conditions of service of persons serving the Union
or a State, Article 310 that refers to the tenure of offic e of persons
serving the Union or a State and Article 311 that deals with dismissal,
removal or reduction in rank of persons employed in civil capa cities
under the Union or a State are inter-linked and “form an integrated whole,
there being an organic and thematic
unity running through them”37.
(a) ARTICLE 309: CONDITIONS OF SERVICE
29. Article 309 does not by itself provide for recruitme nt or
conditions of service of Government servants, but confers this power on
the appropriate legislature to make the laws and on the President and
the Government of a State to make rules relating to these matters. The
expression “conditions of service” in Article 309 takes in its sweep all
those conditions that regulate holding of a post by a person which begins
from the time he enters the service till his retirement a nd even post-
retirement, in relation to matters like pension, pending d isciplinary
proceedings, etc. This expression also includes the right to dismiss such
a person from service 38. A Statute can be enacted by the appropriate
Legislature or Rules can be made by the appropriate Ex ecutive under
Article 309 for prescribing the procedure and the authority who can
initiate disciplinary action against a Government servant39. It has further
37 Union of India and Another v. Tulsi Ram Patel, (1985) 3 SCC 398
38 State of Madhya Pradesh and Others v. Shardul Sin gh, (1970) 1 SCC 108
39 Bk. Sardari Lal v. Union of India and Others, (1971) 1 SCC 411
795
been held that any Act or Rule that violates the rig hts guaranteed to a
government servant under Article 311, would be void40. Similarly, such
an Act or Rule would be treated as void if it viola tes any of the
fundamental rights guaranteed under Part III of the Constitution.
(b) ARTICLE 310: DOCTRINE OF PLEASURE
30. Article 310 embodies the “Doctrine of Pleasure” and in the
context of Government servants, relates to their tenure of service. Article
310(1) makes the tenure of Government servants subject to the pleasure
of the President or the Governor of a State except as expressly provided
for by the Constitution. This Article is analogous to the right s of the
Crown in England where all public officers and servants of the Crown
are appointed at the pleasure of the Crown and their servi ces can be
terminated at will, without assigning any cause41. That is the reason why
the tenure of the Government servant is subject to the p leasure of the
President or the Governor of a State, except as expressly prov ided for
under the Constitution. All members of such services who receive their
stipend from the public exchequer, whether at the top of the hierarchy or
at the very bottom, are finally answerable to the public and expected to
discharge their duties responsibly, efficiently, effectively and above all,
for the higher good of the public. It can, therefore, be seen that though
the origin of Government servants may be contractual, once appointed
to the post or office, they acquire a status and their rights and obligations
are no longer determined by the consent of both the parties, but are
governed by the Statute or Statutory Rules 42.
(c) ARTICLE 311 : A MANIFESTATION OF THE
PRINCIPLES OF NATURAL JUSTICE
31. This Court has held that in matters of dismissal, removal or
reduction in rank of public servants, Article 311 of the Constitution is a
manifestation of the essential principles of natural justice. It imposes a
duty on the Government to ensure that any such decision agai nst the
public servant is preceded by an inquiry that contemplates an opportunity
of hearing to be granted to the public servant, who is also entitled to
make a representation against such a decision 43. Article 311 reads as
under :
40 Moti Ram Deka v. The General Manager, North East F rontier Railway, (1964) 5
SCR 683
41 Union of India and Another v. Tulsi Ram Patel, (1985) 3 SCC 398
42 Roshan Lal Tandon v. Union of India, (1968) 1 SCR 185
43 Nisha Priya Bhatia v. Union of India and Another, (2020) 13 SCC 56
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
“311. Dismissal, removal or reduction in rank of persons
employed in civil capacities under the Union or a State .—(1)
No person who is a member of a civil service of the Union or an
all India service or a civil service of a State or holds a civil post
under the Union or a State shall be dismissed or removed by an
authority subordinate to that by which he was appointed.
(2) No such person as aforesaid shall be dismissed or
removed or reduced in rank except after an inquiry in which he
has been informed of the charges against him and giv en a
reasonable opportunity of being heard in respect of those charges:
Provided that where it is proposed after such inquiry, to
impose upon him any such penalty, such penalty may be imposed
on the basis of the evidence adduced during such inquiry and i t
shall not be necessary to give such person any opportunity o f
making representation on the penalty proposed:
Provided further that this clause shall not apply—
(a) where a person is dismissed or removed or reduced in
rank on the ground of conduct which has led to his conviction
on a criminal charge; or
(b) where the authority empowered to dismiss or remove a
person or to reduce him in rank is satisfied that for some
reason, to be recorded by that authority in writing, it is not
reasonably practicable to hold such inquiry; or
(c) where the President or the Governor, as the case may
be, is satisfied that in the interest of the security of the
State it is not expedient to hold such inquiry.
(3) If, in respect of any such person as aforesaid, a question arises
whether it is reasonably practicable to hold such inquiry as is
referred to in clause (2), the decision thereon of the authorit y
empowered to dismiss or remove such person or to reduce him in
rank shall be final.”
32. To provide a sense of security of tenure to Govern ment
servants, the Framers of the Constitution have incorporated safeguards
in respect of the punishment or dismissal or removal or reduction in their
rank as provided for in Clauses (1) and (2) of Article 311. At the same
time, being mindful of the very same public interest and pu blic good
797
which does not permit that Government servants found to be corru pt,
dishonest or inefficient be continued in service, a remedy is provided
under the second proviso to Clause (2) of Article 311 whereunder their
services can be dispensed with, without conducting a disciplinary inquiry.
33. Thus, the golden thread that weaves through Articles 309, 310
and 311 is public interest, directed towards larger public good. Together,
they form a triad and symbolize the overarching Doctrine of Public Policy.
G. ARTICLE 14 : BEDROCK OF THE PRINCIPLES OF
NATURAL JUSTICE
34. Principles of natural justice that are reflected in Article 311,
are not an empty incantation. They form the very bedrock of Article 14
and any violation of these principles tantamounts to a violation of Article
14 of the Constitution. Denial of the principles of natural ju stice to a
public servant can invalidate a decision taken on the ground that it is hit
by the vice of arbitrariness and would result in depriving a public servant
of equal protection of law.
35. Article 14, often described as the ‘Constitutional Guardian’ of
the principles of natural justice, expressly forbids the State, as defined in
Article 12, from denying to any person, equality before the law or equal
protection of the laws. Article 14 provides an express guarantee of equality
before the law to all persons and extends a protection to th em against
discrimination by any law. Article 13(3)(a) defines law to include any
ordinance, order, bye-law, rule, regulation, notification, custom or usages
having in the territory of India, the force of law. Thus, princ iples of
natural justice guaranteed under Article 14, prohibit a decision-making
adjudicatory authority from taking any arbitrary action, be it substantive
or procedural in nature. These principles of natural justi ce, that are a
natural law, have evolved over a period of time and been continuously
refined through the process of expansive judicial interpretation.
H. THE TWIN ANCHORS : NEMO JUDEX IN CAUSA
SUA AND AUDI ALTERAM PARTEM
36. The twin anchors on which the principles of natural justi ce
rest in the judicial process, whether quasi-judicial or administrative in
nature, are Nemo Judex In Causa Sua, i.e., no person shall be a judge
in his own cause as justice should not only be done, but should manifestly
be seen to be done and Audi Alteram Partem, i.e. a person affected by
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
a judicial, quasi-judicial or administrative action mus t be afforded an
opportunity of hearing before any decision is taken.
37. How deeply have Courts internalised and incorporated the
principles of natural justice into the Constitution can be perceived from
the seven Judge Bench decision in the case of Maneka Gandhi v.
Union of India and Another44. In this case, where a challenge was laid
to the order of impounding the passport of the appellant, whic h was
silent on the reasons for such an action and the respondent–Sta te had
declined to furnish the reason therefor, it was held that life and liberty of
a person cannot be restricted by any procedure that is estab lished by
law, but only by procedure that is just, fair and reasonable. Quoting the
audi alteram partem rule and equating it with “fair play in action”,
Justice P.N. Bhagwati (as he then was) had authored the judg ment for
the majority and had observed that:
“14. ……The audi alteram partem rule is not cast in a rigid
mould and judicial decisions establish that it may suffer situational
modifications. The core of it must, however, remain, namely, that
the person affected must have a reasonable opportunity of being
heard and the hearing must be a genuine hearing and not an empty
public relations exercise. That is why Tucker, L.J., emphasised in
Russel v. Duke of Norfolk45 that “whatever standard of natural
justice is adopted, one essential is that the person concerned should
have a reasonable opportunity of presenting his case”. What
opportunity may be regarded as reasonable would necessarily
depend on the practical necessities of the situation. It ma y be a
sophisticated full-fledged hearing or it may be a hearing which is
very brief and minimal : it may be a hearing prior to the decision
or it may even be a post-decisional remedial hearing. The audi
alteram partemrule is sufficiently flexible to permit modifications
and variations to suit the exigencies of myriad kinds of situations
which may arise……….”
38. In the captioned case, citing the judgment of a Constitu tion
Bench of this Court in Rustom Cavasjee Cooper v. Union of India 46,
wherein it was held that fundamental rights are not a water tight
compartment, the Court observed as under:-
44 (1978) 1 SCC 248
45 1949 1 ALL ER 109
46 (1970) 1 SCC 248
799
“The principle of reasonableness, which legally as well as
philosophically, is an essential element of equalit y or non-
arbitrariness pervades Article 14 like a brooding omnipre sence
and the procedure contemplated by Article 21 must answer the
test of reasonableness in order to be in conformity with Arti cle
14”
The emphasis was on the Court‘s attempt to expand the rea ch
and ambit of the fundamental rights guaranteed in the Constitution rather
than attenuate their meaning and content by a process of judicial
construction. Relying on the minority judgment rendered by Justice Fazal
Ali in the case of A.K. Gopalan v. State of Madras 47, this Court went
on to hold in Maneka Gandhi’s case(supra) that the procedure required
to be prescribed under Article 21 must include four essentials namely,
notice, opportunity to be heard, impartial tribunal and ordinary course of
procedure. It was observed that even on principle, having regard to the
impact of Article 14 on Article 21, the concept of reasonableness must
be projected in the procedure contemplated by Article 21.
39. In Delhi Transport Corporation v. D.T.C. Mazdoor
Congress and Others 48, a five-Judge Bench of this Court highlighted
how essential it is to afford a reasonable opportunity to an employee to
put forth his case in a domestic inquiry and the requirement of an employer
to comply with the principles of natural justice and fair pl ay, in the
following words :
“202. ……It is now well settled that the ‘audi alteram partem’
rule which in essence, enforces the equality clause in Article 14
of the Constitution is applicable not only to quasi-judicial orders
but to administrative orders affecting prejudicially the part y-in-
question unless the application of the rule has been expressly
excluded by the Act or Regulation or Rule which is not the case
here. Rules of natural justice do not supplant but supplement
the Rules and Regulations. Moreover, the Rule of La w
which permeates our Constitution demands that it has to
be observed both substantially and procedurally.…... Rule
of law posits that the power is to be exercised in a mann er
which is just, fair and reasonable and not in an unreasonable,
47 1950 SCC 228
48 (1991) Supp (1) SCC 600
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
capricious or arbitrary manner leaving room for
discrimination…...
[emphasis added]
xxx xxx xxx
316. Thus it could be held that Article 14 read with Article 16(1)
accords right to an equality or an equal treatment consistent with
the principles of natural justice. Any law made or action taken by
the employer, corporate statutory or instrumentality under Article
12 must act fairly, justly and reasonably. Right to fair treatment is
an essential inbuilt of natural justice. Exercise of unbridle d and
uncanalised discretionary power impinges upon the right of the
citizen; vesting of discretion is no wrong provided it is exercised
purposively judiciously and without prejudice. Wider the discretion,
the greater the chances of abuse. Absolute discretion is destructive
of freedom than of man’s other inventions. Absolute discretio n
marks the beginning of the end of the liberty. The conferment of
absolute power to dismiss a permanent employee is
antithesis to justness or fair treatment. The exerc ise of
discretionary power wide off the mark would breed arbitrary,
unreasonable or unfair actions and would not be consistent
with reason and justice. The provisions of a statut e,
regulations or rules that empower an employer or th e
management to dismiss, remove or reduce in rank of an
employee, must be consistent with just, reasonable and f air
procedure. It would, further, be held that right to public
employment which includes right to continued public
employment till the employee is superannuated as per ru les
or compulsorily retired or duly terminated in accordanc e
with the procedure established by law is an integral par t of
right to livelihood which in turn is an integral facet of ri ght
to life assured by Article 21 of the Constitution . Any
procedure prescribed to deprive such a right to livelihood or
continued employment must be just, fair and reasonable procedure.
In other words an employee in a public employment also must not
be arbitrarily, unjustly and unreasonably be deprived of his/ her
livelihood which is ensured in continued employment till it i s
terminated in accordance with just, fair and reasonable procedure.
Otherwise any law or rule in violation thereof is void.”
[emphasis added]
801
40. The significant role played by procedural fairness in the
backdrop of internalising the principles of natural justice into the
Constitution cannot be overstated. This aspect has been highlighted by a
Division Bench of this Court of which one of us, [Hima Kohli, J], was a
member, in Madhyamam Broadcasting Limited v. Union of India &
Others49. Speaking for the Bench, Chief Justice D. Y. Chandrachud
stated :
“53. The judgment of this Court in Maneka Gandhi (supra)
spearheaded two doctrinal shifts on procedural fairness because
of the constitutionalising of natural justice. Firstly, proce dural
fairness was no longer viewed merely as a means to secure a just
outcome but a requirement that holds an inherent value in itself.
In view of this shift, the Courts are now precluded from solely
assessing procedural infringements based on whether t he
procedure would have prejudiced the outcome of the case.
Instead, the courts would have to decide if the proc edure
that was followed infringed upon the right to a fair and
reasonable procedure, independent of the outcome . In
compliance with this line of thought, the courts have read the
principles of natural justice into an enactment to save it from being
declared unconstitutional on procedural grounds. Secondly, natural
justice principles breathe reasonableness into the pr ocedure.
Responding to the argument that the principles of natural justice
are not static but are capable of being moulded to the
circumstances, it was held that the core of natural justice
guarantees a reasonable procedure which is a constitu tional
requirement entrenched in Articles 14, 19 and 21. The facet of
audi alterum partem encompasses the components of
notice, contents of the notice, reports of inquiry, and
materials that are available for perusal. While situational
modifications are permissible, the rules of natural j ustice
cannot be modified to suit the needs of the situation to such
an extent that the core of the principle is abrogated becaus e
it is the core that infuses procedural reasonablenes s. The
burden is on the applicant to prove that the procedure that was
followed (or not followed) by the adjudicating authority, in effect,
infringes upon the core of the right to a fair and reasonable hearing.”
- [emphasis supplied]
49 (2023) SCC Online 366
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
41. In A.K. Kraipak and Others v. Union of India and Others50
quoting with approval the judgment In re:H.K. (All Infant)51, this Court
held that :
“20. The aim of the rules of natural justice is to secure justice or
to put it negatively to prevent miscarriage of justice. These rules
can operate only in areas not covered by any law validly made. In
other words they do not supplant the law of the land but supplement
it. The concept of natural justice has undergone a great dea l of
change in recent years. In the past it was thought that it included
just two rules nameny: (1) no one shall be a judge in his own case
(Nemo debet esse judex propria causa ) and (2) no decision
shall be given against a party without affording him a reasonable
hearing (audi alteram partem). Very soon thereafter a third rule
was envisaged and that is that quasi-judicial enquiries must be
held in good faith, without bias and not arbitrarily or unreasonably.
But in the course of years many more subsidiary rules came to be
added to the rules of natural justice. Till very recently it was the
opinion of the courts that unless the authority concerned was
required by the law under which it functioned to act judicially
there was no room for the application of the rules of natural justice.
The validity of that limitation is now questioned. If the purpose
of the rules of natural justice is to prevent miscarriage of
justice one fails to see why those rules should be made
inapplicable to administrative enquiries. Often tim es it is
not easy to draw the line that demarcates administra tive
enquiries from quasi-judicial enquiries. Enquiries which
were considered administrative at one time are now being
considered as quasi-judicial in character. Arriving at a j ust
decision is the aim of both quasi- judicial enquiries as well
as administrative enquiries. An unjust decision in an
administrative inquiry may have more far reaching effect
than a decision in a quasi- judicial inquiry ……….”
- [Emphasis supplied]
I. FAIR ACTION AND IMPARTIALITY IN SERVICE
JURISPRUDENCE:
50 (1969) 2 SCC 262
51 (1967) 1 All ER 226
803
42. In the context of service law, it is, therefore mandatory to
afford a Government servant or an employee, a reasonable opportunity
of being heard before an order is passed. In Mangilal v. State of M.P.52,
this Court declared that even if a Statute is silent and there are no positive
words in the Act or the Rules made thereunder, principles of n atural
justice must be observed. This is what the Court has held:
“10….Where the statute is silent about the observance of the
principles of natural justice, such statutory silence is taken to imply
compliance with the principles of natural justice where substantial
rights of parties are considerably affected. The applicat ion of
natural justice becomes presumptive, unless found excluded by
express words of statute or necessary intendment. (See Swadeshi
Cotton Mills v. Union of India53 ) Its aim is to secure justice or
to prevent miscarriage of justice. Principles of natural justice do
not supplant the law, but supplement it. These rules operate only
in areas not covered by any law validly made. They are a means
to an end and not an end in themselves…..”
43. In Tulsiram Patel’s case (supra), observing that violation of
the rules of natural justice would result in arbitrarines s which would
amount to discrimination, the Constitution Bench made the following
observations :
“95. The principles of natural justice have thus come to be
recognized as being a part of the guarantee contain ed in
Article 14 because of the new and dynamic interpretation
given by this Court to the concept of equality which is the
subject-matter of that article. Shortly put, the syllogism runs
thus: violation of a rule of natural justice results in arbitrariness
which is the same as discrimination; where discrimination is the
result of State action, it is a violation of Article 14: t herefore, a
violation of a principle of natural justice by a State act ion is a
violation of Article 14. Article 14, however, is not the sole repository
of the principles of natural justice. What it does is t o guarantee
that any law or State action violating them will be struck dow n.
The principles of natural justice, however, apply not only
to legislation and State action but also where any tribun al,
authority or body of men, not coming within the definition
52 (2004) 2 SCC 447
53 (1981) 1 SCC 664
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
of State in Article 12, is charged with the duty of decidi ng a
matter. In such a case, the principles of natural j ustice
require that it must decide such matter fairly and impartially.
96. The rule of natural justice with which we are concerned
in these appeals and writ petitions, namely, the audi alteram
partem rule, in its fullest amplitude means that a person
against whom an order to his prejudice may be passe d
should be informed of the allegations and charges against
him, be given an opportunity of submitting his explanation
thereto, have the right to know the evidence, both oral or
documentary, by which the matter is proposed to be decided
against him, and to inspect the documents which are rel ied
upon for the purpose of being used against him, to h ave
the witnesses who are to give evidence against him
examined in his presence and have the right to cros s-
examine them, and to lead his own evidence, both oral and
documentary, in his defence. The process of a fair hearing
need not, however, conform to the judicial process in a Court of
law, because judicial adjudication of causes involves a number of
technical rules of procedure and evidence which are unnecessary
and not required for the purpose of a fair hearing with in the
meaning of audi alteram partem rule in a quasi-judi cial or
administrative inquiry. If we look at clause (2) of Article 311 in
the light of what is stated above, it will be apparent that that clause
is merely an express statement of the audi alteram partem rule
which is implicitly made part of the guarantee contained in Article
14 as a result of the interpretation placed upon that ar ticle by
recent decisions of this Court. Clause (2) of Article 311 requires
that before a government servant is dismissed, remo ved
or reduced in rank, an inquiry must be held in which he is
informed of the charges against him and given a reasonable
opportunity of being heard in respect of those charges…….”
- [emphasis supplied]
At the same time, a note of caution was added in the captione d
case and the Court observed that the rules of natural justice are neither
statutory rules nor are they cast in stone. They are flexible and can be
adapted and modified by statutes, depending on the exigencies of different
805
situations, the facts and circumstances of the case and the f ramework
of the law54.
44. In Swadeshi Cotton Mills v. Union of India 55, in his
dissenting judgment, Justice O. Chinnappa Reddy, had made the following
pertinent observations :-
“106. The principles of natural justice have taken deep root in the
judicial conscience of our people, nurtured by Dr. Bina
pani56, A.K. Kraipak 57, Mohinder Singh Gill 58, Maneka
Gandhi59. They are now considered so fundamental as to be
“implicit in the concept of ordered liberty and, therefore, implicit
in every decision-making function, call it judicial, quasi-judicial or
administrative. Where authority functions under a statute and
the statute provides for the observance of the principle s of
natural justice in a particular manner, natural justice w ill
have to be observed in that manner and in no other. No
wider right than that provided by statute can be claim ed
nor can the right be narrowed. Where the statute is silent
about the observance of the principles of natural ju stice,
such statutory silence is taken to imply compliance with
the principles of natural justice. The implication of natural
justice being presumptive it may be excluded by express words of
statute or by necessary intendment. Where the conflict is between
the public interest and the private interest, the presumption must
necessarily be weak and may, therefore, be readily displaced……”
- [emphasis supplied]
45. Thus, ordinarily, courts interpret statutory provisions in sync
with the aforesaid principles of natural justice on a premise that no
statutory authority would violate the fundamental rights enshrined in the
Constitution. When it comes to authorities that are expected to discharge
judicial and quasi-judicial functions, the rule of a udi alteram partem
applies with equal force. Reasonableness infuses lifeblood in procedural
54 Also refer : A.K.Kraipak and others v. Union of India and Others, (1969) 2 SCC
262 and Union of India v. Col. J.N. Sinha and Another, (1970) 2 SCC 458
55 (1981) 1 SCC 664
56 AIR 1967 SC 1269
57 (1969) 2 SCC 262
58 (1978) 1 SCC 405
59 (1978) 1 SCC 248
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
matters, be it elements of the notice, the contents of the notice, the
scope of inquiry, the material available or an adequate opportunity to
rebut such material. All of this is to avoid miscarriage of justice at any
stage. This is of course fluid and subject to adapting to the demands of a
situation in the given facts of a case.
J. THE STATUTORY REGIME
(a) GOA UNIVERSITY STATUTE
46. In the above background, we may now proceed to examine
the relevant Rules that govern the conditions of service of the appellant
herein. The Statutory regime in respect of teachers emplo yed in the
respondent no. 2 – University is governed by the Goa University Statute
SSB-1 (XXVI). SC-6(i) of the Statute contemplates as follows–
“For disciplinary and departmental action, the teachers shal l be
governed under the CCS (CCA) Rules, 1965, Fundamental Rules
and Supplementary Rules as applicable to the employees of the
Goa Government”.
(b) CCS (CCA) RULES :
47. The CCS (CCA) Rules mentioned above, have been enacted
by the President of India in exercise of the powers conferred by the
proviso to Article 309 and Clause 5 of Article 148 of the Constitution of
India. Part VI of the CCS (CCA) Rules lays down the proce dures for
imposing penalties. Rule 3(C) has been incorporated in the CCS (CCA)
Rules vide GSR 49 dated 7th March, 1998 and subsequently, vide GSR
823 (E) dated 19th November, 2014. The said provision states as follows:-
“3C. Prohibition of sexual harassment of working women
(1) No Government servant shall indulge in any act of sexua l
harassment of any women at any work place.
(2) Every Government servant who is incharge of a work place
shall take appropriate steps to prevent sexual harassment to any
woman at the work place.
Explanation – (1) For the purpose of this rule –
(a) “sexual harassment” includes any one or more of the following
acts or behaviour (whether directly or by implication), namely –
(i) physical contact and advances; or
807
(ii) a demand or request for sexual favours; or
(iii) making sexually coloured remarks; or
(iv) showing pornography; or
(v) any other unwelcome physical, verbal or non-verbal conduct
of a sexual nature.”
(c) PRAGMATIC APPLICATION OF THE “AS FAR AS
IS PRACTICABLE” RULE
48. Rule 14 of the CCS (CCA) Rules stipulates the procedure for
imposing major penalties and is extracted below :
“14. Procedure for imposing major penalties
(1) No order imposing any of the penalties specified in clauses
(v) to (ix) of Rule 11 shall be made except after an inquiry
held, as far as may be, in the manner provided in this rule
and rule 15, or in the manner provided by the Public Servants
(Inquiries) Act, 1850 (37 of 1850), where such inquiry is
held under that Act.
(2) Whenever the disciplinary authority is of the opinion that
there are grounds for inquiring into the truth of any imputation
of misconduct or misbehaviour against a Government
servant, it may itself inquire into, or appoint under this rule
or under the provisions of the Public Servants (Inquiries)
Act, 1850, as the case may be, an authority to inquire into
the truth thereof.
Provided that where there is a complaint of sexual
harassment within the meaning of rule 3 C of the
Central Civil Services (Conduct) Rules, 1964, the
Complaints Committee established in each Ministry
or Department or Office for inquiring into such
complaints, shall be deemed- to be the inquiring
authority appointed by the disciplinary authority for
the purpose of these rules and the Complaints
Committee shall hold, if separate procedure has not
been prescribed for the Complaints Committee for
holding the inquiry into the complaints of sexual
harassment, the inquiry as far as practicable in
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
accordance with the procedure laid down in these
rules.”
- [emphasis supplied]
49. As can be seen from the above, when the misconduct relates
to a complaint of sexual harassment at the work place, the Complaints
Committee constituted by the respondent no.2-University to exami ne
such a complaint, dons the mantle of the inquiring authority and i s
expected to conduct an inquiry in accordance with the procedure
prescribed in the rules, as far as may be practicable. The use of the
expression “as far as is practicable” indicates a play in the joints available
to the Complaints Committee to adopt a fair procedure that is feasible
and elastic for conducting an inquiry in a sensitive matter l ike sexual
harassment at the workplace, without compromising on the principles of
natural justice. Needless to state that the fact situation in each case will
vary and therefore no set standards or yardstick can be laid down for
conducting the inquiry in complaints of this nature. However, havi ng
regard to the serious ramifications with which the delinquent employee
may be visited at the end of the inquiry, any disco rdant note or
unreasonable deviation from the settled procedures requ ired to be
followed, would however strike at the core of the principles of natural
justice, notwithstanding the final outcome.
K. JOURNEY FROM “VISHAKA” CASE TO THE PoSH
ACT
(a) VISHAKA GUIDELINES : FILLING IN THE
VACUUM :
48. The occasion to amend Rule 14 (2) of the CCS (CCA) Rules
and append a proviso thereto was a direct consequence of judicial
intervention by this Court in the case of Vishaka (supra), where the
powers vested under Article 32 of the Constitution of India were exercised
by a three-Judge Bench to enforce the fundamental rights of women to
“gender equality and right to life and liberty”, bestowed under Articles
14, 15, 19(1)(g) and 21 of the Constitution of India. Treating a set of writ
petitions filed by some social activists and NGOs, who were a gitating
the brutal gang rape of a social worker in a village of Rajasthan as a
class action, this Court worked towards filling in the vacuum in the existing
legislation. Noting the absence of any Statute enacted to provi de for
effective enforcement of the basic human right of gender equali ty and
809
guarantee against sexual abuse, particularly against sexual harassment
at work places, the Court drew strength from several provisions of the
Constitution of India including Article 15 60, Article 42 61 and Article
51(A)62 and with the aid of the relevant International Conventions and
norms including the General Recommendations of the CEDAW 63 that
had passed a Resolution on 25th June, 1993, resolving that an effective
complaint mechanism be put in place to address sexual haras sment in
the work place, laid down a set of Guidelines and norms with a direction
that they would be strictly adhered to at all work places and shall be
binding and enforceable in law till the vacuum was filled and a legislation
was enacted to occupy the field. The Guidelines directed creation of a
complaints mechanism to ensure time bound treatment of compl aints,
constitution of a Complaints Committee and recommended, disciplinary
action where such conduct amounted to misconduct in employment ‘as
defined by the relevant service rules’. The momentous judgme nt in
Vishaka’s case (supra) was delivered on 13 th August,1997 and the
Guidelines declared by the Court continued to hold the field till the Sexual
Harassment of Women at Workplace (Prevention, Prohib ition and
Redressal) Act, 201364 was enacted on 22nd April, 2013.
(b) MEDHA KOTWAL LELE’S CASE : FOLLOW UP
THROUGH CONTINUING MANDAMUS :
49. After Vishaka’s case (supra), came the case of Medha Kotwal
Lele and Others v. Union of India and Others 65 (supra) where a
grievance was raised by several petitioners that th e Complaints
Committees directed to be constituted in terms of the Gui delines laid
down by this Court, had not been established to deal with cases of sexual
harassment. Treating the said petition as a Public Intere st Litigation,
notices were issued to several parties including the Union of India and
the State Governments and the following directions were issued :
60 Article 15: The State shall not discriminate against any citizen on grounds of
religion, race, caste, sex, place of birth of any of them.
61 Article 42: The State shall make provisions for securing just and humane
conditions of work and for maternity relief.
62 Article 51(A): (e) ……. It shall be the duty of ever y citizen of India to, amongst
others, renounce practices derogatory to the dignit y of women.
63 The Convention on the Elimination of All Forms of Discrimination Against
Women
64 For short ‘PoSH Act’
65 (2013) 1 SCC 311
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
“2……”Complaints Committee as envisaged by the Supreme Court
in its judgment in Vishakacase SCC at para 53, will be deemed
to be an inquiry authority for the purposes of the Central Ci vil
Services (Conduct) Rules, 1964 (hereinafter called the CCS Rules)
and the report of the Complaints Committee shall be deemed t o
be an inquiry report under the CCS Rules. Thereafte r the
disciplinary authority will act on the report in accordance with the
Rules.”
A similar amendment was also directed to be carried out in the
Industrial Employment (Standing Orders) Rules.
50. On 17th January, 2006, in the very same case of Medha Kotwal
Lele66, noting that there was no information available re garding
implementation of the directions issued in Vishaka’s case (supra), this
Court issued the following directions :
“2. It is not known whether the committees as sugge sted
in Vishaka case have been constituted in all the department s/
institutions having members of staff of 50 and above and in most
of the district-level offices in all the States, members of the staff
working in some offices would be more than 50. It is not known
whether the committees as envisaged in Vishaka case have been
constituted in all these offices. The number of complaints received
and the steps taken in these complaints are also not available. We
find it necessary to give some more directions in this regard:
2.1. We find that in order to coordinate the steps taken in this
regard, there should be a State-level officer i.e. either the Secretary
of the Women and Child Welfare Department or any other suitable
officer who is in charge and concerned with the welfare of women
and children in each State. The Chief Secretaries of each S tate
shall see that an officer is appointed as a nodal agent to collect
the details and to give suitable directions whenever necessary.
2.2. As regards factories, shops and commercial establishment s
are concerned, the directions are not fully complied with. The
Labour Commissioner of each State shall take steps in that
direction. They shall work as nodal agency as regards shops ,
factories and commercial establishments are concerned. Th ey
66 (2013) 1 SCC 312
811
shall also collect the details regarding the complaints and also see
that the required committee is established in such institutions.”
51. Exercising its powers of a writ of continuing mandamus, the
aforesaid petition was again taken up after the passage of over six years,
on 19th October, 201267 when this Court examined the affidavits filed by
each State Government to satisfy itself on the compli ance of the
Guidelines laid down in Vishaka’s case (supra). On examining the
position regarding amendments required to be carrie d out in the
CCS(CCA) Rules and the Standing Orders as also the estab lishment
and composition of the Complaints Committees, the Court noted wi th
great dismay that several State Governments had faile d to make
compliances. Extracted below are the observations made in this regard:
“43. As the largest democracy in the world, we have to combat
violence against women. We are of the considered view that the
existing laws, if necessary, be revised and appropriate new laws
be enacted by Parliament and the State Legislatures to pr otect
women from any form of indecency, indignity and disrespect at
all places (in their homes as well as outside), prevent all forms of
violence—domestic violence, sexual assault, sexual harassment
at the workplace, etc.—and provide new initiatives for education
and advancement of women and girls in all spheres of life. After
all they have limitless potential. Lip service, hollo w statements
and inert and inadequate laws with sloppy enforcement are not
enough for true and genuine upliftment of our half most precious
population—the women.
44. In what we have discussed above, we are of the considered
view that guidelines in Vishaka should not remain symbolic and
the following further directions are necessary until legislati ve
enactment on the subject is in place:
44.1. The States and Union Territories which have not yet carried
out adequate and appropriate amendments in their respective Civil
Services Conduct Rules (by whatever name these Rules are
called) shall do so within two months from today by providing that
the report of the Complaints Committee shall be deemed to be an
inquiry report in a disciplinary action under such Civil Services
Conduct Rules. In other words, the disciplinary authority shal l
67 (2013) 1 SCC 297
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
treat the report/findings, etc. of the Complaints Committee as the
findings in a disciplinary inquiry against the delinquent employee
and shall act on such report accordingly. The findings and the
report of the Complaints Committee shall not be treated as a mere
preliminary investigation or inquiry leading to a disciplinary action
but shall be treated as a finding/report in an inquiry int o the
misconduct of the delinquent.
44.2. The States and Union Territories which have not carried
out amendments in the Industrial Employment (Standing Orders)
Rules shall now carry out amendments on the same lines, as noted
above in para 44.1 within two months.
44.3. The States and Union Territories shall form adequate number
of Complaints Committees so as to ensure that they functi on at
taluka level, district level and State level. Those Sta tes and/or
Union Territories which have formed only one committee for the
entire State shall now form adequate number of Compl aints
Committees within two months from today. Each of su ch
Complaints Committees shall be headed by a woman and as fa r
as possible in such committees an independent member shall be
associated.
44.4. The State functionaries and private and publi c sector
undertakings/organisations/ bodies/institutions, etc. shall put in place
sufficient mechanism to ensure full implementation of Vishaka
guidelines and further provide that if the alleged harasser is found
guilty, the complainant victim is not forced to work with/und er
such harasser and where appropriate and possible the alle ged
harasser should be transferred. Further provision should be made
that harassment and intimidation of witnesses and the complainants
shall be met with severe disciplinary action.
44.5. The Bar Council of India shall ensure that all Bar Associations
in the country and persons registered with the State Bar Councils
follow Vishaka guidelines. Similarly, the Medical Council of India,
Council of Architecture, Institute of Chartered Accou ntants,
Institute of Company Secretaries and other statutory institut es
shall ensure that the organisations, bodies, associations, institutions
and persons registered/affiliated with them follow the guidelines
laid down by Vishaka. To achieve this, necessary instructions/
813
circulars shall be issued by all the statutory bodies such as the
Bar Council of India, Medical Council of India, Cou ncil of
Architecture, Institute of Company Secretaries within two months
from today. On receipt of any complaint of sexual harassment at
any of the places referred to above the same shall be de alt with
by the statutory bodies in accordance with Vishaka and Others
v. State of Rajasthan and Others (1997) 6 SCC 241, guidelines
and the guidelines in the present order.”
(c) ENACTMENT OF THE PoSH ACT AND RULES :
52. After the passage of fifteen years from the date of the verdict
delivered in Vishaka’s case (supra), the PoSH Act, was legislated on
22nd April, 2013 and finally notified on 9th December, 2013. The Act lays
down a comprehensive mechanism for constitution of Internal Complaints
Committee, Local Committee and Internal Committees, the manner of
conducting an inquiry into a complaint received, duties of an employer,
duties and powers of the District Officer and others, penalties for non-
compliance of the provisions of the Act, etc. Accompanying the Act are
the Rules, 201368 that have been framed in exercise of powers conferred
under Section 29 of the PoSH Act and amongst others, lays down t he
manner in which an inquiry into a complaint of sexual harassment ought
to be conducted (Rule 7), the interim reliefs that can be extended to the
aggrieved women during the pendency of the inquiry (Rule 8), the manner
of taking action for sexual harassment (Rule 9) etc. It is noteworthy that
sub-rule (3) of Rule 7 provides that the respondent shall file his reply to
the complaint within a stipulated time along with the relevant documents
and give details of the witnesses and sub-rule (4) stipulat es that the
Complaints Committee shall make an inquiry into the compl aints “in
accordance with the principles of natural justice ”.
(d) BREATHING REASONABLENESS INTO THE
PROCEDURAL REGIME :
53. Thus, it can be seen that the journey from Vishaka’s case
(supra) that acted as a springboard and sowed the se eds of future
legislation by structuring Guidelines to deal with ca ses of sexual
harassment, blossomed into a comprehensive legislatio n with the
enactment of the PoSH Act and Rules. At the same time, h owever,
68 The Sexual Harassment of Women at Work Pace (Prevention, Prohibition and
Redressal) Act, 2013
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
women centric the Guidelines and the Act may have been, they both
recognize the fact that any inquiry into a complaint of sexual harassment
at the workplace must be in accordance with the relevant rule s and in
line with the principles of natural justice. The cardinal principle required
to be borne in mind is that the person accused of misconduc t must be
informed of the case, must be supplied the evidence in support thereof
and be given a reasonable opportunity to present his version before any
adverse decision is taken. Similarly, the concerned employer i s also
expected to act fairly and adopt a procedure that i s just, fair and
reasonable. The whole purpose is to breathe reasonableness in to the
procedural regime. But, the test of reasonableness cannot be abstract.
It has to be pragmatic and grounded in the realities of the f acts and
circumstances of a case. When conducting an inquiry, it is the dut y of
the Inquiring Authority to proceed in a manner that is visibly free from
the taint of arbitrariness, unreasonableness or unfairness. An inquiry
that can culminate into imposition of a major penalty like termination of
service of an employee, must doubly conform to a just, fair and reasonable
procedure. Any displacement of the principles of natural justice can only
be in exceptional circumstances, as contemplated in the proviso to Article
311(2) of the Constitution of India and not otherwise. Wherever the
rules are silent, principles of natural justice must be read into them and a
hearing be afforded to the person who is proposed to be punished with a
major penalty69.
54. The four predominant purposes sought to be achieved by
reading the principles of natural justice into law and into the conduct of
judicial and administrative proceedings to achieve the underlying object
of securing fairness have been concisely expressed by this Court as an
assurance of a fair outcome by following the procedural R ules, an
assurance of equality in the proceedings, legitimacy of the decision and
decision- making authority thereby preserving the integrity of the system
and finally, with the idea of preserving the dignity of individuals where
citizens are treated with respect and the dignity they deserve in a society
governed by the Rule of Law 70.
L. ANALYSIS AND DISCUSSION :
55. In the present case, the incidents in question relate to t he
69 State Bank of India and Others v. Ranjit Kumar Cha kraborty and Another, (2018)
12 SCC 807
70 Madhyamam Broadcasting Limited v. Union of India decided on 5th April 2023
815
period when the Vishaka Guidelines were in place and it had been
clarified in Medha Kotwal Lele (supra) that the Complaints Committee
will be deemed to be an inquiry authority for the purposes of t he CCS
Rules. Keeping this in mind, we may now proceed to ascert ain as to
whether the procedure adopted by the respondents No. 2 and 3 her ein
violated the principles of natural justice and thereby caused prejudice to
the appellant, as has been alleged, for this Court to inter fere in the
impugned judgment.
(a) SCOPE OF INTERFERENCE BY THE HIGH COURT
IN JUDICIAL REVIEW :
56. It may be clarified at the outset that to satisfy it self that no
injustice has been meted out to the appellant, the High Court was required
to examine the decision-making process and not just the final outcome.
In other words, in exercise of powers of judicial review, the High Court
does not sit as an Appellate Authority over the factual findings recorded
in the departmental proceedings as long as those findings are reasonably
supported by evidence and have been arrived at through proceedi ngs
that cannot be faulted on account of procedural illegalities or irregularities
that may have vitiated the process by which the decision was arrived at.
57. The purpose of judicial review is not only to ensure that the
individual concerned receives fair treatment, but also to ensure that the
authority, after according fair treatment, reaches, a conclusion, which is
correct in the eyes of law 71. Notably, in Apparel Export Promotion
Council vs. A.K. Chopra, a matter related to sexual harassment at the
workplace72 where, aggrieved by the decision taken by the Disciplinary
Authority of accepting the report of the Inquiry Officer and re moving
the respondent therein from service on the ground that he had tr ied to
molest a lady employee, this Court had set aside the order of the High
Court that had narrowly interpreted the expression “sexual harassment”
and held that in departmental proceedings, the Disciplinary Authority is
the sole judge of facts and once findings of fact, based on appreciation
of evidence are recorded, the High Court in its writ jurisdiction should
not normally interfere with those factual findings unless it finds that the
recorded findings were based either on no evidence or that the findings
were wholly perverse and/or legally untenable. The Court is under a
71 (1999) 1 SCC 759
72 Chief Constable of the North Wales Police v. Evans, (1982) 3 ALL ER 141 HL.
Also refer : B.C. Chaturvedi v. Union of India, (1995) 6 SCC 749.
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
duty to satisfy itself that an inquiry into the allegati ons of sexual
harassment by a Committee is conducted in terms of the ser vice rules
and that the concerned employee gets a reasonable oppo rtunity to
vindicate his position and establish his innocence73.
(b) EXTENT OF ADHERENCE TO THE “AS FAR AS
PRACTICABLE” NORM
58. Assuming as correct, the submission made by learned counsel
for the respondents no.2 and 3 that the Committee was not bound t o
strictly follow a step by step procedure for conducting an inquiry having
due regard to the proviso to Rule 14(2) of the CCS (CCA) Rules that
permits a Committee to enquire into a complaint of sexual harassment
‘as far as practicable’, in accordance with the procedure laid down in
the Rules, the question that would still beg an answer is wh ether the
inquiry conducted by the Committee in the instant case, would meet the
‘as far as practicable ’ norm?
59. Rule 14 prescribes the procedure required to be followed for
conducting an inquiry by a Public Authority which entails issuance of a
charge sheet, furnishing details of the Articles of Charge, enclosing
statements of imputations in respect of each article of charge, forwarding
of a list of witnesses and the documents sought to be relied upon by the
Management/employer. The said procedure may not have been strictly
followed by the Committee in the present case, but it is n ot in dispute
that all the complaints received from time to time and the depositions of
the complainants were disclosed to the appellant. He w as, therefore,
well aware of the nature of allegations levelled against hi m. Not only
was the material proposed to be used against him during the inquiry
furnished to him, he was also called upon to explain the said material by
submitting his reply and furnishing a list of witnesses, which h e did.
Furthermore, on perusing the Report submitted by the Committee, it
transpires that depositions of some of the complainants were recorded
audio-visually by the Committee, wherever consent was given and the
appellant was duly afforded an opportunity to cross-examine th e said
witnesses including the complainants. The charges levelled by al l the
complainants were of sexual harassment by the appellant with a narration
of specific instances. Therefore, in the given facts and c ircumstances,
non-framing of the Articles of Charge by the Committee cannot be treated
73 Dr. Vijaykumaran C.P.V. v. Central University of Kerala and Others, (2020) 12
SCC 426
817
as fatal. Nor can the appellant be heard to state that he was completely
in the dark as to the nature of the allegations levelled a gainst him and
was not in a position to respond appropriately. So far, so good.
(c) THE COMMITTEE’S UNDERSTANDING OF ITS
MANDATE :
60. As noted above, when the Registrar of the respondent No. 2–
University addressed a letter to the Chairperson of the Commi ttee, he
forwarded nine complaints of sexual harassment that had been received
by the Vice Chancellor of the University. The process of the inquiry was
set into motion on 17 th March 2009 when the appellant was informed
that on receiving complaints of sexual harassment against him, the
Committee had conducted a preliminary verification of the complaints
by recording the statements of the concerned students. Till then, n o
specific Articles of Charge were framed by the Commit tee and no
imputation of charges were forwarded to the appellant. At the same
time, copies of all the complaints received and the statements recorded
were forwarded directly to the appellant calling upon him to explain the
charges levelled against him.
61. The plea of the appellant that the Committee understood the
remit of its inquiry as a ‘fact-finding proceeding’, can be discerned from
the contents of the letters dated 17 th March 2009 and 20 th April 2009
addressed to the appellant. The impression carried by the Commi ttee
that it was only required to submit a fact-finding report to the University
was no different for the EC as is borne out from a p erusal of the
Memorandum dated 8th September 2009, issued by the Chairman of the
EC who, after receiving the Committee’s Report, informed the appellant
that an inquiry was proposed to be conducted against him under Rule 14
of the CCS (CCA) Rules. This was the first time when the respondents
informed the appellant that the EC had decided to follow the procedure
prescribed under the rules of drawing up a Statement of Art icles of
Charge, imputation of misconduct in support of each Article of Charge
and other documents and had granted the appellant time to subm it his
reply in defence. The appellant did submit a reply. But it is an admitted
position that the said inquiry proceedings were aborted at the initial stage
itself and it was the Report of the Committee submitted earlier, that was
acted upon by the EC in terms of a decision taken on 28th January 2010.
We are of the opinion that when the Committee itself was unclear as to
the scope of its inquiry, the appellant cannot be blamed for harbouring an
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
impression that the remit of the Committee was confined to fact finding
alone and it was not discharging the functions of a disciplinary committee,
as contemplated under the service Rules.
(d) WHIRLWIND PROCEEDINGS
62. On examining the records, it emerges that the point at which
the Committee fell into an error was when it attempted to fast forward
the entire proceedings after the first few hearings and declined to grant
a reasonable time to the appellant to effectively particip ate in the said
proceedings. It is noteworthy that the proceedings of the Committee
had commenced on 16 th April 2009 and stood concluded on 5 th June,
2009. During this period, 18 meetings were conducted by the Committee.
Following is the month-wise details of the dates on which the meetings
of the Committee were conducted :
(i) April 2009 – On 16th,27th and 29th
(ii) May 2009 – On 6th,12th,13th,14th,19th,20th, 22nd,23rd,25th,27th,28th
and 29th
(iii) June, 2009 – On 3rd,4th and 5th
63. It is also noteworthy that the time span prescribed under the
CCS (CCA) Rules for concluding an inquiry is ordinarily within a period
of six months from the date of receipt of the order of appointment. But,
here, the entire process was wrapped up in flat 39 days. This shows the
tearing hurry in which the Committee was to submit its Rep ort. One
such glaring instance of the over anxiety to conclude the proceedings is
apparent from the letter dated 5th May 2009, addressed by the Committee
to the appellant informing him that the next date for filing his reply and
for recording further depositions was 12 th June 2009. Surprisingly, on
the very next day, the Committee issued yet another letter advancing the
said dates by claiming that an error had crept into the previous letter and
informing the appellant that the date for filing his reply should be read as
‘12th May 2009’ and the date for recording further depositions should be
read as ‘14th May, 2009’, thus moving the dates back by a whole month.
Another egregious example of the hurry and scurry show n by the
Committee can be gathered from the fact that on 20 th May 2009, the
Committee had written to the appellant giving him a last opportunity to
present himself on 20th May 2009, not only to complete his deposition,
but also to cross-examine the complainants and othe r witnesses.
Simultaneously, the Committee forwarded six more depositions to the
819
appellant and directed him to furnish his reply within 48 hours i.e . by
22nd May, 2009.
64. Even if this Court was to accept the submission made by
learned counsel for the respondents that the appellant was offering flimsy
excuses to somehow prolong the proceedings and the health ground
taken by him was not genuine, it does not explain the app roach of the
Committee which was well aware of the fact that at least six more
depositions had been handed over to the appellant as late as on 20th May
2009. Even if he had been hale and hearty, he would still have required
a reasonable time to respond to the additional depo sitions and
simultaneously, prepare himself for cross-examining the complainants
and completing his deposition. This can only be termed as an unreasonable
and unfair direction by the Committee.
65. The undue haste demonstrated by the Committee for bringing
the inquiry to a closure, cannot justify curtailment of the right of the
appellant to a fair hearing. The due process, an important fac et of the
principles of natural justice was seriously compromised due to the manner
in which the Committee went about the task of conducting the inquiry
proceedings. As noted above, when the proceedings, subject matter of
the present appeal had taken place, the PoSH Act was n owhere on the
horizon and the field was occupied by the Vishaka Guidelines. The said
Guidelines also did not exclude application of the principles of natural
justice and fair play in making procedural compliances. The silence in
the Guidelines on this aspect could not have given a handle to the
Committee to bypass the principles of natural justice and whittle down a
reasonable opportunity of affording a fair hearing to the appellant. This
Court has repeatedly observed that even when the rules ar e silent,
principles of natural justice must be read into them. In its keen anxiety of
being fair to the victims/complainants and wrap up the c omplaints
expeditiously, the Committee has ended up being grossly unfair to the
appellant. It has completely overlooked the cardinal principle that justice
must not only be done, but should manifestly be seen to be done. T he
principles of audi alterem partem could not have been thrown to the
winds in this cavalier manner.
(e) HOW DID THE EXECUTIVE COUNCIL FALTER?
66. The error committed on the part of the EC, is no less grave. It
is apparent that the EC continued to remain under an impression that the
First Committee to which the complaints were forwarded, was only a
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
‘fact-finding Committee’ and that a full-fledged inquiry was still required
to be conducted subsequently, in the manner prescribed under Rule 14
of the CCS (CCA) Rules. The result was that though the Report of the
First Committee was accepted and the EC proceeded to place the
appellant under suspension, for the very first time, it decided to issue him
Memorandum detailing the Articles of Charge and the imputation of
charges and further appointed a Former Judge of the High Court as an
Inquiry Officer to conduct the inquiry in terms of the Rules. Respondent
Nos. 2 and 3 got wiser only when the said proceedings commenced and
the Inquiry Officer was appraised of the directions issued in Medha
Kotwal’scase where it had been clarified by this Court that the Complaints
Committee contemplated in Vishaka’scase (supra), will be deemed to
be an Inquiry Authority for the purposes of the CCS (Conduct) Rules
and its report shall be deemed to be a Report under the CCS (CCA)
Rules.
67. When the employer itself was oblivious to the remit of the
Committee and the Committee remained under the very same impression
having described its proceedings as fact-finding in nature, it was all the
more incumbent for the respondents to have paused on receiving the
Report of the First Committee and verify the legal position before taking
the next step. In all this back and forth, it was the procedure prescribed
under Rule 14 for conducting an inquiry of sexual harassment at the
workplace that came to be sacrificed at the alter of expeditious disposal,
which can neither be justified nor countenanced.
68. The intent and purpose of the proviso inserted in Rule 14(2)
of CCS (CCA) Rules and Rule 3C of CCS (Conduct) Rules is that the
procedure required to be adopted for conducting an inquiry in to the
complaint of sexual harassment that can lead to imposition of a major
penalty under the Rules, must be fair, impartial and in line with the Rules.
Pertinently, the emphasis on adhering to the principles of natural justice
during an inquiry conducted by a Complaints Committee finds specific
mention in Rule 7(4) of the subsequently enacted Rules of 2013. But the
spirit behind the due process could never be suppressed or ignored even
in the absence of the Statute or the Rules inasmuch as the principles of
natural justice is the very essence of the decision-making process and
must be read into every judicial or even a quasi-judicial proceeding.
69. This is not to say that the Committee even if described as an
Inquiring authority, by virtue of the ruling in Medha Kotwal’s case (supra)
and required to follow the procedure prescribed under Rule 14, wa s
821
expected to conduct the inquiry as if it was a full-fledged t rial. The
expression used in the proviso to Rule 14(2), ‘ as far as practicable ’
has to be read and understood in a pragmatic manner. In any such
proceedings initiated by the Disciplinary Authority, a calibrated balance
would have to be struck between the rights of a victim o f sexual
harassment and those of the delinquent employee. At the same t ime,
fairness in the procedure would have to be necessarily adopt ed in the
interest of both sides. After all, what is sauce for the goose, is sauce for
the gander.
M. CONCLUSION
70. In the instant case, though the Committee appointed by the
Disciplinary Authority did not hold an inquiry strictly in terms of the step-
by-step procedure laid down in Rule 14 of the CCS (CCA) Rules,
nonetheless, we have seen that it did furnish copies of all the complaints,
the depositions of the complainants and the relevant mater ial to the
appellant, called upon him to give his reply in defence and directed him
to furnish the list of witnesses that he proposed to rely on. Records also
reveal that the appellant had furnished a detailed reply i n defence. He
had also submitted a list of witnesses and depositions. This goes to show
that he was well-acquainted with the nature of allegations levelled against
him and knew what he had to state in his defence. Given the above
position, non-framing of the articles of charge cannot be said to be
detrimental to the interest of the appellant.
71. In fact, the glaring defects and the procedural lapses i n the
inquiry proceedings took place only thereafter, in the month o f May,
2009, when 12 hearings, most of them back-to-back, were conducted by
the Committee at a lightning speed. On the one hand, the Com mittee
kept on forwarding to the appellant, depositions of some more
complainants received later on and those of other witnesses and called
upon him to furnish his reply and on the other hand, it directed him to
come prepared to cross-examine the said complainants and wi tnesses
as also record his further deposition, all in a span of one week. Even if
the medical grounds taken by the appellant seemed su spect, the
Committee ought to have given him reasonable time to prepare his
defence, more so when his request for being represented through a lawyer
had already been declined. It was all this undue anxiety that had led to
short-circuiting the inquiry proceedings conducted by the Committee and
damaging the very fairness of the process.
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
72. For the above reasons, the appellant cannot be faulted for
questioning the process and its outcome. There is no doubt that matters
of this nature are sensitive and have to be handled with c are. The
respondents had received as many as seventeen complaints from students
levelling serious allegations of sexual harassment against the appellant.
But that would not be a ground to give a complete go by to the procedural
fairness of the inquiry required to be conducted, more so when the inquiry
could lead to imposition of major penalty proceedings. When the legitimacy
of the decision taken is dependent on the fairness of the process and the
process adopted itself became questionable, then the decision arrived at
cannot withstand judicial scrutiny and is wide open to interference. It is
not without reason that it is said that a fair procedure alone can guarantee
a fair outcome. In this case, the anxiety of the Committee of being fair
to the victims of sexual harassment, has ended up causing them greater
harm.
73. This Court is, therefore, of the opinion that the proceedin gs
conducted by the Committee with effect from the month of May, 2009,
fell short of the “as far as practicable” norm prescribed in the relevant
Rules. The discretion vested in the Committee for conducting the inquiry
has been exercised improperly, defying the principles of natural justice.
As a consequence thereof, the impugned judgment upholding the decision
taken by the EC of terminating the services of the appellant, duly endorsed
by the Appellate Authority cannot be sustained and is accordingly quashed
and set aside with the following directions:
(i) The matter is remanded back to the Complaints Committee to
take up the inquiry proceeding as they stood on 5th May 2009.
(ii) The Committee shall afford adequate opportunity to t he
appellant to defend himself.
(iii) The appellant shall not seek any adjournment of the
proceedings.
(iv) A Report shall be submitted by the Committee t o the
Disciplinary Authority for appropriate orders.
(v) Having regard to the long passage of time, the responde nts
are directed to complete the entire process within three months
from the first date of hearing fixed by the Committee.
(vi) The procedure to be followed by the Committee and the
Disciplinary Authority shall be guided by the principles of natural
justice.
823
(vii) The Rules applied will be as were applicable at the relevant
point of time.
(viii) The decision taken by the Committee and the Disciplinary
Authority shall be purely on merits and in accordance with law.
(ix) The appellant will not be entitled to claim im mediate
reinstatement or back wages till the inquiry is completed and a
decision is taken by the Disciplinary Authority.
N. EPILOGUE
74. Just as we celebrate a decade of the PoSH Act being legislated,
it is time to look back and take stock of the manner in which the mandate
of the Act has been given effect to. The working of the Act is centred
on the constitution of the Internal Complaints Committees(ICCs) by every
employer at the workplace and constitution of Local Committees(LCs)
and the Internal Committees(ICs) by the appropriate Governme nt, as
contemplated in Chapters II and III, respectively of the P oSH Act. An
improperly constituted ICC/LC/IC, would be an impediment in conducting
an inquiry into a complaint of sexual harassment at the work place, as
envisaged under the Statute and the Rules. It will be equally
counterproductive to have an ill prepared Committee conduct a h alf-
baked inquiry that can lead to serious consequences, namely, imposition
of major penalties on the delinquent employee, to the point of termination
of service.
75. It is disquieting to note that there are serious lapses in the
enforcement of the Act even after such a long passage of time. This
glaring lacuna has been recently brought to the fore by a National daily
newspaper that has conducted and published a survey of 30 nation al
sports federations in the country and reported that 16 out of them have
not constituted an ICC till date. Where the ICC have been found to be in
place, they do not have the stipulated number of members or lack the
mandatory external member. This is indeed a sorry state of affairs and
reflects poorly on all the State functionaries, public authorities, private
undertakings, organizations and institutions that are duty bound to
implement the PoSH Act in letter and spirit. Being a vict im of such a
deplorable act not only dents the self-esteem of a woman, it also takes a
toll on her emotional, mental and physical health. It is often s een that
when women face sexual harassment at the workplace, they are reluctant
to report such misconduct. Many of them even drop out from their job.
One of the reasons for this reluctance to report is t hat there is an
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
uncertainty about who to approach under the Act for redressal of their
grievance. Another is the lack of confidence in the process and its
outcome. This social malady needs urgent amelioration through robust
and efficient implementation of the Act. To achieve this, it is imperative
to educate the complainant victim about the import and working of the
Act. They must be made aware of how a complaint can be regis tered,
the procedure that would be adopted to process the complaint, the objective
manner in which the ICC/LC/IC is expected to function under the Statute,
the nature of consequences that the delinquent employee can be visited
with if the complaint is found to be true, the result of lodging a false or a
malicious complaint and the remedies that may be ava ilable to a
complainant if dissatisfied with the Report of the ICC/LC/IC etc.
76. However salutary this enactment may be, it will never succeed
in providing dignity and respect that women deserve at the wor kplace
unless and until there is strict adherence to the enforcement regime and
a proactive approach by all the State and non-State actors. If the working
environment continues to remain hostile, insensitive and unresponsive to
the needs of women employees, then the Act will remain an empty
formality. If the authorities/managements/employers cannot assure them
a safe and secure work place, they will fear stepping out of their homes
to make a dignified living and exploit their talent and skills to the hilt. It is,
therefore, time for the Union Government and the State Governments to
take affirmative action and make sure that the altruistic o bject behind
enacting the PoSH Act is achieved in real terms.
O. DIRECTIONS
77. To fulfil the promise that the PoSH Act holds out to working
women all over the country, it is deemed appropriate to issue the following
directions :
(i) The Union of India, all State Governments and Union Territories
are directed to undertake a timebound exercise to verify as to whe ther
all the concerned Ministries, Departments, Government organizations,
authorities, Public Sector Undertakings, institutions, bodies, etc . have
constituted ICCs/LCs/ICs, as the case may be and that the composition
of the said Committees are strictly in terms of the provis ions of the
PoSH Act.
(ii) It shall be ensured that necessary information reg arding the
constitution and composition of the ICCs/LCs/ICs, details of the e-mail
IDs and contact numbers of the designated person(s), the procedure
825
prescribed for submitting an online complaint, as also the relevant rules,
regulations and internal policies are made readily available on the website
of the concerned Authority/Functionary/ Organisation/Institution/Body,
as the case may be. The information furnished shall also be u pdated
from time to time.
(iii) A similar exercise shall be undertaken by all the S tatutory
bodies of professionals at the Apex level and the State level (including
those regulating doctors, lawyers, architects, chartered accountants, cost
accountants, engineers, bankers and other professionals), by Universities,
colleges, Training Centres and educational institutions and by government
and private hospitals/nursing homes.
(iv) Immediate and effective steps shall be taken by the authorities/
managements/employers to familiarize members of the I CCs/LCs/ICs
with their duties and the manner in which an inquiry ought to be conducted
on receiving a complaint of sexual harassment at the workp lace, from
the point when the complaint is received, till the inquiry is finally concluded
and the Report submitted.
(v) The authorities/management/employers shall regularly conduct
orientation programmes, workshops, seminars and awa reness
programmes to upskill members of the ICCs/LCs/ICs and t o educate
women employees and women’s groups about the provisions of the Act,
the Rules and relevant regulations.
(vi) The National Legal Services Authority(NALSA) and the State
Legal Services Authorities(SLSAs) shall develop modules to c onduct
workshops and organize awareness programmes to sensitize authorities/
managements/employers, employees and adolescent groups with the
provisions of the Act, which shall be included in their annual calendar.
(vii) The National Judicial Academy and the State Ju dicial
Academies shall include in their annual calendars, orientation
programmes, seminars and workshops for capacity building of members
of the ICCs/LCs/ICs established in the High Courts and District Courts
and for drafting Standard Operating Procedures (SOPs) to cond uct an
inquiry under the Act and Rules.
(viii) A copy of this judgment shall be transmitted to the Secretaries
of all the Ministries, Government of India who shall ensure implementation
of the directions by all the concerned Departments, Statutory Authorities,
Institutions, Organisations etc. under the control of the respective
Ministries. A copy of the judgment shall also be transmitted to the Chief
AURELIANO FERNANDES v. STATE OF GOA AND OTHERS
[HIMA KOHLI, J.]
Secretaries of all the States and Union Territories who shall ensure strict
compliance of these directions by all the concerned Departm ents. It
shall be the responsibility of the Secretaries of the Ministries, Government
of India and the Chief Secretaries of every State/Union Ter ritory to
ensure implementation of the directions issued.
(ix) The Registry of the Supreme Court of India shall transmit a
copy of this judgment to the Director, National Judicial Academy, Member
Secretary, NALSA, Chairperson, Bar Council of India and the Registrar
Generals of all the High Courts. The Registry shall also transmit a copy
of this judgment to the Medical Council of India, Council of Architecture,
Institute of Chartered Accountants, Institute of Company Sec retaries
and the Engineering Council of India for implementing the direc tions
issued.
(x) Member-Secretary, NALSA is requested to transmit a c opy
of this judgment to the Member Secretaries of all the State Legal Services
Authorities. Similarly, the Registrar Generals of the State High Courts
shall transmit a copy of this judgment to the Directors of the State Judicial
Academies and the Principal District Judges/District Judge s of their
respective States.
(xi) The Chairperson, Bar Council of India and the Apex Bodies
mentioned in sub-para (ix) above, shall in turn, transmit a copy of this
judgment to all the State Bar Councils and the State Level Councils, as
the case may be.
78. The Union of India and all States/UTs are directed to file their
affidavits within eight weeks for reporting compliances. List after eight
weeks.
79. The appeal is allowed on the above terms while leaving the
parties to bear their own costs. Pending applications, if any, shall stand
disposed of.
Ankit Gyan Appeal allowed and directions issued.
(Assisted by : Mahendra Yadav, LCRA)