Jagdish Negi, President, Utiarakhand Jan Morcha and Anr. v. State of U.P. and Anr.
Shri Satish Chandra. B
Contention No. 1
As we have noticed earlier during the pendency of this writ petition
it has transpired that the first respondent has not only continued the
c statutory scheme of reservation of 27 per cent for educationally and socially
backward class of citizens of U .P. as per the Reservation Act, but Govern·
ment Orders have also been issued from time to time from 1995 to 1997
clearly indicating that residents of U ttarakhand region are being treated as
socially and educationally backward class of citizen presumably in the light
of two decisions of this Court to which we will make a reference shortly. D
Secretary, Government of U.P., Ramesh Yadav, by communication dated •
6th November, 1995 addressed to Vice Chancellor, G.B. Pant Agricultural
& Technological University, Pant Nagar, has observed that 'the Hon'ble
High Court on the basis of State of U.P. v. Pradip Tandon, AIR (1975) SC
563 has held that the residents of Uttarakhand be treated as socially and E educationally backward classes of citizens and in the background of the
abovementioned judgments of the Hon'ble Supreme Court and High Court
the Government of U .P. after proper and due consideration, has decided
that all residents of U ttarakhand exciuding scheduled caste and scheduled
tribe who are already covered by reserve quota; will be added to the list
of other backward classes for the purpose of reservation. Accordingly in F
view of the all India status of your university you are directed to admit ail
non-scheduled caste and non-schedule tribe candidates of Uttarakhand,
within the quota fixed for backward classes on merit, alongwith the can-
didates of other dis~ricts which will not exceed 27 per cent'.
As the aforesaid policy decision of the first respondent-State com- G
municated to the Vice Chancellor was based on the decision of this Court
rendered almost two decades back in State of U.P. v. Prridip Tandon & Ors.
(supra) it will be profitable at this stage to refer to that decision. In the
said case a Bench of three learned Judges of this Court had to consider
whether the scheme of reservation of seats in medical colleges in favour of H
A hill and Uttarakhand areas of State of U.P. was sustainable as per Article
15(1)(4) and Article 29(2) of the Constitution of India. Upholding the said
scheme on 19th November 1974 this Court speaking through Chief Justice
Ray observed as under : ·
"The hill and Uttarakhand areas in Uttar Pradesh are instance of
socially and educationally backward classes of citizens for these
reasons. Backwardness is judged by economic basis that each
region has its own measurable possibilities for the maintenance of
human numbers, standards of living and fixed property. From an
economic point of view the classes of citizens are backward when
they do not make effective use of resources. When large areas of
land maintain a sparse, disorderly and illiterate population whose
property is small and negligible the element of special backward
ness is observed. When effective territorial specialisation is not
possible in the absence of means of communication and technical
processes as in the hill and Uttarakhand areas the people (residing
there sic) are socially backward classes of citizens. Neglected
opportunities and people in remote places raise walls of social
backwardness of people.
Educational backwardness is ascertained with reference to
these factors. Where people have traditional apathy for education
on account of social and environmental conditions or occupational
handicaps, it is an illustration of educational backwardness. The
hill and Uttrakhand areas are inaccessible. There is lack of educa
tional institutions and educational aids. People in the hill and
Uttarakhand areas illustrate the educationally backward classes of
citizens because lack of educational facilities keep them stagnant
and they have neither meaning and values nor awareness for
education."
It is, therefore, obvious that residents of hills and Uttarakhand areas
were treated as socially and educationally backward classes of citizens
G entitled to benefit under Articles 15(1), 15(4) and 29(2) of the Constitu
tion in the year 1974 when this Court decided that case. But simply on this
basis it cannot be urged that this class of citizens could be condemned as
socially and educationally backward class of citizens till eternity, however,
much they may like to be stigmatized as educationally and socially back-
H ward class of citizens. This class is always required to be judged in the light
JAG DISH NEG!, PRES!DENf, UTIARAKHAND JANMORCHA v. STAIB [ S.B. MAJMUDAR, J. I 487
of the existing-fact situation at a given point of time. There cannot be a A
class of citizens which can be treated perpetually to be a socially and
educationally backward class of citizens Every citizen has right to develop
socially and educationally. We must, therefore, hold that the aforesaid
decision of this Court ruled that residents of Uttarakhand and hill areas .of
State of U.P. in 1974, when the matter was decided, formed a socially and B
educationally backward class of citizens. Consequently, they would be
automatically entitled at that point of time to any existing scheme of
reservation promulgated by the State for socially and educationally back
ward classes of its citizens. Mr. Rohtagi, learned senior counsel for respon
dent No. 1, was right when he contended that such backwardness cannot
continue indefinitely and the State is entitled to review the situation from C
time to time.
,•
However, this does not advance the case of first respondent- State
on the facts established on record. We have noted earlier that as late as in
1995 the first respondent-State took a policy decision in its wisdom, even D
after the expiry of two decades since the decision of this Court in Pradip ·
Ta11do11'.i case (supra) was rendered, that the residents of Uttarakhand and
hill region were still required to be treated as socially and educationally
backward class of citizens as clearly reflected by the letter of Shri Ramesh
Yadav, Secretary, Government of U.P. Even thereafter till 1997 that is
current year the fust respondent has treated the residents of Uttarakhand E
and hill region as socially and educationally backward classes of citizens.
The said decision of the first respondent-State is reflected by the com
munication dated 27th February, 1996 addressed by Secretary to the Direc-
tor General, Medical Education and Training, U.P. Lucknow. The said
communication relied upon the judgment of this Court rendered in the case F
of A11il Kumar Gupta v. Government of U.P. (supra). As we will see
hereinafter, in the said decision this Court endorsed the earlier view of this
Court in Pradip Ta11do11's case (supra) that Uttarakhand residents were
socially and educationally backward class of citizens. The relevant recitals
in the said communication read as under :
"2. I am also directed to state that Hon'ble Supreme Court in their
observation made in writ No. Civil 276/1995 (copy attached), Civil
No. 326/95 Anil Kumar Gupta etc. v. Govemment of U.P. etc., has
directed that the Horizontal Reservation be compartmentalised i.e.
number of reserved seats for the Test for each reserved category H
488
SUPREME COURT REPORTS (1997) SUPP. 3 S.C.R.
of SC/ST/BC General be mentioned in the Brochure.
3. The Government has also decided that for the Horizontal
Reservation of each category, the nupiber of seats be compartmen
talised as under :
Scheduled Caste - 21 percent
Scheduled Tribe - 02 percent
Other Backward Classes - 27 Percent
General Category - 50 percent.
The total seats be divided and mentioned as above for CPMT
1996 Brochure for the necessary action."
The very same Secretary to Government of U.P. has reiterated the
D same policy being continued for the year 1997 as per the communication
dated 8.1.97 addressed to Director General of Medical Education and
Training, U.P. Lucknow. The pertinent recitals read as under :
"In continuation to G.O. No. 5198 Sec. 14-/Five- 96-26/96 dated
19.12.96, I am directed to state that order was issued regarding
providing reservation to various categories for C.P.M.T. 1996 vide
G.O. No. 1067/Sec.-14/Five-96-111/93 T.C. dated 27.2.96. The
Govt. has after due consideration, decided to enforce the above
provision in CPMT 1997 also."
F It becomes obvious that the aforesaid recitals found in the letters
dated 27.2.96 and 8.1.97 clearly indicate that the first respondent-State
relying on the decision of this Court in A.K. Gupta's case (supra) has
continued reservation of 27 per cent for Other Backward Classes including
residents of hill and Uttarakhand areas, for the years 1996 and 1997 so far
G as admissions to medical courses were concerned.
It is useful at this stage to refer to the decision of this Court in Anil
Kumar Gupta's case (supra). In the said decision a Bench of two learned
Judges of this Court speaking through B.P. Jeevan Reddy, J., relying upon
the decision of this Court in State of U.P. v. Pradip Tandon (supra) as well
H as Constitution Bench decision in Indra Sawhney and Others (supra) reaf-
JAGDISH NEG!, PRESIDENT, lJITARAKHANDJANMORCHA '·STATE[ S.B. MAJMUDAR, J.) 489
firmed the position in para 9 of the report to the effect that residents of A
hill areas aud Uttranchal in State of U.P. were covered by the scheme of
reservation as per Article 15( 4) of Constitution of India, that is, they were
entitled to the reservation as socially and educationally backward classes
of citizens. But this reservation available to them would be under the quota
of 27 per cent reservation for socially and educationally backward classes B
of citizens and they could not get additional benefit of reservation under
Article 15(1) as wrongly assumed by the State in their favour.
A conjoint reading of the decision in A.K Gupta (supra) and the
letters dated 27 .2.96 and 8.1.97 of Secretary as noted earlier leaves no room
for doubt that according to the first respondent-State the residents of hill C
areas arid Uttarakhand in State of U.P. were entitled to be treated as
socially and educationally backward class of citizens and were accordingly
entitled to be considered for reservation of seats in medical colleges against
27 per cent reservation quota available to that class of citizens. Once that
conclusion is reached the first contention of learned senior counsel for the D
petitioners loses much of its efficacy as till the current year, according to
the first respondent-state, residents of Uttarakhand region and hill areas
are being treated as socially and educationally backward classes of citizens
who would obviously be entitled to be considered along with other citizens
falling in this class towards grant of 27 per cent reservation in medical E
colleges.
It is, however not possible to agree with the contention of learned
senior counsel for the petitioners that such reservation should continue
without any limitation or there cannot be periodical review about the said
reservation policy. It is true as per the statutory scheme of reservation as
envisaged by the Reservation Act, 27 per cent reservation for educationally
and socially backward classes of citizens in the State of U.P. in all
Government services and educational institutions has to be continued so
long as this statutory scheme of reservation continues in the State. But that
does not solve the problem for the petitioners for ail times to come. It is G
true that from 1974 onward till today residents of Uttarakhand hills region
are being treated by the State of U.P. as socially and educationally
backward class of citizens for the purpose of being considered eligt'ble for
consideration towards 27 per cent reservation. But only on that score, it
cannot be predicated that in future they may not cease to be socially and H
A educationally backward. Once at any further point of time they cease to be
so they will obviously go out of the umbrella of 27% reservation available
to the remaining socially and educationally backward classes of citizens in
the State of U.P. Therefore, even though the statutory scheme for 27%
reservation envisaged by the Reservation Act may continue to cover
B socially and educationally backward category of citizens in State of U .P .,
Uttarakhand residents may cease to be treated as socially and educationally
backward classes of citizens in future, if relevant data is available in that
connection by that time. We, therefore, cannot bind down the first
respondent-State to treat Uttarakhand residents as socially and
C educationally backward classes of citizens for all times to come. Even
learned senior counsel Shri Satish Chanqra also agreed that such a
situation cannot be countenanced. But in his submission once the statutory
scheme of 27 per cent reservation for socially and educationally backward
classes of citizens continues, Uttarakhand residents must be made available
D the umbrella of that reservation which sh01,ild run parallel to and be
coterminous with the reservation scheme available under the Reservation
Act to the extent of 27 per cent reservation for socially and educationally
backward classes of citizens. It is not possible to agree with this contention.
Reason is obvious. The statutory scheme of reservation of 27 per cent for
socially and educationally backward classes of citizens may continue
E indefinitely till the Reservation Act continues to operate. Still a given
category of citizens which may form a part and parcel of that class of
citizens, namely, socially and educationally backward classes of citizens
as on date may in future cease to belong to that class. Consequently the
question whether a given category of citizens continues to be socially and
F educationally backward class of citizens at a given point of time or not has
to be left to the State concerned for its objective decision from time to
time. The State cannot be bound in perpetuity to treat such classes of
citizens for all times as socially and educationally backward classes of
citizens. The principle of 'once a mortgage always a mortgage' cannot be
G pressed in service for submitting that once a backward class of citizens,
always such a backward class. In other words it is open to the State to
review the situation from time to time and to decide whether a given class
of citizens that has earned the benefit of 27 per cent reservation as socially ·
and educationally backward class of citizens has continued to form as part
H of that category or has ceased to fall in that category. Thereby it cannot be
JAGD!SH NEG!, PRESIDENT, UTIARAKHANDJANMORCHA '·STAIB ( S.B. MAJMUDAR, J.) 491
said that the first respondent is adopting a policy which is contrary to the A
constitutional scheme of reservation. Within four corners of Article 15( 4)
or 16( 4) such an exercise cannot said to be unauthorised. Such an exercise
has been upheld by the Constitution Bench of this Court in Indra Sawhney
and Others v. Union of India and Others (supra). In the said decision at
page 559 in concurring judgment Sawant, J. in para 531 observed as under: B
"The validity of the percentage of reservation for backward classes
would depend upon the size of the backward classes in question.
So long as it is not so excessive as to virtually obliterate the claims
of others under Clau&e 16(1), it is not open to challenge. However,
it is not necessary, and Article '16( 4) does not suggest, that the C
percentage of reservation should be in proportion to the percent-
age of the population of the backward classes to the total popula
tion. The only guideline laid down by Article 16(4), as pointed out
elsewhere, is the adequacy of representation in the services. Within
the said limits, it is in the discretion of the State to keep the D
reservations at reasonable level by taking into consideration all
legitimate claims and the relevant factors. In this connection, the
law laid down directly on the subject in the following decisions is
worth recounting."
At para 814 at page 736-737 in the main majority decisicn B.P. Jeevan
Reddy, J., indicated the legal position as under :
" .... It must be remembered that the equality of opportunity guaran
teed by clause (1) is to each individual citizen of the country while F
clause ( 4) contemplates special provisions being made in favour of
socially disadvantaged classes. Both must be balanced against each
other. Neither should be allowed to eclipse the other. For the
above reason, we hold that for the purpose of applying the rule of
50% a year should be taken as the unit and not the entire strength
G of the cadre, service or the unit, as the case may be."
The first respondent is, therefore, bound to act and is entitled to act as per
the modalities for the scheme of reservation as envisaged by the Constitu-
tion Bench judgment of this Court. The first contention of learned senior
counsel for the petitioners, therefore, has to be decided by holding that the H
492 SUPREME COURT REPORTS (1997) SUPP. 3 S.C.R.
A first respondent is bound to treat the residents of U ttarakhand and hill
areas as socially and educationally backward class of citizens all throughout
from 1974 till date, in the light of its own policy decision reflected by the
above referred communications issued by the Secretary of the U .P. State
from time to time. However it is open to the first respondent to review the
B situation from time to time and to take its own policy decision in the light
of relevant material available to it in future as to whether residents of
Uttarakhand and hill region have continued to remain socially and educa
tionally backward class of citizens for earning the statutory benefit of 27%
reservation envisaged by the Reservation Act or have ceased to belong to
that reserved category of citizens. Such an exercise is perfectly legitimate
C and permissible to the first respt!ltdent and hence it is not possible to agree
with the learned senior counsel for the petitioners that reservation for
citizens of hill regions must be made available to them without any limita
tion of time so long as Reservation Act remains on the Statute Book. The
first contention is decided accordingly.
D Contention No. 2
So far as this contention is concerned, learned senior counsel for the
petitioners was right when he submitted that when the first respondent
itself decided that for the year 1997 the residents of hills and Uttarakhand
E areas were to be considered as socially and educationally backward class
of citizens and, therefore, they were to be considered towards 27 per cent
reservation available to such class of citizens, while considering their claim
for admissions to medical colleges in the State, it is difficult to appreciate
how for the very same class of citizens this benefit of reservation was no\
F made available when students coming from that regions were to be con
sidered for admission to agricultural colleges. Learned senior counsel for
the State could not successfully controvert this contention. It is obvious that
when the State itself in its wisdom has considered residents of the aforesaid
areas as socially and educationally backward for being included for con
sideration towards 27 per cent reservation available to that class for admis-
G sion in medical college, afortiori they have to be considered eligible for
being included in this said quota of reservation of 27 per cent, while
. considering their claims for admission to agricultural colleges. The stand
of the respondent- State that it is still considermg their claims for such
reservation to agricultural college for the year 1997, to say the least, is
H totally inconsistent and nothing short of being treated as arbitrary and
JAGDISH NEG!, PRESIDENT, UTIARAKHANDJANMORCHA '·STATE [ S.8. MAJMUDAR,J.J 493
illegal. However, this conclusion of ours cannot give any substantial benefit A
to the petitioners as the admissions to agricultural colleges for current year
are already finalised. All that we can direct is to the effect that if in future
for the year 1998 onwards, State takes a decision that residents of Uttarak
hand and hill regions of the State are to be still considered as socially and
educationally backward class of citizens for these relevant years, then for B
the. academic year concerned the State must take a prompt decision in this
connection at least three months prior to starting of academic terms for
medical and other educational courses including agricultural education to
be imparted in the Government institutions in the State and such decision
should be properly published in newspapers having wide circulation in the C
concerned regions of the State so that residents staying in those regions
can know well in advance about the approved policy of the State in this
connection. It is obvious that such a decision has also to be properly and
promptly conveyed to all authorities, concerned with the imparting of
education in different colleges situated in the State and who are required
to follow the Policy of reservation as envisaged by the State. Such a decision D
to be taken by the State in fu~ure years should be uniformly applied to all
types of academic education courses not merely confined to medical cour-
ses conducted at Government colleges and other institutions covered by
the reservation scheme for admissions. Under these circumstances no
useful purpose can now be served in voiding the decision reflected in the E
letter dated 24th July, 1997 of Shri Jagan Nath Tewari, Under Secretary,
Government of U.P. addressed to Shri R.B. Mishra, Advocate-on-Record,
Supreme Court of India, to the effect that the matter is still under
consideration and no final decision has yet been taken in connection with
reservation facilities to be provided to residents of Uttarakhand in various F
educational courses of Pant Nagar Agriculture University to be extended
for the year 1996-1997. We, however, hold that the aforesaid stand taken
in this letter was clearly unjustified once the State decided to treat residents
of Uttarakhand and hill"region as socially and educationally backward class
of citizens for getting the benefit of being included in quota of 27 per cent
reservation in medical colleges for the year 1997. The second contention, G
therefore, is found to be well sustained, though it cannot result in further
directions to the State for the current year 1996-97. It stands accepted to
the limited extend, by directing the first respondent-State to regulate its
future course of action for years 1997-98 onwards as indicated
hereinabove. H
A Before parting with the discussion on this contention we may refer
to decisions of this Court to which our attention was invited by the learned
senior counsel for the petitioners. D.S. Nakara & Others v. Union of India,
[1983] 2 SCR 165; Superintending Engineer, Public Health, U. T. Chandigarh
& Ors. v. Ku/deep Singh & Ors., JT (1997) 2 SC 509 and Panchayat V12J8a
B Sharmajivi Samudaik Sahakari Khedut Coop. Society and Others v. Haribhai
Mevabhai and Others, [1996] 10 SCC 320 were pressed in service by Shri
Satish Chandra, learned senior counsel, for submitting that grant of
reservation under Article 15( 4) and 16( 4) was a constitutional obligation
of the State and it was a power coupled with duty. Reference made by him
C to these judgment is not strictly relevant in the present context as the first
respondent-State itself has already discharged its constitutional obligation
by enacting the Reservation Act and by promulgating the policy of
reservation for socially and educationally backward citizens of Uttarakhand
by affording them the right of inclusion towards 27 per cent reservation
quota upto 1997. Consequently, it is not necessary for us to examine the
D wider question as to whether the State will be bound to follow any policy
of reservation if it finds that it is not necessary to follow the' same in a given
set of circumstances and whether such a policy cannot be enforced against
the State by a court or law.
E Contention No. 3
So far as this contention is concerned learned senior counsel for the
first respondent-State made it clear to us that the State of U.P. has
sonsidered the claim of residents of Uttarakhand for being included in the
F category of socially and educationally backward class of citizen while
computing 27 per cent reservation for such class of citizens even in
Government services. He has invited our attention in this connection to
paragraph 11 of the counter affidavit of behalf of the State of U.P. filed by
Shri C.K. Tewary, Special Secretary, Uttarakhand Vikas Vibhag, U.P. It
has been recited therein that 'it is noteworthy that the population of
G hill/Uttarakhand area is approximately 4% of the total population of Uttar
Pradesh. As against this, the representation of residents of
hill/Uttarakhand area in various important service is mentioned in sub-para
(a) to (i) of the said paragraph'. He further stated that 'it is noteworthy
that the Hon'ble Supreme Court in its landmark judgment in the Indra
H Sawhney case has stipulated 27% reservation as adequate representation
JAGDISH NEGI, PRESIDENT, lTIT ARAKHAND JANMORCHA v. Sf A TE [ S.B. MAJMUDAR, J.) 495
for other backward classes, which constitutes 52% of the total population A
of the Country. Thus, using the same logic around 2% representation in
the State services would be adequate representation for people belonging
to hill/Uttarakhand area, since the population for this area is 4% of the
total population of the State. It can be seen from the details given above
that in all services mentioned above, the representation of people from B
hill/Uttarakhand area is more than 2% and in most cases is much above
4%. In some services, in fact, the representation of hill/Uttarakhand area
is more than double the percentage of their population to the total
population of the State'.
Relying on the aforesaid assertion it was submitted by learned senior C
counsel for the first respondent-State that towards the 27 per cent reser
vation in Government services available to socially and educationally back
ward classes of citizens in State of U.P., the resident of hill and Uttarak
hand region also are included. The whole State has been taken as a unit
and on the basis of the comparative density of population in the hill D
regions vis-a-vis remaining parts of the appropriate and proportionate
reservation out of 27 per ce"nt quota is made available to socially and
educationally backward residents of hill areas and Uttarakhand areas.
Therefore, the policy of the reservation even so far as Government services
are concerned is also made available to the residents of this area by treating E
them as socially and educationally backward classes of citizens. In view of
aforesaid stand taken by the learned senior counsel for the respondent,
which could not be factually controverted by the petitioners, it becomes
obvious that the policy of reservation of 27 per cent for socially and
educationally backward classes .of citizens as envisaged by the Reservation
Act has enured for the benefit of the residents of Uttarakhand and hill F
regions also. Therefore, it cannot be said that the said benefit is not
available to the residents . of this region as erroneously assumed by the
learned senior counsel for the petitioners. The third contention is not well
sustained factually and, therefore, has to be rejected.
As a result of the aforesaid discussion it must be held that except G
contention No. 2, learned senior counsel for the petitioners has not been
able to sustain any of the other contentions raised in support of the petition
and so far as Contention No. 2 is concerned, as discussed earlier, the only
limited relief which could be given to the petitioners is as indicated while
considering the said contention. H
496 SUPREME COURT REPORTS (1997] SUPP. 3 S.C.R.
In the result this petition stands partly allowed in aforesaid terms,
namely, that if the residents of Uttarakhand and hill region are to be
treated as a socially and educationally backward class of citizens for a given
year, in future, such decision should be taken by the State well in advance
and should be published at appropriate time as indicated by us while
B deciding Contention No. 2, hereinabove. There will be no orders as to
costs.
V.M. Petition partly allowed.