Union of India and Ors. v. P. Thayagarajan
B The Judgment of the C'ourt was delivered by
RAJENDRA BABU, J. Leave granted.
The respondent, while discharging the duties as Asst. Sub-Inspector in
CRPF at Guahati, was transferred to Jammu by order dated May 31, 1991 and
he was relieved on the same day to enable him to proceed to Jammu. The
C respondent failed to report for duty at Jammu but had remained absent on the
ground that he was not well and he had been advised to take rest. He was
~
served with memorandum of charges. The gist of it is as under:
I. That h~ did not report for duty at the office of the IGP(OPS),
CRPF, J&K, Srinagar on his transfer/attachment and did riot
proceed to his new posting from present office as ASI(M) in GC,
CRPF, Guahati and thereby committed an act of disobedience of
the orders of his superiors in the discharge of his duties in his
capacity as a member of the force under Section 11 (I) of CRPF
Act, 1949;
2. That he committed an act of neglect of duty in his capacity as
a member of the force inasmuch as he remained absent from duty
from June I, 1991 to September 2, 1991 without proper permission
from the competent authority and without sufficient cause, reason
or ground thereby violated Section 11(1) ofCRPF Act, 1949;
3. That he committed an act of misconduct by sending an application
dated June I, 1991 directly to IGP, NES,CRPF, in violation of the
provisions contained in Para 3 of Circular Order No. 3180 read
with the decision of the Government of India in this regard.
The Enquiry Officer conducted an enquiry on the aforesaid charges and
made a report to the Disciplinary Authority. The Disciplinary Authority noticed
certain irregularities in the conduct of the enquiry which were of vital nature,
in particular, that the Enquiry Officer acted on the letters of one U.N. Chaini,
who was a witness on behalf of the department and K.M. Verghese, who was.
H a witness on behalf of the respondent on the basis of a representation made
-
U.0.1. v. P. THAYAGARAJAN [RAJENDRA BABU, J.] 117
I
by them stating they are not in a position to attend the enquiry proceedings A
but indicating the facts within their knowledge. The concerned authority was
of the view that the witnesses should have been examined in person and the
procedure adopted by the Enquiry Officer was contrary to the relevant rules
in taking their letter as statements. The Enquiry Officer did not ascertain the
facts necessary for the conclusion of the case. Therefore, he set aside the
findings recorded by him and directed de nova enquiry by an order made on B
May 19,1995 which was communicated to the respondent on June 7, 1995.
~ Challenging this order, the respondent preferred a writ petition in the High
Court of Guahati. The learned Single Judge directed issue of rule but did not
grant any interim order on the basis that Rule 15 of the Disciplinary Rules
enables the authority to remit the matter to the Enquiry Officer for further C
enquiry and that the power has been exercised by the authority under Rule
15 and mere use of expression "de nova" will not change the tenor of the
order. A writ appeal was preferred against the said order and the Division
Bench of the High Court granted initially an interim order staying further
proceedings in the enquiry and thereafter by an order made on December 15,
1997 allowed the appeal by taking the view that in an appeal arising out of D
an order of punishment made by the Disciplinary Authority accepting or
rejecting the conclusion reached by the enquiry authority, the appellate
authority could direct a fresh or de novo enquiry and such power is not
available to the Disciplinary Authority. Thus, the Division Bench set aside the
order made by the Disciplinary Authority on June 6, 1995. Hence this appeal E
by special leave.
Shri K.N. Rawal, learned Additional Solicitor General, appearing for the
appellant, drew our attention to the Central Reserve Police Force Rules, 1955
and in particular to Rule 27 thereof. Detailed procedure is set forth therein.
Rule 27(c)(6) enables the Commandant, if he himself holds the enquiry, to F
record his findings and pass orders where he has power to do so and if the
enquiry has been held by any officer other than the Commandant, the officer
conducting the enquiry shall forward his report together with the proceedings,
to the Commandant, who shall record his findings and pass orders where he
has power to do so. He submitted that such power includes power to set G
aside findings of the Enquiry Officer if there is any serious infirmity in the
conduct of an enquiry which may be detrimental either to the interests of the
department or the delinquent official and in such a case it is certainly open
to the Disciplinary Authority to order further or fresh enquiry, as the case may
be. He further submitted that the Disciplinary Authority has the power to
record his findings and pass appropriate orders in that regard and such a H
A power is inherent in such Disciplinary Authority.
Shri K. T.S. Tulsi, learned senior counsel appearing for the respondent,
relied upon the decision of this court in K.R. Deb v. Collector of Central
Excise, Shillong, [ 1971) 2 SCC 102, wherein, while interpreting Rule 15 of the
Central Civil Services (Classification, Control and Appeal) Rules, 1957, it was
B held that the Disciplinary Authority has no power to set aside an earlier
enquiry and order a fresh enquiry. He submitted that this decision makes it
clear that it is not open to the Disciplinary Authority to order to conduct a
fresh enquiry in this matter. Therefore, he urged that the view taken by the
High Court is justified.
C In order to satisfy ourselves of the correctness of the contentions
raised on behalf of the parties, we called for the original record of the enquiry
and of the Disciplinary Authority and on going through the same, we find
that letters addressed to the Enquiry Officer have been treated as statements
made before him ofU.N. Chaini (PW2) and letter sent by K.M. Verghese, who
was to be examined as a defence witness.
What is contemplated in Rule 27(c)(2) is that evidence material to the
charge could be either oral or documentary and if oral, (i) it shall be direct;
(ii) it shall be recorded by the officer conducting the enquiry himself or by
any officer; and (iii) the accused shall be allowed to cross examine the
witness. When reliance is sought to be placed on oral evidence of witnesses
E it will have to be obtained in the manner indicated in the said Rule and that
the oral statement has to be recorded by the officer himself conducting the
enquiry in the presence of the parties and it cannot be done in any other
manner. The procedure in taking letters as statements is in violation of Rule
27(c)(2). Therefore the contention put forth on behalf of the appellant and the
F reasons set forth in the course of the order setting aside the enquiry is
justified. What Shri Tulsi urged with reference to the decision in K.R. Deb
[supra] is that there is no power in the Disciplinary Authority to set aside an
earlier enquiry and to order a fresh enquiry. We may, in particular, refer to para
12 of the said decision which is as follows :
"It seems to us that Rule 15, on the face of it, really provides for one
inquiry but it may be possible if in a particular case there has been
no proper enquiry because some serious defect has crept into the
inquiry or some important witnesses were not available at the time
of the inquiry or were not examined for some other reason. The
Disciplinary Authority may ask the Inquiry Officer to record further
evidence. But there is no provision in Rule 15 for completely setting
U.0.1. v. P. THAYAGARAJAN [RAJENDRA BABU, J.] 119
aside previous inquiries on the ground that the report of the Inquiring A
Officer or Officers does not appeal to the Disciplinary Authority. The
Disciplinary Authority has enough powers to reconsider the evidence
itself and come to its own conclusion under Rule 9". [p.105] [emphasis
supplie<i].
A careful reading of this passage will make it clear that this court B
notices that if in a particular case where there has been no proper enquiry
because of some serious defect having crept into the inquiry or some important
witnesses were not available at the time of the inquiry or were not examined,
the Disciplinary Authority may ask the Inquiry Officer to record further
evidence but that provision would not enable the Disciplinary Authority to
set aside the previous enquiries on the ground that the report of the Enquiry C
Officer does not appeal to the Disciplinary Authority. In the present case the
basis upon which the Disciplinary Authority set aside the enquiry is that the
procedure adopted by the Enquiry Officer was contrary to the relevant rules
, and affects the rights of the parties and not that the report does not appeal
to him. When important evidence, either to be relied upon by the department D
or by the delinquent official, is shut out, this would not result in any
advancement of any justice but on the other hand result in a miscarriage
thereof. Therefore we are of the view that Rule 27(c) enables the Disciplinary
Authority to record his findings on the report and to pass an appropriate
order including ordering a de novo enquiry in a case of present nature.
The reasoning adopted by the Division Bench of the High Court was
plainly incorrect. Whatever may be the powers of the appellate authority, the
Disciplinary Authority will have to be satisfied with the procedure adopted
by the Enquiry Officer before passing an order. It does not stand the logic
that in a given case the appellate authority could order a fresh enquiry and
not the Disciplinary Authority at whose instance the enquiry began and F
which is not satisfied with the enquiry held for some vital defects in the
procedure adopted. Therefore the order made by the High Court cannot be
sustained. The same stands set aside and we allow the appeal and dismiss
the writ petition filed by the respondent.
Considering the fact that this matter has been pending before the G
authorities for a long time, we direct the appellant to complete the enquiry as
expeditiously as possible but within three months from today and take an
appropriate decision. The appeal is allowed in the aforesaid terms. No order
as to costs.
T.N.A. Appeal allowed. H